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Judicial Watch • Milan D Smith Financial Disclosure Report for 2006

Milan D Smith Financial Disclosure Report for 2006

Milan D Smith Financial Disclosure Report for 2006

Page 1: Milan D Smith Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:35

Date Created:September 4, 2007

Date Uploaded to the Library:November 13, 2013

Tags:bbeod, SBEOD, Milan, Milan D Smith, smith, 2006, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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UNITED STATES COURT APPEALS 
FOR THE NINTH CIRCUIT 
125 SOUTH GRAND AVENUE PASADENA, CALIFORNIA 91105 
June 26, 2007 ,....... 
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Committee Financial Disclosure 
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Administrative Office the United States Courts o::i>
-rir Suite 2-301
('"")  
One Columbus Circle, N.E. 
c:>f"l1 
Washington, D.C. 20544 

Gentlepersons: 
2006, dated June 25, 2007. 
The enclosed Amendment prompted the letter dated June 20, 2007 received from the Committee requesting certain clarifications original Report, dated May 2007.-I have provided all the information requested the Committee's letter concerning the securities noted. trust the enclosed fully responsive the 
Encl. Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle Initial) Smith, Jr., Milan Court Organization Ninth Circuit Date Report 06/25/2007 Title (Article judges indicate active senior status; magistrate judges Indicate full-or part-time) Circuit Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial 181 Annual Final Reportiug Period 01/01/2006 12131/2006  
Sb. 181 Amended Report Chamhen Office Address United States Court Appeals Suite 205 125 Grand Ave. Pasadena, California 91105 the basis the Information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regnlatlons. Reviewing Officer  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 ofinstructions.) NONE (No reportable positions.) 	
Managing Partner 6-29-06 and Liquidating Partner from 6-30 Smith Crane Robinson Parker LLP, dissolution-See Part VIII 12-31-06 
Escrow holder Palos Verdes Peninsula Unified School District-Lunada Bay Little League-See Part VIII  
r-o--:  c._c::  :::0  
(/)?:'= c_,_  ::c::  
:::0 ;;::ni? 
IT. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.)  O"J> -ri  NONE (No reportable agreements.)  
,,,  

 AND 1998 Smith Crane Robinson Parker LLP. Partnership dissolved and ceased doing business effective 6-30-06. (See Part VIII) 

06/25/2007
Smith, Jr., Milan 
ID. NON-INVESTMENT COME. (Reporting individual and spouse; see PP. i1-u ofinstructions.J Filer's Non-Investment Income NONE (No reportable non-investment income.) 

(yours, not spouse's) 
Smith Crane Robinson Parker LLP-Income from law firm $247,072 
2.2006 Income from service Trustee for Trust $1,186 
3.2006 Brokerage commission income 23,078 Spouse'S Non-Investment Income -lfyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 
2.2006 
3.2006 
JV. REIMBURSEMENTS -transportation, lodging,food, enterttiinment. 
(Includes those spouse a.nd dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
United States District Court Oregon Historical Society October 26-27-Portland, Oregon-Spoke annual dinner (Transportation, Lodging and Meals) 
VI. LIABILITIES. (Includes those spouse and dependent children. See 32-33 instructions.) 
[!] NONE (No reportable liabilities.) 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Value Codes =$15,000 less  K=$15,001 -$50,000 =$50,001 -$100,000 100,001-$250,000  
(Sec Colwnns and DJ) =$250,00I -$500,000 ?$500,001-$1,000,000 1.ooo,001-s5,ooo,ooo 5.000,001 -s25,ooo,ooo Value Method Codes .000.001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=CashMarlcet  
(See Colwnn C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
06/25/2007
Smith, Jr., Milan 
vn. INVESTMENTS and TRUSTS -income, value, transactions (Jndudes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description ofAsse (including trust ass) 
Place "(X)" after each asset exempt from prior disclosure 
18. 	Federated Automated XXX Cash Mgmt  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code!  div., rent,  Code  Method  buy, sell,  Month- Code  codcl  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

None 
19.  Trust-SS Harrahs Entertainment Inc.  None  SBEOD  
20.  Intuitive Surgical Inc.  None  
21. 22.  McCormick and Schmicks Seafood Restaurants Inc. Somanetics Corp New  None None  BBEOD  

Tribune Company New 	None SBEOD 
24. 	
Franklin Multi Income Trust None SBEOD 

25. 	
Putnam High Income Bond Fund None 

26. 	
Kinder Morgan Energy Partners Unit None Partnershihp 

27. 	
American Tower Corp None Sell 10/19 
28. 	
Ailstate Corp Dividend SBEOD 

29. 	
Constellation Brands, Inc None 

30. 	
Constellation Energy Group Dividend 

31. 
Dell Inc. 

None Sell 
32. Devon Energy Corp New Dividend 
Dow Chemical Company Dividend 	SBEOD 
Fortune Brands Inc. Dividend Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,SOI -$5,000 =$5,001 -$15,000 =$15,001-$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,00I -$50,000  L=SS0,001-$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Marlcet  
(See Column Cl) =Appraisal  V=Other =Assessment  
U=BookValue =Estimated  

Date Report 
06/25/2007
Smith, Jr., Milan 
vn. INVESTMENTS and TRUSTS -income, value, transactions (lndudes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosu 
35. 
General Motors Corp  
Income during  Gross value end ansactions during reporting period  
rep orting period  repor ting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3) (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code2 Code  buyer/seller  
(A-H) int)  (J-P)  Code3  rede mption)  Day  (J-P) (A-H)  (if private  
(Q-W)  transaction)  

None SBEOD 
36. 
Goldman Sachs Group Inc. Dividend SBEOD 

37. 
Intl Game Technology Dividend 

38. Communications Corp Dividend 

Pepsico Incorporated Dividend 
40. 
Public Svc Enterprises Group Inc. None SBEOD 

41. 
Sempra Energy Dividend SBEOD 

Time Warner Inc. Dividend 
Whole Foods Mkt Inc. Dividend Buy 8/10 
44. PLC Spons Adr Dividend SBEOD 

45. 
Canadian Natl Co. Dividend 

46. 
Koninklijke Philips Electrs (New) Dividend 

Morgan Stanley Energ Mkts Inc. None SBEOD 
48. Nabors Industries Ltd. None 
Teco Energy Inc. Dividend 
50. Boeing Dividend Sell 7/10 
51. Walt Disney Dividend Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000  0=$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=Sl5,001-$50,000 =$50,001-$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=CashMarlcct  
(See Colmnn C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
06/25/2007
Smith, Jr., Milan 
vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
Place "(X)" after each asset  (I) Amount  (2) Type (e.g.  (I) Value  (2) (I) Value Typc( (2) (3) (4) (S) e.g. Date Value Gain Identity  
exempt from prior disclosure  Code!  div., rent,  Code  Method buy, sell,  Month-Code Code buyer/seller  
(A-H) inl)  (J-P)  Code redem ption) Day (J-P) (A-H) (if private  
(Q-W)  transaction)  
52.  Intel Corp  Dividend  

Mellon Finl Corp (PA) Dividend 
Viacom Inc Dividend Sell 7/10 
Templeton Growth Fund Class Dividend 
56. 
Fidelity Adv High Sac Muni Port Dividend 

57. 
Mojave Water Imp Dist B/E None Redemption 911 FGIC-5.300 9/1/06 

58. 
Los Angeles CNTY Pension 6.770 Interest SBEOD 6/30/05 

59. 
Stockton Pub Fing Rev Ref West Eight None SBEOD Str FSA CPN: 3.000 

60. 
Fil'St Colony Life Policy None 

61. 
Aetna Life Policy None 

62. 
McDonalds Corp None SBEOD 

63. 
Sprint Nextel Corp Dividend Buy 8/3 

64. 
California Pizza Kitchen None 

65. 
Quanta SVCS Inc None BBEOD 

66. 
CBS Corp None SBEOD 

67. 
Encana Corp Dividend 

68. 
Petrochina Company Ltd Adr Shs Ser Dividend Income Gain Codes: =$1,000 orless =$1,001 -$2,500  c=$2,501 -$5,000  D=$5,001  $15,000  E=Sl5,001-$50,000  
(See Columns and 04)  F=$50,001 -$100,000  G=Sl00,001-$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes  J=$15,000 orless =$15,001 -$50,000  L=$50,001-Sl00,000  M=$100,001 -$250,000  
(See Columns and 03)  N=$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001  $5,000,000  P2=$5,000,001 -$25,000,000 Value Me1hod Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only)  P4=More than $50,000,000 =Cash Market  
(Se Column C2) =Appraisal  V=Other  S=Assessment =Book Value  W=Estimated  

Date Report 
Smith, Jr., Milan 
06/25/2007 
VII. IN"VESTMENTS and TRUSTS -income, value, transaclioM (Includes those the spouse and dependent children. See PP 34-60 filing insll'Uctib/1$.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
69. 
Franklin Ltd Mat Govt Sec  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type{e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int.)  {J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Interest 	SBEOD 
70. 
Ishares Treas Inf! Protection Secs Interest 

71. 
AIM Short Term Interest 	SBEOD 
72. 
Ameritech Cap Fdg Corp 6.150 1/15/08 Interest 

73. 
CIT Group Inc 4.300 2/15/07 Interest 

CNA Financial Corp 6.6000 12/15/08  Interest  
Commercial Credit 6.625 11/15/06  Int./Div.  Sell  11115  
Credit Suisse USA Inc. 5.750 4/15/07  Interest  

77. 
DaimlerChrysler Hldg 7.200 9/1/09 Interest 

78. 
Dow Chemical Company 5.750 12/15/12 Interest 

Dow Chemical Company 5.3000 3/15/13 Interest 
80. 
First Chicago NBD Corp 6.125 2/15/06 Interest 	SBEOD 

81. 
Franklin Universal Trust Interest 

82. 
General Electric Cap Corp 8.125 5/15/12 Interest 

83. 
General Electric Cap Corp 4.000 4/15/10 Interest 

Goldman Sachs 5.250 10/15/13 Interest 
85. Hartford Life 4.500 6/15/12 Interest Income Gain Codes: 	A=Sl,OOOorless =$1,001  $2,500 =$2,501  SS,000 =SS,001  $15,000 =SIS,001  SS0,000 (Sec Colwnns and 04) =SS0,001  $100,000 =$100,001  $1,000,000 =$1,000,001-SS,000,000 H2=Mon: than SS,000,000 
Value Codes J=SIS,OOOorless K=$15,001-$50,000 =$50,001  $100,000 =SI00,001-$250,000 

(Sec Cohmms and DJ) =$250,001  $500,000 =$500,001  $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 =$25,000,001  SS0,000,000 =Mon: than $50,000,000 
Value Method Codes =Cost (Real Estate Only) =Cash Market (Sec Column C2) V=Other =Appraisal =Assessment =Book Value =Estimated 

VII. INVEST1.1ENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
06125/2007
Smith, Jr., Milan 
vn. INVESTMENTS" and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Typc(e.g.  Value  Value  Typc(e.g.  Date  Value  Gain  Identity  
Codel  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-II) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103. 
TRW Med Tenn Notes Cpn 6.30% Due Interest 5/15/08 

104. 
Van Kampen Income Shs Ben Int Interest Sell 9/25 

105. 
Ford Motor Credit 7.875 6/15/10 interest 

106. 
Ford Motor Credit 7.250 10/25/11 Interest 

107. 
Ford Motor Credit 5.625 10/1/08 Interest 

108. 
General Motors Accp Corp 6.125 11115/08 Interest 

109. 
General Motors Accp Corp 5.750 9/15/06 Interest Redemption 9/15 Smart Notes 

110. 
General Motors Accp Corp 5.400 2115/08 Interest 

111. 
General Motors Accp Corp 5.625 5/15/09 Interest 

112. 
General Motors Accp Corp 5.500 7115/07 Interest 

113. Penney 6.500 12/15/07 Interest 

114. 
Teco Energy Inc 7.200 5/1/11 Interest 

115. 
Toys 6.875 8/1/06 Interest Sell 8/1 

116. 
Solomon 2008 World Tenn Trust Interest 

117. 
Allegheny Coty Hosp 5.400 5/1/06 None SBEOD 

118. 
Anaheim Pub Fing Auth 5.000 10/1/10 Interest 

119. 
Blackrock Ins Muni 2008 Interest Income Gain Codes:  A=Sl,OOO orless =$1,001 -$2,500 =$2,501 -SS,000 =SS,001 -$15,000  E=$15,001 -$50,000  
(See Columns and D4}  F=$50,001 -$100,000  G=$100,001-Sl,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=SIS,001 -SS0,000  L=$50,001  $100,000 =$100,001-$250,000  
(See Columns and D3} =$250,001  $500,000  0=SS00,001-$1,000,000 =$1,000,001-SS,OOO,OOO =$5,000,001 -$2S,OOO,OOO Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than SS0,000,000 =Cash Markel  
(See CollUDD C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

Date Report 
06125/2007
Smith, Jr., Milan 
vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
06125/2007 Smith, Jr., Milan 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (S)  
Amount  Typc(e.g.  Value  Value  Typc(e.g.  Date  Value  Gain  Identity  
Codct  div., rent,  Codc2  Method  buy, sell,  Month- Code  Code!  buyer/seller  
(A-H) inl)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

137. 
Van Kampen Sr. Income None SBEOD 

138. 
Oneok Inc New Dividend BBEOD 

139. 
Active Power Inc. None Sold 10/31 

140. 
Spectranetics Corp. None 

141. 
Acco Brands Corp None SBEOD 

142. PLC Spons Adr Dividend SBEOD 

143. 
Mississippi St. 5.250 07/01/08 Interest 

144. 
Franklin Low Diration Total Return Interest Buy 6/27 

145. 
Franklin/Templeton Hard Cur Int./Div. Buy 9126 

146. 
Russell Money Market Dividend Buy 7/20 

147. 
Russell Money Market Buy 9126 

148. 
Templeton Global Bond Dividend BBEOD 

149. 
Century Tel., Inc. Cpn 5.000% Due 2/15/15 Interest BBEOD 

150. 
CIT Group, Inc. Unsecured Notes 6.00% Interest BBEOD 3/15/16 

151. 
Countrywide Fin Cpn 4.000% due 7/28/15 Interest BBEOD 

152. 
Dean Witter Discover Odd Cpn Med Tenn Interest BBEOD Notes 707% 2/10/14 

153. 
Dow Chemical Intemotes Mtn B/E Interest Income Gain Codes: =$1,000 orless =$1,001  $2,SOO  C=$2,SOI -$5,000  D=$5,001  $15,000  E=$15,001-$50,000  
(See Columns and 04)  F=$50,001-$100,000  G=$100,001-$1,000,000 =$1,000,001 '$5,000,000 =More than $5,000,000 ValueCodes  J=$15,000 less  K=$15,001 -$50,000  L=$50,001  $100,000 =$100,001  $250,000  
(See Columns and 03) =$250,001  $500,000  0=$500,001  $1,000,000 =$1,000,00I  $5,000,000 =$5,000,00  $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only)  P4=More than $50,000,000 =Cash Marlee!  
(See Column C2) =Appraisal  V=Other  S=Assessment  
U=Book Value  w=Estimaled  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instruclions.) NONE (No reportable income, assets, transactions.)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type(c.g.  Date  Value  Gain  Identity  
Codel  div., rent,  Code2  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) inl)  (J-P)  Code  redemptiOn)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
Notes 
154. IBM Corp Internotes Mts. B/E Cpn 5.00% Interest BBEOD 
Due 11/15/14 
155. 
John Hancock Life Ins Sr. Uns 4.15% Int./Div. BBEOD Due 2115/12 

156. 
Motorola Inc. Notes call @market+25 Interest BBEOD 

157. 
AIM Enhanced Bond Int./Div. BBEOD 

158. 
AIM Enhanced Bond Sell 10/24 

159. 
AIM Enhanced Bond Sell 10/25 

160. 
Gabelli Gib! Util Inc Int./Div. Buy 8/4 

161. 
Tamarack Invt Fds Prime Dividend BBEOD 

162. 
Templeton Global Bond Dividend Buy 8/10 

163. 
Western Asset Bros 2008 Gvt Int./Div. BBEOD 

164. 
Alliance Bernstein Holding Distribution BBEOD 

165. 
CIT Group Inc. Intemotes Cpn 6.000% due Int./Div. BBEOD 3/15/16 

166. 
Particle Drilling Technology Int./Div. BBEOD 

167. 
Powerwave Technologies Inc None BBEOD 

168. 
Powerwave Technologies Inc. None Sell 10/11 

169. Vipropharma Inc.  None  BBEOD Income Gain Codes: (See Columns and 04) Value Codes (See Colmnns and 03) Value Method Codes =$1,000 less =$50,001 -$100,000 =$15,000 orless =$250,001 -$500,000 =$25,000,001 -SS0,000,000 =$1,001 -$2,500 =$100,001 -$1,000,000 =$15,001 -SS0,000 =$500,001 -$1,000,000 =Cost (Real Estate Only) =S2,S01 -S5,ooo =$1,000,001 -SS,000,000 L=$50,001-Sl00,000 =$1,000,001 -SS,000,000 =More than $50,000,000 =$5,001-$15,000 =More than $5,000,000 =$100,001-$250,000 =$5,000,00 -$25,000,000 T=CashMarlcet =$15,001 -$50,000  

(See Column C2) 
V=Other =Assessment 
U=BookValue =Estimated 

Date Report 
06/2512007
Smith, Jr., Milan 
Vil. INVESTMENTS and TRUSTS income, value, transactions (lndudes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X}" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (2)  (4)  (5)  
Amount  Type(c.g  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code!  div rent,  Codc2  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P}  Code  redemption}  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

170. Viprophanna Inc. 	SBEOD 
I71. Reddy Ice Holdings Inc Interest BBEOD 
172. 	
Ameritech Cap Fdg Corp B/E Con Interest BBEOD 6.150% Due 1/15/08 

173. 
Boeing Co. Global Notes Cpn 5.125% Due Int./Div. BBEOD 2/15113 

174. Calif Uni Sch Dist Cpn 5.50% Due Interest BBEOD 7/1/17 

175. 
Genzyme Corp Gen Div 	None BBEOD 

176. 
Dean Witter Discover Med Tenn Notes Int./Div. BBEOD Cpn 7.07% Due 2/10/14 

177. 
Daimler Chrysler NIP Hldg Global Note lnt./Div. BBEOD Cpn 7.20% Due 9/1/09 

178. Dept Trans Par East Bay State Rev lnt./Div. BBEOD B/E 4.67% Due 3/1/10 

179. 	
Fidelity Adv Freedom 2010 Int./Div. BBEOD 

180. 	
GTE Cal Deb B/E Cpn 7.00% Due 5/1/08 Dividend Buy 8/3 

181. 
Gen Mtrs Accept Corp Smart Notes Med None Redemption 9115 Tenn 

182. 
Embarq Corp Int./Div. BBEOD 

183. 
Cisco Systems Inc. 	None BBEOD 

184. 	
Medcohealth Solutions 

None BBEOD 
185.  Merck Co. Inc.  None  BBEOD  
186.  International Business Machines  None  BBEOD Income Gain Codes: (SeeColmmiS andD4) Value Codes (See Colwnns and D3) Value Method Codes (See Column C2) =$1,000 Jess =$50,001 -$100,000 J=$15,000 orless =$250,001 -$500,000 P3=$25,000,001 -$50,000,000 =Appraisal U=Boole Value =$1,001 -$2.500 =$100,001-$1,000,000 K=$15,001 -$50,000 =$500,001-$1,000,000 =Cost (Real Estate Only) V=Other =$2,501 -$5,000 =$1,000,001 -$5,000,000 L=$50,001 -$100,000 =$1,000,001 -$5,000,000 =More than $50,000,000 =Assessment w=Estimated =$5,001  $15,000 H2=More than $5,000,000 =$100,001 -$250,000 P2=$5,000,001 -$25,000,000 =Cash Marlee!  E=Sl5,001  $50,000  

Date Report 
06125/2007
Smith, Jr., Milan 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after .each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code!  div., rent,  Code  Method  buy, sell,  Month- Code  Code!  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

187.  Marriott Int Inc Class  None  BBEOD  
188.  Wal Mart Stores Inc.  None  BBEOD  
189.  Windstream Corp  None  SBEOD  
190.  Wachovia Sec Bank Deposit Sweep Option  None  
191.  The Growth Fund America-R2  None  
192.  The Bond Fund America-R2  None  
193.  Fidelity Adv. Muni Inc-T  None  SBEOD Income Gain Codes: =$1,000 less =Sl,001  $2,SOO =$2,501 -$5,000 =SS,001  $15,000 =$15,001 -$50,000  
{See Columns and 04) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than SS,000,000 Value Codes =SlS,000 less =$15,001 -SS0,000 =SS0,00 -$100,000 =$100,001 -$250,000  
{See CollDDllS and 03) =$250,00I  $500,000 =$500,001 -$1,000,000 =$1,000,001-SS,000,000 =SS,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost {Real Estate Only) =More than SS0,000,000 =Cash Market  
{See Column C2) =Appraisal  V=Othcr =Assessment =Book Value =Estimated  

SCRP ceased doing business effective June 29, 2006 and entered into state dissolution June 30, 2006. liquidating partner SCRP, filer remained responsible during reporting period for collection obligations due SCRP and payment debts owed SCRP. Filer receives compensation for performance his duties liquidating partner SCRP. Only minor duties remain the date this report and the filer presently believes that all remaining obligations SCRP will paid provided for, the net assets SCRP will distributed the former partners, and SCRP will terminated during calendar year 2007. 
Except noted the following paragraph, filer resigned all positions except liquidating partner SCRP effective before June 29, 2006. 
Filer has acted escrow holder $4,950 since approximately 2002, without compensation, for the benefit the Lunada Bay Little League (League) and the Palos Verdes Peninsula Unified School District (PVPUSD). Since activity requiring the involvement the filer escrow holder occurred since the escrow was opened, filer inadvertently forgot about the account until was reminded the escrow after the current reporting period. With the written agreement the League and the PVPUSD, filer has now resigned escrow holder and transferred that responsiblity Scott Robinson. The filer has also executed assignment the bank account holding the $4,950 Scott Robinson. the date this report, filer has further responsibilities under the escrow agreement. 
PART 
Filer entitled 39.91 all net proceeds from the wind SCRP, any. the date this report, SCRP has approximately $20,000 remaining assets and still has some ongoing obligations discharge before final distribution net assets former partners. 

four IR.As and are individually listed Part VII. 
Part III 
All income shown Part III was earned prior 6-30-06, but portion thereof was received after 6-30-06. 
PART VII 
SCRP Defined Benefit Plan assets attributable filer were distributed kind filer dumg reporting period and are reported individually Part VII. 

are shown Part Das "SBEOD," which means "sold before entry duty." 

are shown Part "BBEOD," which means "bought before entry duty." 

06/25/2007
Smith, Jr., Milan 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory
provisions permitting non-disclosure. 
 come from outside employment and honoraria and the acceptance gifts which have been reported are 
 app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations.
'ZS:-tJ7 
GLY AND WILFULLY FALSIFIES FAILS FILE TIIlS REPORT MAY SUBJECT CIVIL IONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reportlng (last name, first, middle initial) Court Organization Date Report  
Smith, Jr., Milan  Ninth Circuit  05/01/2007 Title (Article judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual  Final Reporting Period 01/01/2006 12131/2006 Chambers Office Address  Sb. Amended Report the basis the information contained this Report and any  

modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
United States Court Appeals 
Suite 205 125 Grand Ave. 
Pasadena, California 91105 

Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) Managing Partner 6-29-06 and Liquidating Partner from 6-30 Smith Crane Robinson Parker LLP, dissolution-See Part VIII 12-31-06 
Escrow holder Palos Verdes Peninsula Unified School District-Lunada Bay Little League-See Part 
VIII 
c::> :::0
(/) (/)::z:
rrt  
,.,,  

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 1998 Smith Crane Robinson Parker LLP. Partnership dissolved and ceased doing business effective 6-30-06. (See Part VIII) 

Date Report 
Name Person Reporting 
05/01/2007
Smith, Jr., Milan 
III. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

(yours, not spouse's) 
1.2006 Smith Crane Robinson Parker LLP-Income from law firm $247,072 
2.2006 Income from service Trustee for Trust $1,186 

3.2006 Brokerage commission income 23,078 

JV. RE.Il1.BURSE11ENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
United States District Court Oregon Historical Society October 26-27-Portland, Oregon-Spoke annual dinner (Transportation, Lodging and Meals) 

Name Person Reporting 

05/01/2007Smith, Jr., Milan GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No reportable gifts.) 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
 NONE (No reportable liabilities.) 

Date Report 
05/01/2007
Smith, Jr., Milan 
VII. INVESTMENTS and TRUSTS -income, value, transactions (lndudes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Smith Crane Robinson Parker LLP None See Part VIII  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (2)  (2)  {3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Defined Benefit Pen Plan 
Duke Energy Corp Dividend SBEOD 
Alltel Corp (Del) None 

American Intl Group, Inc. 
None SBEOD 
Cendant Corp None SBEOD 
Chevron Corp Dividend SBEOD 
General Electric Co. Dividend 
Johnson Johnson Dividend Morgan Chase Co. None SBEOD 

10. 
Kimberly Clark Corp Dividend SBEOD 

11. 
Microsoft Corporation Dividend 

12.  Neenah Paper Inc.  None  SBEOD  
13.  Pfizer Incorporated  None  SBEOD  
14.  Blackrock Ins Muni 2008  Dividend  

15. Muni Inc Trust-Com None SBEOD 

16. 
Coca-Cola Company Dividend Sell 7/10 

17.  Tamarack Prime  None  SBEOD Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501-$5,000  0=$5,001-$15,000  E=$15,001-$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001-Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=Sl5,00l -$50,000 =$50,001-$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00I-$500.000  0=$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment  
U=BookValue =Estimated  

Date Report 
05/01/2007
Smith, Jr., Milan 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 offtllng instructions.) NONE (No reportable income, assets, transactions.) 
Descri ption Assets 
(in luding trust assets) 

Place "(X)" after each asset exempt from prio dis clos ure 
18. Federated Automated XXX Cash Mgmt None ring  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy sell,  Month Code2  Code  buyer/seller  
(A-H) int  (J-P)  Code3  redemp tion)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Trust-SS 
19. 
Harrahs Entertainment Inc. 

None SBEOD 
20. 
Intuitive Surgical Inc. None 
21. 
McCormick and Schmicks Seafood 

None 
Restaurants Inc. 
22. 
Somanetics Corp New None BBEOD 

23. 
Tribune Company New None SBEOD 

24. 
Franklin Multi Income Trust 

None SBEOD 

25. 
Putnam High Income Bond Fund None 

26. 
Kinder Morgan Energy Partners Unit None Partnershihp 

27. 
American Tower Corp None Sell 10/19 

28. 
Allstate Corp Dividend SBEOD 

29. 
Constellation Brands, Inc None 

Constellation Energy Group Dividend 
31. 
Dell Inc. None Sell 8/3 

32. 
Devon Energy Corp New Dividend 

33. 
Dow Chemical Company Dividend SBEOD 

Fortune Brands Inc. Dividend Inco Gain Codes: =Sl,000 less =$1,001 -$2,500 =$2,501 -$5,000 D=S5,00l-Sl5,000 E=$15,001 -$50,000 

(See Columns and D4) =$50,001 -$100,000  G=$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001 -$50,000 =$50,00 -SI 00,000  M=Sl00,001-$250,000  
(See Columns and D3)  N=$250,001 -$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Colwnn C2) =Appraisal  V=Other =Assessment  
U=Book Value =Estimated  

05/01/2007
Smith, Jr., Milan 
VII. INVESTMENTS and TRUSTS -income, 11alue, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
General Motors Corp  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (1)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

None SBEOD 
36. Goldman Sachs Group Inc. Dividend SBEOD 
Intl Game Teehnology Dividend 
38. Communications Corp  Dividend  
39.  Pepsico Incorporated  Dividend  
40.  Public Svc Enterprises Group Inc.  None  SBEOD  
41.  Sempra Energy  Dividend  SBEOD  
42.  Time Warner Inc.  Dividend  
43.  Whole Foods Mkt Inc.  Dividend  Buy  8110  
44. PLC Spons Adr  Dividend  SBEOD  

Canadian Natl Co. Dividend 
46. Koninklijke Philips Electrs (New) Dividend 
Morgan Stanley Energ Mkts Inc. 
None SBEOD 
48.  Nabors Industries Ltd.  None  
49.  Teco Energy Inc.  Dividend  
50.  Boeing  Dividend  Sell  7/10  
51.  Walt Disney  Dividend Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Colmnn C2) =$1,000 less =$50,001  $100,000 =$15,000 less =$250,00I  $500,000 =$25,000,001 -$50,000,000 =Appraisal =Book Value =$1,001  $2,500 =$100,001-$1,000,000 =$15,001  $50,000 =$500,00I  $1,000,000 =Cost (Real Estate Only) V=Other =$2,501  $5,000 =$1,000,001. $5,000,000 =$50,001  $100,000 =$1,000,001  $5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001  $15,000 =More than $5,000,000 =$100,001  $250,000 =$5,000,001. $25,000,000 T=CashMarket =$15,001. $50,000  

vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
05/0112007
Smith, Jr., Milan 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and depenefent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (!) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (!) Type (e.g. buy, sell, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

69. 
Franklin Ltd Mat Govt Sec Interest 	SBEOD 

70. 
!shares Treas Inf! Protection Secs Interest 

71. 
AIM Short Tenn Interest 	SBEOD 

72. 
Ameritech Cap Fdg Corp 6.150 1/15/08 Interest 

CIT Group Inc 4.300 2/15/07 Interest 
CNA Financial Corp 6.6000 12/15/08 Interest 
Commercial Credit 6.625 11/15/06 Int./Div. 	Sell 11/15 
76. 
Credit Suisse USA Inc. 5.750 4/15/07 Interest 

77. 
DaimlerCluysler IDdg 7.200 9/1/09 Interest 

78. 
Dow Chemical Company 5.750 12/15/12 Interest 

Dow Chemical Company 5.3000 3/15/13 Interest 
80. 
First Chicago NBD Corp 6.125 2/15/06 Interest 	SBEOD 

81. 
Franklin Universal Trust Interest 

82. 
General Electric Cap Corp 8.125 5/15/12 Interest 

83. 
General Electric Cap Corp 4.000 4/15/10 Interest 

84. 
Goldman Sachs 5.250 10/15/13 Interest 

85. 
Hartford Life 4.500 6/15/12 Interest Income Gain Codes: =11,000 less -Sl,001. $2,500 =12,501 -$5,000 =$5,001-$15,000 =115,001  $50,000 (See Colmnns andD4) =$50,001  $100,000 =$100,001 -$1,000,000 :11,000,001  $5,000,000 =More than $5,000,000 
2.Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Colmnns and DJ) =$250,00  $500,000 =$500,001 -$1,000,000 :11,000,001 -$5,000,000 =15.000,00 -$25,000,000 :125,000,001  $50,000,000 =More than $50,000.000 

3.Value Method Codes =Cost (Real Estate Only) =Cash Market (See Colwnn C2) V=Other =Appraisal =Assessment 
U=BookValue =Estimated 

vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 jiling instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =Si.000 less -Sl,001 -$2,500 -$2,501 -$5,000 =$5,001 -$15.000 =$15.001 -$50,000  
(Sec Colmnns and 04) =$50,001-$100,000 =$100,001 -Sl,000,000 =S1,ooo,001 -s5.ooo,ooo =More than $5,000,000 Value Codes =$15,000 less  K=$15,00l -S50,000 =$50,001 -$100,000 -SI 00.00 -$250,000  
(Sec Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 -$5,000,001 _ $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mo"' than $50,000,000 =Cash Market  
(Sec Colmnn C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

Date Report 
05/01/2007
Smith, Jr., Milan 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income during reporting period Gross value end reporting period  
Place (X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (I) Value Code2 (J-P)  (2) Value Method Code3 (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  

Transactions during reporting period 
(4) 
Identity Code Gain 
buyer/seller (A-H) 
(if private transaction) 
103. 104.  TRW Med Term Notes Cpn 6.30% Due 5/15/08 Van Kampen Income Shs Ben Int  Interest Interest  Sell  9/25  
105.  Ford Motor Credit 7.875 6/15/10  Interest  
106.  Ford Motor Credit .250 0/25/11  Interest  
107.  Ford Motor Credit 5.625 10/1108  Interest  
108.  General Motors Accp Corp 6.125 11/15/08  Interest  
109. 110.  General Motors Accp Corp 5.750 9/15/06 Smart Notes General Motors Accp Corp 5..400 2/15/08  Interest Interest  Redemption  9/15  
111.  General Motors Accp Corp 5.625 5/15/09  Interest  
112.  General Motors Accp Corp 5.500 7/15/07  Interest  
113. Penney 6.500 12/15/07  Interest  
114.  Teco Energy Inc 7.200 5/1/11  Interest  
115.  Toys 6.875 8/1/06  Interest  Sell  8/1  
116.  Solomon 2008 World Term Trust  Interest  
117.  Allegheny Cnty Hosp 5.400 5/1/06  None  SBEOD  
118.  Anaheim Pub Fing Auth 5.000 10/1/10  Interest  
119.  Blackrock Ins Muni 2008  Interest Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,501 -$5,000  D=$5,00I -$!5,000 =$15,001-$50,000  
(See Colwnns and D4) =$50,001 -$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5,000,000 =More than$5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,00 -$500,000 =$500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=CashMarlcet  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, value, ll'ansactions (Includes those the spouse and dependent children. See pp. 34-60 filing insll'Uctions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: ='51,000 orless 1,001 -$2,500 ='52,501 -$5,000 =$5,001 -$15,000 (See Columns and D4) =$50,001 -$100,000 ='5100,001-Sl,000,000 ='51,000,001 -$5,000,000 =More than$5,000,000 Value Codes =$15,000 less =$15,001 -S50,000 =$50,001 -$100,000 ='5100,001 -$250,000 cs.e Columns and D3) N=S250,001-$500,000 =$500,00 1,000,000 ='51,000,001 -$5,000,000 ='55,000 ,001 -$25,000,000 ='525,000,001 -$50,000,000 =More than SS0,000,000 Value Mediod Codes =Cost (Real Estate Only) T=CashMaricet =Appraisal =Assessment =Book Value =Estimated (See Column C2) V=Other 

05/01/2007 
Smith, Jr., Milan 
vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
Notes  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  T.ype(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

154. IBM Corp Intemotes Mts. B/E Cpn 5.00% Interest BBEOD 
Due /15/14 
155. 
John Hancock Life Ins Sr. Uns 4.15% Int./Div. BBEOD Due 2115/12 

156. 
Motorola Inc. Notes call @market+25 Interest BBEOD 

157. 
AIM Enhanced Bond Int./Div. BBEOD 

158. 
AIM Enhanced Bond Sell 10/24 

159. 
AIM Enhanced Bond Sell 10/25 

160. 
Gabelli Gib! Util Inc Int./Div. Buy 
161. 
Tamarack Invt Fds Prime Dividend BBEOD 

162. 
Templeton Global Bond Dividend Buy 8/10 

163. 
Western Asset Bros 2008 Gvt Int./Div. BBEOD 

164. 
Alliance Bernstein Holding Distribution BBEOD 

165. 
CIT Group Inc. Intemotes Cpn 6.000% due Int./Div. BBEOD 3/15/16 

166. 
Particle Drilling Technology Int./Div. BBEOD 

167. 
Powerwave Technologies Inc BBEOD 

168. 
Powerwave Technologies Inc. Sell 10/ll 

169. 
Vipropharma Inc. BBEOD Income Gain Codes:  A-Sl,000 less "'il,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,000  
(See Columns and 03)  N=$250,001-$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001-$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=CashMarlcet  
(See Column C2) =Appraisal =Assessment =Book Value =Estimated  

05/0112007
Smith, Jr., Milan 
VII. INVESTIfENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 jillng instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
Income during  Gross value end  Transactio during porting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (ifpriiate  
(Q-W)  transaction)  

170. 
Viprophanna Inc. SBEOD 

171. 
Reddy Ice Holdings Inc Interest BBEOD 

172. 
Ameritech Cap Fdg Corp B/E Con Interest BBEOD 6.1500/o Due 1115/08 

173. 
Boeing Co. Global Notes Cpn 5.125% Due Int./Div. BBEOD 2/15/13 

174. Calif Uni Sch Dist Cpn 5.50% Due Interest BBEOD 7/1/17 

175. 
Genzyme Corp Gen Div BBEOD 

176. 
Dean Witter Discover Med Term Notes Int/Div. BBEOD Cpn 7.07% Due 2110/14 

177. 
Daimler Chrysler NIP Hldg Global Note Int./Div. BBEOD Cpn 7.20% Due 9/1/09 

178. Dept Trans Par East Bay State Rev Int/Div. BBEOD B/E 4.67% Due 3/1110 

179. 
Fidelity Adv Freedom 2010 Int./Div. BBEOD 

180. 
GTE Cal Deb B/E Cpn 7.00% Due 5/1108 Dividend Buy 8/3 

181. 
Gen Mtrs Accept Corp Smart Notes Med Redemption 9/15 Term 

182. 
Embarq Corp Int./Div. BBEOD 

183. 
Cisco Systems Inc. BBEOD 

184. 
Medcohealth Solutions BBEOD 

185. 
Merck Co. Inc. BBEOD 

186.  International Business Machines  BBEOD Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Colwnn C2) =$1,000 Jess =$50,001 -$100,000 =$15,000 less N=$250,00 -$500,000 =$25,000,001 -$50,000,000 =Appraisal =Book Value =$1,001 -$2,500 =$100,001 -$1,000,000 K=$15,00I -$50,000 =$500,001 -$1,000,000 =Cost (Real Estate Only) V=Other  c=$2,501 -$5,000 =$1,000,001-$5,000,000 =$50,001 -$100,000 =$1,000,001 -$5,000,000 =More than $50000,000 =Assessment =Estimated =$5,001 -$15,000 =More than $5,000,000 =$100,001-$250,000 =$5,000,001 -$25,000,000 =Cash Market  E=$15,00l -$50,000  

05/01/2007
Smith, Jr., Milan 
VII. INVESTMENTS and TRUSTS -income, value, transactions (lndudes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) 
(1) 
(5)
(4)
(1) 
(3)
(2) 
Amount 
Value 
Identity 
Place "(X)" after each asset 
Type(e.g. 
Value 
Gain
Value
Date
Type(e.g. 
Code 
div., rent, 
Method 
Code 
buyer/seller
Code
exempt from prior disclosure 
Month-
Code
buy, sell, 
(A-II) int.) 
(J-P) 
Code3 
redemption) 
Day 
(J-P) 
(if private 
transaction)
(Q-W) 
187.  Marriott Int Inc Class  BBEOD  
188.  Wal Mart Stores Inc.  BBEOD  
189.  Windstream Corp  SBEOD  
190.  Wachovia Sec Bank Deposit Sweep Option  
191.  The Growth Fund America-R2  
192.  The Bond Fund America-R2 Income Gain Codes: =$1,000 less =Sl,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Colwnns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -SI 00,000 =$100,001 -$250,000 (See Colwnns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001-$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
(See Cohunn C2) V=Other 
Value Method Codes =Cost (Real Estate Only) =Cash Marl