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Judicial Watch • Morris S Arnold Financial Disclosure Report for 2009

Morris S Arnold Financial Disclosure Report for 2009

Morris S Arnold Financial Disclosure Report for 2009

Page 1: Morris S Arnold Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:14

Date Created:November 10, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Morris S Arnold, Arnold, Morris, 2009, INVESTMENTS, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Acr 1978 
Rev. J/2010 
FOR CALENDAR YEAR 2009 U.S.C. app.  10/-l Il) Person Reporting (last name, first, middle initial) Arnold, Morris Court Organization 8th Circuit Appeals Date Report 05/1012010 Title (Article III judges indicate active senior status; magistrate judges indicate full-or partlime) Judge--Senior  Sa. Report T)pe (check appropriate lype) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2009 12/3112009 Chambcri Office Address Bo"2060 Little Rock, 72203-2060 the basis ofthe lnformallon contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regubllons. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompan;ing this fornr must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting indMdua/ only; supp. 9-JJ filing instructions.) [ZJ NONE (No reportable positions.) 
POSITION 

II. REE MENTS. (Reporting individual anl}"I see pp. 14-16 filing instrucrions.) 
[ZJ NONE (No reportable agreements.) 

Arnold, Morris 

III. N-JNVESTMENT ME. (Reporting individual and spouse; pp. 17-14 filing lnstrur:tions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 2009 University Arkansas--author's royalties Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Doi/or amount not required except for honoraria.) 
[Z] NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL (Includes those spouse and dependent children; see pp. 25-2 filing instructions.) 
[ZJ NONE (No reportable reimbursements.) 

Date Report 
Arnold, Morris 
05/1012010 

VI. LIABILITIES. (Includes those spouse and dependent children; st:e pp. 32-31 of/ding instructions.) 
[ZJ NONE (No reportable liabilities.) 

Date Report 
05/1012010
Arnold, Morris 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (lncludes those ofspouse and dependent children;,.,PP 1-1-60 offilinc in.1truc11ons.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during re:porting period  
(including trust assets)  reporting period reporting period  

(2)
(I) 
(2)(l) (3) (5)
Value 
Value Type (e.g., Dale 
Value Gain:Type (e.g., 
Identity 
Amount
Place "(X)" after each asset

Code Code2 
Method buy, sell, 
mmldd/yy 
Code Code 
buyer/seller
div., rent. 
exempt from prior disclosure 
(A-H) Code3 redemption) (J-P) (All) (if private (Q-W) transaction) int.) (J.P) Income Gain Codes.: s1,ooo leu =Sl,OOl S2,l00 =SZ,50 -SS,000 Sl,001  S!S,000 =SIS,00  $l0,000  
(Seo Columns ond 04) =Sl0,001-SI00,000  G=SIOO,OO! -Sl,000,000 rSl,000,001  Sl.000,000 More lhan Sl,000,000 Volue Codes SI S,000 leu  KSIS,001-$50,000 SS0,001-S!OO,OOO  M-SI00,001 -$250,000  
(See Columns ond DJ)  N-mo.001  ssoo.ooo $500,001 -Sl,000,000 $1,000,001 -$5,000,000 SS,000,001  $25,000,000 US,000,00!  $50,000,000 =More than $50,000,000 Volue Memod COO..  QAppraisal ..Cost (Real Estate Only) Assessment ==Cah Market  
(See Column Cl)  UBook Value  VOther  WEstimated  

Date Report 
05110/2010
Arnold, Morris 
VII. INVESTMENTS and TRUSTS -mcom. valu, transactions r111c1udes 1hostofspous and dependent children; supp. u-60 offirinc instructions.) NONE (No reportable income. assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reporting period reporting period  

(I) (2) ; (3) (4) (5)
(2) (I) (2)
Date Value 
Code 
Value 
Value Type (e.g.,
Place "(X)" after each asset 
Identity Amount 
Gain
Type(e.g., 
 mm/dd/yy
'Code!
Code! 
Method buy, sell,
div., rent, Code2 
buyer/seller
exempt from prior disclosure 
(AH) int.) (J-P) redemption) (J-P)Code3 (AH) (ir private transaction) 
18. Proctor and Gamble  Dividend  
19. Dominion Resoursce Inc Upper Dees  Dividend  
20. 21. Calamos Strategic Total Return Fund Windstream  Dividend Dividend  
22. Wachovia--merger Wells Fargo  None  Merged (with line 23)  01/02/09  Merger into Wells Fargo  
23. Wells Fargo-merger Wachovia  Dividend  Open  01/02109  Merger from Wachovia  
24. Pulaski Cty AR, Child Hosp J.3% bond  Interest  Buy  05101109  
25.  
26. SECURITIES HELD MORGAN STANLEY #3--Account closed  
27. Morgan Stanley Active Assets Money Trust  Interest  Closed  03/05/09  Transfer TIAA-CREF  
28. Coca Cola  Dividend  Sold  07/22/09  
29. Discover Financial Services  Dividend  Sold  07/22109  
30. Morgan Stanley  Dividend  Sold  07/22/09  
31. Proctor and Gamble  Dividend  Sold  01/05109  
32. Trinsic  None  Sold  07/22109  
33. 34. Wyeth Units Select Industrial 2008-5A  Dividend Dividend  Sold Sold  07122109 07/22109 Income Gain Codes:  A=Sl.OOOorlm $1.00t  S2JOO -S2.501. $5,000 $5,001 -SIS,000 SlS.001  Sl0,000  
(Sec Columns ond 04) Sl0,001  $100,000 =$100,001 -$1,000,000 St,000,001-SS,000,000 Moro than $5,000,000 Value Codes S 15,000 le" =Sll.OOl -$50,000 ..Sl0.001  SI00,000 =Sl00,001  S2S-O,OOO  
(Sec Columns .nd DJ) $250,001 -$500,000 $500,001-$1,000,000 $1,000.00 SS,000,000 Sl.000.001 -S2l,OOO.OOO S2l,OOO,OO -$50,000,000 =Mor< than sso.000.000 Volue Method Codes App!11isal Cosl (Real Estate Only) Assessment -C.sh Market  
(Set Column C2) Book Val..,  V-othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those ofspouu and dependent children; pp. 3'-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
05/10/2010
Arnold, Morris 
VII. INVESTIVIENTS and TRUSTS -inconu, value, transactions (!11clutles thou spouse and deptndtnl children:"' PP 34-60 filing in. c4) (5) Date
iPlace "(X)" after each asset 
Amou 
Value
Type (e.g., Value 
Value  Gain Identity 

Method
div., rent, Code2 mmldd/yy Code2 Code 
buyer/seller
Code
exempt from prior disclosure 
;(A-H) int.) (J-P) 
Code3 redemption) (J-P) (A-HJ (if private (Q-W) transaction) 
137.  
138.  
139.  Teachers Insurance Annuity Assn College Retirement Fund  Interest  
140.  
141.  TIAA-CREF (Retirement)  Interest  
142.  
143.  ING Select Plus Deferred Variable Annuity  Interest Income Gain Codes: =Sl.000 orlcss 
B=Sl,001-12.SOO =12.501 -$5.000 =SS.001  Sl5.000 =$15.001 -SS0.000 (Sec Columns and 04) S50.00l -SI00,000 =SI00.001-$1.000.000 =Sl.000.001-$5.000,000 More than $5,000,000 Value Codes $15.000 odcss K=S15.001-s5o.ooo S50.001 -stoo.ooo $I 00,00 -$250,000 
(Sec Columns and DJ) -s25o.oo  s5oo,ooo =$500,001-Sl,OOO,OOO =St,ooo,oot -S5.ooo,ooo -ss.000,001 -125,000,000 -125.000,001 -150,000.000 -More than S50,000,000 Value Method Codes Appraisal -Cost (Real Esiate Only) =Assessment -Cash Market (Sec Column C2) EBook Value V-Othcr Estimated 

Date Reporl 
FIN ANCIAL DISCLOSURE REPORT 
Arnold, Morris 
05/10/2010
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/ndicalpartofRtport.) 
Part VII-Line University Arkansas Little Rock bonds matured prior year and erroneously were not omitted from the date maturity succeeding  
Part VII: All securities held Morgan Stanley regular accounts were sold transferred TIAA-CREF brokerage accounts 2009. All Morgan Stanley IRA accounts were sold transferred TIAA-CREF accounts 2009. 

Dale Report 
Arnold, Morris 
05/1012010 
IX. CERTIFICATION. certify that all information given above (including Information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any Information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned Income from outside employment and honoraria and the acceptance gifts which ha'e been reported are compliance with the provisions ofS U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544