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Judicial Watch • Mary M Schroeder Financial Disclosure Report for 2009

Mary M Schroeder Financial Disclosure Report for 2009

Mary M Schroeder Financial Disclosure Report for 2009

Page 1: Mary M Schroeder Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:9

Date Created:November 6, 2013

Date Uploaded to the Library:November 13, 2013

Tags:weekly, Mary M Schroeder, VALIC, purchased, hotel, stock, 2009, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act ~f1978
R~,. ~/2OlO FOR CALENDAR YEAR 2009 L~s.c app.  101-111) Person Reporting (l~-st n~le, first, mlddlc initial) Court Organization Date Report 
SCHROEDER, MARY COURT APPEALS 9Tll CIRCU]T 

4/27/2010 Tiik (Article 11 judges indicate aclive senior status; 5a. Reporl" Type [check appropriale I)pe) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Da~e 01/01/2009 
ACTIVE-CIRCUITJ-UDGE hitial Final
~l-if] Ar~ual 
12/31/2009 5b. Amended Report Chambers Office Address the basis the information contained this Report and any
modifications pertaining thereto, is, opinion, compliancewilb applicable laws and regulations.
U.S. coLrRT lOUSE, SUITE 610 
401 WASHINGTON ST., SPACE 
PHOENIX, 85003-2156 

Reviewing Officer Date 
131POR TzlNT NOTES: The instructions accompanying this forra must followed. Complete art par~s checking the NONE box f!~r each part where you have reportable in.[brmatitm. Sign lastl,age. POSITIONS. m,ro,a.~ t.ah,iu~ot o.t~,; vt,. 9-. o~I~I~.~ in.~tructions.) NONE (No reportablepositiort~.) 
POSITION NAME ORGANIZATION/ENTITY COUNCIL MEMBER AMERICAN LAW INSTITUTE 
TRUSTEE TRUST 
ADVISORY BOARD MEMBER LOWELL OBSERVATORY 
PRESIDENT-ELECT ARIZONA VOMENS FORUM 

I!. AGREEMENTS. IReporting lt,dividual only; xee pp. 14-16 f!ling lnstructions.) NONE ~Vo reportable agreements.) PARTIE~ AND TE~MS 

Schroeder, Mary 
FINANCIALDISCLOSURE REPORT Page scrmOEr~a, MAW 4/27/2010 
111. NON-INVESTMENT INCOME. eRero,an~ individual and ...... seepp. 17-24 filing instructions.) Filers Non-lnvestment Income 
NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-I nvest merit Income -if you were married during any portion the reporting ycar, complete this section. (Dollar ornour~t not required except for honorari,~.) 
[~] 	NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2009 	ARIZONA STATE L,rNIVERES1TY SALARY
 2009 	StlESItUNOFF INFORIvlATION SERVICES BOOK ROYALTY 

IV. REIMBURSEMENTS --,ransp ..... ion, Iodglng, food ....... (Inelude~ th,se sFou and dependent children. see ~sf Jiling	NONE 0kb reportable reimbursements.) SOURCE DAT~ LOCATION PURPOSE ITEMS PAID PROVIDED 	~IVERSITY 10/5/2008. SAC~MENTO, SPEAKING EVENT T~SPORTATION, FOOD. HOTEL PACIFIC 10/7/2008 	
INTERNATIONAL 4/512009 4110/2009 ST~kSBOURG, F~NCE A~ENDANCE T~NSPORTATION, FOOD, ItOTEL ~DIC1AL ACADEMY 	
UNIVERSITY 4/17/2~9 -SACRAMENTO, MOOT COURT T~NSPORTATION, FOOD, HOTEL CALIFORNIA 411912009 	
LEGAL MOMENqlJM 4121/2009 -WASII~GTON, D.C. SPEAKING EVENT T~NSPORTATION. FOOD, HOTEL 4124/2~9 	
ARIZONA WOMENS 5/I 7/2009 -HONG KONG BAR A~ENDANCE TRANSPORTATION, FOOD, HOTEl. FORUM 5/24/2009 CttlNA .... .....Reporting 	Date Repor~ 	
AMERICAN LAW 10/21/2009 -NEW YORK, N ATTENDANCE TRANSPORTATION, FOOD, ttOTEL INSTi "IUTE 10/24/2009 	
AMERICAN LAW 12/2/2009 -PHILADELPHIA, ATTENDANCE TRANSPORTATION, FOOD, HOTEL INSTITUTE 1214/2009 

Natal- Person Reporting Date Repot! FTS. (Includes Ihose ~pouse and dependent children; seepp. 28-31 /iling ...... lions.) NONE (No reportable gifts.) DESCRIPTION  
VI. LIABILITIES. a,ct,,l~s ,1,0~, ..... depe,,aem chitdre.: set pp. SZ-3s filing in.~truction~.) NONE (No reportable liabilities.) CREDITOR DESC.RIPTION  VALUE CODE  

[r~ .... rre,so, l~e,o,,i.~ D~te orl~et, o,t SCitROEDER, MARY VESTM ENTS and TRUSTS i~ ...... ...... tions anclude~ those ..... dependent children: ~,~. 34-60 filing instructions.) ONE (No reportable income, assets, transactions.) 
................. B.C. ~cripfion A~e~ Income Gross value end T~nsactions during ~epo~ing ~n~ (including trust ~ets) tc~rling ~riod r~aing period 
Place ~X)" after each a~et Amount (e.g.. Value Value[ T~e (.g., Date Value Gain Identity exempt from prior disclosure div.,renl, Code Me~ buy, sell, m~d~yy C~e Code buyerlseller
C~e
(A-H) ira.) (J-P) Code redemption) (A-H) (if private O-P) (Q-~ hansaciion) MORGAN IASE ACCOUNTS Interest 
WACHOVIA MYM FUND Divideml Sold 4/7/2009 
LINCOLN NATL LIFE Interest 
FRANKLIN FUND AZTXER INC. Int.iT)iv. 
EQUITABLE 300+ STOCK FUND-IRA None 
TRUST/11 Int./Div. ST. CREDIT UNION ACCOUNTS VALID FIXED PLUS FUND Buy 01/09/09 VALIC MIDCAP INDEX Buy 01/09/I)9 

10. VALIC MIDCAP INDEX Sold 06/26/09 VALIC STOCK INDEX (LARGE CAP) Buy 01109/09 

12. -VALIC STOCK INDEX (LARGE CAP) Sold 06/26/09 
13. VALIC [NTL GOVT. BOND Buy 01/09/09 
14. VALIC INTL GOVT. BOND Sold 06/26/09 
15. VAI.IC SCIENCE TECl 
Sold 06/26,09 
16. VALIC GOVT. SEC 
Buy 01109/09 
17. -VALIC GOVqSEC. 
Sold 06/26/09 ..... fPerson Reporting Da,e Repo~

VII. INVESTMENTS and TRUSTS-; ........ t,,,, ...... ffonsHncludesthoseofspouxeanddependentchi~ren:$eepp. 3#-6Ooff!llng~struction~) 

NONE (No reportable income, assets, oansactions.)  
D~cdplion Asse~ Income during  Gross value end  Tmn~tion~ during r~ing peri~  
(including in,st .... reining wriod  of~porting ~fi~  
PNce "IX)" after each ~et Amt, V~,pc ~e.g..  Va~ue Wlue  ryN (e.g.,  Date Value Gain  Id~t,ty  
18. VALIC SMCAPEQ  Buy  01/09/09  
19. VAL1C SMCAPEQ  Sold  06~6/09  
20. TIAA T~DITIONAL (RET. ANN)  
21. C~F STOCK  Buy  07/011~  
22. C~F GROWTH  Buy  07/01/09  
23. CREF EQUITY INDEX  Buy  07/01109  
24. INTL EQ. RET.  Buy  07101109  
25. INTL EQ. RET.  Buy  08113/09  
26. MIDCAP VAL. RET  Buy  07101/09  
27. FST AM. M1DCAP GWTII  Buy  07/01/09  
28. C~F INTL LINED BOND  Buy  07/01/09  
29. CREF ~TI. LINKED BOND  Buy  108/01/09  
30. CREF l~l. L~KED BOND  gold  08~7/09 GOLDMAN SACIIS GOV. INC.  Buy  07/01/09  
32. GOLDMAN SACllS GOV. INC.  Buy  08/01/09  
33. GOLDMAN SACHS GOV. ~C.  Buy  10/I/09  
34. T-C ~IIGII YIELD RTMT  Buy  08/27/09 .... .... R~por,i,~ [ D~,eorR~purt SCIIROEDER, MARY 
VII. INVESTMENTS and TRUSTS ........ ...... ~o~ Onclud~ ~ose ..... depend,he children; seepp. 3440 fil~g instruc,ians.) 

NONE reportable income, assets, transactions.) B.C. 
Dcscfiplion As~Is  Income during Gross value end Transactions d~ng r~oning (including t~st a~scts) r~o~ing reposing period 
rbce(X)"afie .... h~t Amo,,nt T~e(e.g.. Value Value Ty~(e.g.. Date[Value [Gain Identityof 
(A-n) orint.) {J-P) C~e3 redemption) {ifprivate (J-P) (A-H) 
35. -VALIC SET~TE 
Date Repurl

VIII. ADDITIONAL INFORI~IATION EXPLANATIONS. PART VIE 
2008 ITEM DUPLICATED ITEM #11 
2008 ITEM #17 ACCOUNT CLOSED PRIOR YEAR 
2008 ITEM brow T]AA TRDITIONAL {R.ET. ANN.) 
2009 ITEM -PUR.CttASED BI-WEEK.LY UNTIL 7/09 
2009 ITEM -PURCHASED BI-WEEKLY UNTIL 7/09 
2009 ITEM PURCHASED BI-WEEKLY UNTIL 7/09 
2009 ITEM ~t13 PURCIIASED BI-WEEKLY UNTIL 7/09 2009 IFEM PURCHASED BI-WEEKLY UNTIL 7/09 
:2009 ITEM PURCHASED BI-WEEKLY UNTIL 7/09 

10. 
2009 ITEM #21 PURCHASED BI-WEEKLY AFTER 7/09 2009 ITEM #22 -PURCHASED BI-WEEKLY AFTER 7/09 
12. 
2009 IIF.M #24 -PURCHASED BI-WEEKLY AFFER 7/09 

13. 
2009 ITEM #26 -PUR.CHASED MONTHLY AFTER 7/09 

14. 
2009 ITEM #27 -PUR.CIIASED BI-WEEKLY AFTER 7/09 

.... .....Reporting I,a,e R~po~ SCltROEDER, MARY 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are
ompliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signaturi 
NOTE: ANY INDIVIDUAL WIIO KNOVINGLY AND VILFULLY FALSIFIES FALLS FILE TillS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office ofthc United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544