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Judicial Watch • Mary M Schroeder Financial Disclosure Report for 2010

Mary M Schroeder Financial Disclosure Report for 2010

Mary M Schroeder Financial Disclosure Report for 2010

Page 1: Mary M Schroeder Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:10

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:SCHROEDER, Mary M Schroeder, hotel, transportation, 2010, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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MARY SCHROEDER U.S. COURTHOUSE, SUITE 610 
401 WASHINGTON ST., SPC
JUDGE 
PHOENIX, 85003-2156
UNITED STATES COURT APPEALS (602) 322-7320
FOR THE NINTH CIRCUIT 
July 21, 2011 
Honorable Bobby Baldock, Chair 
Judicial Conference the United States 
Committee Financial Disclosure 
One Columbus Circle, N.E. 
Washington, 20544 
Dear Judge Baldock, correspondence from you dated July 2011, there was question regarding listing for -VALIC MYM Part VII, page line that was listed 2009 Financial Disclosure Statement and not listed 2010 Financial Disclosure Statement. The amount this account was transferred out June 2009 and therefore longer reportable for the 2010 Financial Disclosure Statement. 
Should you have any further questions require any additional documentation, please not hesitate contact me. 
Sincerely, 
Enclosure 
Schroeder, Mary Government Act ofl978
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app. ,~" IOl-I Person Reporting (last name, first, middle initial) Court Organization Date Report 
SCHROEDER, MARY COURT APPEALS 9TH CIRCUIT 5/3/201 Title (Article III judge~ indicate active senior status; 5a. Report Type (check appropriate ~ype) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 

01/01/2010 
ACTIVE CIRCUIT JUDGE Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address 	8.On the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations.

U.S. COURTHOUSE, SUITE 610 
401 WASHINGTON ST., SPACE 
PHOENIX, 85003-2156 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followeJ Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. ~Rcpor~.g individual only; see pp. 9-13 fillng instruction~) NONE (No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
COUNCIL MEMBER 	AMERICAN LAW INSTITUTE 
TRUSTEE 	TRUST 
ADVISORY BOARD MEMBER 	LOWELL OBSERVATORY 
PRESIDENT 	ARIZONA WOMENS FORUM 

II. AGREEMENTS./ncpor~.g aiviauul o,ly seen,. 14-16 firing instructions.) 
[~] NONE (No reportable agreements.) 
DATE 	PARTIES AND TERMS 

Schroeder, Mary 

Name Person Reporting 	Date Report
III. NON-INVESTMENT INCOME. tRepo.ing individual aud spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -t/you were married during any portion the reporting year, complete this section~ 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 1.2010 ARIZONA STATE UNIVERESITY SALARY 
2.2010 	SHESHUNOFF INFORMATION SERVICES BOOK ROYALTY 

IV. REIMBURSEMENTS -transponaOon, Iodgi.g, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	
AMERICAN LAW 2/19/2010 SAN FRANCISCO, SPEAKING EVENT TRANSPORTATION, FOOD, HOTEL INSTITUTE 	
NATIONAL ASSOCIATION 3/10/2010- 3/12/2010 WASHINGTON, D.C. SPEAKING EVENT TRANSPORTATION, FOOD, HOTEL WOMEN JUDGES 	
THE ASPEN INSTITUTE 6/I 1/2010 -6/13/2010 GREENTREE, SEMINAR TRANSPORTATION, FOOD, HOTEL 	
FRESNO COUNTY YOUNG 9/8/2010 FRESNO, SPEAKING EVENT TRANSPORTATION, FOOD, HOTEL LAWYERS ASSOCIATION 	
AMERICAN LAW 10/20/2010 -NEW YORK, SEMINAR TRANSPORTATION, FOOD, HOTEL INSTITUTE 10/22/2010 

Name Pe~on Reporting 	Date Repor~ 	
UNIVERSITY IDAHO 10/29/2010 -MOSCOW, SPEAKING EVENT TRANSPORTATION, FOOD, HOTEL 10/.30/2010 GIFTS. a,,d.,~ ,hose wouse u.~ dc,.~e., chUdre.; seo pp. 2~-3t oZ~l~.g instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. a.cludes ,hose ols~o~e und de, endent children; see pp. 32-33 filing instructions.)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

Name Person Reporting 	Date Report
 INVESTMENTS and TRUSTS -i.come, volue, ~a,~ac,lo.~ a.cl.de$ ,ho~e oZ~poa~e and depe.de., children: seepl 34-60 filing instructlon) 
NONE (No reportable income, assets, transactions.) 
Des,niption Assets Income during Gross value end (including trust assets) reporting period reporting period (I) (2) (I) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure div., rent, Code Method buy, sell, Code (A-H) int.) (J-P) Code redemption) 

(Q-W) MORGAN CHASE ACCOUNTS Interest 
LINCOLN NATL LIFE Interest 
FRANKLIN FUND AZTXFR INC. Int./Div. 
EQUITABLE 300+ STOCK FUND-IRA None 
TRUST see below lines for detail info. lnt./Div. 
-AZ ST. CREDIT UNION ACCOUNTS 	
-VALIC FIXED PLUS FUND Sold (paa) VALIC FIXED PLUS FUND Sold (paa) 

10. 
-TIAA TRADITIONAL (RET. ANN) 

II. -CREF STOCK 
12. 
-CREF GROWTH 

13. 
-CREF EQUITY INDEX 	Buy 

14. 	
-CREF EQUITY INDEX Buy (addl) 

15. 
-TC INTL EQ. RET. 	Buy 

16. 
-TC MIDCAP VAL RET. 	Buy 

17. 
-TC MIDCAP VAL RET. 	Buy Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5.000 (See Columns and D4) =$50,001 $100,000 =$100.001 $1.000.000 Ill =$1.000.001 $5.000.000
 Value Codes =$15.1)00 less =115.001 $50.~O0 =$50.001 $100,000 

(Sc Columns and D3) =$250.001 $500.000 =$500.001 $1.000,000 =$1.000,001 $5.000,000 =$25.000.001 $50.0(X).000 =More than $50.000.0(O
 Value Method Codes =Appraisal ~Sost (Real Estate Only) =Assessment 
(See Column C2) =Book Value =O~hc,r =Estimated 

Transactions during reporting period 
(2) (3) (4) (5) 
Date Value Gain Identity 
mm/dd,~y Code Code buyer/seller 

(J-P) 	(A-H) (if private transaction) 
05/17/10 
10/08/10 
07/14/10 10/20/10 01/11/10 06/07/10 01/11/I0 =$5.001 $15,000 =$15,0~1- $50,000 112 =More than $5.000.000 =$10~.001 $250.0~0 =$5.0(30,001 $25,000.00~ =Cash Market 
Name Person Reporting 	Date Report ~,,co,,,e. ,,,~/,,,, ,,,,~,,,,ion, a,,c/,,,,~ ,hos, oys/,o,,,, ,,,,,,, d,,~o,,d,,,, ,~,U,,r,,,: ,,e Z/..~4"60 
---] NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporling period 
(i) (2) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd!yy Code Code buyer/seller (A-tl) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. -FIRSTAM. MIDCAPGWTH 	Buy  07/14/10 
19. 	
-FIRST AM. MIDCAP GWTH (RET. ANN" Buy 10/20/10 
(addl) 

20. 
-CREF INFL LINKED BOND 	Sold 04/19/10 

21. 
-CREFINFL LINKED BOND 	Buy 07/14/10 

22. 	
-CREF INFL LINKED BOND Buy 10/20/10 
(addl) 

23. 	
-CREF INFL LINKED BOND Buy 06/07/I 
(addl) 

24. 
-TC SHORTTERM BOND 	Buy 06/07/10 

25. 	
-TC SHORTTERM BOND Buy 04/19/10 
(addl) 

26. 
-CREF BOND 	Buy 06/07/10 

27. 
-TIAA REAL ESTATE 	Buy 09/27/10 

28. 
-GOLDMAN SACHS 	Buy 07/14/10 

29. 	
-GOLDMAN SACHS Buy 10/20/10 (addl) 

30. 
-T-C HIGH YIELD RTMT 

31. 
-VALIC SET RATE 

32. 

33. 

34. Income Gain Codes: =$1.000 less =$1,001 $2,500 =$2.501 $5.000 =$5,001 $15.0~) =$15,001 $50,000  
(See Columns and D4)  F=$50.001 $100,000 =$100.001 $1.000.000  ttl =$1.000,001 $5.000.000  112 =More than $5,000.000 Value Codes =$15,000 less =$15.001 550.000 =S50.001 $100.0OO =$10~.001 $250.0(]0  
[.Scc Columns and D3) =$250.001 5500.000 =$.~0.001 $1,0~0,000 =$1.0O0.001 =$5,0~0.001 $25,000.000 =$25,000,001 -$50.0~).000 =More than $50,00~.000 Value Method Codes =Appraisal -~os! (Real Estate Only) ::Cash Markc~  
(S~e Column C21 =Book Value =O~her =Estimated  

Name Person Reporting Dale Report
VII. VESTMENTS and TRU STS -inco,,e, vatue, t,o,~a,~io,~ (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets)  Income during reporting period  Gross value end reporting period  Transactions during reporting period  
Place "CA)" after each asset exempt from prior disclosure  (I) (2) Amount Type (e.g., Code div., rent, (A-H) inL)  (I) (2) Value Code (J-P)  Value Method Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) (3) (4) Date Value mm/dd/~y Code (J-P)  Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  
35. Income Gain Codes: =$1,000 tess =$I,0~1 $2,500 =$2,501 $5.000 =$5.001 $15.000 =$15.001 -$50.000  
(See Columns and 1)4) =$50.001 $100,000 =$100,001 $1.000.000  I11 =$1,000.001 $5.000.000  112 =More than $5.000.00~ Value Codes =$15,000 o less =$15.0~1 $50.000 =$50.001 $100.000 =$100.001 $250.000  
(See Columns and D3) =$250,001 S500.000 ~$500.001 $1.000.000 =$1.000.001 $5.000.000 =S5.000.001 $25,000.000 =$25.000.001 $50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost {Real Eslatc Only) =Assessment =Cash Market  
ISee Column C2) =Book Value =Olher =Eslimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part report)  

Name Person Reporting Dale Report
SCHROEDER, MARY 5/3/201
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was ~vithheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: MARY SCHROEDER 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544