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Judicial Watch • Milton Pollack Financial Disclosure Report for 2003

Milton Pollack Financial Disclosure Report for 2003

Milton Pollack Financial Disclosure Report for 2003

Page 1: Milton Pollack Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:10

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:dmdends, Milton Pollack, REFLECT, travelers, correct, changed, Holdings, Dividends, purchased, purchase, Group, Property, 2003, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 Calendar Year 2003 U.S.C. app.  01-1 Person Reporting (Last name, First name, Middle initial) Court Organization Date ofReport 
Pall.ACK, MIL TON 	U.S.D.C. -S.D:N. 
4128/2004 Title (Article Judges indicate active senior status; ReportType (check appropriate type) Reporting Period magistrate judges indicate full-or part-time) Nomination, Date 1/1/2003
U.S. DISTRICT JUDGE -SR. STAT Initial (!)Annual Final 
12/31/2003 	Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
U.S. COURTHOUSE 
with applicable laws and regulations. CENTER STREET 

Reviewing Officer 	Date NEW YORK, 10007 
IMPORTANT NOTES: The instructions accompanying this fonn must followed. Complete all parts, checking the NONE box for each part where you have reportable infonnation. Sign last page. POSIDONS. (Reporting individual only; see pp. 9-13 tiling instructions) NONE -(No reportable positions.) TESTAMENTARY TRUSTEE 	ESTATE DEC'D PRESIDENT 	FOUNDATION, INC AGREEI1ENTS. (Reporting individual only; see pp. 14-16 filing instructions) 
 NONE (No reportable agreements.) 

Ill NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24offiling instructions) Filer's Non-Investment Incom  NONE -(No reportable non-investment income.) (yoius, not spouse's) Spouse's Non-Investment Income -(Ifyou were married during any portion the reporting )'Cal", please complete this section. (dollar amount not required except for honoraria) 
 NONE -(No reportable non-invesnnent income.) 

IV. 	REIMBURSEMENTS -transportation, lodging, food. entertainment (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE -(No such reportable reimbursements.) l.JABil.IflES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) 
 NONE (No reportable liabilities.) 

2003 FINANCIAL OISClOSURE REPORT NAME PERSON REPORTING: ATIACHMENTTO SECTION VII POLLACK, Mil TON HOLDINGS MUNICIPALS BRADFORD CSO 5.375% '13 INTEREST 
BREWSTER CSD 4.625% '12 INTEREST 
BRIARCLIFF MANOR 4.25% '11 INTEREST 

PURCHASE 7/1/2003 
OINIGEO DESCRIPTION REFLECT CORRECT IMlURllY DATE CHANGED DESCRIPTION REFLECT CORRECT IMTURl'IY DATE 

BRIGHTON CENT 4.40% '12 INTEREST CAMPBELL-SAVONA CENT SCH DIST 2.75%'06 CHITTENANAGO 5.6% '05 COLONIE 5.2% '04 DOLGEVILLE 5'llo '12 GREENBUSH 5.125% FAIRPORT 4.5% '10 
FREDONIA 4.5% '10 GANANOA 4.625% '07 
HASTINGS-ON-HUDSON 3.125% '11 LANCASTER 5.1 '12 PWR '05 PWR 425% '08 MAC SERE 4.8% '03 
MAC SER 5.125% '05 
MID CTRY CSD '06 MONROE WOODBURY 4.75% '10 
MTA AUTH 4.55% '05 
MTA AUTH 4.6% '04 

MTA AUTH 5%'17 

NASSAU CNTY 5.4% '04 NO. CASTLE 4.5% '10 NO. SALEM CSD 5.25%'09 

NO. SALEM CSD 5.75% '14 5.3% '08 DORM 4.75% '09 INTEREST INTEREST INTEREST INTEREST INTEREST INTEREST INTEREST INTEREST 
NONE INTEREST INTEREST PURCHASE CHANGED OESCRtPTION REFLECT CORRECT MA. TIJRITY DATE QiANGEO DESCRIPTION REFLECT CORRECT IMTURITY DATE 
OWGE1> OESClllPTJON REFLECT CORRECT IMTURITY DATE PURCHASE INTEREST INTEREST REDEMPTION INTEREST INTEREST INTEREST 1117/2003 
7115/2003 
7/1/2003 INTEREST INTEREST INTEREST INTEREST INTEREST INTEREST 

OESCRIP110N REFLECT CORRECT INTEREST MA.TURITY DATE INTEREST INTEREST DORM '05  INTEREST ENV 4.5% '06  INTEREST  
ERRONEOUSI.Y llQ.UOED '02 REPORT. HSG 6.85% '02  llEDEEMED '02.  

7115/2003 LOC GOVT '05  INTEREST STl.OC GOVT 5.4% 'OS  INTEREST LOC GVT '03  INTEREST  REDEMPTION  411/2003 MTG AGY 5.45% '11  INTEREST PROJ FIN 4.75% '04 RFDG 6.5% '06 RFDG 5%'05 RFDG 4.7% "07  INTEREST INTEREST INTEREST INTEREST  PARTIAL SALE PURCHASE CHANGED DESCRIPTION REA.ECT CORRECT  11/3l2003 3/20/200 TWY AUTH 5.125% '07 NYC SER 5.25% '07 NYC CULT 5.25% '15  INTEREST INTEREST INTEREST  PURCHASE  411412003  NYS ENV 5%'12  INTEREST  NYS DORM 5'llo 'OB  INTEREST  
OCEANSIDE FSD 7'1f. '06  INTEREST  
ONEONTA 5.125% '07  INTEREST  
OTEGO-UNADUA 3.50% '12  INTEREST  

PAVILION CSD 5.15% '09 INTEREST 

CHANGED OESCRIPTION REA.ECT CORRECT IMlIRITY DATE 
PORT AUTH 4.5% '10 INTEREST 
PUERTO RICO HSG '11 INTEREST 
TROCHESTER 525% '09 INTEREST 
SUSOUEHENNA 4.625% '09 INTEREST 
SUFFOLK CNTY 4.875% '08 INTEREST 
1/17/2003
SWEET HOME CENT SCH DIST '06 INTEREST TRIBORO BT '03 INTEREST 
REDEMPTION 11212003 
ATTACHMENT SECTION VII  POLLACK, MILTON  

Income  alendcJI Assels  during  reporting  Transactions  
Value  
Code  Value Melhocl Code Code  Date  Code Code  Identity buyedseler  VESTAL 4.125% '09  INTEREST  WAPPINGERS CENT SCH DIST 4.5% '10  INTEREST  WEST ISLIP 5.75% '07  INTEREST  WESTCHESTER CNTY NY-C 4.75% '08  INTEREST  PURCHASE HOLDINGS EQUITIES 
ALTRIA GROUP INC DIVIDENDS FORMERLY PHILIP MORRIS 1127/2003 
AMERICAN INT'l. GROUP INC DIVIDENDS ANHEUSER BUSCH COS. INC. DIVIDENDS BELL SOUTH CORP. DIVIDENDS PLC SPONSORED ADR DIVIDENDS PURCHASED ADD'L SHS 814/2003 
CITIGROUP INC DIVIDENDS COCA COLA DIVIDENDS ELI LILLY CO. DIVIDENDS EMERSON ELECTRIC DIVIDENDS 
EXXON MOBIL COP DIVIDENDS PURCHASED ADD'L SHS 111612003 FEDERAL MTG NAT'L ASSN DIVIDENDS PURCHASED 1113/2003 GILLETTE DIVIDENDS 
HONEYWEU INn.. INC. DIVIDENDS SALE 101912003 IBM CORP. DIVIDENDS INTB.CORP DIVIDENDS SMUCKER DIVIDENDS SALE 712812003 
JOHNSON JOHNSON DIVIDENDS 
LEHMAN BROS. HLDGS INC DIVIDENDS 
MARSH MCLENNAN INC DIVIDENDS PURCHASED 81412003 
100  MCGRAW HILL COS INC  DIVIDENDS  
DISTRIBlJTION SHAREHOLDERS  
101  MEDCO HEAL SOLUTIONS  NONE  MERCK CO, INC.  812012003  
102  MEDCO HEALTH SOLUTIONS  CASH-IN-LIEU  
103  MERCK INC.  DIVIDENDS  
104  MICROSOFT CORP  DIVIDENDS  PURCHASED  10/1512003  
105 106  NESTLE SPONSORED ADR  DIVIDENDS  
107  NORFOLK SOllTHERN CORP PEPSICOINC  DIVIDENDS DIVIDENDS  SALE  7128/2003  
108  PFIZERINC  DIVIDENDS  
109  PHILIP MORIS COS INC  DIVIDENDS  NAME CHANGED ALTRIA GROUP  1127/2003  
110  PROCTOR GAMBLE CO.  DIVIDENDS  
111  ROYAL DUTCH PETE  DIVIDENDS  

112  TARGET CORP  DMOENDS  PURCHASED ADD'L SHS  1/1612003  
113  TEXAS INSTRUMENTS  DMDEN:>S  
RECEIVED ADD'L SHS DUE 2-1 STOCK  
114  DIVIDENDS  SPLIT  912912003  
115  TRAVELERS PROPERTY  DIVIDENDS  SALE  7l2Bl2003  
116  TRAVELERS PROPERTY  DIVIDENDS  SALE  7128/2003  
117  UNITED PARCEL SVC  DIVIDENDS  
118  WYETH  DIVIDENDS  
119  
120 HOLDINGS BANK ACCOUNTS  

121 122  DEUTSCHE BANK PRIVATE BANKIDEUTSCHE BANK PRIVATE BANKI  CASH EQUIVALENTS INTEREST  CUSTODY ACCOUNT CHECKING  
123  JPMORGAN CHASE  EQUIVALENTS  CUSTODY ACCOUKT  
124  JPMORGAN CHASE  CHECKING  
125 HOLDINGS MUNICIPALS  
127  AMHERST '08  INTEREST  PURCHASE  312812003  
128  AUBURN '10 4.25%  INTEREST  
FED NAl'L MTG ASSN '04 2.8%  INTEREST  CALLED  811312003  
130  CAMPBELL NY'06 2.75%  INTEREST  PURCHASE  111712003  
131  FRISCO '09 5.875%  INTEREST  PURCHASE  4/9/2003  
HEMPSTEAD '04 6.5%  INTEREST  
133  LION CSD '11 4.5%  INTEREST  
134  ISLIP NY'04  INTEREST  PURCHASE  311912003  
KENTUCKY TPK AUTH '09 42'!1.  
136  METROP TRANSN '08 5.1%  INTEREST  
137  MONROE CNTY '09  INTEREST  
138  MAC '03 4.75%  INTEREST  REDEMPTION  71112003  
139  MAC '07 5.2%  INTEREST  

140  MAC '07 6.25%  INTEREST  
141  NEW WINDSOR '10  INTEREST  
142  NYC MUN WTR '06 5.375%  INTEREST  
NYC MUN WTR '07  INTEREST  
144  NYC TRANS '08 4.625%  INTEREST  
NYS '07 5.2%  INTEREST  

NYS G0'065% INTEREST Income during end reporting  Transactions  

Value  
Code  Code  Code  Dale  Value Code  Identity buyer/seUer  
147  NYS DORM '15  INTEREST  
148  NYS DORM '09 5.25%  INTEREST  

149  NYS DORM '11 5.25%  INTEREST  
150  NYSEVC REV '04 5.5%  INTEREST  
151  NYS EVC REV '06  INTEREST  
152  NYS EFC REV '07 5.2%  INTEREST  
153  NYSLG'086%  INTEREST  
154  NYS LGAC '04 5.25%  INTEREST  
155  NYS MED CARE '04 5.875%  INTEREST  

161 NYS TWY AUTH 'OB INTEREST 
162  NYS TWY AUTH 'OB 5.1%  INTEREST  
163  NYS TWY AUTH '09 5.25%  INTEREST  
164  NYS TWY AUTH '09 5.25%  INTEREST  
165  NYS TWY AUTH '10 5.25%  INTEREST  
166  NEWARK '10 4.625%  INTEREST  
167  NO. SHORE CSD '12 4.5%  INTEREST  
168  NO. SHORE CSD '09 4.25%  INTEREST  
169  ONBDA CNTY '15 4.75%  INTEREST  
170  ONONDAGA WTR '11 4.3%  INTEREST  
171  ONTARIO '06 5.2%  INTEREST  
172  ORANGE '08 5.5%  INTEREST  
173  ORANGE '10  INTEREST  

176 SCOTIA GLENVL 'OS 5.375% INTEREST 
SHENENDEHOWA '10 INTEREST PURCHASE 7/1512003 
178 SULLIVAN '09 4.6% INTEREST 
TRIBORO 'OB INTEREST 
WESTCHESTER '05 4.625% INTEREST 
185  WILLIAMSVILLE '05 5.1%  INTEREST  
186  GREECE CENT SCH DIST '15  NONE  PURCHASE  12/11112003  
187  U.S. TRSY NOTES  INTEREST  PARTIAL MATURITTES  VAR  
3PURCHASES  VAR  

FLAGSTAR FSB BLOOMFIELD HILLS 
189  MICHIGAN  INTEREST  
190  WESTERN DEVILS LAKE NORTH DAKOTACD  INTEREST  

193  ALTRIA GROUP INC  DIVIDENDS  FORMERLY PHILIP MORRIS. INC.  1127/2003  
194  AM. INT'L GROUP INC  DMOENDS  
195  ANHEUSER BUSCH COS. INC.  DIVIDENDS  
BELL SOUTii CORP.  DIVIDENDS  
197 PLC SPONSORED ADR  DIVDEHDS  
198  CITTGROUPINC  

199  COCA COLA  DIVIDENDS  
200  EMERSON B.ECTRIC  DIVIDENDS  
201  EXXON MOBH. COP  
FEDERAL NAl'L NTG ASSN  DMDENDS  PURCHASE  1/1612003  
SALE  7/'22/2003  

FEDERAL HOME LOAN MTG CORP  DIVIDENDS  PURCHASE SALE  1116/2003 7/22/2003  
GILLETTE HONEYWELL INT'L INC.  DIVIDENDS DIVIDENDS  SALE  10/9/2003  
208  INTELCORP  DMDENOS  
210  IBMCORP. SMUCKER  DMDENDS OMDENDS  SALE  7128/2003  
211  JOHNSON JOHNSON  DIVIDENDS  

212 MARSH MCLENNAN INC. DMDENOS PURCHASE 814/2003 213 MCGRAW HILL COS INC DMDENDS 
DISTRIBUTION SHAREHOLDERS  
214  MEDCO HEAL lli SOLUTIONS  .NONE  MERCK CO, INC.  8/20/2003  
215  8/20/2003  
216  MERCK INC.  DMDENDS  
217  MICROSOFT  DIVIDENDS  10/15/2003  
218  NESTLE SPONSORED ADR  DIVIDENDS  
219  NORFOLK SOUTHERN CORP  DIVIDENDS  7/28/2003  
PFIZER INC  DIVIDENDS  
Income end  
during  repor1ing Assets  Transactions  
Value  
Value Method  Value  ldenuty buyer/seller  Code  Code  Code  Dale  Code Code  
221  PHILIP MORIS COS INC  DIVIDENDS  CHANGED NAME ALTRIA GROUP  1127/2003  
PROCTOR GAMBLE CO.  DIVIDENDS  PURCHASE ADD'L SHS  B/4/2003  
223  ROYAL DUTCH PETE  DMDENDS  
224  TARGET CORP  DMDENDS  VAR  
225  TEXAS INSTRUMENTS  DIVIDENDS  
RECEIVED ADD'L SHS DUE 2-1 STOCK  
226  DMDENDS  SPLIT  
227  TRAVELERS PROPERTY  DIVIDENDS  SALE  7128/2003  
228  TRAVELERS PROPERTY  DIVIDENDS  SALE  712812003  
229  UNITED PARCEL SVC INC  DIVIDENDS  
230  DMDENDS  
231 TESTAMENTARY TRUST HOLDINGS BANK  
ACCOUNT  
..JPMORGAN CHASE  INTEREST  CUSTODY ACCOUNT TESTAMENTARY TRUST HOLDINGS  DMDENDS  
-3M  REC'D ADD'L SHS DUE 2-1 SPLIT  

-ABBOTT LABORATORIES 
240 -ANHEUSER BUSCH COS INC 
241 -BEU.SOUTH CORP SALE 12/29/2003 242 -BP PLC SPONS ADR PURCHASE AOD'L SHS VAR 
244 -CITTGROUP INC -cocA COLA 246 -OEL MONTE FOODS 
CASH LIEU 1/3/2003 247 
SALE 10/712003 248 -EMERSON ELEC 
249  -EXXON MOBIL CORP  PURCHASE ADD'L SHS  10/7/2003  
250  -FANNIE MAE  PARTIAL SALE  7/25/2003  
251  -FED HOME LOAN MTG CORP  SALE  7125/2003  
252  -FORD CAP TRUST  

-FREDDIE MAC 
-GILLETTE 
-HJ HEINZ 
-HONEYWELL INT'I. INC  SALE  10l7/2003 
257  -IBM CORP  
258  -INTEL CORP  PURCHASE ADD'L SHS  1on12003  
259  .JOHNSON JOHNSON  
-MARSH MCLENNAN COS INC  PURCHASE ADD'L SHS  VAR  

261  -MAY DEPT STORES  SALE  1Dn/2003  
262  -MCGRAW HILL COS INC  
DISTRIBUTION SHAREHOLDERS  
263  -MEDCO HEALTH SOLUTIONS -MEDCO HEALTH SOLUTIONS  MERCK CO, INC. CASHIN LIEU  9/3/2003  
265  -MERCK INC -JM SMUCKER -MICROSOFT CORP -MICROSOFT CORP  SALE REC'D AOD'l SHS DUE 2-1 SPLIT PURCHASE AOD'L SHS  7125/2003 2114/2003  
270  -NESTLE SPONS AOR -NORFOLK SOUTHERN CORP  SALE  712512003  
271  PEPSICO INC  
272 273  -PFIZER PHILIP MORRIS COS INC  CHANGED NAME ALTRIA GROUP  1127/2003  
274  PROCTOR GAMBLE  
275 276  -ROYAL DUTCH PETE -SBC COMMUNICATIONS INC  SALE 278 279  TEXAS INSTRU INC TRAVELERS PROPERTY TRAVELERS PROPERTY  SALE SALE  7125/2003 7125/2003  
-lJNITED PARCEL SVC INC  
281  WAL MART STORES INC  
WALGREEN$  
283  

TESTAMENTARY TRUST HOLDINGS 285 INTEREST 286 -ALBION CSD '09 287 -ALEXANDER CSO '11 
-AUSTIN 5.25% '15 PURCHASE 111412003 
1117/2003
289 -BROCKPORT 3.25% '06 PURCHASE 
2118//03
-BROWNSVILLE '12 
291 BROWNSVILLE '19 
-CENTRAL SUARE CSD '15 
POLLACK. Mil TON 
lncame end during reporting Assels Transactions 
Value Value Method Value ldentily buyer/seller 	Cade Cade Cade Date 
293 	-COLLEGE STATION '18 -CROSBY ISO '11 -DENTON '18 -EAST HAMPTON TWN '14 
297 -FORT WORTH GEN PURPOSE '10 -GRANVILLE CSD '11 299 -HARRISON PUB IMPVT '04 
CHANGED DESCRIPTION REFLECT 300 -HEMPSTEAD SER '10 PROPER DUE DATE 301 -HIGHLAND CSD '10 
-HOUSTON 5.875% '12 	PURCHASE 4121/2003 
-LANCASTER CSD '14 -LANCASTER CSD '16 
-LONGWOOD CSD '13 
-MILLER Pl.ACE '17 
-MONROE CNTY '05 
-NYC SER IBC '16 
310 -NY SATE '12 311 -NYS DORM 5.75% '08 
-NYS DORM 5.1% '11 
-NYS PWR '04 
315 -NEW YORK TWY 2.6% '08 	PURCHASE 4/3/2003 
316 -NO. SHORE CSD 4.625% '13 
317 -NORWOOD NORFOLK '14 	PURCHASE 81612003 
-SO. COLONIE CSD 4.4% '12 
323 -TRIBORO BT AUTH 4.75% '16 
324 -YONKERS SER 525% '14
-OYSTER BAY SER 4.8% '07 
-MONTGOMERY CNTY 5.1% '05 
335  EQUITY COMMON STOCK  OMOENDS  
336  -AVON PROD INC  
337  DUPONTE  

IBM 
OTHER 
PENN$YLVANIA BUil.DiNG CO, LP. CHARLES llORROK. GENERAL -LID PTNSP INTEREST REAL REDEEMED 12131/2003 certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions pennitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature Date 

Washington, D.C. 20544