Morris S. Arnold – 2009
Number of Pages:10
Date Created:September 6, 2013
Date Uploaded to the Library:June 04, 2014
Autogenerated text from PDF
Person Reporting (last name, first, middle initial) Arnold, Morris Court Organization 8th Circuit Appeals Date Report 05/1012010 Title (Article III judges indicate active senior status; magistrate judges indicate full-or partlime) Judge-Senior Sa. Report T)pe (check appropriate lype) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2009 12/3112009 Chambcri Office Address Bo2060 Little Rock, 72203-2060 the basis ofthe lnformallon contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regubllons. Reviewing Officer Date IMPORTANT NOTES: The instructions accompan;ing this fornr must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting indMdua/ only; supp. 9-JJ filing instructions.) [ZJ NONE (No reportable positions.) POSITION II. REE MENTS. (Reporting individual anl}I see pp. 14-16 filing instrucrions.) [ZJ NONE (No reportable agreements.) Arnold, Morris III. N-JNVESTMENT ME. (Reporting individual and spouse; pp. 17-14 filing lnstrur:tions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 2009 University Arkansas--authors royalties Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Doi/or amount not required except for honoraria.) [Z] NONE (No reportable non-investment income.) IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL (Includes those spouse and dependent children; see pp. 25-2 filing instructions.) [ZJ NONE (No reportable reimbursements.) Date Report Arnold, Morris 05/1012010 VI. LIABILITIES. (Includes those spouse and dependent children; st:e pp. 32-31 of/ding instructions.) [ZJ NONE (No reportable liabilities.) VII. INVESTMENTS and TRUSTS -income, vatue, transactions (lncludes those ofspouse and dependent children;,.,PP 1-1-60 offilinc in.1truc11ons.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during re:porting period (including trust assets) reporting period reporting period (2) (I) (2)(l) (3) (5) Value Value Type (e.g., Dale Value Gain:Type (e.g., Identity Amount Place (X) after each asset Code Code2 Method buy, sell, mmldd/yy Code Code buyer/seller div., rent. exempt from prior disclosure (A-H) Code3 redemption) (J-P) (All) (if private (Q-W) transaction) int.) (J.P) Income Gain Codes.: s1,ooo leu =Sl,OOl S2,l00 =SZ,50 -SS,000 Sl,001 S!S,000 =SIS,00 $l0,000 (Seo Columns ond 04) =Sl0,001-SI00,000 G=SIOO,OO! -Sl,000,000 rSl,000,001 Sl.000,000 More lhan Sl,000,000 Volue Codes SI S,000 leu KSIS,001-$50,000 SS0,001-S!OO,OOO M-SI00,001 $250,000 (See Columns ond DJ) N-mo.001 ssoo.ooo $500,001 -Sl,000,000 $1,000,001 -$5,000,000 SS,000,001 $25,000,000 US,000,00! $50,000,000 =More than $50,000,000 Volue Memod COO.. QAppraisal ..Cost (Real Estate Only) Assessment ==Cah Market (See Column Cl) UBook Value VOther WEstimated VII. INVESTMENTS and TRUSTS -mcom. valu, transactions r111c1udes 1hostofspous and dependent children; supp. u-60 offirinc instructions.) NONE (No reportable income. assets, transactions.) Description Assets Income during Gross value end Transactions during reponing period (including trust assets) reporting period reporting period (I) (2) ; (3) (4) (5) (2) (I) (2) Date Value Code Value Value Type (e.g., Place (X) after each asset Identity Amount Gain Type(e.g., mm/dd/yy Code! Code! Method buy, sell, div., rent, Code2 buyer/seller exempt from prior disclosure (AH) int.) (J-P) redemption) (J-P)Code3 (AH) (ir private transaction) 18. Proctor and Gamble Dividend 19. Dominion Resoursce Inc Upper Dees Dividend 20. 21. Calamos Strategic Total Return Fund Windstream Dividend Dividend 22. Wachovia--merger Wells Fargo None Merged (with line 23) 01/02/09 Merger into Wells Fargo 23. Wells Fargo-merger Wachovia Dividend Open 01/02109 Merger from Wachovia 24. Pulaski Cty AR, Child Hosp J.3% bond Interest Buy 05101109 25. 26. SECURITIES HELD MORGAN STANLEY #3--Account closed 27. Morgan Stanley Active Assets Money Trust Interest Closed 03/05/09 Transfer TIAA-CREF 28. Coca Cola Dividend Sold 07/22/09 29. Discover Financial Services Dividend Sold 07/22109 30. Morgan Stanley Dividend Sold 07/22/09 31. Proctor and Gamble Dividend Sold 01/05109 32. Trinsic None Sold 07/22109 33. 34. Wyeth Units Select Industrial 2008-5A Dividend Dividend Sold Sold 07122109 07/22109 Income Gain Codes: A=Sl.OOOorlm $1.00t S2JOO -S2.501. $5,000 $5,001 -SIS,000 SlS.001 Sl0,000 (Sec Columns ond 04) Sl0,001 $100,000 =$100,001 -$1,000,000 St,000,001SS,000,000 Moro than $5,000,000 Value Codes S 15,000 =Sll.OOl -$50,000 ..Sl0.001 SI00,000 =Sl00,001 S2S O,OOO (Sec Columns .nd DJ) $250,001 -$500,000 $500,001-$1,000,000 $1,000.00 SS,000,000 Sl.000.001 -S2l,OOO.OOO S2l,OOO,OO -$50,000,000 =Mor< than sso.000.000 Volue Method Codes App!11isal Cosl (Real Estate Only) Assessment -C.sh Market (Set Column C2) Book Val.., V-othcr =Estimated VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those ofspouu and dependent children; pp. 3-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.) VII. INVESTIVIENTS and TRUSTS -inconu, value, transactions (!11clutles thou spouse and deptndtnl children: PP 34-60 filing in.