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Judicial Watch • Mary M. Schroeder – 2012

Mary M. Schroeder – 2012

Mary M. Schroeder – 2012

Page 1: Mary M. Schroeder – 2012

Category:Federal Judges

Number of Pages:15

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Mary M Schroeder, 2012, Gross, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app .11 101-111) Person Reporting (last name, first, middle initial) SCHROEDER, MARY Court Organization U.S. COURT APPEALS -9TH CIRCUIT Date Report 05/08/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) SENIOR -CIRCUIT JUDGE  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
U.S. COURTHOUSE, SUITE 610 401 WASHINGTON, SUITE 610 MAIL SPACE PHOENIX, 85003 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  COUNCIL MEMBER  AMERICAN LAW INSTITUTE  TRUSTEE  TRUSTE#l  ADVISORY BOARD MEMBER  LOWELL OBSERVATORY 
II. AGREEMENTS. (Reporting individual only; pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Date Report 
05/08/2013
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [2J NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.)  

 SOURCE AND TYPE 2012  SHESHUNOFF INFORMATION SERVICES  -BOOK ROY ALTY 

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	AMERICAN LAW 1/25/2012 -1127/2012 PHILADELPHIA, SEMINAR TRANSPORTATION, FOOD, HOTEL INSTITUTE 	
PEPPERDINE 3/15/2012 -3/16/2012 MALIBU, SEMINAR TRANSPORTATION, FOOD, HOTEL UNIVERSITY 	
AMERICAN 4/3/2012 -4/4/2012 CHICAGO, SPEAKING TRANSPORTATION, FOOD, HOTEL CONSTITUTION SOCIETY ENGAGEMENT 	
FEDERAL BAR 4/5/2012 -4/6/2012 RENO, SPEAKING TRANSPORTATION, FOOD, HOTEL ASSOCIATION -NEV ADA ENGAGEMENT CHAPTER 
FEDERAL BAR 9/20/2012 -9/21/2012 SAN DIEGO, SPEAKING TRANSPORTATION, FOOD, HOTEL ASSOCIATION ENGAGEMENT 

05/08/2013  AMERICAN LAW INSTITUTE  10/17/2012 10/20/2012  NEW YORK,  SEMINAR  TRANSPORTATION, FOOD, HOTEL  AMERICAN LAW INSTITUTE I/28/2012 11/30/2012  NEW YORK,  SEMINAR  TRANSPORTATION, FOOD, HOTEL  

Date Report 
05/08/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 

instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 

instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Report 
05/08/2013

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those ofspo11se and dependent children; see PP 34-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000,000 Value Codes =$15.000 less 415.001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1,000.001 -$5.000.000  1'2 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V==Other =Estimated  

Date Report 
05/08/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (2) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. -TC INC -RET  None  Buy  1/17/12  
19. -TC INTL EQ. RET.  None  Sold (part)  10/11/12  
20. -TC MIDCAP RET.  None  
21. -TC MIDCAP VAL RET.  None  Sold (part)  10/11/12  
22. -TIAA REAL EST  None  
23. -CREF BOND MARKET  None  
24. -CREF INTL LINKED BONDS  None  Sold (part)  4/13/12  
25. -TC HIGHYIELD RET  None  
26. FIDELITY BROKERAGE ACCOUNT  
27. -BANK DEPOSITS  Interest  
28. -TC GROWTH INCOME FUND  Dividend  Buy  1/18/12  
29. -TC GROWTH INCOME FUND  Sold (part)  8/8/12  
30. -TC GROWTH INCOME FUND  Buy  11/15/12  
31. -TC MANAGED ALLOCATION FUND  Dividend  Buy  1/18/12  
32. -TC MANAGED ALLOCATION FUND  Buy  11/15/12  
33. -TC SHORT TERM BOND FUND  Dividend  Buy  1/18/12  
34. -TC SHORT TERM BOND FUND  Sold  5/11/12 Income Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2,501 -$5.000 =$5.001 -$15.000 =$15.001 -$50,000 (Sec Columns and 04) =$50,001 -$I 00.000 =$100.001 -$1,000,000 
Ill =$1,000,00l -$5,000.000 =More than $5,000.000 
Value Codes =$15.000 less =$15,001 -$50.000 L=$50.00I -$100,000 =$100.001 -$250.000 (Sec Columns and D3) =$250.001 -$500.000 =$500,00 =$5.000.001 -$25,000.000 1'3 =$25.000,00 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) V=Other

U=Book Value =Estimated 

Date Report 
05/08/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing ins1r11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) 
(I) 
(2) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private Income Gain Codes: 	A=$1.000 less 41,001 -$2.500 =$2.501 -$5.000 D=$5.001 -$15.000 E=$15.001 -$50.000 (Sec Columns and D4) 450.001 -$100.000 =$100,001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15,000 less =$15.001 -$50.000 =$50.001 -$100.000 =$I 00.00 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 0=$500