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Judicial Watch • Mary M Schroeder Financial Disclosure Report for 2007

Mary M Schroeder Financial Disclosure Report for 2007

Mary M Schroeder Financial Disclosure Report for 2007

Page 1: Mary M Schroeder Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:15

Date Created:November 12, 2008

Date Uploaded to the Library:November 13, 2013

Tags:SCHROEDER, Mary M Schroeder, VALIC, hotel, speaker, transportation, 2007, EPA, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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SELF INITIATED AMENDMENT Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 USC opp. 101-111) Person Reporting (last name, first, middle initial) SCHROEDER, MARY Court Organization COURT APPEALS -9TH CIRCUIT Date Report 05/06/2008 Title (Article llI judges indicate active senior status; magistrate judges indicate full-or part-time) ACTIVE -CIRCUIT JUDGE  Sa. Report Type (check appropriate type) Nomination, Date Initial [2] Annual Sb. Amended Report Final Reporting Period Ol/OJ/2007 12/31/2007 Chambers Office Address U.S. COURTHOUSE, SUITE 610 401 WASHINGTON ST., SPC. PHOENIX, 85003-2156 the basis the information contained this Report and any modifications pertaining thereto> is, opinion, compliance with applicable Jaws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable informatio1 Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY COUNCIL MEMBER AMERICAN LAW INSTITUTE TRUSTEE TRUST#! 
JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
PARTIES AND TERMS 

Date Report 
0510612008SCHROEDER, MARY 
Ill, NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income 
G2J NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this sectiorc 
(Dollar amount not required except for honoraria) NONE (No reportable non-investment income.) SOURCE AND TYPE 2007 	ARIZONA STATE UNIVERSITY -SALARY 
ALEX SOLUTIONS, INC. (SHESHUNOFF INFORMATION SERVICES) -BOOK ROY ALTY 

IV. REIMBURSEMENTS -transportation, /odging,food, entertainmenl (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED WYERS CLUB 5111/07 -SAN DIEGO, KEYNOTE TRANSPORTATION, FOOD, HOTEL SAN DIEGO 5/12/07 CALIFORNIA SPEAKER 
UNIVERSITY 5118/07 -MISSOULA, SPEAKER TRANSPORTATION, FOOD, HOTEL MONTANA LAW 5120107 MONTANA SCHOO  AMERICAN LAW INSTITUTE  10/17/07 0/19/07  NEW YORK, NEW YORK  SPEAKER/PRESENTER  TRANSPORTATION, FOOD, HOTEL  

Date Report 
SCHROEDER, MARY 05/06/2008 GIFTS. (includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  ARIZONA CLUB  HONORARY MEMBERSHIP -DUES 1,020.00 

VJ. LJABJLJTJES. (includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
G2J NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 

.Date Report 
0510612008
SCHROEDER, MARY 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) 

(I) 
(I)
(2) 
(4) 
(5) MORGAN CHASE ACCOUNTS Interest  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period ross value end reporting period  ---D. Transactions during reporting period  

Place "(X)" after each asset  Amount  Type (e.g.  Value  
exempt from prior disclosure  Code  div., rent,  Code  
(A-H) int.)  (J-P) 
WACHOVIA MYM FUND Dividend 
LINCOLN NAT'L LIFE Interest 

Value Method Code 
(Q-W) 
Type (e.g., buy, sell, redemption) 
Date 
Month-
Day 

Value 
Gain 
Code 
Code 
(A-H) 
(J-P) 
Identity buyer/seller (if private transaction) Income Gain Codes: =oo$ ,OOO less $1,001 -$2,500 $2,501 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000  
(See Columns and D4) $50,001 -$100,000 $100.001 -$1.000,000 $1.000,001 -$5,000,000  ll2 More than $5,000,000 Value Codes =$15,000 less $15,001 -$50,000 $50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and DJ) $250,001 -$500,000 $500,001 $1.000,000 ,000,00 -$5,000,000 $5,000,001 -$25.000,000 $25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes ""Appraisal ost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  votber =Estimated  

Date Report 
SCHROEDER, MARY 
0510612008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.)  NONE (No reportable income, assets, transactions.)  
------- Assets Descriptio Income during Gross value end Transactions during reporting period  

reporting period 
reporting period 
(including trust assets) (2) 
(I)  
Place "(X)" fter each asset  Amount  
exempt from rior disclosure  Code  

Type (e.g., Value div., rent, Code 
(2) 
Date
Value Type (e.g., 
Month
Method buy, sell, 
(3) 
Value  Gain  Identity  
Code  Code  buyer/seller  

(A-H) 
Day int.) (J-P) 
Code redemption) 
(A-HJ (if private 
transaction)
(Q-W) 
..._ 
18. ALIC SET YR.  Interest  
19.  VALICMYM  None  7/21  TRANSFER FROM TIAA Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 $5,000  0=$5,001-$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(SeeColumnsCl arlD3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
SCHROEDER, MARY 0510612008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) 

Date Report 
05/06/2008
SCHROEDER, MARY 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

U.S. COURTHOUSE, SUITE 610
MARY SCHROEDER 
401 WASHINGTON ST., SPC
JUDGE 
PHOENIX, AZ. 85003-2156 UNITED STATES COURT APPEALS 
(602) 322-7320 FOR THE NINTH CIRCUIT 
July 11, 2008 
,.._, 
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Ortrie Smith, Chair
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Judicial Conference the United States 

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Committee Financial Disclosure 
One Columbus Circle, N.E. ..,,
Washington, D.C. 20544 
..,, 
.i= 
Re: Clarification 2007 Disclosure Statement Mr. Smith: response your correspondence June 24, 2008 requesting information regarding the assets -Trust please note that the following items from Part VII 2007 Disclosure Statement are all assets of-Trust #1: 
Line ALIC FIXED PLUS FUND  Line  VALIC GOV'T SEC.  
Line ALIC MIDCAP INDEX  Line  VALIC INT'L GROW  
Line ALIC STOCK INDEX  Line ALIC SMCAPEQ  
Line  VALIC INT'L GOV'T BOND  Line  VALIC SHORT TERM FIXED  
Line ALIC SCIENCE TECH.  Line ALIC SET RATE YR.  
Line  TIAA (RET. ANN.)  Line  VALIC MYM  
Line  AZ. ST. CREDIT UNION believe this satisfies your request. Should you need further clarification, please not hesitate contact me. 

Repo11 Required the Ethics Government Act 1978 
Rev. 1/2008 
FOR CALENDAR YEAR 2007 U.S.C app.  101-111) Person Reporting (last name, first, middle initial) SCHROEDER, MARY Court Organization COURT APPEALS -9TH CIRCUIT Date Report 05/06/2008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) ACTIVE -CIRCUIT JUDGE  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2007 12131/2007 Chambers Office Address U.S. COURTHOUSE, SUITE 6!0 401 WASHINGTON ST., SPC. PHOENIX, 85003-2156 the basis the information contained Ibis Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must btfollowed. Complete parts, checking the NONE box for each part where you have reportable information. Sign last page. JTJ NS. (Reporting indi:vidual only; see pp. 9-JJ filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY COUNCIL MEMBER AMERJCAN LAW INSTITlITE 
TRUSTEE -TRUST#! 
ADVISORY BOARD MEMBER LOWELL OBSERVATORY 

JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
G2J NONE (No reportable agreements.) 
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IV. REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  KEYNOTE SPEAKER  TRANSPORTATION, FOOD, HOTEL  SPEAKER  TRANSPORTATION, FOOD, HOTEL  

Date Report 
SCHROEDER, MARY 
0510612008 
III. N-INVE TMENT INC ME, (Reporting individual a11d spouse; see pp. 17-24 filing instructio11s.) Filer's Non-Investment Income [2J NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse'S Non-I nvestm Income -If you were married duri11g a11y portio11 the reportillg year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2007 ARJZONA STATE UNIVERSITY -SALARY 
ALEX SOLUTIONS, INC. (SHESHUNOFF INFORMATION SERVICES) -BOOK ROY  UNIVERSITY MONTANA LAW SCHOOL  5118/07 -5120107  MISSOULA, MONTANA  SPEAKER  TRANSPORTATION, FOOD, HOTEL  AMERICAN LAW INSTITUTE 0/17/07 10/19/07  NEW YORK, NEW YORK  SPEAKER/PRESENTER  TRANSPORTATION, FOOD, HOTEL  

Date Report 
SCHROEDER, MARY 
05/06/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  ARIZONA CLUB  HONORARY MEMBERSHIP -DUES J,020.00 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
G2J NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
VALUE CODE 

Date Report 
SCHROEDER, MARY 
05/06/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 offilinc instructions.; Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More tban $5,000,000 Value Codes =$15 ,000 less 415,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  
(See Columns and 03) $250,001 -$500,000 =$500,001 -$1,000,000 $1,000,001 -$5,000,000 s5,ooo,001 -$25,ooo,ow =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
SCHROEDER, MARY 0510612008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Gross value end 
Transactions during reporting period 
Income during 
Description Assets 
reporting period 
reporting period 
(including trust assets) 
(2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

{I) (2)
{I) 
{I) 
Value
Value
AmountPlace "(X)" after each asset Type (e.g., Type (e.g., 
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  
(Q-W)  

18. ALIC SET YR.  Interest  
19. VALIC MYM  None  7/21  TRANSFER FROM TIAA Income Gain Codes: 	A=$l,OOO less 41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E415,001-$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More tban $5,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000 

(See Columns and 03) =$250,00 -$500,000 =$500,001 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V""0ther =Estimated 

Date Report 
SCHROEDER, MARY 05/06/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport.) 

Date Report 
SCHROEDER, MARY 
05/06/2008 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544