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Judicial Watch • Mitchell S Goldberg Financial Disclosure Report for 2010

Mitchell S Goldberg Financial Disclosure Report for 2010

Mitchell S Goldberg Financial Disclosure Report for 2010

Page 1: Mitchell S Goldberg Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:18

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:Mitchell S Goldberg, Mitchell, Goldberg, 2010, Market, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Go1ernment Act 1978
Rev. 1120/J 
FOR CALENDAR YEAR 2010 USC. app. JOI-II/) Person Reporting (last name, lint, middle initial) Goldberg., Mitchell Court Organization U.S. District Court, Eastern District Pennsylvania Date Report 09/06/2011 Title (Article Ill judges indicate actin senior status; magistrate judges indicate full-or part-time) District Judge -[Active Status  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Final Sb. [21 Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address Room 7614, Courthouse 601 Market Street Philadelphia, 19106 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable Jaws and regulations. Revie"ing Officer Date ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have reportable information. Sign last page. POSIT} ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. REE MEN TS. (Reporting individual only; see pp. 14-16 filing instructions.)  NONE (No reportable agreements.)  
PARTIES AND TERMS 2/03  Pennsylvania Employee Retirement System  

Drexel Law School (Teaching appointment start September, 2011) 
GoldberQ, Mitchell 

09/06/2011
Goldberg,, :'1itchell 
Ill. NON-INVESTMENT ME. (Reponing indMdual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 2010 Drexel law School -Payment for teaching $2,500.00 
2010 Trust Distribution $3,583.33 
2010 Pennsylvania Employee Retirement System $13,818.00 Spouse's Non-Investment Income -If you were married during any ponion the reponing)"t'ar, complete this section. 
(Dollar amount not required except for honararia.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 Herstine Technology -salary 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
Transportation, meals, hotel GIFTS. (Includes thou spouse and dependent children; see pp. 18-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, atue, transactions (Includes those spouse and dependent clri/dren; pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reponing period reponing period Income Gain (odes: 1.000 less 1.00 -$2.500 =$2.50 -$5.000 =$5.00 15.000 =$15.001 -$50.000  
(Sec Columns and [).I) =SS0.001 -SI00.000 =SI00 .001 -Sl.000.000 1.000.00  $5.000.000 =More than $5.000.000 Value Codes =SI 5.000 le>< =$15.001 -$50.000 =SS0.001 -$100.000 =SI00.001 -$250.000  
(SccColumnCI 03) =$250.00 -$500.000 =$500.001 -Sl.000.000 1.000.001 -S5.ooo.ooo =$5.000.001 -$25.000.000 =$25. 000.001 -S50.000.000 =More than $50.000.000 Value Method Co and [).I) =S50.00I -$100.000 =SI 00,00 1,000,000 1.000,00 -$5.000.000 =More than $5.000.000 Jue Ccw.k!i 15,000 less =S15,001 -$50,000 =$50.001 -$100,000 =SI00.001-$250.000  
(Sec Columns and DJ) =$250.001 -$500.000 =S500,00 1,000.000 =Sl.OOO,OOl -S5.000.000 =$5,000.001 -$25.000.000 =$25.000,001 -$50.000.000 =More Lhao $50.000,000 Value Method Codes =Apprisal =Co>! (Real Estate Only) =Asssmcnt =Ca'.'>h Market  
(Sec Column C2) =Book Value =Other =Estimated  

Description Assets 
Income during Gross value end Transactions during reponing period 

(including trust assets) reponing period ofreponing period 
(I) (2) (I) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., ren  Code  Method  buy, sell,  mrnldd/yy  Code Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: 1,000 less 1.00 -S2,SOO =S2,SO -SS,000 D=SS.001-SIS.000 =SI 5.00 -SS0,000 (See Columns and [).I) =SS0.00 -SI 00,000 =SI00.001 -Sl,000.000 111 =Sl.000.001 -SS.000.000 112 =More lhan SS.000.000 
Value Code') 15,000 less =Sl5,00I -SS0,000 =S50.00 -SI 00.000 =SI00.001 -$250.000 (Sec Columns and DJ) =$250.001 -$500,000 =SS00.00 1,000.000 =Sl,000.001 -SS.000.000 =SS.000.001 -$25,000.000 =$25,000,001 -$50.000.000 =More than SS0.000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =A!-scsmcnt =Cash Market (Sec Column C2) =Other =fatimatcd =Book Value 

06/09/2011
Goldberg,, :titchell 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1ut1es those spouse ant1 t1epent1en1 chilt1ren; see PP J-t-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period (including trust assets) reponing period reponing period 
(I) (2) (I) (I) (2) (3) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
35.  Wells Fargo -Harford Annuity:  
36.  AMR Blue Chip Income and Growth  None  

AMR Global Growth 
None 
38. AIM Mid Cap Core Equity Fund 
None 
F-T Small-Mid Cap Growth 
None 
40. 
AMR Growth-Income 

41. 
Newell Rubbermaid Inc. NWL 

42. 
Oppenheimer Fund -Retirement IRA 

43. 
Sirius Radio, Inc. -Stock 

44. 
Wells Fargo -Hartford Annuity: 

None  
None  Sold  08/02/10  
None  
None  

AMR Growth-Income 
None Sold 03/11/10 
46. AMR Blue Chip Income and Growth 
None Sold 03/11/10 
F-T Small-Mid Cap Growth 
Sold 03/11/10
None 
48. AIM Mid Cap Core Equity Fund 
03/11/10
None Sold 
AMR Global Growth 
03/11/10
None Sold 
50. Annuities, Savings Checking Accounts:  
51.  ING Annuity Life Ins. (Y) Income Gain Codes: (See Columns and D-1) Value Codes (Sec Columns and 03) Value Method Codes (Sec Column C2) ==Sl,000 less =$50.00 -SI OD.ODO 15.000 less =$250.001 -$500,000 =$25.000.001 -$50.000.000 Q=Apprisol =Book Value =$1.00t -$2,500 =SI 00.00 -SI .ODO.ODO 15.00 -$50.0DO =$500.001 -SI.ODO.ODO =Co:-.t (Real bt::ilc Only) =Other =$2,501 -$5,000 =SI.ODO.DOI -$5.000.0DO =$50,001 -$100.000 =St.000.001 -S5.0DO,ODO =More than $50,000.000 =Asc!:':m1cn1 =Etima1cd  D=S5,00t -$15.0DO =More than $5.0D0.000 =$100,001 -$250.0DO =$5,0D0,001 -$25.000,000 =Cash Market 15.00 -$50.0DO  

Date Repon 
Name Person Reporting 
06/09/2011
Goldberg,. :litchell NVE and -income, value, transactions (Includes those spouse and dependent c/1ildren; PP 34-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  repor1ing period  
(including trust assets)  reporting period reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. ING Direct Savings Account  Interest  
53. Bank Checking Account  None Income Gain Codes: :;S 1.000 IC"!.s 1.00 -$2,500 =$2,50 -$5,000 =$5,00 15,000 15,00 I-S50,000  
(See Columns and!H) =S50.00 -SI 00.000 =SI00.1)01 -Sl.000.000 =Sl.000.001-$5.000,000 =More than $5.000,000 Value Codes 15.000 le>S =Sl5,00I -$50.000 =S50.00I -SI 00.000 I00.00 -$250,000  
(See Columns and 03) =$250.001 -S500.000 =SS00.001 -Sl.000.000 1,000.00 -$5.000,000 =SS.000.001 -S25,000.000 =S25.ooo.001 s;o.000.000 =More than $50,000.000 Value Mclhod Codes =Appr;isal =Co>t (Real Estate Only) =Ass!'mcnl =Cash Market  
(Sec C'olumn C:!) =:Boo Value =Other =Estimated  

Date Report 
Name Person Reporting 
06/09/2011
Goldberg,, Mitchell 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 

Goldberg,, Mitchell 
06/09/2011 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Mitchell Goldberg, 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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