Skip to content

Judicial Watch • Michael R. Barrett – 2012

Michael R. Barrett – 2012

Michael R. Barrett – 2012

Page 1: Michael R. Barrett – 2012

Category:Federal Judges

Number of Pages:13

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Michael R Barrett, NUVEEN, mutual, Estate, 2012, Gross, Market, assets, transactions, Codes, reporting, Federal Judge, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

NONE (No reportable positions.) 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 

INCOME Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 

(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR 

VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes t1tose spouse and dependent c1ti/dren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) (2) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 

(A-H) int.) (J-P) Code redemption) 
(A-H) (if private transaction) Bank IRA Account Dividend 	-Am. Century Sm. Cap (mutual fund) 
-Am. Century Equity Income (mutual fund) 
-Blackrock Basic Value Fund Inc. (mutal fund)  -Eaton Vance Large Cap (mutal fund)  -Fidelity Investment Tr. Intl Discovery  
(mutual fund)  

-Nuveen Inflation Pro Sec (bond) 	
-Nuveen Core Bond (bond) 	
-Nuveen Dividend Value (mutual fund) 

10. 	
-Nuveen Mid Cap Growth (mutal fund) 

11. 	
-Nuveen Mid Cap Value (mutal fund) 

12. 	
-Nuveen Real Estate Secs. Fund (mutal fund) 

13. 	
-Nuveen Small Cap Select (mutal fund) 

14. 	
-Nuveen Small Cap Value (mutal fund) 

15. 
-Laudus Intl Marketmasters (mutal fund) 

16. 
-T. Rowe Price Mid Cap Value (mutal fund) 

17. 
-T. Rowe Price Value Fund (mutal fund) Income Gain Codes: =$1.000 less  B41.00l -$2,500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50,000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000  fll =$1.000.001 -$5.000.000  fl2=More than $5.000.000 Value Codes =$15.000 Jess =$15.001 -$50.000  L=$50.00 -$100.000 =$100.001 -$250.000  
{Sec Columns and 03)  N=$250.001 -$500.000  0=$500.00 -$I .000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cosi (Real Estate Only)  S=Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (2) 
(4) (5) 
Place '"(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. -T. Rowe Price Equity (mutual fund) 
-First American Treasury (cash account) 
20. 
Procter Gamble (common stock) Dividend 

21. 
Old Walnut Co. (Partnership) Dividend Distributed 12/19/12 Income Gain Codes: =$1.000 less =$1 .DOI -$2.500  c=$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  111 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15,000 less =$15.001 -$50.000  L=$50.00 -$100.000 =$I 00.00 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mcrhod Codes =Appraisal =Cost {Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Es1irnatcd  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (I) (2) 
(4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
-Caterpiller, Inc. (Common Stock)  Buy  12/20/12  

36. 
-Caterpiller, Inc. (Common Stock) Sold 12/28/12 

37. 
-Deere Co. (Common Stock) Buy 12/20/12 Income Gain Codes: $1.000 less $1.00 -$2.500 42,501 -$5.000  0=$5.001-$15.000  E=$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000 =$1,000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 Jess =$15.001 -$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only)  S=Assessment  T=Cash Market  
(See Column C2)  U=Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; seePP 34-60 instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain 
Identity 
exempt from prior disclosure  Code (A-H)  div., rent, int.)  Code (J-P)  Method Code3 (Q-W)  buy, sell, redemption)  mm/dd/yy  Code (J-P)  Code (A-H)  buyer/seller (if private transaction)  
52.  -First American Treasury (cash)  Buy (add'!)  10/16/12  
53.  -Nuveen Strategic Income (bond)  

-Amgen, Inc. (Common stock) -Apache Corp. (ommon stock) 
56. -Apple, Inc. (Common stock) Sold 10/16/12 (part) Income Gain Codes: =$1.000 less 41.001 -$2.500  c=$2.501 -$5.000  D=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$100.00 I-$1.000.000  III =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K415.00I -$50.000 =$50.001  $100.000 =$100.001 -$250.000  
(Sec Columns and 03) 4250.001 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2}  U=Book Value  V=Other  W=Estimated  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
{I) (2) (2) 
(I) 
(2) 
(5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private 
transaction) 
69. 
-Texas Instrument (Common stock) 

70. 
-US Bancorp (Common stock) 

71. 
-United Health Group (Common stock) 

72. 
-Three Co. (Common stock) 

73. 
-America Movil (Foreign stock) 

-Novartis ADR (Foreign stock) 
-Schlumberger Ltd. (Foreign stock) 
76. 	-American Century Sm. Cap (mutual fund) 
-!path Dow Jones UBS (mutual fund) 
78. 	-Blackrock Capital Apprec. (mutual fund) 
-Eaton Vance Lg. Cap Value (mutual fund) 
80. 	
-Nuveen Mid Cap Growth (mutual fund) 

81. 	
-Nuveen Mid Cap Value (mutual fund) 

82. 	
-Nuveen R.E. Sec (mutual fund 

83. 	
-Nuveen Sm. Cap Select (mutual fund) 

84. 	
-!shares Msci Emerging Mkts Index (mutual fund) 

85. 	
-Laudus Int'] Marketmasters (mutual fund) Income Gain Codes: =$1.000 less (Sec Columns and 04) F=$50.001 -$100.000 Value Codes =$15.000 less (Sec Columns and 03) N=$250.001 -$500.000 
P3=$25.000.001 -$50.000.000 Value Method Codes =Appraisal  
(Sec Column C2)  U=Book Value  

B=$1,00 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 =$15.001 -$50.000 =$500.00 -$1.000.000 =$50.00 -$I 00.000 =$1.000.001 -$5.000.000 =More than $50.000.000 =$100.001 -$250.000 P2=$5.000.001 -$25.000.000 =Cost (Real Estate Only) =Assessment  T=Cash Market  
V=Othcr  W=Estimated  

Barrett, Michael
4/11/2013 
VII. INVESTMENTS and TRUSTS --income, vat11e, transactions r1nc111des those spo11se and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period  ofreporting period  

(I) 
(I) (2) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
86. 
-T. Rowe Price Int'] Growth (mutual fund) 

87. 

88. 

89. 

90. Income Gain Codes: =$1 .000 less =$1.001 -$2.500  c=$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50.000  
(See Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  H2=More than $5.000.000 Value Codes  J=$15.000 Jess =$15.001 -$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 $500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=01hcr  W=Estimated  

Barrett, Michael 
4111/2013

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
{I) (2) (2) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 
(A-H) (if private 
(Q-W) transaction) 
103. 

104. 

105. 

106. 

107. 

108. 

109. 

110. 

111. 

112. 

113. 

114. 

115. 

116. 

117. 

118. 

119. Income Gain Codes: =$I .000 less =$1.00 -$2.500  c=$2.501 -$5.000 =$5.001 -$1 5.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  I12=More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00  $100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500.00 I-$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

Barrett, Michael 
4111/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (l) (l) (2) (3) 
(5) 

Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private 

transaction) 
120.  
121.  
122. Income Gain Codes: =$1,000 less =$1.001  $2.500  c=$2.501  $5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001  $100.000 I00.00 -$1.000.000  Ill =$1.000.001. .000.000  112 =More than $5.000.000 Value Codes  J=$1 5.000 less  K=$15.001  $50.000  L=$50.00I  00.000 =$100.001  $250.000  
(Sec Columns and 03)  N=$250.001 -$500.000  0=$500.00 -$1.000.000 .000.001 -$5.000.000 =$5. 000.001 -$25.000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value =Other  W=Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 
PART VII. Investments and Trusts: 
Part VII -Page Line Page Line Nuveen Large Cap Value Fund changed their name Nuveen Dividend Value Fund 
Part VII -Page Line 15, Laudus Rosen International now Laudus International Marketmasters 
Part VII -Page Line 21, Old Walnut Partnership. This distribution common stock and cash from Lines 30, 35-40 for receipt and sale distributed stocks) 
Part VII -Page Line 53, Nuveen Total Return Fund changed their name Nuveen Strategic Income Fund. 
Part VII -Page Line 77, Barclays !path Dow Jones AIG name change !path Dow Jones UBS Commodity. Part VII -Page Line 78, Blackrock Capital Appreciation name change Blackrock Capital Appreciation Br. 
Part VII -Page Line 81, American Century Small Cap Value Inv. name change American Century Small Cap Value Ins. 
Part VII -Page Line 84, Eaton Vance Large Cap Value name change Eaton Vance Large Cap Value 

89. Part VII -Page Line 91, Row Price Int'l Growth Inc. Adv. name change Row Price Int'l Growth Inc. Fd. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 

Signature: Michael Barrett 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104)