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Judicial Watch • Morris S. Arnold – 2006

Morris S. Arnold – 2006

Morris S. Arnold – 2006

Page 1: Morris S. Arnold – 2006

Category:Federal Judges

Number of Pages:7

Date Created:September 6, 2013

Date Uploaded to the Library:June 04, 2014

Tags:Morris S Arnold, Arnold, Morris, Market, 2006, assets, INVESTMENTS, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSITI NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) Member Board Trustees James Madison Memorial Foundation 
 
 
IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [RJ NONE (No reportable agreements.) 
 
 
III. 
NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) 
Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
(yours, not spouses) 2006 University Arkansas--authors royalties 1007 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this 
section. 
(Dollar amount not required except for honoraria.) 
[Kl NONE (No reportable non-investment income.) 
 
 
 
IV, REIMBURSEMENTS -transportation, lodging, food, entertainment (Includes those spouse and dependent children. See pp. 25-27 instnictions.) NONE (No reportable reimbursements.) Syracuse University Law School Syracuse, NY; Mar 8-9, 2006. Moot court. Airfare, transportation, parking, meals, and hotel. 
American Law Institute Philadelphia, PA; Oct 13-15, 2006. Address. Airfare, transportation, parking, meals, and room. GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) [K) NONE (No reportable gifts.) 
VALUE 
 
 
VI. 
LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) [K) NONE (No reportable liabilities.) 
 
 
VII. 
INVESTMENTS and income, value, transactions (Includes those the spouse and dependent children. 
See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
 
 
(2) 
 
{I) 
Place (X) after each asset Amount Type (e.g. Value Value Type (e.g. 
exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code3 redemption) 
(Q-W) 
 
(2) 
Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private 
transaction) 
Income Gain Codes: 1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,00 $50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More 
than $5,000,000 
 Value Codes 5,000 less K=$15,00 -$50,000 =$50,00 -SI 00,000 00,00 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 
=$5,000,001 -$25,000,000 
 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 
=Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
 
VII. 
INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. 
See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income during reporting period Gross value end reporting 
period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) 
 
 
 
(1) 
Value Code (J-P) (2) Value Method Code3 (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month-Day 
 
 
(3) 
Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
 
 
18. 
 General Electric company Dividend 
 
 
19. 
 Halliburton Dividend 
 
 
20. 
 Proctor and Gamble Dividend 
 
 
21. 
 Dominion Resoursce Inc Upper Dees Dividend 
 
22. 
 Calamos Strategic Total Return Fund Dividend 
 
23. 
 
24. 
 SECURITIES HELD MORGAN STANLEY 
 
25. 
 Morgan Stanley Active Assets Money Trust Dividend 
 
26. 
 Coca Cola Dividend 
 
27. 
 Kimberly Clark Corp Dividend 
 
28. 
 Morgan Stanley Dividend 
 
29. 
 Wyeth Dividend 
 
30. 
 Trinsic Inc None 
 
31. 
 Units Select Industrial 2005-5 Dividend Sell 9/18 
 
32. 
 Unit Van Kampen Select Industrial 2006-5 Dividend Bot 9/18 
 
33. 
 
34. Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
 Value Codes =$15,000 less =$15,00  $50,000 L=$50,00l -SIOO,OOO =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 
 Value Method Cod01; =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
05/07/2007 
VII. 
INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. 
See PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income during reporting period Gross value end reporting 
period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (!) Amount Code (A-H) (2) Type (e.g. div., rent, int.) 
(!) Value Code (J-P) (2) Value Method Code (Q-W) (!) Type (e.g. buy, sell, redemption) (2) Date Month-Day 
 
 
 
(3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. 
 SECURITIES HELD DELTA TRUST Dividend 
INVESTMENTS INC--IRA 
 
 
36. 
 
Prime Cash Series Money Market Fund 
 
37. 
 
Allied Capital Corp 
 
38. 
 
 
Dillards 
 
39. 
 
Mattel Inc 
 
40. 
 
Wachovia Corp 2nd New 
 
41. 
 
MFS VII Cap Opp Fund Class 
 
42. 
 
Gabelli Equity Trust Inc. 
 
 
Liberty All Star Equity Fund 
44. 
46. SECURITIES HELD MORGAN Dividend STANLEY--IRA Liquid Asset Fund Chevron Texaco Cisco Systems 
49. 
Eastman Kodak 
50. 
Exxon Mobil 
51. 
General Electric Income Gain Codes: =Sl,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 
 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,000 (See Columns and D3) =S250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 
 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal =Other =Assessment =Book Value W=Estimated 
 
 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. 
See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
 
 
(including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period 
(I) (2) (I) (2) (l) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 
52. 
 Intel 
 
53. 
 NokiaCp Adr 
 
54. 
 Pepsico Inc. 
 
55. 
 Southwest Airlines 
 
56. 
 Wal Mart Stores 
 
57. 
 Walmart Mexico SaV Ord 
 
58. 
 ING Group 
 
59. 
 Morgan Stan Cap 7250 IJL31 7.250% 
 
60. 
 Morgan Stanley III Cum 6250 *33MHOI 6.250% Virginia Power Cap 7.375% 
62. 
 Prt Stateg Fund 
 
63. 
 
64. 
 Teachers Insurance Annuity Assn College Retirement Fund Interest 
 
65. 
 
66. 
 TIAA-CREF (Retirement) Interest 
 
67. 
 
68. 
 ING Select Plus Deferred Variable Annuity Interest Income Gain Codes: 1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 E=$15,001$50.000 (See Columns and D4) =$50,001 -$100,000 0=$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
 Value Codes J=$15,000 less K=$15,001  $50,000 L=$50,001 -$100,000 =$100,001. $250,000 (See Columns and DJ) N=$250.001  $500,000 0=$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 
 Value Method Codes =$25,000,00  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment U=Book Value =Estimated 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport) 
Part VII: Line 11and12: Positions Norfolk Southern acquired 1990 inadvertently Partial sale position 
1/18/06. 
omitted from prior years reports. 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544