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Judicial Watch • Maryanne T. Barry – 2009

Maryanne T. Barry – 2009

Maryanne T. Barry – 2009

Page 1: Maryanne T. Barry – 2009

Category:Federal Judges

Number of Pages:277

Date Created:September 9, 2013

Date Uploaded to the Library:June 24, 2014

Tags:Maryanne T Barry, Transferred, Gross, 2009, assets, INVESTMENTS, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Acl 1978 
.... ~,ey,ii~O~ FOR CALENDAR YEAR 2009 t~:s.c, app. ~:~ IOJ-~H) Cou~ Organization ~te Repo~ Ba~, Ma~a~ Cou~ Ap~aIs 3rdCircuit Person Reposing ~e, firsL ~d~e inifi~) 
9/1/2010 Title (~ticle III judges indicate active senior sta~s; magistrate judg~ indicate ~11- 5a. Re~ T~e (check appropriate t)~e) Reporting Period Nomination, Date 01/01/2009 
U.S~ Circuit Judge Initial ~ual Final 
12/31/2009 
5b. ~dedR~o~ Chambers Office Address the basis the information eont~n~ this Report and any 
modifications pe~alning thereto, opinion, compliance 
USPO Cou~hot~e Bldg with appliable laws and regula~ons, 
Newark, 07101 
Refie~g Officer Date 
 
I~ORTANT NOTES: The ~s~uctions accompanying this form must foHowe Complete parta, checking the NONE box for each part where you have reportable i~form~om Sign l~t page. POSITIONS. ~epon~ NONE (No reportable positions.) PO__Q_~T!Q_N_ NAME Q..RGA~N/ENTITY Co-Trustee Co-Trustee 
 Co-Trustee 
 Co-Trustee 
 Co-Trustee 
 Co-Trus,ee Trust #24 
 
 
;~.; Trustee Tr~st #26 ~.._ .-:>  10Trustee :: Trustee 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
.DATE 
PARTIES AND TERMS 
 
N~.~ Person Reporting 
Barry, Maryanne 	9/1/2010 
III. 
 NON-INVESTMENT INCOME. m,~or, i.g ~,ai~idua~.,a,~, .... see pp. 17-24 filing ins~uc~ns.) 
 Fliers Non-Investment Income NONE reportable non-investmem income.) 
 
 
SO~CE AND ~PE 
(yours, not spouses) Spouses Non-Investment Income -If you ~,ere married during any portion the reporting year, complete this section, 
(Daltar crmou~l not required ~cept for honoraria.) 	NONE (No reportable non-investment income.) ~[_OURCE AND TYPE 
 
 
 
IV. REIMBURSEMENTS -,,o.spon~o., todgi.g,~oo~ ..,..a~.me.. 
(Includes those spouse and d~:pendent children. see 25-27 offiling instm~ctio~.) NONE (No reportable reimbursements.) P~PO8~ ITEMS PAID PROVIDED GIFTS. (Includes those .... dependent cl~itdren; see pt~ 28-31 fding instructions.) NONE (No reportable g~[ts.) SOURCE DESCRIPTION VALUE NONE (No reportable liabilities.) DESCRIPTION VALUE CODE .... Person Reporting 	Date Report 
 
VII. INVESTMENTS and TRUSTS-i,co,,,. ,.,~,,, .... tions (Inclades those spouse and dependent children; see pp. 34-rOoffdinginstruction) NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during ~eporting period (including trust assets) reporting period reporting period 
(2) () (2) (l) 1(2)!(3) (4) (5) Place (X) after each asset ~,mount Type (e.g., Value Value Type (e.g., Date Value Gain identity 
exempt f~om prior disclosure 	Zode div., rent, Code Method buy, sell, Month -Code Code buyer/seller (A-H) int.) (I-P) Code redemption) Day (J-P) (A-H) (ifprivate (Q-W) transaction) Rental Property Brooklyn, Rent Rental Property Brooklyn, Rent 
Rental Property Brooklyn, Rent 
Rental Property #22 Brooklyn, Rent 
Rental Property Brooklyn, Rent 
Rental Property #10 Brooklyn, Rent 
Trust List Assets Int./Div. CAPITAL INCOME BUILDER INC Buy 3/23 	Buy 3/30 	Sold 5/4 
(part) 
 
11. 	 
Buy 6/22 
 
12. 	 
Sold 8t4 
(part) 
 
 
 
13_ 	Buy 9/28 
14. 	Sold I1/4 
(paa) 
16. 
-TE MNY FUND AMERICA 
 
17. 
Trust List assets: 	None 
 
 
Name Person Reporting 	Date Report 
Barry, Maryanne 	9/!/2010 
VII. INVESTMENTS and TRUSTS -in~ ..... I,e, .... dons (Includes those spouse and dependent children; see pp. 34-60 offcling instruction.~) 
NONE (No reportable income, assets, transactions.) B.C. Description Assets Income during Gross value end Transactions during reporting period (2) ~l) ~2) ~1) (2) ~3) (4) 
Place (X) after each asset [Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., re~xt, Code Method buy, sell, Month -Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (ifprivatz (Q-W) transaction) 
t_.__._...__ 
18. Cash JPMorganChase 
 
19. 
Trust #15 List assets: ]nt./Div. 
 
20. CASH JPMORGAN TAX FR.EE MON MAKK_ET 
 
 
21. YPMORGAN MID ~.,AP VALUE FUND 
 
22. 	 
~.~PMORGAN TAX AWARE EQUITY 
FUND 
 
 
23. J-PMORGAN INTREPID AMERICA 
 
 
24. JPMORGAN SMALL CAP CORE (FOR Sold 8/21 
MERLY EQUITY) FUND (part) 
 
 
25. 	 
-.IPMORGAN INTREPID GROWTH 
 
 
Sold 11/12 
TURN FUND 
27. 	 
-JPMORGAN MUNICIPAL INCOME FUN 
 
 
28. 	 
-THIRD AVENUE VALUE FUND Sold 8/22 
 
29. 	 
-MATTHEWS PACIFIC TIGER FUND 
 
30. 	 
-H1GHBRIDGE STATISTICAL MARKET 
NEUTRAL FUND 
 
 
31. 	 
-DODGE COX INTL STOCK 
 
32. 	 
-JPMORGAN ASIA EQUITY FUND 
 
33. 	 
-JPMORGAN INTREPID INTI. FUND 
 
34. 	 
-ISHARES RUSSELLIvlIDcAP GROWTH Sold 5/12 
INDEX Income Crain CeAes: ~$1.000 less =$1,001 $~.~ =$2.501 $5,000 ~$5,001 $15,000 =$15,001 $50,000 (See Columns and 134) -$50.001 $100.000 =$100.001 -$1,000,000 =$l,000.00l $5,000.000 =Mo~e than 
 Valoz Codes S,000 less =$1S,00l $50.000 =$50,00! O0,000 =$100~001 $250~000 
 
(See Colurans alld D3) =$250,04)1 $500.D00 =$500 00~ $1.000,000 =$!,000,001 $5,000,000 =$5,000,001 $25,0D0.090 ~$25,000,001 $50,000,000 =Mor~ th~ $50,000,00~ 
 Value Method (.odes =Appraisal ~Ct)st (Real Estate Only) =Assessment =Cash Markel 
(See Colunm (72) =Book Value =Other =Estimated 
 
 
 
~ame ofPers0n Reportiug Date Rep0rt 
 
NO~ reportable income, ~sets, ~ansactio~.) ....... ..... Description ~se~ Income during Gross value end (i~luding trust ~se~) r~ing pe6~ repo~ng ~fl~ Place (X) a~er each .... ~mo~t[ T~(e.g., Value Value C~el di~ rentexempt from prior ~sclosure C~e Meth~ Ty~(e.g., buy. sell, T~ns~tions dunng r~o~ing Date [Value Gain -Mon~ Code C,~e Identi~of buyer/~ller 
35. -EATON VANCE SPL 
~6. -FMI FDS 
37. 38. -JPMORGAN gARGE CO~ F~D -MANN~G NAP~R F~D 
39. -)PDR T~UST SERIES Sold 5/12 
40. -~MORGAN HIGH YIELD BO~ F~D Sold 8/19 
41. -THE OS~R~IS F~D Buy 12/29 
42. -ARTIO INTL EQUITY Buy 8~2 
43. -JP MORGAN ~L C~NCY Buy 8/22 @A~EN HIGH INCOME Buy 5115 
45. MORGAN ST~TEGIC INCOME Buy 5/15 
47. 48. CASH ~MORGAN FR~E MON MANET JPMORGAN MID CAP VALUE 49. 50. ~MORGAN AWA~ ~Q~ .... Fk~D -JPMORGAN ~TREP1D AMERICA 
51. ~MORGAN SMALL CORE Sold (pa~) 8/21 
 
~me Person Reporting 	Date Report 
 
VII. INVESTMENTS TRUSTS inco,~, vo~u., .a,~a~,~ (Includes those spouse and dependent children; see pp. 34-60 ~dlng i~uctions.) NONE reportable income, assets, transactions.) ]B. Des~pfio~ Asse~ Income during va~e end Tmnsacli~s during re~ing ~fiod (including trust asse~) repo~ngp~i~ r~oaiug period 
Place (X)fromafterprior~hdisclosu~a~et 	Amount T~e (e.g., Value Value T~e (e.g., Date Value Gain Identi~ C~e ~v., C~e Me~od buy, sell, Mon~ Code Co~ (AH)L orint)] (J-P) ~:~ t~mption) Day (J-P) ](A-~ (ifpfvate ~ansaction) 
52. 	 
-JPMORGAN [NT~P1D GWTH Sold 11/12 
 
53. 	 
-J~ MO~a~ aW~ ~T~ 54. MORGAN MI~]C~AL ~COME 55. -THI~ AVE~ VALt~ 	Sold 8/22 
56. 	 
-MAITHEWS PACIFIC TIGER FUND 
 
57. 	 
-HIGHBKIDGE STATISTICAL MARKET 
NEUTRAL FUND 
 
 
58. 	 
-DODGE COX INTL STOCK 
 
59. 	 
-JP MORGAN ASIA EQUITY FUND 
 
60. 	 
-JPMOR~AN INTREPID INTL FUND 
 
 
6!. 	-ISH.ARES RUSSELl. MIDCAP GROWTH Sold 5/12 
INDEX 
 
62. 
 -MA.NNING NAPIER FUND 
 
63. 	 
-JPMORGAN LARGE ~AP COR~PL FUND 
 
 
64. 	 
-EATON VANCE SPL fNV 
 
65. 	 
-FMI FDS INC 
 
66. 	 
-SPDR TRUST SERIES Sold 5/12 
 
67. 	 
-JPMORGAN HIGH YIELD BOND FUND Sold 8/19 
 
68. 	 
-THE OSTERWEIS FUND Buy 12/29 Lacome Gain Codt~; N$1,000 less =$1,001 $2,500 =$2,501 $5,!)00 =$5,001 $15,000 =$15,001 $50,01)0 (ge~ Colun*aas ~ml D4) =$50,001 $1~0,000 -$100,001 $1,000,001) =$1,0~0,0Ol $5,000,(300 =More than Value Codes -$15,00~ te~s ~$15,001 $50,000 =$50,0~1 $i00.000 ~$lOO.001 $250.000 
(See Colunms D3) =$250,001 $500,0Q0 =$500,091 $1,000.000 =$1,00~.001 $5,000,000 =$5.0~O,001 $25,0~0,000 =$25,000,001 $50,~00,000 ~More ~h~m $50,0~0,000 VallJe Method Codes ,:Apptaisal ~Co~ (Real Estate Only) -Assessment =Cash M~ket (See Column C2) ~Book Value :OO~cr =F~tima~ed Person RepoSing 
FINAN CIAL DISCLOSURE REPORT 
[Name 
 
9/1/2010 
NONE reportable income, assets, ~ansactions.) 
Description ~se~ Incom~ dndng Gross valu~ ~nd Tmnsactioos d~ng r~o~ing 
(including ~st asse~) r~o~ing re~ing period 
Place (X) a~r each asset Amour (e.g., Va~e Value T~e (e.g., Date Value Ga~ Idenfi~ Code 
exempt om prior ~sel~ure div., renL C~e Me~ buy, se~, Mon~ -Code buyer/seller (A-H) int.) (J-P) C~e ~emption) Day (A-~ (if private (J-P) 
69. 	 
-ARTIO ~TL EQUITY Buy 8/22 
 
70. MORG~ ~TL C~CY Buy 8/22 
 
71. 	 
-PAYqDEN HIGH INCOME Buy 5/15 
 
72. 	 
-JP MORGAN STRATEGIC INCOME Buy 5/15 
 
73. 
~;~g~-~- ~Tmst #17 List assets: Int./Div. 
 
74. 	 
-Cash JPMorgan Tax Free Money Market 
 
75. JPMorgan Tax Aware Equity Fund 
 
76. JPMORGAN MID CAP VALUE FUND 
 
77. 	 
-IPNIORGAN INTREPID AMERICA 
 
 
78. JPMORGAN SMALL CAP CORE (FOR 
 
MERLY EQUITY) FIYND 
 
 
79. 	 
-JPMORGAN INTREPID GWTH Sold 11/12 
 
 
~0. -JP MORGAN TAX AWARE REAL RErU FUND 
 
81. 	 
-IP MORGAN MUNICIPAl, INCOME 
 
82. 	 
-THIRD AVENUE FUND INC Sold 8/22 
 
83. 	 
-MATTHEWS PACIFICT1GER FUND 
 
 
[8~.--HIGHBRIDGE STATISTICAL MARKET NEUTRAL FUND ....85. -DODGE COX INTI, STOCK 
 Income Gain Codtm: ~$I,000 less =$1,001 $2.500 C-$2,50 $5.000 ~$5,001 $15.00~ =$15~001 $50.00~ (See Co]urrms and D4) =$50.001 $100,000 =$100,001 -$1,009,000 =$1,000,001 $5,000,000 =More than $5,000,000 
 Value Codes =$15,000 less =$15,001 $511,0~0 =$50.001  $100,000 =$100,001 $250,000 
 
(Se~ Colunms and D3) ~$250,0OI $500,000 =$500.001 $1,0~),000 i.O00.001 $5,000,000 =$5,000,001 $25.000.000 =$25.000.001 $50,0~20,000 =More than 
 Value M=thod Codes ~Appraisal -~ost (Re~l Estate Only) =Assessment =Cazh Market (See Column C2) ~Book Value ~Ot,her =Estimated 
 
 
Nam Person Reporting 	Date Report II. INVESTMENTS and TRUSTS -in ...... ~.~. transactions (Includes tho,e spouse and dependent children; see pp. 34-60 offding instruction.~) 
[---] NONE (No reportable income, assets, transactions.) B.C. 
Description Asseks Income during Gross value end Transactions during reporting period 
(including trust asseks) 	reporting period reporting period 
Place (X) after each asset 	~.m.oun, Type (e.g., Value Value Type (e.g_, Date Value Gain Identity Code div., rent, Code Method buy, sell, Month -Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
exempt from prior disclosure 
(Q-W) 	txansacfion) 
87. 	 
-JPMORGi~; INTREPID INTL FUND 
 
88. 	 
-ISHARE8 RUSSELL MIDCAP GROWTH 
INDEX 
 
 
89. 	 
-EATON VANCE SPL INV 
 
90. 
-FM1 FDS INC 
 
91. 	 
-SPDR TRUST SERIES Sold 5/12 
 
92. 	 
oJPMORGAN HIGH YIELD BOND FUND Sold 8/19 
 
93. 	 
-JPMORGAN LARGE CAP CORE 
 
94. 	 
-MANNING NAPIER FUNDS 
 
95. 	 
-THE OSTERWEIS FUND Buy 12/29 
 
96. 	 
-AR.TIO INTL EQUITY Buy 8/22 
 
97. 	 
-JP MORGAN INTL CURRENCY Buy 8122 
 
 
~8. -PAYDEN HIGH INCOME 	Bu~, 5/~ 
99. 	 
-JP MORGAN SIRA~EGIC INCOME Buy 5/t5 
 
100. 
Trust List assets: Dividend 
 
 
I01. NEW WORLDFUND 	Sold !/30 
(part) 
 
]102. 	Sold 2/27 
 l~ome Gnln Cod~s: =$1,000 Ices =$1,00l $2,500 =$2,50! $5,000 =$5,001 $15,000 =.$15,001 $50,000 (S*c Colmnra and D4) F---$50,0~1 $100,000 ~$100,001 t,000,000 *$1,000,00l $5,000J)00 ~More than $5,000,0fi0 
 Value Cod~s =$15,000 less =$15,001 $50,00~ =$50,001 $100,000 =$100,OOi $250,000 
(See Colunms and D3) =$250,001 $500.000 =$500,001 $1,0~0,000 =$1,000,001 $5,000,000 =$5.000,001 -$25,000,000 =$25,000,001 $50,000,000 ~More fl~a~ $50,000,000 Value Method Codes =Appraisal ~-.Mst (Real E~at Only) =Assessment :=Cash Market 
(See Cotulrm C2) =Book Value =Other =Estimated 
 
(A-~ inC) O-P) C~e3 r~emption) Day (J-P) (A-~ (ifpdwte 
i03. -SM~CAP WO~D P~D Sold 2/27 
104. -Bond Fund of~erica Inc Buy 2/27 
105. Buy 3/26 
106. Sold 4/27 
107. Buy 4/27 
108. Buy 5126 
109. Buy 6/16 Buy 6/26 
Ill. Buy 7/27 12. 113. Sold (part) Buy 8/5 8/26 14. Buy 9;28 
115. Buy t0126 16. 117. 118. Sold (part) Buy Buy 1/6 11/27 12/28 
119. American Funds Money Market Fund 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU ....... t.,, .... tion, (Includes those ..... dependent children; see pp. 34-60 of.fding instructions.) 
 
NONE (No reportable income, assets, transactions.) 
Description Assem (including tn~st assels) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain[ Identity 
exempt from prior diselos~xe Code div., rent, Code Method buy, sell, Month Code Code buyer!seller 
 (A-H) int.) (J-P)  Code (Q-W) redemption) Day (J-P) (A-H) (if private transaction) 
 
120. Trust List assets: Dividend 
121, NEW WORLD ~UND Sold 1130 (pan) 
122. 	 
Sold 2/27 
 
123. SMALL CAP W~)RLD FUND 	Sold 2/27 
 
124. 
Bond Fund America ]nc Buy 2,/27 125, Buy 3/26 
 
 
126. 	Sold 4/27 
(part) 
127. 	 
Buy 4/27 
 
128. 	 
Buy 6/26 
 
129. 	 
Sold 8/5 (part) 
 
130. 	 
Buy 7/27 
 
131. 	 
Buy 8/26 
 
132. 	 
Buy 9/28 
 
133. 	 
Sold I/6 (part) 
 
134. 	 
Buy 10/26 
 
135. 
Buy 11/27 36. Buy 12/28 ~et 
(S~ Colu~ -Book V~ue ....f ....Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -Jn~o,,, .... I., transactions (Includes those spouse and dependent children; seepp. 34-60 fding insrrucaons.) NONE (No reportable income, assets, transactions.) 
Description AsseL~ Income during Gross value end Transactions during reporting period 
(including tr~st assets) reporting period reporting period 
Place (X) afmr eachasset exempt from prior disclosure Amotmt Type (e.g., Code d~v., rent, (A-H) orint.) Value Code (J-P) Vatue Method Cod3 Typ~ (e.g, buy, sell, redemption) [Date[Month Day Value[ Gain[Code Code (I-P) (A-H) Identityof bnyedseJle! (ifprivate transaction) 
 
137, American Funds Money Market Fund 
138. 
Trust List assets: Interest 
 
139. Cash JPMorganChase t40. CHASE MORGAN Interest 
 
 
41. -CAPITAL GUARDIAN: 
142. 
 ABB LTD (CHF) Dividend Transferred 3/4 from line 2220) 
 
143. 	 
Sold 3/19 
 
 
!44. 	Transferred 6/1 i~om line 2468 
145. Buy 10/19 I46. Sold 12/10 
147. AEFNA INC 	Transferred 3/4 ifrom line 2224 
Sold 3/18 J148. 
I49. Heineken HoldingNV Dividertd Transferred 3/4 from line 2319 
150. 	Sold 3/19 
15I. 	Transferred 6/1 from line 2875 
152. 	 
Transferred 6/1 from line 3902 
 
153. 	 
Sold 8t24 (part) Income Gain Cod~: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,0~t =$15,001 $50,00~ (See Colulaan$ and D4) ,=$50,001 $10~l,000 100,001 1,000~000 =51 ,O0B~001 $5,000,000 ~More ~haa $5,000,000 
 Value Code~: =$15.009 =$15,001 $50,030 =$50,0~ I~),000 ~$100,091 $250,000 
 
(See Column~ and I33) =5250,001 $500,000 =$500,001 $1,000.O00 =51.0~dO.001 $5,000,lKqO =55,000.00I $25,000,000 ~$25,000,00t $50,000,0~00 =More than $50,000,00~ 
 V~ue Method Codes =A!~praJsal =Co~t (Real Estate Only) =Asse~ment =43eah Market (See Column C2-) =Book Value -~3thcr =EsOmated 
 
 
Name Person Reporting 
 
NONE reportable income, assets, ~ansactio~:) 	B.C. 
~cfipfion of~e~ Income during Gross value end (including ~st asse~) repomng ~ri~ ~ng ~6od 
rlace~)aaereaeha~et J~o~tl T~e(e.g., Value Value T~e(e.g., 
~154. 	Sold 
155. 
 Unil~ver SH~S Dividend Transfe~ed from line 2442 
 
156. 	 
~old 
 
 
Trans~k~ed kom line 3415 
158. 	 
~u~cor ~ner~ lnc Dividend Tmnsfe~ed ~om line 2427 
 
159. 	 
~old 
 
160. 	 
Transfe~ kom line 334J 
 
 
!61. Transfe~ ~om line 4386 
162. 	 
Sold 
 
163. 	 
Sold 
(pan) 
 
 
164. 	 
Sun Hung Kai Prop Dividend F~ansfe~ed ~om lin~ 2426 
 
165. 	 
Sold 
 
166. 	 
Transferral ~from !ine 3342 
 
167. 	 
Tr~sfe~ed (from line 4383 
 
 
~68. Nestle None Transfe~ed 3/4 (born line 2364 
169. 	 
Sold 
 
170. Transfe~ed !~om line 3056 
 Income Gain Code~: =$t,000 l~n oSI,001 $2,500 =$7..501 $5,000 (See Columns a~d IM) :~4550,001 $100,000 =$100,001 $,000,00~ --$1,000,00t $5,000,000 
 Value Co~les =$15,13OO less =$15,001 $50,000 =$50,001 $1003100 
 
(See Coiurrms and D3} =$250,001 $500,000 =$500.001 $1,000.000 PI =$1,000,001 $5,000,000 =$25,0~0,001 $50,000,0~0~) p~l =More $50,000,000 
 Value Method Codes ~Appraisal =Cax~ (Real F~te O~ly) =Assessment 
(See Column C21 =Book Vatue -Ot~er =Esti~natefi 
 
 
 
Date Repor 
9n/20t 
T~n~cfions d~ng r~on~g 
Date V~ue GMn Identibof 
8/27 
314 
 
3/18 
6!1 3/4 3/!8 611 
611 
8117 
~/24 
3/4 
 
3/19 
6/t 
611 3/19 
6/1 =$5,001 $15~000 =$15,001 $50,000 =More than $5,000,000 =$10O,IKI1 $250,000 =$5,0~O,001 -125,000,000 =C~sb M~rket 
Name Person Repor~ng DateofReport 
VII. INVESTMENTS and TRUSTS ~ome, ~,t,e, ~,ns*enons ana~ t,o~o oy,p ...... dependent children; seep!~ $4-60 offding instr#ctions.) NONE (No reportableincome, assets, transactiot~.) B.C, 
Description Assets Income during Gross value end Transactions during reporting period 
reporting period(including trust assets) reporting period 
~-[--- (~) (t) (2) (l) (2) (3) (4) (~) 
Value Gain Identity 
Place (X) after each asset Amountt[ Type (e.g., Value Value Type (e.g., Date Code die rent, Code Method buy, sell, Month -Code Code buyer/sellea (A-H) nt.) (J-p) Code redemption) Day (l-P) (A-H) (if private 
Transferred 6/t (from line 4086 
171. 
Sold 9/7 (part) 
172. 
Buy 11/25 M173. 
Sold 11/24 
174. ~art) 
Transferred 3/4 from line 2456 
175. Wat Mart Mexico None Sold 3/18 A176. 
Transferred 3/4 from line 2320 
177. Holcim LTD None 
Sold 3/19 J178, 
Transferred 6/1 from line 2886 
t79. 
Sold 7/14 (part) 
!~0. 
Buy 10/19 
181. 
Transferred 3/4 from line 2281 
182 CRFI PLC Dividend 
183. Buy 3/18 
84. Sold 3/20 
(part) 
85. Sold 3/24 
(part) 
86. Buy 5/1 
(part) 
VII. INVESTMENTS and TRUSTS .... value, transaetior~s t~rnclade$ those ...... dependent children; seeplx 34-60 O/~-di~g ir~tructions.) 
NONE (No reportable income, assets, transactions.) tncoB-uringned 
Description Assets Gross value end Transactions during reporting pedod (including trust assets) reporting period reporting period 
Place ~X) afar each ass~ ---- [ Amount Type (e.g., Value Value Type (e.g., Date Value! Gain Identity exemp, from prior disclosure Code ]div., rent, Code Me~hod buy, sell, Month- Code Code buyer/sdl~r int.) (J-P) redemption) Day (A-H) 
tr0fpdvatetion) 
i(Q~W)~ Code (A-H) O-P) 
188. Sold (pan) 5/18 
189. Transferred from line 2734) 6/1 
190. ~191. Richemom Cie Fi Dividend Transferred from line 3759) Transferred ~from line 2392 6/1 3/4 
192. Sold 3/19 
 
193. 	 
Buy 9/3 
 
194. 	 
Novartis None Transferred 3/4 from line 2369 
 
 
196. Samsung Ele Gds Dividend Transferred 3/4 from line 2397 97. 	Sold 3/19 (part) 
i98. Transferred 6/1 from line 3206 
199. 	 
Buy 10;t9 
 
200. 	 
Bouygues None Transferred 3/4 from line 2260 
 
 
20t. 	Sold 3/19 (part) 
202. 	 
Sold 3/ 
 
203. 	 
Transferred 6/I from line 2642 
 
204. 	 
Transferred 6/1 from line 3666 Income Gain Cod~: =$1,000 lta~ =$1,001 $2.500 =$2,501 $5,000 =$5,0~11 $15.00t) ~$15,001 $50,1300 (See Column.s and D~) -$50,001 $100~000 =$100,001 $1,000.000 ~$1.OOO,00l $5,000,000 =More tt~m Value Cod~s 5,0tX) less ~$15,001 $50,000 -~550,00I $100,000 =$100,001 $250,000 (See Columns and D3) =$250,001 $500,000 =$509,00I $1,000,000 =$1,000,001 $5,~o0,000 ~$5,000,001 $25,000,000 ~$25,009,001 $50,0!10,000 =More ~an $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcm =Cash Market (See Column C2) -Book V~!ue =Other ~Esrimated 
NameofPerson Reporting 	DateofReport 
VII. INVESTMENTS and TRUSTS ~.co,.e. ,ot,,. t,,,~,cno,~ aode~ tno,, s~, .... dependent children; see ptx 34-60 filing instructions.) 
 NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end off Transactions during reporting period (including mxst asset~) reporting period reporling period --i~--7 (2) --~) (2) (1) [(2} (3) (4} (5) 
exempt fiom prior disclosure 	div., ~ent, Code Method buy, sell, Month -Code Code buyer/seller 
(if private 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-I{) transaction) 
205. 	 
Sold 10/12 
 
206. 	 
S~ld 10128 
 
207. 	 
LAir Liquide None Transferred 3/4 (from tine 234~ 
 
208. 	 
Sold 3/19 
 
209. 	 
Transferred 6/I (from line 298~ 
 
210. 	 
Transferred 6/1 from line 4015 ttSBC HIdgs Dividend Transgened 3/4 from line 2324 
212. 	 
Sold 3/19 
 
213. 	 
Transferred 6/1 f~om line 2898 
 
214. 	 
Transferred 6/1 (to line 3926) 
 
215. 	 
Buy 10/19 
 
216. Fund Dividend Transferred 3i4 f~om line 2350 
 
217. 	 
Sold 3,19 Transferred 6/1 ~om line 2989 
219. 	Buy 10120 
220. RECKITT BENCKISER Dividend Trans~%rred 3/4 
from line 23~8 
221. Sold 3/19 
 
Name Person Reporting 	Date Report 
VII. VESTMENTS and TRUSTS i.eo,,,~, ~l.e, ..... ao~ (Inch,des those spouse depe~ent children; see 34-60 o[fding 
NONE repo~able income, ~sets, ~ansactions,) 	B.C.~ 
~cfipti~ A~e~ Ineom~ during Gr~s value end of~ T~nsactions d~ng r~o~ng period (including ~st asse~) r~oaing r~o~ng pefi~ 
Place (X) after each asset Amo~t T~e (e.g., Value Value T~ge (e.g. Date Valae Gain Identi~ 
exempt from prior ~sclosure C~e div., rent, C~e Me~od buy, sel!, Mon~ C~e Code buyerlseaer 
(A-~ int.) (J-P) C~e redemption) Day (J-P) (A-~ (ifp~vate 
 
~rom line 
223. 	 
T~ansfe~ed 6/1 ~om line 4189 
 
224. 	 
Buy 10/19 
 
225. 	 
AME~CA MOVIL Dividend T~nsfe~ed 314 from line 2235 
 
226. 	 
Sold 3/18 (pan) 
 
 
from line 2509 
228_ 	Transge~ed 6/1 
~om line 3534 
229. 	 
Sold 8/27 (pa~) 
 
230. 
 STANDA~ CHARTE~D Dividend T~ansfe~ed ~om line 2425 
 
 
231 . 	Sold 3/20 
232. 	 
Transferred 6/I ffrnm line 3334 
 
233. 	 
Transferred 6tl from line 4377 
 
234. 
 ESSILOR INTL 	None Transfen-ed 3/4 from line 230] 
235. 	 
Sold 3/19 
 
236. 	 
Transferred 6/t from line 2804 
 
237. 	 
Transferred 6/1from line 3828 
 
 
23~. KONINKLIJK.E KPN Dividend Transferred 3/4 from line 2347 
Name Person Reporting 	Date Report 
NONE reportable income, assets, transac~ons.) 
Dcscdption Assc~ ]ncom~ Gross value end Tra~actions d~ng r~ning pefi~ (including ~st asse~) reining re~ing period 
Place (X) after each asset Amour (e.g., Value Value Type (e.g.~ Date Value Gain Idemi~ .... from prior disclosure Code div., r~t, C~e Me~od buy, sell, Mon~- Code Code buyerlsell~ (A-~ orinL) (J-P) redemption) Day 0-P) ~(A-~ Code3 
239~ 	Sold 3/19 
240. 	 
Tr~sfened 6/1 flora line 2976 
 
241. 	 
Transfeffed 6/] from line 
 
242. PA~BAS 	None Transfe~ed 3/4 ~om line 2257 
 
243. 	 
Sold 3/19 
 
 
244. Transfea~ 6/1 
(from line 2627 
245. Traasfeg~~ffom line 3648 6/1 
246. Sold 8/26 
(paa) 
247. Sold 10/6 
(pa~) 
248. EMERSON ELECTRIC Dividend Transf~ 3/4 
~om line 2298~ 
249. Sold 3/] 
 
250. 	 
Buy 10/16 
 
251. 
 GENEIL,~.L ELECTRIC Dividend Transferred 3/4 from line 2310 
 
252. 	 
Sold 3/18 
 
253. 	 
Transferred 6/1 from line 2837 
 
254. 	 
Sold 8/24 (part) 
 
255. 	 
Buy 11/19 Income Gaia Code~: =$1.000 less =$1.001 $2.500 =$2.501 $5,000 =$5.001 $15.000 ~$15,001 $50,000 
(See Coluvtms a.d D3) =$250.00] $500.00~ =$500.001 $1.000,000 =$1.000.00i $5.00rv,000 =$5.000.00! $25.000,000 
9/1/2m0 
VII. INVESTMENTS and TRU .... ~.e, transactions (Includes those ...... dependent children; see pp. 34-60 fding instructions.) 
NONE (No reportable income, assets, transactions.) 
B.C. 
Description Assets Income during Gross value end 	Transactions during reporting period 
(including trust assc~) repo~ing period reporting period 
 
(l~ (~) ~33--~ (1) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idm~tity from disclosure Code div., rent, Code Method buy, sell, Month -Code Code buyerlseller 
256, 	Buy 11/19 
257. 	Buy 11120 
)58. ILLINOIS TOOL WORKS Dividend Transferred 3/4 from line 2327 
Transferred 6/I from line 2908) 261. 	Transferred 6/1 from line 3934 
262. 	 
PEPSICO Dividend Transferred 3/4 
from line 2378 
 
 
263. 	 
Sold 3/18 
(pan) 
 
 
264. 	 
Sold 3/18 
 
265. 	 
Transferred 6/1 
from line 3117 
 
 
266. 	 
Transferred 6/1 
from line 4150 
 
 
267. 	 
ATT Dividend Transferred 3/4 
from line 2239 
 
 
268. 	 
Sold 3/I 
 
 
(par,) 
269. 	 
Transferred 611 
from line 2540 
 
 
270. 	 
Buy 10/16 
 
271. 	 
Sold 10/30 
 
272. 	Sold 10130 
 
 
VII. INVESTMENTS and TRUSTS -inco~. ~tue. t,u~,cno~ ci~cs ~hos, olspo~, ,~a a,~a~, ~,~; 
 
NO~ repo~able income, assets, ~ansactio~.) Desc~ption Asse~ 
In.me during ~o~ value end (including trust a~ets) r~i~ ~d~ re~aing period 
exempt from pilot disclosure C~e (A-~ 
273. SCHLU~ERG~ LTD 
274. 
Z75. 
276. 
27~. 
278. 
279. 
280~ SOUTH~ST AIrlINES 
 
281. 
 
282. 
 
283. 
 
284. 
 
285. 
 
 
286. 
287, ~1~ PACIFIC. CO~ 
 
288. 
 
 
289. 
 
 
 
1..Lacome Gale Cod~: 
(See Colunm~ and gut) 
 Value Codes 
(See Coh~rnns C.1 and I33) 
 Value Method Codes 
(See Colunm C2) -$1,000 le..s ---$50,001 $100,000 =$15,000 less ~$250,001 $50fl,DO0 =$25,000,001 $50,0~,000 =Appraisal ~Book Value 
Value div., renB int., (J-P, 
Dividend 
Dividend 
Dividend =$1,00! $2,500 =$100,0OI $1,00~,000 =$15,0~)1 $50,000 =$500,001 $1,00fl,000 =Cost (Real Estale Only) -.=Other Value buy. sell, ~;~Z Iredempfn) Tr~sfe~ed f~om line 
Sold 
(pa~} 
Sold 
T~a~sfe~ed ~{~am line 3239~ T~nsfe~ed ~om line ~275) Buy 
Buy 
Transfe~d ~om line 2418 
So16 
Translated ~om line 330I 
Sold 
(pa~) 
Sold 
(pan) 
Sold 
(pan) 
Sold Tr~sfe~ed from lin~ 
Sold 
(part) 
Sold -$2.501 $5,000 =$1,000,001 $5,000,01)0 =$50,001 $100,000 =$I,000.001 $5,000,000 =Mc, than =Assessn~ent =Estimated 
 
T~an~ctions d~ng ~o~ing peri~ 
buyer/seller (if pilvate (3-., .A-~ 314 3~18 3/18 6/1 6/1 10119 10~9 3/4 3118 611 10/28 10128 10/29 10/29 3/4 3/18 3/] Mon~- C~e JCode =$5.001 5.009 =More than $5,000,000 =$100,001 $250,000 =$5.000,001 $25,000,000 =C~h Market 
NO~ reportable income, ~sets, ~ansactio~.) 
De~fipfion Asse~ (incl~ing ~st asse~) Pla~(X)~ereach~set exert from .or discl~ure In.me d~ng re~ing period .....tI Type(e.g.,C~e ~[I div__[ r~t G~ss v~e end r~o~ing ~fiod Val~ Value C~e bteth~ Ty~(e.g., buy, sell. Transactions d~ng r~o~ing Date IValue Gain Mon~- Code ld~i~of buyerlseller 
290. Sold (oaa) 6/15 
292. 293. 294. AIR PRODUCTS CHEMICALS Dividend ~om line 3422 f~nsfe~ed 6/1 from line Transfe~ed 3/4 ~om line 2228~ Sold 3118 
296. 297. 298. FLUOR CO~ Dividend Transfe~ed ~om lioe 2483 Transfe~ed ~om line 3507 Transfeged ~om line 2306 Sold 6/~ 6/l 3/4 3118 
Tr~sfe~ed 6]1 
300. Buy 10/16 
(pan) 
303, 304. (part) Sold (paa) Sold 11/4 1115 
305. MICROSOFf CORP 306. Dividend Tr~sfe~ed ~om line 2361 Sold 3/4 3/I 
 
Name Person Reporting 	Date ~pendent chU~en; see 34-60 fang ins~uctlo~.) 
VII. INVESTMENTS TRUSTS i.co~,, ~.~,,, ~r..s.aio.~ a=et~,s tho,e o~,~ ..... 
NONE reportable income, assets, ~ansactions) 
~scription Assets Income Gross vMue end Transactions during reposing (including trust ~se~) reposing period re~aing pefi~ 
Pla~(X)a~er~cha.et 	]Amo~t T~(e.g., [Value Vatue T~e(e.g., Da,e[ Value Gain Idenfi~of [Code div ..... M~thod buy,,=ll, Mon~- C~e Code C~e 
~(J-P) Code3 r~emption) Day 
T~nsfe~ 6/1 
307. 
~om line 3015 
~08. T~nsf~ed 6/1 
~om line 4063~ 
 
309. 
 ROYAL DUTCH SHELL Dividend Tmnsfe~ed 3/4 
from line 2395 
 
 
310. 	 
Sold 3119 
 
311. 	 
Transferred 6/1 
from line 3180 
 
 
312. 	 
Transferred 6/1 
from line 4218 
 
 
 
3~3. UNITED TECHNOLOGIES Dividend Transferred 3/4 
(from line 24~7 
 
315. 	 
Transferred 6/1 
from line 3438 
 
 
316. 	 
BAKER HUGHES None Transferred 3/4 
from line 2243) 
 
 
317. 	 
Sold 3i18 
 
318. 	 
BERKSHIKE HATHAWAY None Transferred 3J4 
from line 2247 
 
 
319. 	 
Sold 3/18 
 
320. 	 
Buy 9/3 
 
321. 	 
COSTCO WHOLESALE Dividend Transferred 3/4 
,from line 2280 
 
 
322. 	 
Sold 3/18 
 
323. 	 
Transferred 6/1 
from line 2729 Income Gain Codgs: ~$1,000 less =$1,001 $2,500 =$2,501 $5,000 
(See Colun-ms ~nd D4) =-$50,001 $100.000 =$100,001 $1,000,000 1-11 =$1.000,00 $5,000.000 =More than $5,000,000 Valoe Codgs =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 
(See Columns nnd D3) -$250,001 $500,000 =$500,001 $1,000.000 =$1,000,001 $5,000,000 =$5,00.0,001 $25,000,000 ~$25,000,001 $50.600,000 =More ~an $50,000,000 Value Melhod Codc~ =Appraisal =:Cost (Real Estate Ordy) =Assessment =Cash Market 
(S~: Colutra~ C2) =Book V~lue =Other ~Estlmated 
 
NO.WE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exerupt from prior disclosure Incorue duriug reporting period (/~ (2)I(l)I (2)-1 Amount Type (e.g.,Code div., renl, (A-H) int.) Gross value end reporting period Value Value Code Method (J-P) Code3 (1) Type (e.g., boy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain Month Code Code Day (J-P) (A-H) (5) Identity buyeffseller (ifpxSvate 324. Buy 10/16 
325. LOWES COS 326. Dividend Transferred from line 2352 Sold 3/4 3/18 
327. 328. 329. 330. UNITED PARCEL SERVICE INC Dividend Transferred from line 3002 Transferred from line 403 Transferred from line 2446 Sold 6/1 6/1 3/4 3/18 332, EXXON MOBIL COR~ None Transferred from line 3432 Transferred from line 2302 6/1 3/4 
333, Sold 3/18 
334. 335. FEDEX CO1LP Dividend Transferred from line 2305 Sold 314 3/18  
336. Buy 9/3 
337. Buy 10/16 
338. 339. 340. ALLERGAN INC Dividend Transferred from line 2232 Sold (pa~) Sold 3/4 3/18 3/18 
 
VII. INVESTMENTS and TRUST ...... ~,,, ..... tiGriS ancludes those o[sp .....d de~ndent children; see 34-60 ~dlng ~s~uctio~) 
NONE reportab income, assets, ~ansactions.) 
D~cfiption Asse~ Income dufng Gross va~e end 
(includiog t~st asse~) re~ing re~aing p~od 
Place (X) .....h ~set 	Value Value T}~e (e.g., Date Value Gain ldenfiff 
~m2u~t (e.g.. 
orint.) (J-P) C~e3 r~emption) Day (J-P) (A-H) (ifpfvam t~,! 
341. 	 
Transfe~ed 6/1 
~om line 2497 
 
 
342. 	 
Tramfe~ed 6/1 
~om line 3524 
343. 	Buy 10/16 
344. 	KIO T~TO None T~nsfe~ed 3/4 
born line 2389 345. 	Sold 3/19 
T~nsfe~ed 6/I ~om line 3159 
346. 
 
347. 	 
T~nsfe~ed 6/1 
~om line 4t98 
 
 
348. 	 
Buy 7/1 
 
349. 	 
Buy 11/25 
 
350. 	 
Sold 11/24 
(part) 	Sold 11124 
(part) 
 
352. 	 
SAP None Transferred 3!4 
from line 2399 
 
 
353. 	 
Sold 3/19 
 
354. 	 
Buy 10/19 
 
355. 	 
Buy 10/19 
 
356. 	 
Sold 11/20 
 
357. 	 
Sold 12/8 
(part) [nrome Crah~ Codu~: =$1,000 les~ ~S1,00! $2,500 =$2,501 $5,1306 =$5,801 $15,000 =$! 5,001 $50.000 (S~e Columns and IV) ---$50,001 $100,000 --$I00,0~1 $1,00O,000 =$1,00t1,001 $5,0g0,0tX) =More tba~ $5,000,000 
 Value Codes =$15,000 less =$15,001 ~50,0g(I =$50,001 $109,00~ =$100,001 $250,000 
 
(S~-~t: Columns nnd D3) =$250,001 $500,000 =$500,~01 $1,[kqO,00g =$1,000,00~ $5,1)00.000 =$5,000,001 $25,00D,0~ =$25,000,001 $50,000,000 =More than $50~0~0,0W0 
Value Method Codes ~Appralsal --Cost (P.~ Estate Only) =Assessment =~.2 Market 
 
 
(See Colurr~ C2) =Bc~k Value =Gtber =Estimated 
Name Person Reporting 	Date Report Barry, Maryanne 
VII. INVESTMENTS and TRUSTS ino~,e, ~aiu,, t~octio~ an~tud~ thos, o/sp ..... dependent children; see pp. 34-60 flling instructions.) NONE (No reportable income, assets, transactions.) B.C, Description Assets Income during Grosa value end Transactions during reporting period (including trust assets) reporting period reporting period 
Place (X) after each asset ~.motmt Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, Month Code Code buyer/seller(A-H) int.) (J-P) Code redemption) Day (,Lp) (A-H) (if private (Q-~0 transaction) 
358. 	 
KINDER MORGAN MANAGEMENT None Transferred 3/4 from line 2343 
 
 
359. 
 
 
Sold 3/20 
360. 	 
Transferred 6/1 
from line 2962 
 
 
361. 
 
Sold 8/14 (part) 
 
362. 	 
Sold 9/1 
(part) 
 
 
363. 
 
Sold 9/14 (part) 
 
364. 	 
Sold 9/15 
 
365. 
 COMCASTCOR.P Dividend Transferred 3/4 
t(fi-om line 2278 
 
 
366. 	 
Sold 
 
 
3/18 ..... 
367. 
Transferred 6/1 (from line 2722 
368. 
Transferred 6!1 (from line 37~-7 
 
369. 	 
Sold 
 
8/7(part) 
 
370. 	 
Sold 8/10 
(part) 
Sold 8/12 (part) 
372. 
 
 
Buy 11/3 
373. 	 
CANON Dividend Transferred 3/4 
from line 227] 
 
 
374. 
 
Sold 3/19 
Name Person Reporting 	Date Report INVESTMENTS and TRU STS -i,~o,~, vane. .... tin., (Includes those spo .... dependent children; see pp. 34-60 fding instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (l) (~.) (i,~ (?.) (3) (4) 
Place (x) after each asset Amotmt Type (e.g., Value . Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosu~ Code  (A-I~ div., rent, orint.) Code (J-P) Method Code3 buy, sell redemption) Month Day Code (J-P) Code (A-H) buyer/seller (ifpnvate (Q-W) transaction) 
 
375. 	 
Transferred 6/1 from line 2692 
 
376. 	 
Transferred 6/! (fiom line 371 
 
377. 	 
KRAFT FOODS Dividend Transferred 3/4 from line 234~ 
 
 
378, 	Sold 3/18 
379. 	 
Transferred 6/I from line 2981 
 
380. 	 
Transferred 6/I frown line 4010 
 
381. 	 
Sold 1/18 (part) 
 
382. 	 
HONG KONG/CHINA GAS Dividend Transferred 3/4 from line 2322 
 
 
383, 	Sold 3/19 
384. 	Transferred 6/1 (from line 2890 
!385. Transferred 6/1 (from line 3916 
386. 	 
BHP 131LL1TON LTD Dividend Transferred 3/4from line 2249 
 
387. 	 
Sold 3/19 
 
 
!388, Transferred 6/1 from line 2588 
389. 	 
Transferred 6/1 from line 3612 
 
390. 	 
Sold 8/24 (part) 
 
391. 	 
Buy 11/23 
 Income Gain Code~: =$1,000 le~ =$1,001 $2,500 =$2,501 $5,000 =$5.001 $15,000 =$15,001 $50,000 (See Colurca~ nnd D4) =$50,001 $IflO.000 =$100,001 $1,000,000 ~$~,000,00t $5,000,000 =More than $5,000,000 
 Value Codes =$15,000 ~ess =$t5,001 $50,0~0 =$50,001 $100,000 =$100,001 $250,000 
 
(See Columl~$ and D3) =$250,001 $500,000 =$500,~q1 $1,000,000 =$I,000,001 $5.000,000 =$5.~,00t $25,000,000 =$25,000,00I $50,030,000 =More tha~ $50,009,00~ 
 Value Method C~d~ ~Appmi.~al =Cost (Real Estate Ordy) =Assessment T-~C=h Market 
 
 
(See Column C2) ~B0ok Value --~n.her =Estimated .....fPer,on Repo~g 
VII. INVESTMENTS and TRUSTS -i.co.~, w~... ..... ,~o,~ a.c~.. ,ho.. o s~o~. ..a d~.., ~nita~..; 
NONE (No reportable income, assets, wansactio~.) B.C. 
D~cfipfi~ Assets l~come dufng Gross value end T~s~fio~ dnrng r~aing 
(including ~st ~e~) repoaing p~od repoffing period 
(~) (2) (Z) (2) (3) (4) (5)Place (X) ~er each asset ~o~t T~e (e.g., Value Value (e.g., Date Value G~in Identi~ ~empt from prior disclosure C~e div., rent, Method buy, ~tl, Mon~ CMe buyer/se~er~ (A-~ int.) (J-P) C~e r~emption)  (J-P) (A-~ (if private ~nsaction) 
392. 
Sold 11~24 (paa) 
393. 
Sold 11/24 394. O~ICOM GROUP Dividend Transferred 3/4 ~om line 237~ 
395. 	 
Sold 3/18 
 
396. 
DAVITA 	None 
 
 
T~nsfe~ed 3/4 ~om line 2284 
397. 
Sold 3/18 
398. 
T~nsfe~ed 6/1 ~om line 2746 
399. 
T~nsfe~ed 6/1 ~om line 3764 
400. 
 
 
Buy 10/16 
401. 	 
TIME WA~ER INC None Transfe~ed 3/4 
~om l~e 2436 
 
 
402. 
 
Sold 3/18 
403. 	 
FA~C Dividend Transfe~ed 3/4 
~om line 2304 
 
 
404. 
 
Sold 3/19 
405. 
Transfe~ed 6/1 ~om line 2813 
406. 
Transfe~ed 6/I ~om line 3836 
407. 
CISCO SYSTEMS 
 
 
None T~nsfe~ed 3/4 ~om line 2275 
408. 	 
Sold 3/18 (pan) .... ..... Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -~n~ome. w~e, .... ,~io,~ a~au~e~ ,,o~e oy,~o~ ~na ~e~,~a,., ~i~a~.; ~4-~o 
NONE (No reportable income, assets, transactions.) 
Description Assets Income daring Gross value end Transactions during reporting period 
(including trust ~ssets) reporting period reporting period 
(l) (2) (t) (Z) (l) (2) (3) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code Type (e.g., buy, sell, redemption) Date Month Day Value Code (J-P) Gain Code (A-H) identity buyer/seller (if private 
(Q-W) transaction) 
 
409. 	 
Sold 
 
 
3/18 
410. 	 
Transferred 6/1 from line 2710 Transferred 6/1 from line 3734 
4t2. AGILENT TECH None Transferred 3/4 from line 2227 
413. 
Sold 3/18 
414. 
 
 
Transferred 6/1 from line 2482 
415. 	 
Transferred 6/1 from line 3505 
 
416. 
ACCOR 
 
None Transferred 3/4 from line 2222 
417. 
 
Sold 3/19 
418. -COCA-COLA AMATIL LTD 	None Transferred 3/4 from line 2276 
4t9. 
Sold 3/19 
420. 
Buy 9/3 
421. 
 
 
Buy 9/4 
422. 	 
-SINGAPORE TELECOMM None Transferred 3/4 from line 2415 
 
423. 
 
Sold 3/9 
424. 	 
-TESCO PLC Dividend Transferred 3/4 from line 2435 
 
425. 
 
Sold 3/19 (part) lmmme Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,00! $15,000 =$15,001 $50,000 
(See Colurrms and D4) =$50,001 $100~000 =$100.001 $1,000,000 =$1.01)0,00! $5,000,000 =More than $5,000,000 Value Codes =$15.000 k:ss =$15,001 $50,000 ~$50,001 $1130,000 i00,00l $250,000 
(Sex: Colurm~s and D3) -$250,001 $500.000 =$500,001 $1,000,000 =$l,000,001 $5,000.000 =$5,000,001 $25.000,000 Value Method Cod~ ~Appraigal =Cost (Real Estate Only) =Ag.~ess ment ~C~h Market (See Colurcm C2) ~Book Value =Other =Estimated 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -/,,~o,,~ ~o~.~, .... ,/o,~ a.a.,~, ,~o.~ o~, ..... ,~,~.~.~., ~u,~.; 
NONE reportable income, assets, ~ansactio~J ]B.C. 
D~cfip~ion Assam }ncome during Gro~ value end T~nsacfions dung ~o~g 
(inc~ding trust assem) reporting ~d~ r~oning period (2) (~) (2) (3) ~4) (5) Placet~a~re~hasset Amo~t[ T~e(e.g., Value Value T~c(e.g., Date Value Gain identi~,~f~empt ~om prior di~lo~re C~e div,, reng Cod~ Me~od buy, se~,(A-~ int.) O-P) C~e r~pOon) Day (A-~ (if private (Q-W) Mon~ -~saction) (l-P) 
426. 	 
Sold 3/19 
 
427. 	 
T~ns~e~ed 6/1 
~om line 3375 
 
 
428. 
 
Buy I0/19 
 
429. 	 
Buy 1/]2 
 
430. 	 
-WOOLWORTHS LTD Dividend Transferral 3/4 
~om line 2462 
 
 
 
431, 	Sold 3/]9 
432. 	 
Transferred 6]1 
from line 3482 
 
 
433. 	 
Buy 10/t9 
 
434. 
 
 
Sold 12/9 
(part) 
435. 
Sold ]2110 
(part) 
436. 
Sold 12/10 
(part) 
437. 	 
Sold 12//1 
 
438. 
-SUZUKI MOTOR Dividend Transferred 3/4 .from line 2428 439. 	Sold 3119 
440. 
Transferred 6/1 from line 335~3 
441, 
Transferred 6/I from line 4391 
44! 
Sold 8/3 (part) 
Name ..... Reporting 
FINANCIALDISCLOSURE REPORT Date Report Barry, Maryanne 
 
VII. INVESTMENTS and TRUSTS 
NONE reportable income, assets, ~a~actions~) --.......... ............. .................................................. ............. Description AsseB Income dunng ~oss v~ue end T~acfions d~ng r~o~g pefod (including trust as~B) re~ing peri~ ~po~g 
Place (X) ~e~ e~ch as~t 	,mo~t T~B (e.g., Value Value (.g., Date Value Gain ldenfi~ of2~ 
exempt from pri~r ~sclo~ div., ren4 Code Me~od buy, sell, 
Mon~ -Code Code ~yerlseller:A-H) int.) (J-P) Code3 redemption) Day (J-P), (A-H) (if private 
(Q-W) 	transaction) 
...................... 
 
~3. 
Sold 8/26 
(paa) 
~4. -LO~ 
None T~ns fe=ed 3/4 (~om line 2351 
Sold 3/19 
446. 
Transferred 611 from line 2999 
447. 
Transferred 6/1 from line 4025 
448, 
Sold 12/7 
(part) 
449. 	 
-POTASH CORP Dividend Transferred 3/4 from line 2385 
 
450. 	 
Sold 3/18 
 
451. 
 
 
Transferred 6/1 from line 3132 
452. 
 
 
Transferred 6/1 fiom line 4166 
453. 	 
Buy 11/24 
 
454. 
 
Sold 11/23 (part) 
455. -NATIONAL INSTRUMENTS CORP Dividend Transferred 3/4 (from line 2363 
456, Sold 3/18 
457. 
Buy 9/3 
458. 
-SEPRACOR [NC 
 
459. 	 
Sold 3/18 
 
 
None Transferred 3/4 from line 2404 INVESTMENTS and TRUSTS -i,co,.~, ~.,, ...... ,io,,~ (Includes those ..... dependent children; see pp. 34-60 fding instructions.) 
NONE (No reportable income, assets, transactions.) 
Deseription Asse~ Income during Gross value end Transactions during rep~ft~.g period 
(including tmsl assets) reporting period reporting pcriod 
Place (X) after each asset (1) :Amount[ (2) Type (e.g., (~) Value (2) Value (I) Type (e.g., (~) Date Value[ Gain Identity 
exempt from prior disclosure Code (A-H) div., rent, int.) Code (~-P) Method Code buy, sell, redemption) Month Day Code (J-P) Code (A-H) bu]ter/seller (~fpri~ale 
(Q-W) ~ran,~action) 
460. Transferred from line 3260~ 6/I 
461. Sold 8/28 462. -EAST WEST BANCORP LNC None Transferred 3/4 from line 2290 
463. 	 
Sold 
 
464. 
-ALLIANZ 	None Transferred 3/4 from line 2233 
465. 	 
Sold 3/19 
 
466. 	 
Transferred 6/I from line 2500 
 
467. 
-BAkqER BEARER 
 
None Transferred 3/4 (from line 2246) 
468. 	 
Sold 3/19 
 
469. 
 
Transferred 6/1 ~om line 2583) 
470. 
Transferred 6/1 from 3607~ 
471. -BMW 
None Transferred 3/4 from line 225ff 
472, Sold 3/19 
473. 
Transferred 6./1 from line 2624 
474. 
Transferred 6/1 from line 3655 
475. 
Sold 8/27 (pan) 
476. -VEOLIA ENVIRONMENT 
None Transferred 3/4 (from line 2453) 
Name Person Reporting 
 
VII. INVESTMENTS TRUSTS i,,o .... i,,, .... tions (Includes those oyspo~se and dependent children; see pp. 34-60 f!ling instructions.) NONE (No reportable income, assets, transactior~.) 
Description Assets (includ trust assets) Income duringi reporting period Gross value end )~eporting period 
(1) (2) (1) (2) (~) 
Place (X) after each asset .... fiom prior disel ..... iAmount Type (e.g,Code ......t, (A-H) int.) Value Code (J-p) Value Method Code3 Type (e.g., buy, sell, redemption) 
 
477. 
Sold (part) 
478. 	 
Sotd 
 
479. 
 
 
Transferred from line 3454 
480. 
 
 
Transferred from line 4497 
481. 
 
Sold 
(pa~) 
482. -SCOTTISH AND SOUTHERN ENERGY Dividend Transferred from line 2403 
483. 	Sold 3/19 484. 
...... Transferred (from line 3256 
485. 
 
 
Transferred (from line 4294) 
486. 
 
Sold 
(part) 
487. 
Sold 
(parQ 
488. 	 
Sold 9/4 
 
489. 
-TREND MICRO 
 
 
None Transferred from 1me 2441 
490. 	 
Sold 3il 
 
491. 
 
 
Transferred from line 3406~ 
492. 
Transferred from tine 4447 
493. 
Sold (part) lncorae Gain Code: =$1,000 Ices =51,001 52~00 =$2,301 $5,009 (See Columns and D4) ~50,0Ol 5100,000 =$100,001 $1,000,000 ~51,000o001 55,000,000 Value Codes -$15,000 less ~$I5,001 $50,000 ~$50.001 $100,000(Sec Columns and D3) =5250,001 $500,000 =$500,001 $i,0~0,000 ~$1,000,00~ $5,000,000 ~$25.000.001 $50,000,~0 ~Mute than $50,009,0003. Value Method (:odes =Appraisal =Cost (Real Estate Only) ::Assessment 
(See Column C2) =Other ~Book. Value =Estimated 
Transactions during reporting period 
 
(2) 
 
Datei Value Gain Identity Mo,.fla- Code Code buyer/seller Day (J-P) (A-H) (if private 
3/19 3/19 
6/1 
6/1 
9/4 
3/4 
 
6/1 
6/I 
8/3 
9/3 
 
3/4 
6/I 
6/1 
8/12 =$5,001 $15,000 =$15,001 550.000 =More than ~$100,001 5250,000 ~$5,000,001 $25,000,000 ~Cash Market .... 
VII. INVESTMENTS and TRUSTS-i.~o.., value, transaetions anclades those spo ..... depende~t children; see pp. 34-aO flling instructian~) 
---] NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross va}ue end 
Transactions during reporting period(including Irust assets) reporting period reporting period ~2) ~2) (2) (4) (5) 
Place (X) after each asset [Amoxmt Type (e.g. Value Value Type (e,g., Dale Value Gain Identity ofexempt from prior disclosure Code aiv., rear, Code Method 
buy, sell, Mouth- Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (ifp,~vate 
 
(Q-W) ............................ ............ 
 
transaction) 
494. 
Buy 11/20 
495. 
Buy 11/24 
 
496. 
 
 
Buy 11/25 
497. 
Buy 11/26 
498. 
Buy 1/27 
499. 
Buy 1/30 
500. 
Buy 12.1 
501. -MCDONALDS COP-P Dividend 
Transferred 3/4 from line 2358 
502. 
Sold 3/18 
503. 
Buy 9/3 
504. 
-DANAHER COILP Dividend Transferred 3/4 fiom line 2282 
505. 
Sold 3/18 
 
506. Transferred 6/1 
from line 2735) 
507. Transffbrted 6/1 
from line 3760 
508. -DELTA PETROLEUM None Transferred 3/4 
from line 2289 
509. Sold 3/18 
 
!510. NEWCREST MINING NPV Dividend Transferred 3/4 from line 2365 Income Gait3 Codes: =51,000 less =51,001 52,500 =52,501 55,000 =$5,001 $15,000 =515,001 $50,000~See Columns ~nd D4) ~$50,001 $100,000 ~$100,001 $1,000,000 ~51,000,0OI $5,000.000 -More than 55.000,060 Value Co