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Judicial Watch • Morris S. Arnold – 2011

Morris S. Arnold – 2011

Morris S. Arnold – 2011

Page 1: Morris S. Arnold – 2011

Category:Federal Judges

Number of Pages:6

Date Created:September 6, 2013

Date Uploaded to the Library:June 04, 2014

Tags:Morris S Arnold, Arnold, Morris, 2011, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSITI NS. (Reporting individ11al only; see pp. 9-13 filing insir11ctions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
III. 
NON-INVESTMENT COME. (Reporting individ11al and spo11se; see pp. 17-24 filing instr11ctions.) 
Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
 SOURCE AND TYPE INCOME (yours, not spouses) 2011 University Arkansas--authors royalties $1,045.00 Spouses Non-Investment Income yo11 were married d11ring any portion the reporting year, complete this 
section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
IV. 
REIMBURSEMENTS transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see 25-27 filing imlruclions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (lnc/11des those spo11se and dependent children; see pp. 28-31 filing instmctions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
 
VI. 
LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instr11ctions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
 
 
VALUE CODE 
 
 
VII. 
INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see 
PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dming reporting period 
(including trust assets) reporting period reporting period 
 
 
 
(I) 
(I) 
 
 
(2) 
(I) (2) (3) (4) (5) Value Type (e.g., Date Value Gain Identity Place (X) after each asset Amount Type (e.g., Value Code exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (A-H) (if private (Q-W) transaction) 
Delta Trust and Bank Interest Income Gam Codes =$1.000 less =$1,001 -$2,500 =$2.501 -$5,000 =$5.001 -$15,000 415,001 -$50,000 (See Columns and D4) =$50.001  $100,000 =$100.001 -$1,000.000 =$1,000.001 -$5.000.000 Jl2 =More than $5,000,000 Value Codes =$I 5.000 less 415.001 -$50.000 450.001-$100.000 =$!00.001-$250.000 (Sec Columns and 03) =$250,001 -$500.000 =$500,001 -$1,000.000 41.000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estm1ated 
VII. 
INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; 
see PP 34-60 offiting instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg period (including trust assets) 
reporting period reporting period 
 
 
 
(I) 
(I) (2) (I) 
 
 
(2) 
(3) 
 
 
(5) 
 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, mt.) Value 
Code2 (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) 
Gain Code (A-H) Identity buyer/seller (if private transaction) 
 
 
18. 
Windstream Dividend 
 
 
19. 
 Wells Fargo Dividend Income Gam Codes =$1.000 less B=$1,001 -$2.500 =$2.501 -$5,000 D=$5.001 -$15,000 415,001 $50,000 
(See Columns and 04) =$50.001 -$100,000 =$100.001 -$1.000.000 Ill =$1.000,001  $5,000.000 
H2=More than $5.000.000 Value Codes =$15. 000 less =$15,001 -$50.000 L=$50.001 -$100.000 =$100.00 -$250.000 
(See Columns and 03) N=$250.001 -$500.000 0=$500.00 -$1,000.000 =$1,000.001 -$5,000,000 
=$5.000,001 -$25,000,000 
P3=$25.000.00 -$50.000,000 P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=Book Value V=Othcr =Estimated 
 
VII. 
INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see 
pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Description Assets Income during Gross value end Transactions during reportmg penod (including trust assets) 
reporting period reporting period 
(!) (2) (I) (2) (I) 
 
 
(3) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) 
(A-H) (if private (Q-W) transaction) 
Royce Value Plus Fund Svc Class Dividend Sold 07/01/11 
TIAA CREF Inst Mid Cap Value Dividend Income Garn Codes =$1.000 less 41,001 -$2.500 =$2.501 -$5.000 45,001  $15,000 =$15,00 -$50,000 (Sec Columns and D4) =$50.001 -$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5.000.000 112 =More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$!00.000 =$100.00 -$250.000 (Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.00 -$50,000,000 =More than $50.000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 
VII. 
INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; 
see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting penod reporting period 
 
 
 
(I) (2) (2) (!) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm!dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes A=$1.000orless =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,00I -$50,000 (See Columns and 04) =$50,001  $100,000 =$100.001  $1.000.000 Ill =$1,000,001. $5,000.000 =More than $5.000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250,000 (Sec Columns and DJ) =$250.001 -$500,000 =$500.001  $1.000.000 =$1,000.001  $5,000,000 =$5.000,001 -$25,000.000 =$25,000.00  $50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other W=Est1mated 
VII. 
INVESTMENTS and TRUSTS income, vatue, transactions r1nc111des those spouse and dependent children; 
see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting penod reporting period 
 
 
 
(I) 
(2) (2) (I) (2) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idenl!ty 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
Income Gain Codes =$1.000 less =$1,001  $2.500 =$2,501  $5,000 0=$5,001-$15,000 
=$15.001 -$50.000 
(Sec Columns and 04) =$50.001. $100,000 =$100.00I  $1,000.000 =$1,000,001  $5,000,000 
ll2 =More than $5.000.000 Value Codes J=$15.000 orlcss =$15,001  $50,000 =$50.001  $100.000 =$100.001  
$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,001. $1,000.000 =$1,000,001  $5.000,000 
=$5,000.001 -$25,000.000 =$25.000.001  $50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Esnmatcd 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. Signature: Morris Arnold NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544