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Judicial Watch • Maryanne T. Barry – 2010

Maryanne T. Barry – 2010

Maryanne T. Barry – 2010

Page 1: Maryanne T. Barry – 2010

Category:Federal Judges

Number of Pages:181

Date Created:September 9, 2013

Date Uploaded to the Library:June 24, 2014

Tags:Maryanne, Maryanne T Barry, Barry, 2010, Market, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Barry, Maryanne Court Appeals 3rdCircuit 
 
9/1/2011 Title (Article II1 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) 
 
Nomination, Date 	01/01/2010 
U.S. Circuit Judge Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
USPO Courthouse Bldg with applicable laws and regulations. 
 
Newark, 07101 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable informatiot~ Sign last page. POSITIONS. (Reporting individual only; seepp. 9-13 filing instructions.) 
[~] 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Co-Trustee Trust 
Co-Trustee Trust 
Co-Trustee Trust 
Co-Trustee Trust 
Co-Trustee 	Trust 
Co-Trustee Trust 
Trustee Trust #25 
Trustee Trust #26 
Trustee 	Trust #28 
 
10. 
Trustee Trust #29 
 
11. 
Trustee 	Trust #30 
 
 
Barry, Marvanne 
II. AGREEMENTS. (Reporting individual only; seepp. 14-16 f!ling instructions.) NONE (No reportable agreements.) DATE PARTIES AND TERMS 
 
Name Person Reporting Date Report 
Ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 filing instructions.) Filers Non-Investment Income ONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 f!ling instructions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFT ancludes those spouse .nd dependent children; see pp. 28-31 f!ling instructions.) NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. a.elndes those olspouse ..d dependent children; seepp. 32-33 f!ling instructions.) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUECODE 
 
Name Person Reporting Date Report 
 
9/I/2011 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure (1) (2) Amount :Type (e.g., (1) (2) Value Value (I) Type (e.g., (2) Date (3)  (4) Value Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Rental Property Brooklyn, Rent Rental Property #16 Brooklyn, Rent Rental Property Brooklyn, Rent Rental Property #22 Brooklyn, Rent Rental Property #11 Brooklyn, Rent Rental Property #10 Brooklyn, Rent Trust -List Assets Dividend CAPITAL 1NCOME BUILDER INC -TE MNY FUND AMERICA Sold (part) Closed 03/15/10 
10. 11. AMERICAN FUNDS MONEY MARKET FUND Open Closed 
12. SSGA GOV MONEY MARKET FUND 13. ~Trust List assets: Interest Open 
14. -CASH MORGAN CHASE 
15. Trust #15 List assets: Interest 
16. 17. CASH JPMORGAN TAX FREE MONEY MARKET JPMORGAN MID CAP VALUE FUND lncomc Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2) =$I,000 Icss =$50,001 $100,000 -$15,000 less $250,001 $500,000 =$25,000,001 $50,000,000 -Appraisal =Book Value =$1 ;001 $2,500 =$100~001 i000,000 -$15,001 $50;000 O=$500,001-$1,000,000 =Cost (Real Estate Only) -Other =$2,501 $5,000 ,000,001 $5,000;000 =$50;001 100,000 t,000,001 $5i000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 $15,000 --More than $5,000,000 100,001 $250,000 =$5,000,001 $25,000,000 =Cash Market =$15,001 $50,000 
 
Name Person Reporting 	Date Report 
 
 
 
VII. INVES TMENTS and -income, valae, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE(No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting perio6 (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g.. Value Value Type (e.g., Date Value Gain. Identity Code buyer/seller 
(A-H) (if private (Q-W) transaction) 
18. JPMORGAN TAX AWARE EQUITY 
FUND 
 
 
19. JPMORGAN INTREPID AMERICA 
FUND 
 
 
20. JPMORGAN SMALL CAP CORE FUND 
 
21. 	 
-JPMORGAN TAX AWARE REAL 
RETURN FUND 
 
 
22. 	 
-JPMORGAN MUNICIPAL INCOME Sold 05/12/10 FUND 
 
23. 	 
-MATTHEWS PACIFIC TIGER FUND Buy 07/02/10 (addl) 
 
24. 	 
-HIGHBRIDGE STATISTICAL MARKET Sold 07/02/10 NEUTRAL FUND (part) 
 
25. 	 
Sold 11/29/I0 
 
26. 	 
-DODGE COX INTL STOCK Sold 07/02/10 (part) 
 
27. 	 
-JPMORGAN ASIA EQUITY FUND Sold 02/04/10 
 
28. 
 oJPMORGAN INTREPID INT FUND 	Sold 04/26/10 
 
29. 	 
-EATON VANCE SPL 1NVT Sold 09/13/10 (part) 
 
30. 	 
Sold 09/29/I 
 
31. 	 
-FMIFDSINC 
 
32. 	 
-JPMORGAN LARGE CAP CORE PLUS FUND 
 
33. 	 
-MANNING NAPIER FUND INC 
 
34. 	 
-THE OSTERWEIS FUND Buy 07/02/10 (addl) Income Gain C0des! =$];000 les~ =$1,001-$2,500 =$2~501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,ooo,oo~, $5,o0o,o00 ~a2 ~an $5,o0o~ooo .... Value Codes =$15,000 less =$15,001 $50,000 =$50~001 $100,000 M--$lO0~OO! $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001 t,000,000 =$1,000,001 $5,000,000 =$5~000;001 $25,000,000 =$25,000,00I $50,000,000 =More than $50,000;000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T--Cash Maek~i 
(Sec Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVES TMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
B.C. 
Description Assets Income during Gross value end Fransactions during reporting period (including trust assets) 
(5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code buyer/seller 
(A-H) (if private (Q-W) transaction) 
35. 	 
-ARTIO INTL EQUITY Buy 04/26/10 
(addl) 
 
 
36. 	 
Sold 07/02/10 
 
37. 	 
-JP MORGAN INTL CURRENCY 
 
38. 	 
-PAYDEN HIGH INCOME Buy 02/24/10 
(addl) 
 
 
39. 	 
Buy 09/29/10 
(addl) 
 
 
40. 	 
-JP MORGAN STRATEGIC INCOME Buy 02/24/10 
(addl) 
 
 
41. 	 
-ARTISAN INTL VALUE FUND- 1NV Buy 04/26/10 
 
42. 	 
-HIGHBRIDGE DYNAMIC Buy 05/12/10 
COMMODITIES 
 
 
43. 
-DREYFUS/LAUREL FDS 	Buy 05/12/t0 
 
44. 
-EATON VANCE MUT FDS FLT 	Buy 05/12/10 
 
45. 	 
Buy 09/29/10 (addl) 
 
46. 	 
-EATON VANCE MUT FDS GLOBAL Buy 05/12/10 MACRO- 
 
47. 	 
-MKT NEUTRLSEL Buy 07/02/10 
 
48. 	 
-ABERDEEN ASIA PACIFIC JAPAN Buy 02/04/10 
 
49. 	 
Buy 07/02/10 (addl) 
 
50. 	 
-VANGUARD EMERGING MARKET Buy 09/15/10 
 
51. 	 
Buy 02/24/10 (addl) lnc0nle Gain Codes: aS1,000 less =$1,001 $2;500 C--$2,501 =$5,000 =$5,001 -$15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$I00,001 $1,000,000 =$1,000;001, $5;000,000 =M0re than $~000~000 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 --$100,001 $250,000 
(See Columns and D3) =$250,00I $500,000 =$500,001 $1,000,000 =$1,000,001 $5i0001000 =$5;000,001 $25;000,000 =$25,000,001 $50,000,000 =More than $50;000;000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Colunm C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) 	(2) (1) (2) (3) (4) (5) 
Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div. rent, Code Method buy, sell, mrn/dd/yy Code Code buyer/seller 
Code 
(A-H) int.) (J-P) 	~ode redemption) (J-P) (A-H) (if private (Q-W) transaction) 
52. 	 
-JP MORGAN RESEARCH MARKET Buy 11/29/10 
NEUTRAL 
 
 
53. 	 
-ARBITRAGE FUNDS Buy 11/29/10 
 
54. 
Trust #16 List assets: Int./Div. 
 
55. 	 
-CASH JPMORGAN TAX FREE MONEY MARKET 
 
56. 	 
-JPMORGAN MID CAP VALUE FUND 
 
57. JPMORGAN TAX AWARE EQUITY FUND 
 
58. 	 
-JPMORGAN INTREPID AMERICA FUND 
 
59. JPMORGAN SMALL CAP CORE 
 
60. 	 
-JP MORGAN TAX AWARE REAL RETURN FUND 
 
61. 	 
-JP MORGAN MUNICIPAL INCOME Sold 05/12/I FUND 
 
 
(part) 
62. 	-MATTHEWS PACIFIC TIGER FUND 
Buy 07/02/10 (addl) 
63. 	 
-HIGHBRIDGE STATISTICAL Sold 07/02/I (part) 
 
64. 
 
 
Sold 1/29/10 
65. 	 
rDODGE COX INTL STOCK 
 
 
Sold 07/02/10 (part) 
66. 	 
-JP MORGAN ASIA EQUITY FUND Sold 02/04/10 
 
67. 	 
-JPMORGAN INTREPID INTL FUND Sold 04/26/10 
 
68. 	 
-MANNING NAPIER FUND Income Gain Cod~s: =$1,000 less =$1~001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 -$50,000 (See Columns and I)4) =$50,001 $100;000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 100,001 $250,000 
(See Colunms and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5~000;000 =$5,000,001 $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000~000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -income~ value, transactions (Includes those spouse and depenaent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) ~2~ (l~ (2) (3) (4) (5) 
Place (x) after each asset Amount Type Ie.g-, Value VaLue Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
Code 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. 	 
-JPMORGAN LARGE CAP CORE 
PLUS FUND 
 
 
70. 	 
-EATON VANCE SPL INV Sold 09/13/10 
(part) 
 
 
71. 	 
-FMI FDS 1NC 
 
72. 	 
-THE OSTERWEIS FUND Buy 07/02/10 
(addl) 
 
 
73. 	 
-ARTIO 1NTL EQUITY Buy 04/26/10 
(addl) 
 
 
74. 
 
 
Sold 07/02/10 
75. 	 
-JP MORGAN INTL CURRENCY 
 
76. 	 
-PAYDEN HIGH INCOME Buy 02/24/10 
(addl) 
 
 
77. 
 
 
Buy 09/29/10 (addl) 
78. 	-JP MORGAN STRATEGIC INCOME Buy 02/24/10 
(addl) 
 
!79. 	-ARTISAN 1NTL VALUE FUND- INV 
Buy 04/26/I0 
80. 	 
-HIGHBRIDGE DYNAMIC Buy 05/12/10 
COMMODITIES 
 
 
81. 	 
-DREYFUS/LAUREL FDS Buy 05/12/10 
 
82. 	 
-EATON VANCE MUT FDS FLT Buy 05/12/10 
 
83. 	 
Buy 09/29/10 
(addl) 
 
 
84. 	 
-EATON VANCE MUTFDS-GLOBAL Buy 05/12/10 
MACRO 
 
 
85. 	 
-MARKET NEUTRALSEL Buy 07/02/10 
 
 
B=$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and IM) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,00 $5,000,000 =More than $5,000;000 Value Codes =$15,000 tess =$15,001 $50,000 =$50;001 $100,000 -$100,001 $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001- ;000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 -More than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU STS --income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, tramactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) 	(2) (1) (2) (l) (2) (3) (4) (5) 
Place (X) atier each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
Code (A-H) int.) (J-P) Code redemption! (J-P) (A-H) (if private (Q-W) transaction) 
86. 	-ABERDEEN ASIA PACIFIC JAPAN Buy 02/04/10 
87. 	 
Buy 07/02/10 
(addl) 
 
 
88. 
-VANGUARD EMERGING MARKET 	Buy 09/15/10 
 
 
89. 	 
-JPMORGAN RESEARCH MARKET Buy 11/29/10 
NEUTRAL 
 
 
90. 	 
-ARBITRAGE FUNDS Buy 11/30/10 
 
91. Trust #17 List assets: Int./Div. 
 
92. Cash JPMorgan Tax Free Money Market 
 
93. JPMorgan Tax Aware Equity Fund 
 
94. JPMORGAN MID CAP VALUE FUND 
 
95. 	 
-JPMORGAN INTREPID AMERICA 
FUND 
 
 
96. JPMORGAN SMALL CAP CORE FUND 
 
97. 	 
-JP MORGAN TAX AWARE REAL RETURN FUND 
 
98. 	 
-JP MORGAN MUNICIPAL INCOME Sold 05/12/10 FUND (part) 
 
99. 	 
-MATTHEWS PACIFIC TIGER FUND Buy 07/22/10 (addl) 
 
100. 	 
-HIGHBRIDGE STATISTICAL MARKET Sold 07/02/10 
NEUTRAL FUND (part) 
 
 
101. 	 
Sold 11/29/10 
 
102. 
 -DODGE COX 1NTL STOCK 	Sold 07/02/10 
(part) =$1,001 $2,500 =$2,501 $5,000 =$5,001- $15,000 =$15,001- $50,000 (See Columns and D4) =$50,001 $100,000 -$100,001 $1,000,000 =$1,000,001 $5;000~000 =More than $5,000~000 
 Value Codes =$15,000 less $15.001 $50,000 =$50;001 $100~000 M=$100~001 $250,000 
 
(See Columns and D3) =$250,001 $500,000 =$500.001 1,000,000 =$1,000,001 $5i000~000 =$5,000,001 $25,000~000 =$25,000,001 $50,000,000 :More than $50i000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment 
(See Column C2) =Book Value =Estimated =Other 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -i.come, value, transactions, Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P): (A-H) (if private 
(Q-W) transaction) 
 
103. 
-JPMORGAN ASIA EQUITY FUND 	Sold 02/04/10 
 
104. 
 -JPMORGAN INTREPID INTL FUND 	Sold 04/27/10 
 
105. 
 -ISHARES RUSSELL MIDCAP INDEX 
 
106. 
 -EATON VANCE SPL INV 	Sold 09/13/10 (part) 
 
107. 	 
Sold 09/29/10 
 
108. 
 -FMI FDS INC 
 
109. 
-JPMORGAN LARGE CAP CORE 
 
110. 
 -MANNING NAPIER FUNDS 
 
 
I11. 	-THE OSTERWEIS FUND Buy 07/02/10 (addl) 
112. 	 
-ARTIO INTL EQUITY Buy 04/27/10 (addl) 
 
113. 	 
Sold 07/02/10 
 
114. 
-JP MORGAN 1NTL CURRENCY 
 
115. 
 -PAYDEN HIGH INCOME 	Buy 02/24/10 (addl) 
 
116. 	 
Buy 09/29/10 (addl) 
 
117. 
 -JP MORGAN STRATEGIC INCOME 	Buy 02/24/10 (addl) 
 
118. 
 -ABERDEEN ASIA PACIFIC JAPAN 	Buy 02/04/10 
 
119. 	 
Buy 07/02/10 (addl) 
 lnconle Gain Codes: =$1,000 less =$2,501 -$5,000 =$5,001- $15,000 =$15,001- $50,000 
 
B--$1;ool $2;500(See Columns and D4) =$50,001 $100,000 =$i00,00i $1,000,000 =$1,000100t- $5,000~000 n2=Morethart$5~O00;O00 
 Value Codes =$15,000 less =$15,00t -$50,000 =S50,00I- $100,000 M=$100,O01 $250,000 
 
(See Columns and D3) =$250,001 $500,000 =$5oo,ooi- $1,000,00o ~,ooo,oo~ $5;ooo;ooo =$5,000,00i $25,000~000 =$25,000,001 $50,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment (See Column C2) =Book Value =Other =Estimated 
 
 
Name Person Reporting 	Date Report 
VII. INVES TMEN and TRU -i.come, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions du:ring reporting period 
(including trust assets) reporting period reporting period ..... 
(1) (2) (1) (2) (1) ........ (2) (3) (4) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code Type (e.g., div., rent, Value Code Value Method Type (e,g:, buy, sell Date mm/dd/yy Value Cod~2 Gain Code Identity buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A:H) (iprivate 
(Q-W) transaction) 
 
120. 
 -ARTISAN INTL VALUE FUND 	Buy 04/27/I 
 
121. 	 
-HIGHBRIDGE DYNAMIC Buy 05/12/10 COMMODITIES 
 
122. 	 
Sold 12/15/10 (part) 
 
123. 
 -DREYFUS/LAUREL FDS 	Buy 05/12/10 
 
124. 
 -EATON VANCE MUT FDS FLT 	Buy 05/12/10 
 
125. 	 
Buy 09/29/10 (addl) 
 
126. 	 
-EATON VANCE MUT FDS- GLOBAL Buy 05/12/I MACRO 
 
127. 	 
-VANGUARD EMERGING MARKET Buy 09/15/10 
 
128. 
 -GS GOLD CPN NOTE 10/7/11 	Buy 10/08/I 
 
129. 	 
-JPMORGAN RESEARCH MARKET Buy 07/02/10 NEUTRAL 
 
130. 	 
Buy 11/29/10 (addl) 
 
131. 
 -ARBITRAGE FUNDS 	Buy 11/29/101 
 
132. Trust List assets: 	Dividend 
 
133. 
 -Bond Fund America Inc 	Sold 02/24/10 (part) 
 
134. 	 
Sold 04/12/10 
 
135. 
 -Capital Core Bond Fund 	Buy 04/13/I 
 
136. 
 -American Funds Money Market Fund 	Closed 
 Income Gain C0des: ~$1;000 leS~ =$1,001 $2,500 =$2;501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5i000,000 =-More than $5;000 000 
 Value Codes =$15,000 less =$15,001 $50,000 L--$50;00~ $1ooiooo =S100,00~, $25olooo 
 
 
(See Columns and D3) =$250,001 $500,000 =$500,00I $1,000,000 =$I,000,001 $5,000;000 =$5,000;001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,0001000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment --Cash Market (See Column C2) =Book Value =Other =Estiniated 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU -i,come, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Fransactions during porting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, .mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code -redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
137. SSGA Gov Money Market Fund 	Open 
 
138. 
 ~Trust List assets: 	Dividend 
 
139. 
 -Bond Fund America Inc 	Sold 02/24/10 (part) 
 
140. 
Dividend 	Sold 04/12/10 
 
141. 
 -Capital Core Bond Fund 	Buy 04/13/10 
 
142. 
 -American Funds Money Market Fund 	Closed 
 
143. 	 
-SSGA GOV MONEY MARKET OpenFUND 
 
144. Trust List assets: 	Interest 
 
145. 
 -CASH MORGAN CHASE 
 
146. 
 CASH MORGAN CHASE Interest 
 
 
147. 
 CAPITAL GUARDIAN: 
 
148. 
 -Unilever Dividend Sold 02/t0/10 (part) 
 
149. 	 
Sold 02/18/10 (part) 
 
150. 	 
Sold 02/19/10 (part) 
 
151. 	 
Sold 02/19/10 
 
152. 
 -Unilever Dividend Sold 08/11/10 (part) 
 
153. 	 
Sold 08/11/10 (pan) lne~me G~ifi Cbdes: =Sl,000 less ~$i;00L $~i500 =s2,501 $5;000 =$5,001-$15,000 =$15,001 $50,000 
(See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 
 Vatue Codes =$15,000or less =$15i001 :$50;000 ....... 9550i001 $100,000 =$100,001- $250;000 
 
 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$11000,001 $5,000,000 =$5;000,001 $25,000,000 =$25,000,00! $50,000,000 =More than $50,000,000 
 Value Method Codes =Cost (Real Estate Only) --Cash Market =Appraisal =Asscssment (Sec Colunm C2) =Book Value =Other =Estimated 
Name Person Reporting 	Date Report 
 
9/1/2011 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent ehildren; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during eporting peri 
lincluding trust assets) reporting period reporting period 
~l) (2) (1) (2) (13 (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, .... mm/dd/yy Code Code buyeffseller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifpfivam 
(Q-W) Wansaction) 
 
154. 	 
Sold 08/12/10 (part) 
 
155. 	 
Sold 08/13/10 
 
 
(part) 
156. 	 
Sold 08/16/10 
 
157. 
 -Suncor Energy Inc (Y) 	Dividend Sold 04/27/10 (part) 
 
158. 
 -Sun Hung Kai Prop (Y) Dividend 
 
159. 
 -Nestle (Y) Dividend 
 
160. 
 -Holcim LTD (Y) 	Dividend Sold 01/08/10 (part) 
 
 
161. 	 
Sold 01/08/10 (part) 
 
162. 	 
Buy 06/22/10 (addl) 
 
163. 
 -CRH PLC (Y) Dividend Sold 09/22/1 (part) 
 
164. 	 
Sold 09/22/I (part) 
 
165. 	 
Sold 09/23/10 (part) 
 
166. 	 
Sold 09/23/10 (part) 
 
167. 
 -Richemont Cie Fin (Y) Dividend 
 
168. 
 -Samsung Elec Gds (Y) Dividend 
 
169. 
 -Bouygues (Y) Dividend 
 
170. 
 -LAir Liquide (Y) Dividend Sold 04/14/10 (part) Income Gain Codes: ~$i;000 tes~ =$i$001 $2i500 =$2~501 $5,000 D=$5,001- $15,000 -$15,001- $50,000 
(See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 i;0001b01 $5,0001000 =Mere than $5,000,000 Value Codes =$15;000 less =$15,00i $50,000 =$50;001 00,000 M:$t00,001- $250.000 
(See Columns and D3) =$250,001 $500;000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 P2=$5,000,001- $25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment -Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transact ons during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) 12) (1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identi ,ty 
exempt from prior disclosure Code dip., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
171. 
-HSBC Hldgs (Y) Dividend 
 
172. 
 -LI Fung (Y) Dividend 
 
173. 
 -RECKITT BENCKISER (Y) Dividend 
 
174. 
 -AMERICA MOVIL (Y) Dividend 
 
175. 
 -STANDARD CHARTERED (Y) Dividend Sold 01/18/10 (part) 
 
176. 
 -ESSILOR INTL (Y) Dividend Sold 01/18/10 (part) 
 
177. 	 
-KONINKLIJKE KPN (Y) Dividend Sold 01/18/I0 (part) 
 
178. 	 
Sold 03/25/10 (part) 
 
179. 
 -BNP PARIBAS (Y) Dividend 
 
180. 
 -EMERSON ELECTRIC (Y) Dividend 
 
181. 
 -GENERAL ELECTRIC () Dividend 
 
182. 
 -ILLINOIS TOOL WORKS (Y) Dividend Sold 07112/10 (part) 
 
183. 
 -PEPSICO (Y) Dividend Sold 02/09/10 (part) 
 
184. 	 
Buy 06/21/10 (addl) 
 
185. 	 
-SCHLUMBERGER LTD (Y) Dividend Buy 02/24/10 (addl) 
 
186. 	 
Buy 02/25/l (add!) 
 
187. 	 
Buy 09/14/10 (addl) lnc0me Ghin codes!:; =$11000 less B=$1,001 $2,500 =$2,501 $5,000 =$5,00 $15,000 =$15,001 $50,000 
(see Columns and D4) =$50,001 $100,000 G=$100,001 $1,000,000 =$1,000,001 $5,000,000 =More ~an $5,000;000 Value Codes =$15,000 tess K=$15,001 $50,000 =$50,001 100,000 =$100,001 $250,000 (See Colunms and D3) =$250,001 $500,000 =$500,001 $1,000,000 1,000,001 $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
Barry, Maryanne 	9/1/2011 
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P~ (A-H) (if private (Q-W) transaction) 
188. 	 
Buy 09/16/10 
(addl) 
 
 
189. 	 
-UNION PACIFIC CORP (Y) Dividend Sold 03/18/10 
(part) 
 
 
190. 	 
-AIR PRODUCTS CHEMICALS (Y) Dividend Sold 02/09/10 
(part) 
 
 
191. 	 
Buy 06/21/10 
(addl) 
 
 
192. 
-FLUOR CORP (Y) Dividend 
 
193. 
-MICROSOFT CORP (Y) Dividend 	Sold 01/19/10 
 
 
(part) 
194. 	 
-ROYAL DUTCH SHELL (Y) Dividend Sold 02/08/10 
(part) 
 
 
195. 	 
Buy 06/21/10 
(addl) 
 
 
196. 	 
Sold 04/13/10 
(part) 
 
 
197. 	 
-UNITED TECHNOLOGIES (Y) Dividend Buy 06/21 
(addl) 
 
 
198. 	 
-BERKSHIRE HATHAWAY Sold 02/18/10 
(part) 
 
 
199. 	 
Sold 02/1 9/10 
(part) 
 
 
200. 	 
Sold 05/27/I0 (part) 
 
201. 	 
Sold 07/02/10 (part) 
 
202. 	 
Sold 07/06/10 
 
203. 	 
-COSTCO WHOLESALE (Y) Dividend Sold 01/14/10 (part) 
 
204. 	 
Sold 02/09/10 (part) 
 Income Gain Codes: ~000 less =$1,001 $2~500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,00 $1,000,000 --$1,000,00 $510001000 =More than $5,000;000 
 Value Codes =$15,000 less =$15,001 $50,000 =$50~001 $100,000 =$100;001 $250,000 
 
 
(See Columns and D3) =$250,001 $500,000 $500,001-$1,000,000 =$1,000,001 $5;000,000 =$5,000,001 $25;000,000 =$25,000,001 $50,000,000 =More than $50,000~000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T-Cash Market 
(See Column C2) =Other =Book Value =Estimated 
Name Person Reporting 	Date Report 
VII. INVES TMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Descrtption Assets Income during Gross value end 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2): (3)  (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date: Value  Gain: Identity 
exempt from prior disclosure Code div., rent~ Code Method buy, sell, m~dd/yy Code2  Code: buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-p) (A-H) (if private 
(Q-W) transaction) 
 
205. 	 
-LOWES COS (Y) Dividend Buy 06/21/10 (addl) 
 
206. 
-UNITED PARCEL SERVICE INC (Y) Dividend 
 
207. 
 -FEDEX CORP (Y) Dividend Buy 03/18/10 (addl) 
 
208. 	 
Sold 02/09/10 (part) 
 
209. 	 
Buy 06/21/10 (addl) 
 
210. 
 -ALLERGAN INC (Y) Dividend 
 
211. 
 -RIO TINTO (Y) Dividend 
 
212. 
 -SAP (Y) Dividend Sold 03/16/10 (part) 
 
213. 
 -COMCAST CORP (Y) Dividend Buy 09/30/10 (addl) 
 
214. 	 
Buy 09/30/10 (addl) 
 
215. 
 -CANON (Y) Dividend Sold 01/18/10 (part) 
 
216. 
 -KRAFT FOODS (Y) Dividend Sold 02/09/10 (part) 
 
217. 	 
Sold 07/12/10 (part) 
 
218. 
 -HONG KONG/CH1NA GAS (Y) Dividend Buy 06/21/10 (addl) 
 
219. 
 -BHP BILLITON LTD (Y) Dividend 
 
220. 	 
-DAVITA (Y) Sold 05/03/10 (part) 
 
221. 	 
Sold 05/19/10 (part) Income Gain Codes: =$1,000 less .... =$1,001- $2,500 =$2,5Ol $5,ooo =$S,001 $15,000 =$15,001 $50,000 ~6~e than $5i0001000 .... 
(See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 
Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$io0,oo~ $~S0;ooo 
 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 ;000;001 $5,000,000 ~,2 =$5iooo,ooi $~5,0oo,oo0 =$25,000,001 $50,000,000 =More than $50,000,000 
Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment (Scc Column C2) =Book Value =Estimated =Other 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU STS -inco,,e, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (I) (2) (3) (4) (5t 
Place (X) after each asset exempt from prior disclosure Amount Code Type (e.g., div., rent, Value Code Value Method Type(e.g., buy, sell, Date Value mm/dd/yyI Co~!~,2 Gain Code Identity o buyer/seller 
(A-H) int.) (J-P) Code redemption) 0-P) (A-H) (if private 
(Q-W) transaction/ 
 
!222. 	Sold 05/20/10 
(part) 
223. 	Sold 07/12/10 
(part) 
224. 
 -FANUC (Y) Dividend Buy 02/04/! (addl) 
 
225. 
 -CISCO SYSTEMS INC (Y) 	Buy 03/01/10 (addl) 
 
226. 	 
Buy 03/17/10 (addl) 
 
227. 	 
Buy 06/21/I (addl) 
 
228. 
 -AGILENT TECH (Y) 	Sold O1/19/lO (part) 
 
229. 	 
Sold 02/09/10 (part) 
 
230. 	 
Sold 02/11/10 (part) 
 
231. 	 
Sold 02/12/10 (part) 
 
232. 	 
Sold 02/12/10 (part) 
 
233. 
 
 
Sold 02/12/10 
(pan) 
234. 	Sold 02/12/10 
(part) 
235. 	Sold 02/16/10 (part) 
236. 
 -COCA-COLA AMATIL LTD (Y) Dividend 
 
237. 
-TESCO PLC (Y) Dividend 	Sold 04/14/10 
 
 
(part) 
238. 	-SUZUKI MOTOR (Y) Dividend Sold 02/23/10 (part) .....Gain Cod .... =$i,000 less =$1,001- $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 (See Colunms and I)4) =$50,001 $100,000 =$100,001- $1,000,000 ii000,001- $5,000,000 =More than $5,000,000 
 Value Codes =$15,000 less =$15,001- $50,000 --$50;001 $100~000 M=$ 00,001-$250000 
 
 
(See Columns and D3) =$250,001 -$500,000 O-$500,001- $1,000,000 =$1~000,00~ $5;000~000 755;000;001 $25,000,000 =$25,000,001 -$50,000,000 =M0re tha~ $50;000 000 Value Method Codes =Cost (Real Estate Only) T--Cash Market =Appraisal =Assessntent (See Column C2) =Book Value =Estimated =Other 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5~ 
Place (X) after each asset Amount Type (e.g., Value Value Type ~e:g;, Date Value Gain Identity 
exempt from prior disclosure Code dive, rent, Code2  Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
1239. Sold 03/25/10 
(part) 
240. -LOREAL (Y) Dividend Buy 06/22/10 
(addl) 
241. Sold 07/30/I0 
(part) 
242. Sold 07/30/10 
(part) 
243. Sold (part) 08/02/10 
244. Sold 08/02/10 
(part) 
245. Sold (part) 08/03/10 
246. Sold 08/04/10 
(part) 
247. Sold 08/26/10 
(part) 
248. Sold 09/02/10 
(part) 
249. -POTASH CORP (Y) Dividend Buy 06/21/10 
(addl) 
250. Sold 08/17/10 
(part) 
251. Sold 09/16/10 
(part) 
252. Sold (part) 09/16/10 
253. Sold (part) 09/17/10 
254. Sold 08/17/10 
(part) 
255. Sold 08/17/10 
(part) income Gain Code~: A=$ ,000ot~less B~$ ;00i~$2~500 C=$2,501-$5,000 5,001 $15,000 =$15,001 $50,000 
(See Columns and D4) =$50,001- 100,000 :$100,001 $1,000;000 i000 001, 000 000 =More than $51000,000 Value Codes =$15,000 less =$15,001 $50,000 =$501001 $100,000 =$I00,001 $250;000 
(See Columns and D3) =$250,00 $500,000 ---$500,001 $1,000,000 ;000;001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =M0t~ than $50,0001000 Value Method Codes =Appraisal =Cost (Reel Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -i.come, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting perio 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identi .ty 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) O-P) (A-H) (if private 
(Q-W) transaction) 
 
256. 
-NATIONAL INSTRUMENTS CORP (Y) Dividend 
 
257. 
-ALLIANZ 	Sold 02/23/10 
 
258. 
-BAYER BEARER (Y) Dividend 
 
259. 	 
-BMW Dividend Buy 06/21/10 (addl) 
 
260. 	 
Sold 07/12/10 
 
 
(paa) 
261. 	 
Sold 07/12/10 
 
262. 	 
-VEOLIA ENVIRONMENT (Y) Dividend Sold 03/16/10 (part) 
 
263. 	 
Sold 07/12/10 
 
 
(pan) 
264. 	 
Sold 07/12/10 (part) 
 
265. 
 -TREND MICRO (Y) Dividend Buy 01/14/10 (addl) 
 
266. 
 
 
Buy 02/03/l (addl) 
267. 	 
Buy 07/22/I (addl) 
 
268. 
 
 
Buy 07/22/10 (addl) 
269. 
-MCDONALDS CORP (Y) Dividend 	Sold 03/03/I 
 
270. 	 
Buy 07/23/10 
 
271. 	 
-DANAHER CORP (Y) Dividend Sold 01/19/10 (part) 
 
 
272. 	Buy 06/21 (addl) =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and 194) =$50,001 $100,000 =$100,001 $1,000,000 =$1 ,ooo,oo $5,0oo,0oo =More than $5,000,000 
 Value Codes =$15,000 less -$15,001 $50,000 =$50,001 $100,000 $100,001 $250,000 
 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 1,000,001 $5,000;000 =$5,000,001 $25,000,000 =$25~000,001 $50,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal -Cost (Real Estate Only) Cash Market =Assessment (See Column C2) =Book Value =Other =Estimalod 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 f!ling instructions.) NONE(No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions durin reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g.,: Date Value Gain IdentiLy 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (iprivate 
(Q-W) transaction~ 
 
273. 	 
-NEWCREST MINING NPV (Y) Dividend 
 
274. 
 -BARRICK GOLD CORP (Y) 	Dividend Sold 01/27/10 (part) 
 
275. 	 
Sold 01/28/10 (part) 
 
276. 
 -NY TWY AMBAC 4/1/2019 Interest 
 
277. 	 
-PORT AUTH NY/NJ SER 163 5.0% Buy 08/04/10 7/15/21 
 
278. 	 
-SOFTBANK CORP (Y) Dividend Buy 02/03/10 (addl) 
 
279. 	 
Sold 03/25/10 (part) 
 
280. 	 
Sold 03/25/10 (part) 
 
281. 
 -The Walt Disney (Y) Dividend Buy 01/25/10 (addl) 
 
282. 	 
Sold 01/08/10 (part) 
 
283. 
 
 
Sold 01/08/10 (part) 
284. 	 
Sold 01/25/10 (part) 
 
285. 	 
Sold 03/01/10 (part) 
 
286. 	 
Sold 03/01/10 (part) 
 
287. 	 
-MEDTRONIC INC (Y) Dividend Buy 03/01/10 (addl) 
 
288. 	 
-BAE SYSTEMS PLC (Y) Dividend Sold 02/10/10 (part) 
 
289. 	 
Sold 04/20/10 (part) 
 
 
B=$1,001 $2,500 -$2,501 $5,000 =$5,oo $15,0oo =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 G=$100,001 $1,000,000 =$1,000,001 $5,000,000 112 =More than $5,000;000 
 Value Codes =$15,000 less K=$15,001 $50,000 =$50,001 $100,000 =$100;001 $250;000 
 
(See Columns and D3) =$250,001 $500,000 =$500,001 1,000,000 1,000,001 $5,000,000 =$5,000,001 -$25~000,000 =$25,000,001 $50,000,000 =More lhaa $50,000,000 
 Value Method Codes =Cost (Real Estate Only) T--Cash Market =Appraisal =Assessment (See Column C2) =Book Value =Other =Estimated 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3)  (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e:g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent. Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
290. 	-TARGET CORP (Y) Dividend Sold 01/19/10 (part) 
291. 	 
Buy 05/28/10 (addl) 
 
292. 	 
Buy 08/18/10 (addl) 
 
293. 	 
-CAMECO CORP (Y) Dividend Sold 01/18/10 (part) 
 
294. 	 
Sold 04/30/l (part) 
 
295. 	 
Sold 
 
 
05/03/10 
(part) 
296. 	Sold 05/04/10 
(part) 
297. 	 
Buy 09/07/10 (addl) 
 
298. 	 
Buy 09/08/10 (addl) 
 
 
299. 
Buy 09/09/10 (addl) 
300. 	 
Buy 09/22/10 (addl) 
 
301. 
 
 
Buy 09/23/10 (addl) 
302. 	 
Buy 09/29/10 (addl) 
 
303. 	 
Buy 
 
 
09/30/10 (addl) 
304. 
-TORONTO-DOMINION BANK (Y) Dividend 
 
305. 
-AMAZON.COM (Y) 
 
306. 	 
-CERNER CORP (Y) Sold 07/12/10 (part) Income Gain Codes: =$1,000 less =$1,001 $2,500 --$2;501 $5,000 =$5,001 $15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$i,000 001 -$5 000 000 =More than $5,000,000 
 Value Codes =$15,000 less =$15,001 $50,000 =$50;001 100,000 =$100,00] $250;000 
 
(See Columns and D3) -$250,00I $500,000 =$500,001 $1,000;000 1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,000;000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value -Other =Estimated 
 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3)  (4) (5) 
Place (X) after each asset Amount Type (e.g.. Value Value Type (e.g., Date Value  Gain Identity of 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mrrddd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifp~vat~ 
(Q-W) transaeti0n) 
 
307. 
 -SWlRE PACIFIC LTD (Y) Dividend Sold 01/18/10 (part) 
 
308. 
 -COCA-COLA Dividend Sold 02/05/10 (part) 
 
309. 	 
Sold 02/08/10 (part) 
 
310. 	 
Sold 05/21/10 
 
311. 
 -Billabong Intl LTD (Y) 	Dividend Sold 07/I 3/10 (part) 
 
312. 	 
Sold 07/13/10 (part) 
 
313. 	 
Sold 09/22/10 (part) 
 
314. 	 
Sold 09/23/10 (part) 
 
315. 
 -Omega Pharma 	Sold 04/19/10 (part) 
 
316. 	 
Sold 04/19/10 (part) 
 
317. 	 
Sold 04/21/10 
 
318. 
 -SAP Spon ADR (Y) Dividend 
 
319. 
 -Siemens Namen (Y) Dividend Buy 07/13/10 (addl) 
 
320. 
 -Progressive Corp Ohio (Y) Dividend 
 
321. 
 -ST Lawrence Clarkson 4.25 7/1/2021 Interest 	Sold 05/13/10 
 
322. 	 
-Roche Holding Dividend Sold 02/10/10 (part) 
 
323. 	 
Sold 04/13/10 (part) 
 Income Gain Codes: =$1,000 less =$!,001 -$2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 (See Columns and D4) =$50,001 I00,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More thah $~1000,000 
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 100~000 =$100,00125250,000 
 
(See Colunms and D3) =$250,001 $500,000 =$500,001 -$1,000,000 =$1,000,001 .-$5,000,000 =$5,000;001 $25~000,000 =$25,000,001 $50,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Mark~} =Assessment (See Column C2) =Book Value -Other =Estimated 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) .(3) (4) (5) 
Place (X) aiter each asset Amount Type (e.g., Value Value. Type ~e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method .... buy, sell, mm/dd!yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redeinption) O-P) (A-H) (if private 
(Q-W) transaction) 
 
324. 	 
Sold 04/14/10 (part) 
 
325. 	 
Sold 07/28/10 (part) 
 
326. 	 
Sold 08/19/10 (paR) 
 
 
327. 	Sold 09/22/10 
328. 
 -Google Inc (Y) 	Buy 01/25/10 (addl) 
 
329. 	 
Buy 08/18/10 (addl) 
 
330. 
 -Paychex Inc (Y) Dividend Sold 02/09/10 (part) 
 
331. 	 
Sold 04/01/10 (part) 
 
332. 	 
Sold 04/05/10 (part) 
 
333. 
-Ebay Inc (Y) 
 
334. 
 -Boeing (Y) Dividend 
 
335. 	 
-Baxter Intl Inc Dividend Sold 02/09/10 (part) 
 
336. 	 
Buy 04/14/10 (addl) 
 
337. 	 
Buy 04/21/10 (addl) 
 
338. 	 
Buy 04/21/10 (addl) 
 
339. 	 
Sold 05/04/10 (part) 
 
340. 	 
Sold 05/05/10 (part) 
 
 
A=$! ;000 less =$1,00! -$2,500 C--$2;501 -$5,000 =$5,001 $15,000 =$15,001- $50,000 Income Gain Codes~ ...... (See Columns and 134) =$50,001 $100,000 =$100,001- $1,000,000 ~$L000~00i .-~5;000;000 
 Value Codes =$15,000 less =$15,001 -$50,000 Z*50,00i $i00,000 00;00l $250i000 
 
(See Columns and D3) =$250,001 $500;000 O=$500,001- $1,000,000 =$1,000,001 .-$5,000i000 =$5i000,001 $25~000,000 =$25,000,001 $50,000.000 --More thao $50;0001000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessnient =Cash Market (See Column C2) =Other =Book Value =EStimated 
Name Person Reporting 	Date Report 
 
9/1/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell,. .... mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-I-I~ (if private (Q-W) transacnon) 
341. 	Sold 05/05/10 
(pro) 
342. 	Sold 05/06/10 
(part) 
343. 	 
Sold 05/06/10 
(part) 
 
 
344. 	 
Sold 05/07/10 
 
345. 
 -Genpact LTD (Y) 
 
346. 
 -Allegheny Tech (Y) Dividend Sold 01/19/10 (part) 
 
347. 	 
Sold 01/28/10 (part) 
 
348. 	 
Sold 01/29/10 
 
 
(part) 
349. 	 
Sold 02/17/10 (part) 
 
350. 	 
Sold 02/17/10 (part) 
 
351. 	 
Sold 03/17/10 (part) 
 
352. 	 
Sold 03118110 (part) 
 
353. 	 
Sold 03119/10 
 
 
(part) 
354. 	 
Buy 06/21/10 (addl) 
 
355. 
 -Pemod Ricard () 	Dividend 
 
356. 
 -PEUGEOT 	Sold 02/23/10 
 
357. 	 
-JP MORGAN CHASE (Y) Dividend Sold 02/09/10 (part) Income Gain Codes: =SL000 ie~s =$ii00t S2;500 .... =$2i501 $5,000 =$S,001 $15,000 =$15.001 $50,000 
(See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001- $5,000,000 =More than $51000,000 Value Codes =$15,000 less =$15,001 $50,000 =$50~001 $100;000 =$100,001 $250;000 
(See Columns and D3) =$250,001 $500i000 =$500,001 $1,000,000 =$1;0001001 $5;000~000 =$5,000,001 $25,000,000 =$23,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost(Real Estate Only) =AsseSsment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRU -income, vulue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) 
Place (x) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div.. rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transacnon) 
358. Sold 04/20/10 
(part) 
359. Sold 04/20/10 
(part) 
360. -NORDSTROM INC (Y) Dividend 
361. -MICROCHIP TECHNOLOGY 1NC (Y) Dividend 
362. -CARNIVAL CORP (Y) Dividend Buy 06/21/10 
(addl) 
363. -VULCAN MATERIALS (Y) Dividend Buy 02/22/10 
(addl) 
364. Buy 04/22/10 
(addl) 
365. Sold 09/07/10 
(part) 
366. Sold 09/20/10 
(part) 
367. Sold 09/21/10 
(pan) 
368. -GOLDMAN SACHS GROUP INC (Y) Dividend Sold 02/09/10 
(part) 
369. Sold 04/16/10 
(part) 
370. Sold 04/19/10 
(part) 
371. Sold 04/19/10 
(part) 
372. -NYC TFA 5.0% 8/1/2021 Interest 
373. -IMPERIAL TOBACCO PLC (Y) Dividend Sold 02/10/10 
(part) 
374. -AMERICAN TOWER CORP (Y) =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000~000 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 100,001 $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000;000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 $50~000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimaled 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) {1) (2) (1) (2) (3)  (4) (5) 
Place(X)! after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div,, rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
{A-H) int.) (J-P) Code redemption) (J-P): (A-H) :(if private 
(Q-W) transaction) 
 
375. 	 
-PHILIP MORRIS INTL (Y) Dividend Buy 03/01 (addl) 
 
376. 	 
-ENERGIZER HOLDINGS INC (Y) 
 
377. 
 -IL STATE TOLL HWY 5.5% 1/1/2033 Interest 
 
378. 
 -APPLE INC (Y) 	Buy 02/12/10 (addl) 
 
379. 	 
Sold 04/28/10 (part) 
 
380. 
 -BG GROUP PLC (Y) 	Dividend Buy 08/19/10 (addl) 
 
381. 
 -BROADCOM CORP (Y) 
 
382. 	 
-CANADIAN NATURAL RESOURCES Dividend Sold 01/07/10 LTD (Y) (part) 
 
383. 	 
Sold 01/20/10 (part) 
 
384. 	 
Sold 01/21/10 (part) 
 
385. 	 
Sold 02/22/10 (part) 
 
386. 	 
Sold 02/23/10 (part) 
 
387. 	 
-CELGENE CORP (Y) Buy 06/18/10 (addl) 
 
388. 	 
Sold 05/04/10 (part) 
 
389. 	 
Sold 05/05/10 (part) 
 
390. 	 
Sold 05/05/10 (part) 
 
391. 	 
Sold 05/05/10 (part) lncome Gain Cddes: =$L000 less =$1,001- $2,500 =$2,501- $5,000 D=$5,001-$15,000 =$15,001- $50,000 (See Columns and IM) =$50,001 $100,000 G=$100,001- $I,000,000 =$1,000,001 $5,000,000 H2~Mo~ than $5,000~000 
 Value Codes =$15,000 tess =$15,001- $50,000 L=$50,001-$100;000 M=$100,001 $250,000 
 
(See Columns and D3) =$250,001 $500,000 O=$500,001- $1,000,000 =$L000,001-$5,000,000 =$5~000,001-$25,000,000 =$25,000,001 $50,000,000 =Morethan $50,000,000 
 Value Method Codes =Cost(Real Estate Only) =Cash Market =Appraisal =Assessment (See Colunm C2) =Book Value =Other =Estimated 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during porting period 
(including tin!! assets) reporting period 
Ill (2] 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dddyy Code Code buyer/seller 
(A-H) int.~ (J-P) Code redemption) (J-P) (A-H) (ifprivate 
(Q-W) transacuon) 
 
392. 	 
-DBS GROUP HOLDINGS LTD (Y) Dividend Buy 10/13/10 (addl) 
 
393. 	 
Sold 10/21/10 (part) 
 
394. 	 
-ECOLAB INC (Y) Dividend 
 
395. 	 
-EDISON INTERNATIONAL () Dividend Sold 04/19/10 (part) 
 
396. 	 
Sold 04/20/10 (part) 
 
397. 
 -HEWLETT-PACKARD (Y) Dividend 
 
398. 	 
-INTERNATIONAL BUSINESS Dividend MACHINES CORP (Y) 
 
399. 
 -IRON MOUNTAIN INC (Y) Dividend Buy 06/21/10 (addl) 
 
400. 
 -KEYENCE CORP (Y) Dividend 
 
401. 
 -MARATHON OIL CORP COM (Y) Dividend 
 
402. 
 -MAXIM INTEGRATED PRODS INC () Dividend 
 
403. 
 -MUENCHENER RUECK NAMEN V1NK Dividend 
() 
404. 
 -NINTENDO LTD ADR UNSPON (Y) Dividend Sold 02/09/10 (part) 
 
405. 	 
-NUCOR CORP (Y) Dividend Buy 09/30/10 (addl) 
 
406. 	 
-QUALCOMM INC (Y) Dividend Buy 06/18/10 (addl) 
 
407. 	 
-SHIRE PLC () Dividend 
 
408. 	 
-SMC CORP (Y) Dividend Buy 02/03/10 (addl) 
 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2~501- $5,000 =$5,001 $15,000 =$15,00! $50,000 (See Columns and 1)4) =$50,001 $100,000 =$100~001 $1,000,000 251 ;000,001, $5,000,000 =More than $5~000,000 
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 (See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1~000,001 $5;000;000 =$5,000,001 $25,000,000 =$25,000,001 $50,000.000 =More than $50,000;000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value -Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVES TMEN and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3)  (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy: :Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption). (J-P) (A-H) (ifprivate 
(Q-W) transaction) 
 
409. -SYNTHES INC (Y) Dividend 
410. 
411. 
412. 
1413. -TELSTRA CORP (Y) Dividend 
414. 
415. 416. 417. HWY TRANSPORT 5.0% 5/1/2024 -NEW YORK TWY AUTH SECOND GEN SER 4/1/2019 -URBAN OUTFITTERS INC (Y) Interest Interest 
418. 
419. 
420. 
421. 
422. 
423. 
424. 
425. 
 
Sold 
(part) 
Sold 
(part) 
Sold 
(part) 
Sold 
(part) 
Buy (addl) 
Sold 
(part) 
Sold 
Sold 
Buy (addl) 
Buy (addl) 
Buy (addl) 
Buy (addl) 
Buy (addl) 
Buy (addl) 
Buy (addl) 
Buy (addl) 
Buy (addl) 
02/22/I 02/24/10 02/24/10 02/25/10 06/28/10 04/22110 03/09/10 03/24/10 02/11/10 03/10/10 03/11/10 03/1 I/10 03/12/I0 03/12/10 03/15/10 03/15/10 03/16/10 lncome Gain Codes: -$!;000 less =$1,001 -$2,500 =$2;501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$i ,000,001 $5;000;000 H2:~M0~e lhah $~i000,000 .... Value Codes (See Columns and D3) =$15,000 less =$250,001 -$500,000 =$15,001 $50~000 =$500,001 $1,000;000 =$50,001 $100~000 =$1,ooo;ool, S5;0601ooo ~$!00;001 $250!000 .... ;$5;0o0,ooi $~5i00o;ooo Value Method Codes =$25,000,001 $50,000,000 =Appraisal =Cost (Real Estate Only) =More than $50;000;000 =Assessment ~cash Market ..... 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd]yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A:H) (if private 
(Q-W) transaction) 
 
426. 	 
Buy 03/17/10 (addl) 
 
427. 	 
Buy 03/18/10 (addl) 
 
428. 
 -WA SER 5.0% 2/1/26 Interest 	Sold 09/22/10 
 
429. 
 -BANK EAST ASIA (Y) Dividend 
 
430. 
 -DANONE (Y) Dividend Buy 02/25/10 (addl) 
 
431. 
 -FIRST SOLAR INC (Y) 	Sold 05/17/10 
 
 
(part) 
432. 
 -MERCK INC (V) Dividend Buy 06/21/10 (addl) 
 
433. 	 
Sold 04/09/10 (part) 
 
434. 
 -MONSANTO NEW COM (Y) Dividend Buy 02/24/I (addl) 
 
435. 	 
Buy 06/03/10 (addl) 
 
436. 	 
Sold 07/06/10 (part) 
 
437. 	 
Sold 07/07/10 
 
 
(part) 
438. 
 -PROCTER GAMBLE (Y) Dividend Buy 04/20/10 (addl) 
 
439. 	 
Sold 09/27/10 
 
 
(part) 
440. 
 -ROGERS COMMUNICATION (Y) Dividend 
 
441. 
 -SCHWAB CHARLES NEW (Y) Dividend Buy 01/08/10 (addl) 
 
442. 	 
Buy 02/25/10 (addl) income Gain Codes: =$1,000 less =$1,001 -$2,500 ---$2,50t $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Colunms and D4) =$50,001 $100,000 =$100,00 $110001000 =$1;000,001- $5,000;000 --More than $5,000,000 Value Codes =$15,000 less -$15~001 $50;000 L--$50i~0i $100,06b =$~ooloo~ ~50:000 
(See Col unms and D3) =$250,001 $500,000 =$500,00I $1,000,000 =$1;000,001 $5~000 000 =$5;000;001 -$25,000,000 =$25,000,001 $50,000,000 --More than $50 000~000 Value Method Codes =Appraisal :Cost (Real Estate Only) --Assessment .... =Cash Markei (See Column C2) =Book Value =Other =Estimated 
Name Person Reporting 	Date Report 
VII. INVES TMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during eporting peri 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (l) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e,g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method ..... buy, sell~ mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code :::  redemption) (J-P) (A-H) (if private 
(Q-W) transaction 
 
443. 	Buy 02/26/10 (addl) 
444. 	 
Buy 03/01/10 (addl) 
 
445. 	 
Buy 07/19/I0 (addl) 
 
446. 	 
Buy 07/19/10 (addl) 
 
447. 	 
Buy 07/20/10 (addl) 
 
448. 
 
 
Sold 08/16/10 (part) 
449. 	 
Sold 08/17/10 (part) 
 
450. 
-AUSTRALIA AND NEW ZEALAND 
 
Sold 02/18/10 BANKING LTD 
 
451. 
 -NATIONAL AUSTRALIA BANK LTD 	Sold 02/I0/10 (part) 
 
452. 	 
Sold 02/11/10 
 
453. 	 
-WESTPAC BANKING CORP (Y) Dividend Buy 04/20/10 (addl) 
 
454. 	 
Sold 07/13/10 (part) 
 
455. 	 
-SONOVA HOLDING (Y) Dividend Sold 07/12/10 (part) 
 
456. 	 
Sold 07/12/10 (part) 
 
457. 
-SW1SSCOM REG (Y) Dividend 
 
458. 	 
-NOVO NORDISK (Y) Dividend Buy 02/19/10 (addl) 
 
459. 	 
Buy 02/22/10 (addl) Income Gain Codes: .... --$!i000 less =$1;001 S2:500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 
(See Columns and D4) =$50,001 00,000 =$100,001 $1,000,000 t;000,001 $5,000,000 =More than $5,000,000 
 Value Codes =$15,000 less K=$] 5,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 
 
(See Columns and D3) =$250;001 $500,000 O=$500,00t $1,000,000 1,000,001 $5,000,000 =$5,000,001 $25,000;000 =$25;000,001 $50,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment (See Column C2) =Book Value =Estimated :Other 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Gross value end 	Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P~ Code redemption) (J-P) (A-l-I) (if private 
(Q:W) 	transaction) 
460. 
 -L1NDE Dividend 	Sold 07/12/10 
 
461. 
 -METRO Dividend Sold 07/12/10 
(part) 
 
 
462. 	 
Sold 07/12/10 
 
 
1463. -GDF SUEZ (Y) Dividend 
464. 
 -INDITEX Dividend 	Sold 07/12/10 
 
465. 
 -JERONIMO MARTINS SGPS (Y) Dividend 
 
466. 	 
-LVMH MOET HENNESSY LOUIS Dividend Sold 07/12/10 VUITTON 
 
467. 
 -VINCI Dividend 	Sold 07/12/10 
 
468. 
-VIVENDI UNIVERSAL Dividend Sold 05/13/10 (part) 
 
469. 	 
Sold 05/26/10 
 
470. 
 -MURATA MANUFACTURING (Y) 	Dividend Buy 02/03/10 (addl) 
 
471. 
 -TERUMO CORP 	Sold 02/15/10 
 
472. 
 -SANDVIK (Y) Dividend 
 
473. 
 -ALLSTATE CORP (Y) Dividend Buy 01/06/10 (addl) 
 
474. 
 -AMERICAN WATER WORKS (Y) Dividend 
 
475. 
 -CHEVRON CORP (Y) Dividend Sold 07/12/10 (part) 
 
476. 
 -HDFC BANK LTD () Dividend lnc0me Gain Codes: ...... A~$110006~i~ =$1,001-$2,500 =$2,501 $5,000 =$5,001- $15,000 =$15,001- $50,000 (See Columns and 1)4) =$50,001 $100,000 =$100,001 ,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less -$15,001 $50,000 =$50,001 100.000 M-S100,001- $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1;000,000 =$1,000,001 $5,000,000 =$5,000,001- $25,000,000 =$25,000,001 $50,000,000 =Morc than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimatcd 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS --i.come, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
Iincluding trust assets~ reporting period reporting period 
~1~ (2) (1) (2) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g.. Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transactton) 
 
477. 	-JUNIPER NETWORKS INC (Y) Buy 02/22/10 (addl) 
478. 	 
Buy 02/24/10 (addl) 
 
479. 	 
Sold 07/12/10 (part) 
 
 
480. 
 -NORFOLK SOUTHERN CORP (Y) Dividend Buy 08/18/10 (addl) 
 
481. 
 -SASOL SPON ADR Dividend 	Sold 04/22/10 
 
482. 
-TYCO ELECTRONICS LTD (Y) Dividend 
 
483. 
-UNITEDHEALTH GROUP INC (Y) Dividend 
 
484. 	 
-VISA INC (Y) Dividend Sold 01/19/10 (part) 
 
485. 	 
Buy 04/19/10 (addl) 
 
 
486. 	 
Buy 05/24/10 (addl) 
 
487. 	 
Buy 06/21/10 (addl) 
 
488. 
 
 
Buy )6/22/10 (addl) 
489. 	Buy 09/17/10 (addl) 
490. 	-WAL-MART STORES INC Dividend Buy 01/19/10 (addl) 
491. 	 
Sold 03/12/10 (part) 
 
492. 	 
Sold 07/30/10 (part) 
 
493. 	 
Sold 07/30/10 ineorne Gain codes: =$1,000 less =$1,001- $2,500 =$2,501- $5,000 =$5,001 -$~5,000 =$15,001- $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 -$1,000,000 =Sl,000;001 S5,0001000 =More than $51000,000 .... Value Codes =$15,000 less K=$15,001 $50,000 =$50,001- $100,000 =$100,00i 25250;000 
(See Columns and D3) =$250,001 $500,000 O=$500,001- $I,000,000 =$1,000,001. $5,000,000 =$5;000,001- $25;000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Cost(Real Estate Only) =Cash Market =Appraisal =Assessment (See Column C2) =Other =Book Value =Estimated 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J=P) (A-H) (if private (Q-W) transactionl 
494. 	 
-QANTAS AIRWAYS LTD Sold 05/06/10 (part) 
 
495. 	 
Sold 05/06/10 
 
496. 
 -SES FDR (PARIS) (Y) Dividend 
 
497. 	 
-BANCO SANTANDER Dividend Sold 05/06/10 (part) 
 
498. 	 
Sold 05/10/10 (part) 
 
499. 	 
Sold 05/11/10 
 
500. 
-DIAGEO PLC (Y) Dividend 
 
501. 
-ANGLO AMERICAN PLC (Y) Dividend 
 
502. 
 -NATIONAL GRID (Y) 	Dividend Buy 02/03/10 (addl) 
 
503. 	 
Buy 06/11/10 (addl) 
 
504. 
 -TINGYI HOLDING CORP (Y) 	Dividend 
 
505. 
-VOLVO 	Sold 07/12/10 
 
506. 
-HENNES MAURITZ (Y) Dividend 
 
507. 
-ADOBE SYSTEMS INC (Y) 
 
 
508. -JOHNSON JOHNSON Dividend Sold 04/12/10 (part) 
509. 	 
Sold )5/28/10 (part) 
 
510. 	 
Sold 05/28/10 
Income Gain Codes: =$1,000 orless =$1,001 $2,500 =$2;501- $5;000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) F=$50,001- $100,000 =$100,001 $1,000,000 =$!,000,00i -$5,000;000 =More than $5i000,000 
Value Codes -$15,000 orless K=$15,001 $50,000 =$50i00! $100,000 =$100,001 $250,000 
 
(See Columns and D3) -$250,001 -$500,000 O=$500,001 -$1,000,000 =$1 ~000,00 $5,000,000 =$5,000,001 $25,000,000 
P3=$25,000,001- $50,000,000 =More than $50,000;000 
Value Method Codes -Appraisal R=Cost(Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Estimated 
 
 
 
Name Person Reporting 	Date Report 
VII. INVES TMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) 
Place (X)! after each asset Amount Type (e.g., Value Value Type (e,g., Dat~ Value  Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell; mm/dd!yy Code  Code buyer/seller: 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transacuon) 
 
511. 	 
-GENERAL MILLS (Y) Dividend Buy 04/14/10 (addl) 
 
512. 	 
-TRANSOCEAN LTD Buy 06/21/10 (addl) 
 
513. 	 
Sold 06/16/10 
 
 
(part) 
514. 	 
Sold 07/23/10 
 
515. 	 
-STRAYER INC Dividend Buy 02/17/10 (addl) 
 
516. 	 
Buy 02/26/10 (addl) 
 
517. 	 
Sold 08/19/10 (part) 
 
518. 	 
Sold 08/20/10 
 
 
(part) 
519. 	 
Sold 08/23/10 (part) 
 
520. 	 
Sold 08/24/10 (part) 
 
521. 	 
Sold 08/25/10 (part) 
 
522. 	 
Sold 08/26/10 (pan) 
 
523. 	 
Sold 08/27/10 
 
524. 
 -CSL LTD (Y) Dividend 	Buy 02/22/10 
 
525. 	 
Buy 02/25/10 (addl) 
 
526. 	 
Buy 04/14/10 (addl) 
 
527. 	 
Buy 04/16/10 (addl) 
Income Gain Codes: =$1,000 le~..... =$1,001-$2,500 =$2,501 $5~000 =$5,001 -$15,000 =$15,00 -$50,000 (See Columns and 1)4) ~$50,001 $100,000 =$100,001 $1,000,000 i,000,001-- $5100D~00 =Mor~ than $5~000;000 
Value Codes =$15,000 less =$15,001 $50;000 =$50s001 000 --$io0 oOi ~:$25o ooo (See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $51!)00,000 =$5;000,001 $25,000 000 =$25,000,001 $50,000,000 =M0re than $50,000~000 .... Value Method Codes =Appraisal -Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value -Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMEN and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 illing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income during Gross value end Transactions during porting period 
Place (X) after each asse~ exempt from prior disclosure Amount Code (A-H) Type (e.g.. div., rent, int.) Value Code (J-P) Value Method .... Code 3:: redempff0n) (Q-W): Type ~eLg~ b~y, ~ell~ Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
 
528. 
-CENOVUS ENERGY INC (Y) Dividend 	Buy 01/25/t0 
 
529. 	 
Buy 01/26/10 (addl) 
 
530. 	 
Buy 03/08/10 (addl) 
 
531. 	 
Buy 06/01/10 (addl) 
 
532. 	 
Buy 06/11/10 (addl) 
 
533. 	 
Buy 07/05/10 (addl) 
 
534. 	 
Buy !07/23/10 (addl) 
 
535. 	 
Buy 09/30/10 (addl) 
 
536. 
-CENOVUS ENERGY INC (Y) Dividend 	Buy 06/02/10 
 
537. 	 
Buy 06/02/10 (addl) 
 
538. 	 
Buy 06/10/10 (addl) 
 
539. 
 -PENGROWTH ENERGY TRUST (Y) Dividend 	Buy 03/18/10 
 
540. 
-LI NING LTD (Y) Dividend 	Buy 01/28/10 
 
541. 	 
Buy 02/02/10 (addl) 
 
542. 
 -CH1NA SHENHUA ENERGY (Y) Dividend 	Buy 03/31/10 
 
543. 	 
Buy 09/29/10 (addl) 
 
544. 	 
Buy 09/29/10 (addl) lncome Gain c0des: =$L000 less =$1i00i $2,500 =$2,501 $51000 =$5,001 -$15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 ..... =Sl00;00i $1,000,000 ,000,001- $5,000,000 =M0re than $5,000,000 Value Codes =$15,000 less =$15,001 $50,000 =$50~001 $100;000 =$lO0;OO1 $250,000 
(See Colunms and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1;O00,OOl- $5,0001000 =$5,000;001 $25,000,000 =$25,000,00] $50,000,000 =More than $50 000 000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Other =Book Valuc =Estimated 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU -i.co,.e, vulue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during porting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2~ (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W~ transactionl 
 
545. 
 -STANLEY BLACK DECKER (Y) Dividend 	Buy 01/07/10 
 
546. 	 
Buy 01/08/10 (addl) 
 
547. 	 
Buy 01/14/I0 (addl) 
 
548. 
-VERIZON COMMUNICATIONS (Y) Dividend 	Buy 01/13/10 
 
549. 
-DREAMWORKS ANIMATION SKG INC 	Buy 01/14/10 
 
(v) 
 
550. 	 
Buy 01/15/10 (addl) 
 
551. 	 
Buy 01/20/10 (addl) 
 
552. 	 
Buy 01/21/10 (addl) 
 
553. 	 
Buy 01/21/10 (addl) 
 
554. 	 
Buy 01/22/10 (addl) 
 
555. 	 
Buy 01/22/10 (addl) 
 
556. 	 
Buy 01/25/10 (addl) 
 
557. 	 
Buy 01/27/10 (addl) 
 
558. 	 
Buy 01/28/10 (addl) 
 
559. 	 
Buy 01/29/10 (addl) 
 
560. 	 
Buy 02/01/10 (addl) 
 
561. 	 
Buy 02/02/10 (addl) =$2,501 $5,000 =$5,001 5,000 =$15,001- $50,000 
(See Colunms and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000;000 ~More than 000 000 
 Value Codes =$15,000 less =$15;001 $50,000 :$50;001 $100,000 =$100;001 $250,000 
 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5;000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment (See Column C2) =Book Value =Other =Estimated 
Name Person Reporting Date Report 
VII. INVES TMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
 
562. 
 
563. 
 
564. 
 
565. 
 
566. 
 
567. 
 
568. 
 
569. 
 
570. 
 
571. 
 
572. 
 
573. 
 
574. 
575. :576. 577. 
 
578. 
NONE(No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting period (2) (1) (2) 
Place (X) after each asset Amount Type (e.g.. Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
Transactions during reporting period 
(1) Type [e.g., (2) Date (3)  (4) Value Gain (5) Identity 
buy, sell, mm/dd/yy Code Code buyer/seller 
redemption) (J-P) (A-H) (if private 
transaction) 
Buy (addl) 02/02/10 
Buy (addl) 02/03/10 
Buy (addl) 02/04/10 
Buy (addl) 02/04/10 
Buy 02/05/10 
(addl) 
Buy (addl) 02/09/10 
Buy (addl) 02/09/10 
Buy 02/10/10 
(addl) 
Buy (addl) 02/11/10 
Buy (addl) 02/18/10 
Buy (addl) 05/28/10 
Buy (addl) 07/21/10 
Buy (addl) 07/22/I 
Buy (addl) 07/23/10 
Buy (addl) 07/26/10 
Sold (part) 08/23/10 
Sold (part) 08/24/10 ]nco~e Gain C0des: --$];000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and I)4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000~000 Value Codes =$15,000 less K=$15,00] $50,000 =$50,001 100,000 =$100,001 $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
 
9/1/2011 
VII. INVESTMENTS and TRU -i.eo,.e, valae, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period 
(1) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g.~ Date ValUe  Gain Identi.ty 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mrrddd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J~P) (A-H) (if private 
(Q-W) transaction) 
 
579. 	 
Sold 08/25/10 (part) 
 
580. 	 
Sold 08/26/10 (part) 
 
581. 	 
Sold 08/27/10 (part) 
 
582. 	 
Sold 08/30/10 (part) 
 
583. 	 
Sold 08/31/10 
 
 
(part) 
584. 	 
Sold 08/31/10 (part) 
 
585. 	 
Sold 09/01/10 (part) 
 
586. 	 
Sold 09/02/I (part) 
 
587. 
-ICICI BANK LTD SPON (Y) Dividend 	Buy 02/25/10 
 
588. 	 
Buy 02/26/I (addl) 
 
589. 	 
Buy 03/02/10 (addl) 
 
590. 	 
Buy 03/05/10 (addl) 
 
591. 	 
Buy 03/09/10 (addl) 
 
592. 	 
Buy 03/10/10 (addl) 
 
593. 	 
Buy 03/11/10 (addl) 
 
594. 	 
Buy 03/18/10 (addl) 
 
595. 	 
Buy 03/24/10 (addl) Income Gain Codes: A=$1,000 less =$1,001- $2,500 =$2,501 $51000 =$5,001 $15,000 =$15,001- $50,000 
(See Colunms and D4) 	F=$50,001 $100,000 G=$100,001 $1,000,000 =$1,000,001 :$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 $50.000 -$50,001 $100,000 =$100,001 -$550,000 
(See Columns and D3) =$250,001 $500,000 O=$500,001- $1,000,000 =$1;000,001 -$5;000,000 =$5;000,00! $25~000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost(Real Estate Only) =Cash Market =Assessment (See Colunm C2) =Book Value =Estimated =Other 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets income during Gross value end Transactions during porting period 
(including trust assets) 
(5) 
Place (X) after each assel Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity o 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller: 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
596. 	 
Buy 04/26/10 (addl) 
 
597. 	 
Buy 04/27/10 (addl) 
 
598. 	 
Buy 04/27/10 (addl) 
 
599. 
 -BRISTOL-MYERS SQUIBB (Y) Dividend 	Buy 02/10/10 
 
600. 	 
Buy [02/11/10 (addl) 
 
601. 	 
Buy 02/11/10 (addl) 
 
602. 	 
Buy 02/12/10 (addl) 
 
603. 	 
Buy 03/01 (addl) 
 
604. 
 -3M COMPANY (Y) Dividend 	Buy 02/17/10 
 
605. 	 
Buy 02/18/10 (addl) 
 
606. 	 
Buy 04/14/10 (addl) 
 
607. 	 
Buy 06/08/10 (addl) 
 
608. 	 
Buy 06/21/10 (addl) 
 
609. 
-SCRIPPS NETWORKS INTERACTIVE Dividend 	Buy 02/24/10 
 
(Y) 
 
610. 	 
Buy 02/24/10 (addl) 
 
611. 	 
Buy 02/25/10 (addl) 
 
612. 	 
Buy 02/25/10 (addl) Income Gain Codes: :$1,000 less I;001 $2~500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$1001001- SL0001000 =$1,000,001 $5,000,000 =More than $5;000,000 
 Value Codes -$15,000 less =$15,001 $50,000 =$50,001, $I00;000 =$100;001 $250~000 
 
(See Columns and D3) =$250,001 $500,000 =$500,001 1,000,000 =$1,000,00~ -$5,000,000 =$5,000,001 $25;000,000 =$25,000,001 $50,000,000 =More than $50,000,000 
 Value Method Codes :Appraisal =Cost (Real Estate Only) --Cash Market =Assessment (See Column C2) =Book Value =Other =Estimated 
Name Person Reporting 	Date Report 
VII. INVES TMEN and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
(including trust assets) reporting period 
 
(1) (2) (2) (1) (2) (.3) (~) (5) Place (X) after each asset Amount Type (e.g.. Value Value  Type (e.g.~ Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, ram/dd/yy Code2  Code ........ buyer/seller 
(J-P) (A-H). (if private transaction) 
613. 	 
Buy 02/26/10; 
(addl) 
 
 
614. 	 
Buy 02/26/10 
(addl) 
 
 
615. 	 
Buy 09/29/10 
(addl) 
 
 
616. 	 
Buy 09/30/10 
(addl) 
 
 
617. 
 -WEATHERFORD INTL LTD (Y) 	Buy 03/01/I0 
 
618. 	 
Buy 04/26/10 
(addl) 
 
 
619. 	 
-NY ENVIRON FAC CLEAN WTR Interest 
5.25% 6/15/12 
 
 
620. 
 -NY HSG PIT REV 5.0% 9/15/2025 Interest 
 
621. 	 
-NY THRUWAY (2ND BRDGE Interest Buy 03/17/10 
HWY) 5.0% 4/1/13 
 
 
622. 	 
-NY CITY MUNI WTR AUTH 5.0% Interest Buy !03/25/10 
6/15/16 
 
 
623. 
 -NYC 8/1/15 Interest 	Sold 07/28/10 
 
624. 	 
-NYC 4/1/13 Interest Sold 07/28/10 
 
625. 	 
-NJ EDA PRINCETON UNIV SER Interest Sold 09/22/10 
4.75% 7/1/23 
 
 
626. 
 -NY EMPIRE FSA 5.0% 1/1/13 Interest 	Sold 07/09/10 
627. 
 -NY LGAC 5.0 4/1/2013 Interest 
 
628. 	 
-RELIANCE INDUSTRIES (Y) Dividend Buy 03/19/10 
 
629. 	 
Buy 03/25/10 
(addl) Income Gain Codes~ =$1i000 less B=$1,001 $2,500 =$2;501 $5,000 =$5,001 $15~000 =$15,001 $50,000 (See Columns and D4) F=$50,001 $100,000 G=$100,001 $1,000,000 =$i,00oi00i $5iooo~0o0 =M0relthha $~i0001000 
2.Valuc Codes J=$15;000 less K=$15,001 $50,000 =$50;001 $100;000 =$100;001 $~0i000 
(See Colurrms and D3) =$250,001 $500,000 O=$500,001 $1,000,000 =$1;000,001 $5i000,000 ......P2 =$5,000,001 $25,000g000 =$25,000,001 $50,000,000 =More than $50,000,000 .... Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRU STS -income, value, transactions (lndudes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (1) (2) Value Value Code Meth6d (J-P) Code (Q-W) Transactions during reporting period (1) .... (2) (3)  Type ~e:g,; Date ..... Value Gain buy~ sell~ ...... mm/dd!yy Code Code redemption) (J-P) (A-H) (5) Identity buyer/seller (if private transaeuon) 
630. Buy (addl) 05/04/10 
631. Buy (addl) 05/05/10 
632. -PETROLEO BRASILEIRO PETROBR ADR (Y) Dividend Buy 03/22/10 
633. Buy (addl) 03/23/10 
634. Buy (addl) 03/24/10 
635. -NY DORM AUTH UNIV MBIA 5.0% 7/1/15 Interest 
636. -DC WTR SWR REV SER 4.80% 10/1/2024 Interest 
637. -GA HIED FIN AUTH USG 6.0% 6/15/2028 Interest 
638. -NY DORM AUTH SVC CONTRACT 4.375% 4/1/11 Interest 
639. -NY CITY TFA 5.5% 11/1/2026 Interest 
640. -NY CITY MUNI WTR AUTH 09EE 5.0% 6/15/18 Interest 
641. -NY MTA TRIBOROUGH BT SER 5A 11/15/16 Interest 
642. -MTA (P) 11/15/23 (X) Interest 
643. SALES TAX REC MBIA 5.0% 10/15/21 Interest 
644. DORM AUTH PERS INC TAX 3/15/18 Interest 
645. -NY THRUWAY (2ND BRG HWY) 5.0% 4/1/22 (X) Interest 
646. -NY URB DEV CORP PREFER 5.0% 3/15/33 Interest Sold (part) 08/04/10 
 
i,:ln~om~ Gain Codes: =Sl;000 less =$1,001 $2;500 =$2;501 $5;000 =$5,001-$15,000 =$15,001- $50,000 
(See Columns and D4) =$50,001 $100,000 ~$100,001 $1,000,000 $i 000 ODi !$5 000 000 =More than 000 000 Value Codes =$15,000 less =$15,00t $50;000 =$50,001 $100;000 =$100,001 $250,000 
(See Colunms and D3) =$250,001 -$500,000 =$500~001 $1,000;000 =$1,000~001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 $50,000,000 =More tha~ $50i000~000 Value Method Codes =Appraisal :Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting Date Report 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
---] NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) (Q-W) (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
647. -OHIO HI/ED CLEVELAND CLINIC 5.125% 1/I/28 Interest Sold 09/22/10 
648. -LI PWR AUTH 2010A 5.0% 5/1/2014 Interest Buy 05/18/10 
649. -NY EGY PCR NYSEG (MPT) 3.0% 2/1/29 Interest Buy 06/04/10 
650. -PR ELEC PWR AUTH PREFER 5.5% 7/1/18 Interest Buy 06/08/10 -NY DORM AUTH SINAI HOSP 5.0% 7/1/14 Buy 06/10/10 
652. -NYC HLTH AND HOSP 5.0% 2/15/20 Buy 10/26/10 
653. NYC HLTH/HOSP CORP FSA 4.05% 2/15/11 Interest 
654. -MONROE UNITY HOSP ROCHESTER FHA 5.0% 2/15/15 Buy 11/05/10 
655. -MONROE UNITY HOSP oROCHESTER FHA 5.0 2/15/17 Buy 11/05/10 
656. -ARIZON HEALTH FACS AUTH HOSP SYS REV VAR 2/1/2042 Interest 
657. -ATLANTA ARPT 10C 5.0% 1/09 Buy 12/23/10 
658. -ASML HOLDING (Y) Buy 06/30/10 
659. 660. Buy (addl) Buy (addl) 06/30/10 07/01/10 
661. Buy (addl) 07/02/10 
662. Buy (addl) 07/05/10 
663. Sold (part) 07/19/10 
(See Columns and D4) Value Codes (See Columns and D3) Value Melhod Codes (See Column C2) =$50,001 $100,000 =$15,000 less =$250,001 $500,000 =$25,000,001 $50,000,000 =Appraisal =Book Value =$100,001, $1,000,000 =$15,001 $50~000 =$500,001 $1,000,000 =Cost (Real Estate Only) =Other =$2,501 $5,000 ~tl =$11ooo,ool $5,oo0,ooo ~$5o;oo~ $~oo,ooo ..... =$t,000,001 S5,000i000 =More than $50,000,000 =Assessment =Estimated =$5,001- $15,000 =More than $5,000,000 M=$100,001- $250,000 =$5,000,001- $25,000,000 =Cash Market =$15,001- $50,000 
 
Name Person Reporting 	Date Report 
 
9/1/2011 
VII. INVESTMENTS and TRU STS -income, volue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Place (X)! after each asset Amount Type (e.g.. Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, ~ell, mm/dd!yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J=P) (A-H) (if private 
(Q-W) transaotion) 
 
664. 
 -BOC HONG KONG HOLDINGS LTD (Y) Dividend 	Buy 04/13/10 
 
665. 	 
Buy 06/23/10 (addl) 
 
666. 	 
Buy 06/24/10 (addl) 
 
667. 
 -CHINA LIFE INSURANCE LTD (Y) Dividend 	Buy 04/14/10 
 
668. 
-BANK CHINA LTD (Y) 	Buy 06/21/10 
 
669. 
 -KURITA WATER INDUSTRIES LTD (Y) Dividend 	Buy 06/07/10 
 
670. 	 
Buy 06/08/10 (addl) 
 
671. 	 
Buy 06/09/10 (addl) 
 
672. 	 
Buy 06/10/10 (addl) 
 
673. 	 
Buy 06/11/10 (addl) 
 
674. 	 
Buy 06/15/10 (addl) 
 
675. 	 
Buy 06/16/10 (addl) 
 
676. 	 
Buy 06/22/I (addl) 
 
677. 	 
Buy 06/28/10 (addl) 
 
678. 	 
Buy 07/01/10 (addl) 
 
679. 	 
Buy 07/05/10 (addl) 
 
680. 	 
Buy 07/16/10 (addl) lnc0~e Gaih C6d~s~ --$1:,000 less =$1,00! $2,500 =$2,501 $5,000 D=$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001- $100,000 =$I00,001 $1,000,000 -$1,000,001 $5,000,000 =More tha~ $5;000,000 Value Codes =$15,000 less K=$15,001 $50,000 $50,001 $100.000 M=$100,00- $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001 1,000,000 =$1,000,001 5,000,000 =$5,000,001- $25,000,000 =$25,000;001 $50,000.000 =More than $50,000,000 Value Method Codes --Appraisal -Cost (Real Estate Only) =Assessment =Cash Market (See Colunm C2) =Book Value =Other =Estimated 
Name Person Reporting Date Report 
 
9/1/2011 
VII. INVES TMEN and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/ddlyy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemptionl (J-P) (A-H) (if private 
(Q-W) transaction) 
 
681. 
 
682. 
 
683. 
 
684. 
 
685. 
 
686. 
 
687. 
 
688. 
 
689. 
 
690. 
 
691. 
 
692. 
 
693. 
 
694. 
 
695. 
 
696. 
 
697. 
 
 
Buy 07/21/10 
(addl) 
Buy 07/22/10 
(addl) 
Buy 07/23/10 
(addl) 
Buy 08/04/10 
(addl) 
Buy 08/05/10 
(addl) 
Buy 08/09/10 
(addl) 
Buy 08/11/l 
 
(addl) 
Buy 08/13/10 (addl) 
Buy 08/16/10 (addl) 
Buy 08/17/10 (addl) 
Buy 08/19/10 (addl) 
Buy 08/25/10 (addl) 
Buy 08/27/10 (addl) 
Buy 09/13/10 (addl) 
Buy 09/14/10 (addl) 
Buy 09/15/10 (addl) 
Buy 09/30/10 (addl) Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2;501 $5,000 =$5,001- $15,000 =$15,001 $50,000 
(See Columns and D4) =$501001 $100,000 =$100,001 $1,000,000 =$1,000,00t $51000,000 --More than $5~000,000 Value Codes =$15,000 less =$15,001 $50,000 =$50~001 $100,000 .... =$100,001 $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001 1,000,000 =$1,000,001 $5;000;000 =$5 000 00t- $25 000 000 =$25,000,001 $50.000,000 =More than $50;0001000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVES TMENTS TRU STS -income, vatue, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income during reporting period 
Place (X) after each asset exempt from prior disclosure (1/ Amount Code (A-H) (2) Type (e.g.. div., rent, int.) (1) Value Code (J-P) (2) Value Method Code (Q-W) (1) Type (e.g., bay, sell, redemption) (2) Date mngdddyy (3)  (4) Value Code (J-P) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
698. 
 -JGC CORP (Y) 	Buy 06/22/10 
 
699. 
 -AON CORP (Y) Dividend 	Buy 04/01/10 
 
700. 	 
Buy 04/05/10 (addl) 
 
701. 	 
Buy 04/06/10 (addl) 
 
702. 	 
Buy 06/02/10 (addl) 
 
703. 	 
Buy 06/02/10 (addl) 
 
704. 	 
Buy 06/08/10 (addl) 
 
705. 	 
Buy 06/09/10 (addl) 
 
706. 	 
Buy 07/23/10 (addl) 
 
707. 
 -HALLIBURTON (Y) Dividend 	Buy 05/26/I0 
 
708. 	 
Buy 06/18/10 (addl) 
 
709. 	 
Buy 08/06/10 (addl) 
 
710. 
-TIME WARNER CABLE INC (Y) Dividend 	Buy 06/17/10 
 
711. 	 
Buy 06/18/10 (addl) 
 
712. 	 
Buy 06/21 (addl) 
 
713. 
 -COACH (Y) Dividend Buy 06/18/10 
 
714. 	 
Buy 06/21/10 (addl) Income Gain Codcs: A=$1,000 or!ess B=$1,001 $2,500 =$2,501- $5,000 =$S,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001- $100,000 G=$100,001 ,000,000 =$1,000,001- $5,000,000 H2--MO~ thhn SS,OOO;OOO 
Value Codes =$15,000 orless K=$15,001 $50,000 =$50,001-$100,000 =Sl06io0i S250,000 ...... 
 
(See Columns and D3) =$250,001 -$500,000 O=$500,00 1,000,000 PI=$1,000,001 $5,000,000 =$s,ooo,ooi s~,ooo~ooo =$25,000,001- $50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =ASsessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
 
 
Name Person Reporting 	Date Report 
 
9/1/2011 
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
(including trust assets) reporting period 
(l) (2) (1) (2) (1) (2) (3)  (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mrrddd/yy. Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (JZp) (A-H) (if private 
(Q-W) transaction) 
 
715. 
 -BEST BUY INC (Y) Dividend 	Buy 06/21/10 
 
716. 	 
-OMNICOM GROUP INC (Y) Dividend Buy 06/21/10 
 
717. 	 
-WI CLEAN WTR REV SER 5.125% Interest Sold 04/30/10 6/1/26 
 
718. 
 -SHANGRI- ASIA (Z) (Y) Dividend 
 
719. SPECTRA ENERGY (Z) (Y) Dividend 
 
720. 
 -INMET MINING CORP (Y) 	Buy 07/23/10 
 
721. 	 
Buy 07/26/10 (addl) 
 
722. 	 
Buy 07/28/10 (addl) 
 
723. 	 
Buy 07/29/10 (addl) 
 
724. 	 
Buy 07/30/10 (addl) 
 
725. 	 
Buy 08/13/10 (addl) 
 
726. 	 
Buy 08/16/10 (addl) 
 
727. 
 -TELUS CORPORATION (Y) Dividend 	Buy 07/26/10 
 
728. 	 
Buy 07/26/10 (addl) 
 
729. 	 
Buy 07/27/10 (addl) 
 
730. 	 
Buy 07/29/10 (addl) 
 
731. 
 -NOVARTIS NAMEN (Y) 	Buy 08/02/10 
 Income Gala Codes: =$1,000 iess =$1,001 $2,500 =$2,501 $5,000 =$5,001-$15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000;000 =More than $5;000 000 
 Value Codes =$15,000 less =$15,001 $50,000 =$50 00l )$100~000 --$i00~001 $250,000 
 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000~001 .-$5;000,000 =$5;000;001 $25,000,000 =$25,000,001 $50,000,000 =More than $50;000,000 
 Value Method Codes =Cost (Real Estate Only) =CaSh Market =Appraisal =Assessment (See Column C2) =Other =Book Value =Estimated 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income dunng Gross value end Transactions during reporting perio 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) ~1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g.. Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Methrd buy, sell,  mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code:3 redemption) (J-P) (A-H) (ifprivate 
(Q-W) transaction) 
 
732. 
 -LLOYDS TSB GROUP PLC (Y) 	Buy 08/02/10 
 
733. 	 
Buy 08/02/10 (addl) 
 
734. 
 -SAN ANTONIO E/G REV 5.0% 2/1/18 Interest 
 
735. 
 -MET TRANS AUTH 4.0% 11/15/14 Interest Buy 07/07/10 
 
736. 	 
-MET TRANS AUTH MBIA Interest 11/15/2015 
 
737. 
 -TIFFANY NEW (Y) Dividend 	Buy 08/11/10 
 
738. 	 
Buy 08/12/10 (addl) 
 
739. 	 
Buy 08/12/10 (addl) 
 
740. 	 
Buy 08/13/10 (addl) 
 
741. 	 
Buy 08/13/10 (addl) 
 
742. 	 
Buy 08/16/10 (addl) 
 
743. 
 
Buy 08/17/10; (addl) 
 
744. 	 
Buy 08/18/10 (addl) 
 
745. 	 
Buy 08/18/10 (addl) 
 
746. 	 
Buy 08/23/10 (addl) 
 
747. 	 
Buy 08/24/10 (addl) 
 
748. 	 
Buy 08/24/10 (addl) lnc0me Gain Codes: A=$i 0000;less ..... B=$1,001 -$11500 .... C=$2,50 -$5,000 =$5,001 -$15,000 =$15,001 $50,000 
(See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000;001 $5;000,000 =More than $5,0001000 Value Codes =$15,000 less =$15,00i $50,000 =$50;001 $100~000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 O=$500,001 $1,000,000 =$1;000,001 -$5,000,000 =$5,000,001 ;$25,000,000 =$25,000,00! -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Rehl Estaie Only) --Cash Market =Assessment (See Column C2) =Book Value --Estimated =Other 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporung period 
(including trust assets) reporting period reporting period 
(l) (2) (1) (2) (l) (2) (3) (4) (5) 
Place (X) after each asset Amount: Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt fromprior disclosure Code div.,rent, Code Method buy, sell,  mngdd/yy Code Code buyer/seller 
(~-~ int (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) ~ransaction) 
 
749. 	 
Buy 08/25/10 (addl) 
 
750. 
-NEW YORK CITY 5.0% 8/1/18 	Buy 08/12/10 
 
751. 
-WELLS FARGO (Y) 	Buy 08/18/10 
 
752. 	 
Buy 08/19/10 (addl) 
 
753. 	 
Buy 08/19/10 (addl) 
 
754. 
-NOBLE ENERGY INC (Y) 	Buy 09/09/10 
 
755. 	 
Buy 09/10/10 (addl) 
 
756. 	 
Buy 09/23/10 (addl) 
 
757. 	 
Buy 09/24/10 (addl) 
 
758. 
-ORACLE CORP (Y) 	Buy 09/22/10 
 
759. 
-KLA-TENCOR CORP (Y) 	Buy 09/30/10 
 
760. 	 
-FRONTIER COMMUNICATIONS CORP Spinoff 07/04/10 (from line 548) 
 
761. 	 
Sold 08/26/10  
 
762. 	 
-HUDSON CITY BANCORP INC (Z) Dividend Sold 09/21/10 (part) 
 
763. 	 
Sold 09/22/10 (part) 
 
764. 	 
Sold 09/23/10 (part) 
 
765. 	 
Sold 09/24/10 lncome Gain Codes: ~Si;000 !SS --Sl,001- $2,500 =$2~501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and I)4) =$50,001 $100,000 ~$100,001 $1,000,000 =$1 ;000,001 $5,000,000 =More than $5,000,000 
 Value Codes =$15,000 tess =$15,001 $50,000 :$50,001 $100,000 100,001 $250,000 
 
(See Columns and D3) =$250,001 $500,000 =$500,001 $I,000,000 =$1,000,001 $5,000,000 -$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 
 Value Method Codes --Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
[-~ NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(i) (2) (l) (2) (1) (2) (3) (4) (5) 
PIace (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Valu~ Gain Identi .ty 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption~ (J-P) (A-H) (if private 
(Q-W) transaction) 
 
766. 	 
-SSGA GOV MONEY MARKET Dividend FUND 
 
767. 
 Rental Property #14, Norfolk,VA Rent 
 
768. 
 Rental Property #15, Norfolk,VA Rent 
 
769. 	 
AMERICAN FUNDS IRA LIST 
 
 
Dividend 
ASSETS 
770. 
 -EUROPACIFIC GROWTH 
 
771. 
 -THE GROWTH FUND AMERICA 
 
772. 
 -CAPITAL INCOME BUILDER 
 
773. Trust #19 -List Assets: Int./Div. 
 
774. 
 -ALLIANZ 	Sold 02/23/10 
 
775. 
 -SONOVA 
 
 
Sold 07/12/10 (part) 
776. 
Sold 07/12/10 (part) 
777. 
 -ROGERS COMMUNICATION 
 
778. 
 -MURATA MANUFACTURING 	Buy 01/21/10 (addl) 
 
779. 
 -BROADCOM CORP 
 
780. 
 -DBS GROUP HOLDINGS 
 
781. 	 
-EDISON INTERNATIONAL Sold 04/19/10 (part) 
 
782. 	 
Sold 04/20/10 (part) i~m~ G~i~ 0d~: =$1;000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15.001 $50.000 (See Columns and D4) =$50,001 $100,000 100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250 000 
 
(See Colunms and D3) =$250,001 $500,000 =$500,001 1,000,000 1,000,001 $5,000,000 =$5,000,001 $25,000;000 =$25,000,001 $50,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal -Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Other =Book Value =Estimated 
Name Person Reporting 	Date Report 
 
9/1/2011 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross valu end Transactions during porting period 
(including trust assets) reporting period repo rting period 
(]) (2) (1) (2) (1) (2) (3)  (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date ~alue Gain Identity 
exempt from prior disclosure Code div.~ rent. Code Method buy, sell, mm/dd/yy C0de:2  Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J=P) (A-H) (if private 
(Q-W) transaction) 
 
783. 	 
Sold 04/20/10 (part) 
 
784. 
 -FIRST SOLAR INC 	Sold 05/17/10 
 
 
(part) 
785. 	 
Sold 05/17/10 (part) 
 
786. 
 -JUNIPER NETWORKS 	Buy 02/22/10 (addl) 
 
787. 	 
Buy 02/24/10 
 
(addl) 
 
788. 	 
Sold 07/12/I0 
 
 
(part) 
789. 
-RICHEMONT 
 
790. 
 -SWISSCOM REG 
 
791. 
 -HDFC BANK LTD 
 
 
792. 
 -KEYENCE CORP 
 
793. 
 -MAXIM INTEGRATED PRODS INC 
 
794. FUNG 
 
795. SAP 	Sold 03/16/10 (part) 
 
796. HONG KONG CHINA GAS 	Buy 11/04/10 (addl) 
 
797. 	 
Buy 11/05/10 (addl) 
 
798. COCA-COLA AMATIL 
 
799. EMERSON ELEC Income Gain Cedes: =$1,000 less B=$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and 124) 	F=$50,001 $100,000 =$100,001 $1,000,000 =si;000100i $5;000,000 ~M0re than $5i000,000 
2.Value Codes J=$15,000 less K=$I 5,001 $50,000 =$50;001- $100~000 =$i00;001 $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $51000;000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50 000 000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment (See Column C2) =Book Value =Estimated =Other 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during:reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/sellei 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
800. -GENERAL ELECTRIC -SIEMENS Buy 07/13/10 (addl) 
802. 	 
Buy 12/07/10 (addl) 
 
803. ILLINOIS TOOL WORKS 	Sold 07/12/10 (part) 
 
804. 	 
Buy 1/09/10 (addl) 
 
805. 	 
Buy 11/09/101 (addl) 
 
806. 	 
Buy 11/10/I0 (addl) 
 
807. 	 
Buy 11/10/10 (addl) 
 
808. 	 
-IBM Buy I0/04/I0 (addl) 
 
809. 
-NESTLE 810. -PEPSICO INC 
811. 
 -NOVO NORDISK 	Buy 02/19/10 (addl) 
 
812. 	 
Buy 02/22/10 (addl) 
 
813. SCHLUMBERGER Buy 02/24/10 (addl) 
 
814. 	 
Buy 02/25/10 (addl) 
 
815. 	 
Buy 09/14/10 (addl) 
 
816. 	 
Buy 09/16/10 (addl) Income Gain Codes: =$ii000 less =$1:001. $2i500i =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
(See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 ~~;00h 00-.~z u,u =M6re thah $51000,000 ........... Value Codes =$15,000 less =$15,001 $50,000 =$50s001 $100,000 =$100,001 $250;000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 -$5,000,000 =$5,000,00i $25;0D0;000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) reporting period reporting period 
 
(1) (2) (1) (2) (1) (2) .... (3)  (4) (5) Place (X) after each asset Amount Type (e.g.. Value Value Type(e.g., Date Value Gain ldentit~ exempt from prior disclosure Code div., rent, Code Method buy; sell, mm/dd./yy ~ode Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
817. 	 
Buy 10/28/10 
(addl) 
 
 
818. UNION PACIFIC 	Sold 03/18/10 
 
 
(part) 
819. HSBC HLDGS 
 
820. AIR PRODUCTS CHEMS 
 
821. BHP BILLITON 
 
 
822.-QANTAS 	Sold 05/06/10 
(part) 
 
823. 	 
Sold 05/06/10 
 
824. RIO TINTO 	Buy 11/05/10 (addl) 
 
825. ROYAL DUTCH 	Sold )2/08/10 (part) 
 
826. 	 
Sold 04/13/10 
 
 
(part) 
827. TESCO 	Sold 04/14/10 (part) 
 
828. 
 -ANGLO AMERICAN PLC 
 
829. 
 -NATIONAL GRID PLC 	Buy 02/03/10 (addl) 
 
830. 	 
Buy 06/11/10 (addl) UNITED TECHNOLOGIES Buy 12/31/10 (addl) 
832. LAIR LIQUIDE BEARER 	Sold 04/14/10 (part) 
 
833. 
 -D1AGEO 
 lncom Gain Codesi =$1,000 less B=$1,001 $2,500 =$2;501 $5,000 =$5,001 $15,000 =$15,001 $50,000 
 
(See Colunms and D4) F=$50,001 $100,000 G=$100,001 $1,000,000 =$1,000~001 $5;000,000 H2--M0r~ thah 000 000 
 Value Codes 	J=$15,000 less K=$15,001 $50~000 ~$50,00 $100~000 M--S100,00] $250,000 
(See Columns and D3) =$250,001 $500,000 O=$500,001 $1,000,000 =$1,000,001, $5;000i000 =$5~000 001- $25 000 000 =$25,000,001