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Judicial Watch • Morris S Arnold Financial Disclosure Report for 2006

Morris S Arnold Financial Disclosure Report for 2006

Morris S Arnold Financial Disclosure Report for 2006

Page 1: Morris S Arnold Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:9

Date Created:September 13, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Morris S Arnold, Arnold, Morris, Market, 2006, INVESTMENTS, EPA, transactions, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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POSITI NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) Member Board Trustees James Madison Memorial Foundation 

IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [RJ NONE (No reportable agreements.) 

Date Report 
Arnold, Morris 
05/07/2007 

III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

(yours, not spouse's) 2006 University Arkansas--author's royalties 1007 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[Kl NONE (No reportable non-investment income.) 

IV, REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instnictions.) NONE (No reportable reimbursements.)  Syracuse University Law School  Syracuse, NY; Mar 8-9, 2006. Moot court. Airfare, transportation, parking, meals, and hotel.  American Law Institute  Philadelphia, PA; Oct 13-15, 2006. Address. Airfare, transportation, parking, meals, and  
room. 

Date Report 
Arnold, Morris 
0510712007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[K) NONE (No reportable gifts.) 

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[K) NONE (No reportable liabilities.) 

Date Report 
Arnold, Morris 
05/07/2007 

VII. INVESTMENTS and income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) 
{I) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code3  redemption)  
(Q-W)  

(2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Income Gain Codes: 1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,00 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes 5,000 less  K=$15,00 -$50,000 =$50,00 -SI 00,000 00,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
05/07/2007
Arnold, Morris 

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (1) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18. General Electric company  Dividend  
19. Halliburton  Dividend  
20. Proctor and Gamble  Dividend  
21. Dominion Resoursce Inc Upper Dees  Dividend  
22. Calamos Strategic Total Return Fund  Dividend  
23.  
24. SECURITIES HELD MORGAN STANLEY  
25. Morgan Stanley Active Assets Money Trust  Dividend  
26. Coca Cola  Dividend  
27. Kimberly Clark Corp  Dividend  
28. Morgan Stanley  Dividend  
29. Wyeth  Dividend  
30. Trinsic Inc  None  
31. Units Select Industrial 2005-5  Dividend  Sell  9/18  
32. Unit Van Kampen Select Industrial 2006-5  Dividend  Bot  9/18  
33.  
34. Income Gain Codes: =$1,000 less =$1,001 -$2,500  c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00  $50,000  L=$50,00l -SIOO,OOO =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Cod01; =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Arnold, Morris 

05/07/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing
instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (!) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (!) Value Code (J-P)  (2) Value Method Code (Q-W)  (!) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

35. SECURITIES HELD DELTA TRUST Dividend 
INVESTMENTS INC--IRA 
36. 
Prime Cash Series Money Market Fund 

37. 
Allied Capital Corp 

38. 
Dillard's 

39. 
Mattel Inc 

40. 
Wachovia Corp 2nd New 

41. 
MFS VII Cap Opp Fund Class 

42. 
Gabelli Equity Trust Inc. 

Liberty All Star Equity Fund 
44. 
46. 
SECURITIES HELD MORGAN Dividend 
STANLEY--IRA Liquid Asset Fund 
Chevron Texaco 
Cisco Systems 
49. 
Eastman Kodak 

50. 
Exxon Mobil 

51. 
General Electric Income Gain Codes: =Sl,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,000  
(See Columns and D3) =S250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value  W=Estimated  

Name Person Reporting 
Date Report 
Arnold, Morris 
05/07/2007 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets 
(including trust assets) Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (l)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. Intel  
53. NokiaCp Adr  
54. Pepsico Inc.  
55. Southwest Airlines  
56. Wal Mart Stores  
57. Walmart Mexico SaV Ord  
58. ING Group  
59. Morgan Stan Cap 7250 IJL31 7.250%  
60. Morgan Stanley III Cum 6250 *33MHOI 6.250% Virginia Power Cap 7.375%  
62. Prt Stateg Fund  
63.  
64. Teachers Insurance Annuity Assn College Retirement Fund  Interest  
65.  
66. TIAA-CREF (Retirement)  Interest  
67.  
68. ING Select Plus Deferred Variable Annuity  Interest Income Gain Codes: 1,000 less =$1,001 -$2,500  c=$2,501 -$5,000 =$5,001 -$15,000  E=$15,001-$50.000  
(See Columns and D4) =$50,001 -$100,000  0=$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001  $50,000  L=$50,001 -$100,000 =$100,001. $250,000  
(See Columns and DJ)  N=$250.001  $500,000  0=$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,00  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value =Estimated  

Date Report 
Arnold, Morris 
0510712007 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport) 
Part VII: Line 11and12: Positions Norfolk Southern acquired 1990 inadvertently Partial sale position 1/18/06.
omitted from prior years' reports. 

Date Report 
Arnold, Morris 
05/07/2007 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544