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Judicial Watch • Mary M Lisi Financial Disclosure Report for 2010

Mary M Lisi Financial Disclosure Report for 2010

Mary M Lisi Financial Disclosure Report for 2010

Page 1: Mary M Lisi Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:8

Date Created:November 6, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Mary M Lisi, Fidelity, 2010, Market, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Lisi, Mary U.S. District Court 05/06/2011 Title (Article III judges indicate active senior status; 	5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
Chief District Judge Active Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

with applicable laws and regulations.
U.S. Dis~ct Court 
One Exchange Terrace 
Providence, 02903 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must foilowed Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. meponing individual only; seepp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Selection Committee Chair Hassenfeld Family Foundation Rhode Island Public Service Fellowships  Member Temple University School Law Board Visitors 
Member 	University Rhode Island Presidents Council 
Member 	ABA National Conference Federal Trial Court Judges Executive Committee 

II. AGREEMENTS. meponing individuul only; se~ pp. 14-16 fiting instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Lisi, Man/M. 
Name Person Reporting Date Repor~ 
III. NON-INVESTMENT INCOME. ~Reponing indlviduul undspouse; see pp. 17-24 filing instructions.) Filers Non-investment Income NONE (No reportable non-investment income.)  
DATE  SOURCE AND TYPE  INCOME (yours, not spouses) Spouses Non-Investment Income -if you were married during an.vportion the reporting year, complete this section.  
(Dollar amount not required except for honoraria.)  (No reportableNONE  income.)non-investment  
DATE  SOURCE AND TYPE 2010  self-employed attorney  
IV. REIMBURSEMENTS -transportation, lodging, Sood, entertainment  
(Includes those spouse and dependent children," see pp. 25-27 filing instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  American Bar Association  February 3-7, 2010  Orlando,  Mid-Year Meeting  Lodging, ground transportation, meals GIFTS. anctude, tho~e ~,ou~e ond de~,e,de~t chUdren; ~e~ n. 2S-31 filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. a~cl~de~ ,ho~e o/~po~,, a~d dep,,de,, children; see pp. 32-33 f!llng instructlon)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE 
Lisi, Mary 	05/06/2011 
VII. INVESTMENTS and TRUSTS -income, valae, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) B.C. 
Deacdption Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(t) (2) (t) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code die., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	Citizens Bank, Providence, NOW Interest 
Account 	
Citizens Bank IRA (cash equivilent) Interest 	
Citizens Bank IRA (cash equivilent) Interest 	
Bank Interest Closed 12/07/I 	
Bank Money Market Acct. Int./Div. Open 12/07/10 	
401 (K)RETIREMENT PLAN Dividend Dreyfus Bond Market Index Fund 	
-Federated Capital Appreciation Fund Janus Advisor Flexible Income Fund 

10. MFS Total Return Fund 

11. MFS Global Equity Fund 

12. 

13. 	
Fidelity Investments 

14. Calamos Convertible Class Dividend 

15. Loomis Sayles Investment Grade Bond Dividend 

16. Mainstay High Yield Corp. Class Dividend 

17. Narragansett Insured Tax Free Inc. Dividend Sold 02/12/I 
(part) 

B=$1,001 $2,500 -$2,501 $5,000 =$5,O01 5,000 E=$15,o01-$50,O00 (See Colunms and D4) =$50,001 $100,000 =$1O0,001 $1,000,000 1,000,001 $5,0O0,000 =Mor~ than $5,000,O00 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,O01 $250,000 
(See Columns and D3) =$250,O01 $500,000 =$500,001 1,0O0,000 1,000,001 $5,000,000 =$5,000,001 $25,0O0,000 =$25,000,001 $50,000,000 =More than $50,O00,O00 Value Method Codes =Appraisal =Cosl (Real Estate Only) =Assessment  =Cash Market  
(See Coluran C2) =Book Value =Other =Estiraatcd  

Lisi, Mary 	05/06/2011
VII. INVESTMENTS and TRU STS -income, va~ue, t,ons~etions anetudes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3) (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div.,rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. 
-Rydex Inverse Govt Bond Fund 	None Buy 02/16/I 

19. Templeton Global Bond Dividend 

20. 
-Thomburg intl. Value Instl. Dividend 

21. 
-Fidelity Municipal Money Market Dividend 

22. 

23. 
Fidelity IRA 

24. American Century GNMA Dividend Sold 02/12/10 

(part) 
25. Calamos Convertible Class Dividend 

26. Loomis Sayles h~vestment Grade Bond Dividend 

27. Mainstay High Yield Corp. Class Dividend 

28. Rydex Inverse Govt. Bond Fund 	None Buy 02/16/10 

29. Templeton Global Bond Dividend 

30. Thomburg Intl. Value Instl. Dividend 

31. Fidelity Cash Reserves Dividend 

32. 

33. 
Fidelity IRA 

34. American Century GNMA Dividend lnc6~ ~ain Codes: =$1,000 less :$~,oo~- SzSoo =$2;501- $5,ooo =$5,001 $15,000 =$15,001 $50,000 (See Columns and :$50,001 $100,000 =$100,001 $1,000,000 =$1,00O,00l -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 (See Columns and 1)3) =$250.001 $500,000 =$1,000,001 $5,000,000 =$500,001 1,000,000 	P2 =$5,000,001 $25,000,000 Value Method Codes =$25,000,001 $50.000.000 =Appraisal =Cost (Real Estate Only) =More than $50,000,000 =Assessment =Cash Market  
(see Column C2) =Book Value =Other =Estimated  

Name Person Reporting Date Report
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see pp. 34-60 fding instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place "(X)" aRer each asset exempt from prior disclosure  Income during reporting period (1) (2) Amount Type (e.g., Code div., rent, (A-H) int.)  Gross value end reporting period (J) (2) Value Value Code Method (J-P) Code ~Q-W)  (I) Typo (e.g., buy, sell, redemption)  Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private ~nsaction)  
35. Loomis Sayles Investment Grade Bond  Dividend  
36. Mainstay High Yield Corp. Class  Dividend  
37. Fidelity Cash Reserves  Dividend Income Gain Codes: =$1~000;or eSS  B~$ i00 500 =$2,501 $5,000 =$5;001 $15,000 =$15,001 $50,000  
(See Columns and I)4) =$50,001 $100,00~ =$I00,001 =$1,00~,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,0~1 $50,0~0 =$50,001 $100,000 =$I00,001 $250,0~O  
(See Columns and D3) =$250.001 $50~,000 =$500,001 1,000,000 =$1,000,001 $5,000,0~0 =$5,000,001 -$25,1)00,000 Value Method Codes =$25,0~0,001 $50.000,000 =Appraisal =Cost (Real Estate Only) =More than $50,000,000 =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Name Person Reporting

Lisi, Mary 05/06/2011
VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
Name Person Reporting Date Report
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowiedge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq, U.S.C.  7353, and Judicial Conference regulations. 
Signature: Mary Lisi 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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