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Judicial Watch • Michael R Barrett Financial Disclosure Report for 2010

Michael R Barrett Financial Disclosure Report for 2010

Michael R Barrett Financial Disclosure Report for 2010

Page 1: Michael R Barrett Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:13

Date Created:November 10, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Michael R Barrett, barrett, NUVEEN, michael, American, mutual, Estate, 2010, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) 
Barrett, Michael Title (Article III judges indicate active senior status; 
magistrate judges indicate full-or part-time) 
U.S. District Judge -Active Chambers Office Address 
Potter Stewart Courthouse 
100 East 5th Street, Room 239 
Cincinnati, Ohio 45202 Date Report Court Organization 
5/3/2011
U.S. District Court Reporting Period 
Sa. Report Type (check appropriate type) 
01/01/2010
Nomination, Date
Initial Annual Final [{] 

12/31/2010 
Sb. Amended Report the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
Reviewing Officer Date 

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Trustee  Trust 
Partner Old Walnut Company 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 

[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Barrett. Michael 

5/3/2011
Barrett, Michael 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 	VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

5/3/20 
Barrett, Michael 
VII. INVESTMENTS and TRUSTS income, va1ue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

5131201 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(2) (1) 
(4) Gain 
Identity Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller {A-H) int.) (J-P) Code redemption) (J-P) (if private (Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

5/3/2011
Barrett, Michael 

VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end Transactions during reporting period 
Description Assets Income during 
(including trust assets) reporting period ofreporting period 
(!) (2) (!) 
(2) (I) (2) (4) 
Gain Identity 
Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value 
Code buyer/seller
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mrn/dd/yy Code2 
(if private 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) 
transaction)
(Q-W) 
35. 
-Abbott Labs (Common stock) 

36. 
-Procter Gamble (common stock) Buy 09/07/10 

37. 
-Eaton Vance Cap Value (mutual fund) 

38. 
-Fidelity Ad. Int'! Disc. (mutual fund) Buy 05/12/10 (add'!) 

-Nuveen Lg. Cap Value (mutual fund) 
40. 
-Nuveen Mid Cap Value (mutual fund 

41. 
-Nuveen Real Estate Sec. Fund (mutual fund =$5,001 -$15,000 =$15,001 -$50,000 
Income Gain Codes: ,000 less =$1,001  $2,500 =$2,501 $5,000 
(See Col umns and D4) =$50,001 -$!00,000 4100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 =$100,001. $250,000 
Value Codes =$15,000orless =$!5,001 -$50,000 =$50,00! -$!00,000 
(Sec Col umns and 03) =$250,001 $500,000 =$500,00  ,000,000 =$1,000,00! -$5,000,000 =$5,000,00  $25,000,000 =$25,000,00! -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment 
(See Column C2) =Other =Book Value =Estimated 

51312011
Barrett, Michael 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

51312011
Barrett, Michael 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting 

5/3/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period  
Place "(X)" after each asset  Amount  Type (e.g.,  (5) Identity  

exempt from prior disclosure buyer/seller 
(A-H) int.) (if private transaction) 
86. 
-Landus Rosen Int'! (mutual fund) Sold 08/05/10 

87. 
-T. Rowe Price Int'! Growth (mutual fund) 

88. 

89. 

90. 

91. 

92. 

93. 

96. 
98. 

99. 

100. 

IOI. 
102. 
Income Gain Codes: =$1,000 less 

(See Columns and D4) =$50,001 -$100,000 
Value Codes =$15,000 less 

(See Columns and D3) =$250,001 -$500,000 =$25,000,001 -$50,000,000 Value Method Codes =Appraisal 
(See Column C2) =Book Value =$1,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 =$15,001 -$50,000 =$50,001 '$100,000 =$100,001 -$250,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =More than $50,000,000 =Cost (Real Estate Only) =Assessment =Cash Market =Other =Estimated =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,00I -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 

(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment 
(See Column C2) =Other =Book Value =Estimated 

Name Person Reporting 
Date Report 
Barrett, Michael 
S/3/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicatepartofreport.) 
PART VIL Investments and Trusts: Lines Nuveen Inflation Pro Sec (Bond), formerly known First American Inflation Pro Sec. 
Lines -Nuveen Core Bond Fund (Bond), formerly known First American Core Bond Fund. 
Line Nuveen Total Return Bond (Bond), formerly known First American Total Return Bond. Lines Nuveen Large Cap (Mutual Fund), formerly known First American Large Cap. Lines 12, Nuveen Mid Cap (Mutual Fund), formerly known First American Mid Cap. Lines Nuveen Mid Cap Value (Mutual Fund), formerly known First American Mid Cap Value. Lines 14, Nuveen Real Estate Sec. Fund (Mutual Fund), formerly known First American Real Estate Sec. Fund. Lines IS, Nuveen Small Cap Select (Mutual Fund), formerly known First American Small Cap Select Fund. 
Line Nuveen Small Cap Value (Mutual Fund), formerly known First American Small Cap Value Fund. 

10. 
Line iPath Dow Jones/American International Group Commodity Index Fund changed its name Barclay's iPath Dow Jones Commodity Index Fund.
11. Line -Blackrock Fundamental Fund merged with couple funds resulting new fund named Blackrock Capital Appreciation Fund. 

5/3/201 
Barrett, Michael 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Michael Barrett 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544