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Judicial Watch • Maurice M Paul Financial Disclosure Report for 2010

Maurice M Paul Financial Disclosure Report for 2010

Maurice M Paul Financial Disclosure Report for 2010

Page 1: Maurice M Paul Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:22

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:pauley, Maurice M Paul, Maurice, william, 2010, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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AOJO Rev. 112011 Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) PAUL, MAURICE Court Organization NORTHERN DISTRICT FLORIDA Date Report 06/03/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) SENIOR DISTRICT JUDGE  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 401 S.E. !st. Ave Gainesville, Florida 32601-6805 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations  Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, 
checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
PARTIES AND TERMS 

Paul, Maurice 

Ill. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE 

IV REIMBURSEMENTS transportation, lodging, food, entertainmenL
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable. reimbursements.) GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Name Person Reporting 
Date Report 
PAUL, MAURICE 
06/03/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
VII. Investments and Trusts 
Paragraph (4). This stock represents shares acquired virtue ownership wait Disney when sold it's interest ABC Radio Citadel Broadcasting Corp (CDL) June of2007. 
Parqagraph 6). -was listed second owner certificate deposit purschased and owned by-from his independent assets which redeemed during the reporting period. 

PAUL, MAURICE 
06/03/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: MAURICE PAUL 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) PAUL, MAURICE Court Organization NORTHERN DISTRICT ofFLORIDA Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Date Report 06/03/2011 Reporting Period 01/01/2010 12/31/2010 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) SENIOR DISTRICT JUDGE Chambers Office Address 401 S.E. !st. Ave Gainesville, Florida 32601-6805 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, 
checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Paul, Maurice 

06/03/2011
PAUL, MAURICE 
III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instr uctions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -lf you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 

[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

06/03/2011
PAUL, MAURICE GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

06/03/2011
PAUL, MAURICE 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions.duringreporting period  
(including trust assets)  reporting period  ofreporting period  
(2)  (4)  (5)  
Place "(X)" after each asset  Amount.  Type (e.g.,  Value  value  Type(e.g.,  Date.  Value  Gain  Identity  
exempt from prior disclosure  Code  div, ent,  CodeZ ,buy;.!  Code  buyer/seller  
(A-H) int.)  (J-P)  redemp,ti?n)  (if private  
transaction}  Checking Account -Capital City National  None  
Bank Bank America -Orlando-checking None Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000  D=$5,001-$!5,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,00I -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
PAUL, MAURICE 
06/03/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
VII. Investments and Trusts 
Paragraph 4). This stock represents shares acquired virtue ownership wait Disney when sold it's interest ABC Radio Citadel Broadcasting Corp (CDL) June of2007. 
Paragraph (6). -was listed second owner certificate deposit purschased and owned by-from his independent assets which redeemed during the reporting period. 
Response Letter Inquiry August 29, 2011: response this letter inquiry from Committee (Doc. FiDo folder), office contacted Rachel 202-502-1850 Thursday, September 22, 2011. She indicated that the values columns D(3) for lines and were correct, and that the letter inquiry was incorrect for asking for them. removed the values column for line the Wachovia Certificate Deposit since had been redeemed completely during the reporting period. Also, Rachel suggested that write here indicate that not remember the dates for the partial redemption the Savings Bond line the Certificate Deposit line other than that they occurred 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  SOI et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: MAURICE PAUL 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
ColllDittee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) PAULEY III, WILLIAM Court Organization SOUTHERN DISTRICT NEW YORK Date Report 05113/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or pan-time) U.S. DISTRICT JUDGE (active)  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address UNITED STATES COURTHOUSE 500 PEARL STREET NEW YORK, NEW YORK 10007-1581 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Member Board Visitors 	Duke University School Law 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 1998 	Continuation payments agreement with former law partner, Franklyn Snitow, and his Jaw firm, Snitow Kanfer Holtzer Milius, LLP. 

05/13/201 
PAULEY Ill, WILLIAM 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 	NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 	Self-Employed Licensed Real Estate Sales Person 
2.2010 	Self-Employed Floral Designer 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  Federal Bar Council  February 21, 2010 Kona,  Winter Bench and Bar  Travel, food, and lodging.  
March  1,2010  Conference  Duke University School  April15-17,2010  Durham,  Board Visitors Meeting  Travel, food, and lodging.  
Law  Duke University School  October 2010 Durham, -30 Board Visitors Meeting  Travel, food, and lodging  
Law GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

PAULEY III, WILLIAM 
05/13/2011 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period 
Place "(X)" after each asset Amount Type (e.g., Value Value Type(e'g., Date viilue Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy; sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (if private 
transaction)
(Q-W) MUTUAL FUNDS 
AGDAX -ALLIANCE BERNSTEIN HIGH Dividend INC 
MCGFX -ASTON FUNDS MONTAG None CALDWELL 
SMGIX -COLUMBIA CONTRARIAN Dividend CORE 

GSFTX -COLUMBIA FDS SER TRI DIV Dividend INC DPLTX-DREYFUS HIGH YIELD Dividend 
KDSSX -DWS VALUE SER INC CAP Dividend 
SGIIX -FIRST EAGLE GLOBAL FUND Distribution 
ICHHX -FRANKLIN/TEMPLETON Dividend HARD CUR 

10. 
FNYTZ -FRANKLIN TAX FREE INT Interest TRM 

11. 
HFMCX -HARTFORD MUTUAL MID None 

CAP 
12. 
HIPIX -HARTFORD INFLATION PLUS 
Interest 
13. HSKSX -JP MORGAN TRI 
None 
HIGHBRIDGE STAT 
14. IVQAX -MORGAN STANLEY INTL 
Dividend 
VALUE EQUITY 
15. SBNYX -LEGG MASON MUN 
Interest 
16. LSGIX -LOOMIS SAYLES VALUE 
Dividend 
17. LISFX -LORD ABBETT MUN INC 
Dividend 
INTER Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000  E=$15,001-$50,000  
(See Columns and D4) =$50,00 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
05/13/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period  ofreporting period  
(2)  (3)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mrn/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (if private  
(Q-W)  transaction)  

35. 	
AXA FIN'L LIFE INS (Cash Surrender Dividend Value) 

36. 	
AXA FIN'L LIFE INS (Cash Surrender Dividend Value) 

37. 	
WACHOVIA MONEY MARKET Interest ACCOUNT 

38. 
NEW YORK 529 COLL SVGS MOD AGE-B Interest Buy 12/21/10 BASED OPT: INCOME PORTFOLIO 

NEW YORK 529 COLL SVGS MOD AGE-A Interest Buy 12/21/10 BASED OPT: CONSERV GROWTH 
40. 	NEW YORK 529 COLL SVGS INTEREST 
Interest Jncome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00I -$15,000 =$15,001 -$50,000  
(See Columris and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5.000,000 =More than $5,000,000 Value Codes =$15, 000 less  K=$15,00I -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,00I -$1,000,000 41,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value "'Other =Estimated  

VII. 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. 
INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) ;$I ,000 Jess 

(See Columns and D4) =$50,001 -$!00,000 
Value Codes ;$I 5.000 Jess 

(Sec Columns and 03) ;$250,001 -$500,000 ;$25.000,001 -$50,000,000 
Value Method Codes ;Appraisal 
(Sec Column C2) =Book Value 

Date Report 
PAULEY III, WILLIAM 
05/13/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndieate partofreport.) 
None. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: WILLIAM PAULEY III 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544