Skip to content

Judicial Watch • Nancy F. Atlas – 2003-1

Nancy F. Atlas – 2003-1

Nancy F. Atlas – 2003-1

Page 1: Nancy F. Atlas – 2003-1

Category:Federal Judges

Number of Pages:21

Date Created:September 6, 2013

Date Uploaded to the Library:June 08, 2014

Tags:Nancy F Atlas, Atlas, health, Nancy, TRUSTEE, vanguard, trust, 2003, assets, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, income, Judge

File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

United States District Court Southern District Texas Houston Division 515 Rusk Avenue Houston, 77002-2601 Nancy Atlas Tel.: 713-250-5990 United States District Judge Fax: 713-250-5994 
August 23, 2004 
(J) ;.u c...u 
,... ..,, c;::::l ;:;, 
Honorable Mary Lisi, Chair 
Committee Financial Disclosure fti 
Administrative Office the United States Courts )1, 
One Columbus Circle, N.E., Suite 2-301 
Washington, D.C. 20544 Dear Judge Lisi: response your letter dated July 30, 2004, enclosing the original and two copies Amended Annual Report which addresses the concerns expressed your letter. For your convenience, the following are the Part, page and line references that were  amended: Part IV, line the location the meeting the Womens Initiative Advisory Board was inadvertently left off. Part VII, page line Boston Celtics Sub Deb. Part VII, page line Citigroup Common. Part VII, page line 15, Mass Mutual Group Universal Life Ins. (not mentioned your letter). Part VII, page line 16, Medco Health Solutions, Inc. Part VII, page line 25, Shaw, Patricia loan (18). Your letter describes this sale disposition ... assets. But this Was additional loan made Ms. Shaw. Part VII, page line 29, Time Warner, Inc. -Common. 
l:FINDISCL2004Lisi amended repon.wpd 04-01123.1141 
P:FINDISC!..2004Lisi lttre amcndt 
Amount Type (e.g. 
from prior disclosure Code div. rent (A-H) int.) 
19. MetLife Investors Group Inc. (6) 
20: Nexus BT, LLLP 
Nexus Members 1999 Drilling Fund LLLP 
Nexus Resources LLc-Preferred 
Partnership real estate, Houston, (10) 
Polaris Aircraft V-A 1984. Ltd. Partnership (7) 
Shaw, Patricia loan (18) 
26. Rowe Price Small Cap Value Fund 
Tens Regional Bancshares, Inc. -Comron (2) 
Texas State Bank. Houston, (2) 
Time Warner, Inc. -Common (8) 
Tower Equity Ltd. Partnership (11) 
 Travelers Property Casualty Grp. (X) 
U.S. Savings Bond (Series EE) (2) 
-Capital Account 
Vanguard 500 Index Fund 
hlcome/Gain Codes; =$1,000 less =$1,001$2,SOO {See Columns and D4) 
$50,001,$100,000 $100,001-$!,000,000 
Val1t1;Cddes: =Sl5,000orless $15,001-$50,000 
{See Columns and 03) =:$250,000-$500,000 =.$500,001-$1,000,000 =$25,000,001-$SO,OOO,OOO 
 ValueMefuod Codes =Appraisal =Cost (Real Estate Only) 
37. 38. 39. 40. 41. 42. Description Assets (including ttw;t assets) Place O::t after each asset exempt li:oinprior disclosw-e Vanguaro Extended Market Index Fund Vanguard Short-Tenn Bond Fund (2) VanguardTotal Stock Market Fund (2) Visteon Corp. Detaware :zero Coupon Dollar Savings Bond for St. Israel (I} TRUST Incomeduring teporting period (l) (2) Amount (e.g. Code! div. rent. (A-H) int.) Gross value end reporting period (l} (2) Value Value Code2 Method (J-P} Cod.el (Q:-W) Transacfons during reporting period (I) not exempt from disclosure (2) Type (e.g. Date: Value buy, sell, MonthCode2 merger, Day (J-P)redemption) Code (A-H) Identity buyedseller {if private transaction) 
43. 44. 45. 46. 47. 48. 49. 50. SI. 52. 53. -Dreyfus Appreciation Fund TRUST2 -CATS -Coca-Cola Co. -Common Goldman Sachs Il.A -Prime Oblgtns Portfolio -Medco Health Soulutions, lnc. (9) -Merck Co. Inc. -Common -TIGR -Vanguard Trust 500 Index Fund Trust3 CATS 
54. -Coca-Cola Co. -Common Income/Gain Coikls: :n,ooo less $1,001-$2,500 -$2,:501-$5,000 $5,001-$15,000 =$15,001-SS0,000 (Seecohmms and D4} $50,001-$100,000 $100,001-$1,000,000 =s1,oon.001,ooo =More than $5,000,000 
 Value Codes: $15,000 less $15,0CH.$50,000 SS0,001-$100,000 =$!00,001-$250,000 (See Columns.Cl and 03} $250,000..SSOO,OOO $500,001-$1,000,000 $1,000,00l-$5,000,000 =$5,000,001-$25,000.000 $25,000,00!-$:50,000,000 SMore than $50,000,000 
 Value Method Codes =Appraisal Cost (Real Estate Only) =Assessment Cash/Market (See Colwim C2) =Book Value =Other =Estimated 
:FINA1iCIAL DISCLOSURE REPORT Date Report Page 4of6 Atlas, Nancy Name Person Reporting 8/20/2004 lII. INVESTMENTS and TRUSTS -income, lllllue, transcations (includes those the spouse and dependent clu1. See pp. 34-57 offiling instructions.) Income during Gross value end Tra11sactions during reporting period Description Assets 
reporting period reporting period 
(includillg trust assets) 
(1) (2) 
(1) not exempt from disclosure 
(4) (5) 
Place (X) after each asset exempt 
Type (e.g. Value Valoe Type (e.g. Date: Value Gain Identity 
fiomprior disclosure 
div. rent Code2 Method buy, sell, Month Code2 Code 
(A-H) int) Codel Tiletger, Day (J-P) {Ml) (if private 
-Goldman Sachs -Prime Oblgnts Portfolio 
56. -Medco Health Soulutions, Inc. (9) 
-Merck Co., Inc. -Common 
-Vanguard Index Trust 500 Portfolio 
-Mercury Equity Index Fund 
-Active Assets Money Trust Insured Account(l 
-Delphi Ser. 
-FHLMC 2489 {15) 
-Ford Motor Co. 
-Ford Motor Co. 
-Gen. Motors Sen. Notes 
-GNMA 02-33 (16) 
-Muni Bond (FL): Dade School District 
-Muni Bond (FL): Hillsboro Aviation 
-Muni Bond (FL): Hollywood WIS 
-Muni Bond (FL): Homestead Assessment 72. Income/Gain Codes: =Sl,000 arless s1;00H;2,5oo =$2,501-$5,000 $5,001-$15,000 $15,001$50,000 (See Colurrms arid D4) $50,001-$100,000 $100,001-$1,000,000 HI. $1,000,00I-$5,000;000 ll2 =More than $5,000,000 
 Value Codes: $15,000 Jess $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 (See Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $!,OOO.OOJ-$5,000,000 =S5,000,001$25,000,000 $25,000,001-$50.000,000 $More than SS0,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment =Cash/Market (See Colwnn C2) =Book Value =Other =Estimated 
Na111e Person Reporting Date oiReport Pages of6 Atlas, Nancy 8/20/2004 -income, v11lue. tnmscations (includes those the spDuse and dependent childrea See pp. 34-57 filing ins1ruetio11S.) Vll INVESTMENTS and TRUSTS Description Assets (including trust asselS} Place CXr after each asset exempt fiom prior disclosure Income during reporting period (2) Amount Type (e.g. Code div. rent. (A-H) int.) Gross value end reporlillg period (I) (2) Value Value Code2 Metllod (J-P) Code3 (Q-W} Transactions during reporting period (I) not exempt from disclosure (2) (S) Type (e.g. Date: Value Gain idelllityof buy, sell, MonthCode2 Code buyer/seller merger,, demption) Day (J-P) (A-H) (if priale transaction) 
73. 74. 15. 76. 77. 78. -Muni Bond (FL): cksonville Sew -Muni Bond (IL): Illinois Health Faes -Silver Cross  -Muni Bond (IL): lllinois Health Faes -Dupage -Nabisco -SAT -GB Global lns. -Time Warner, Inc. (8) 
79. 80. 81. 82. 83. -U.S. Treasury Note 11/lS/04 -U.S. TreasuryNoteS/lS/06 -U.S. Treasury Bond S/15/16 -Unit MIT Muni Put TRUST6{4) 
84. 85. 86. 87. 88. 89. 90. -Active Assets Insured Accunt Money Trust (17) -American Electric Power -American Electric Power -FHLMC 2489 I.A (20) -First Republic Cap. Corp. -Ford Motor Credit Corp. -Ford Motor Credit Corp. IncomefGain Codes: $1;000,or less $1,001-$2,500 =$2;501-$5,000 $5,001-$15,000 $15,001$50;000 (See Columns and 04) =$50,001-SioO.OOO $100,00h$l,000,000 =$1,00(},001-$5,000,000 =More than $5,000,000 
 ValueCodes: $15,000 less $15,001-$50,000 =$50,0fil-$100,000 SI00,001-$250,000 (See Columns and DJ) $250,000-$SOO,OOO $500,00!-$!,000,-000 
$1,000,00!$5,000,000 $5,000,00J-$25,000,000 $25,000,00l-$50,000,000 =$More tlun $50,000,000 
 ValueMethodCodes =Appraisal Cost {Real Estate Only) Assessment Cash/Ylarket =Book Value Estiimted 
Date Report Name Person Reporting Page 6of6 Atlas, Nancy 812012004 -income, value, lraliscarions [includes 1hose the 5)lOUSe and dependent children. See pp. 34-57 filing instructions.) 
Description Assets (including trust assets) Place (X) after each asset eicemp! fu>mprior disclosure Incduring reporting period (2) Amount Type (C:g. Code div. rent (A-H) illi.} Gross value end reporting period (1) (2) Value Value Code2 Method (JP) Code3 (QW) Tmnsactions during reporting period (I) If110t exempt from disclosure {2) Type {e.g. Date: Value blly, sell, MonthCode2 merger, Day (JP)redemption) Gain Code (A-H) (5) Idenlityof .buyer/seller (if private transaction) 
91. 92. 93. 94. 95. 96. 97. GM CVT Sen. Nts. -GNMA 01-63 (19) -GNMA 02-33 (22) -Muni Bond {FL): Cape Coral Health Faes -Muni Bond {FL): Jacksonville Pollution Control -Muni Bond (NY): New York City 
G.O. Rfdg. Ser.F -Muni Bond {TN): Tennessee Housing Dev. (21) ---- 
98. 99. 100. -Muni Bond: State Mortgage Agency SAT -GE Global Ins.  Trans Canada Ltd. Pfd Sec. 8.25% 
 Inrorne/Gairi Codes: =Sl;Oooorless -$2,501-$5;000 $5,001-$15,000 $15,001-$50,000 {See Columns and 04) F$50,001.:Si00;000 SiQ0,001-$1,000,000 Sl,000,00!-$5,000,000 MoN than $5,000,000 
 Value Codes: =$15,000m less =$15,001-$50,000 $50,00lSIOO,OOO $100,001-$250,000 (See Columns and 03) $250,000.$500,000 $500,001-$1,000,000 =$1,000,001-$5,00(),000 $5,000,001-$25,000,000 :25;000.0-01-$50,000,000 =$More than $50,00-0,000 
 Value Method Codes =Appraisal Cost (Real Estate Only) =Assessment CasllfMarket 
Under the Will 
Section Note.s: 
(I) few times each year. friends sit with them tables they have purchased charity event. occasionally invite fi:iends for charity event. Since confirmation, each time any fi:iend has invited sit their table, made contribution the organization hosting the event equal least the cost two tickets the event. Each time, the fi:iend close fi:iend whose fi:iendship long predated nomination. few those fiiends are lawyers and could some day represent clients court. knowledge, none those fiiends were parties ore represented clients court atthe time the event which sat their table. 
Section Note.s: 
(1) interest income included Column B(l )on zero coupon bonds until maturity. 
Several entities the same. asset (e.g., equity, checking accounts, variable life insurance policies) have been 
combined into single entry. 
All mutual fund distnbutions, whether dividend, interest, capital gains, are listed dividends 
Column B(I). Trust this report new trust. Trust prior reports now listed Trust Trust from prior reports labelled Trust this report. payment (beginning 1115/15) fixed amount times years service starting 1/1/95. Presen1 value was provided actuary hired 
Cash surrender value provided the company. 
Polaris, limited partnership invested 1984, purchased airplane that was leased airline company and was 
sold 2001. Some proceeds from the sale had 111, but this yeats distnbution the final one. The current years 
income and 
value are based the. 
Fonnerly known AOL Time Warner, Inc. 
Medco Health Solutions, Inc.: spin-off from Merck Co., Inc. 8120/03. 
This partnership iDvestment real estate Houston, Teicas that was sold 200I. Some cash from the sale has 
not yet been distnouted. 11) This partnership interest reilects passive investments has business activity management role connection with this investment. 
ciPates Retirement Plans and These are individual account defined contnbutian plans qualified under. 
I.R.C. Section 401(a). The contributions the firm are Plan has salary reduction l.R.C. Section 401 (k) feature. 
The Trustee the Plan JPMorgan Chase Bank, N.A.,Houston. Texas. investment discretion with respect the 
investments this defined contribution plan, except for the after-tax constribution has the liminted discretion 
choose any number funds that are available. The General Investment Fund mostly equity fund managed 
several outside investment advisors. The finn made deductions from ayroll account, the value o.on the 
following dates 2003: 211, 3/1, 5/1, 711, 811, 1011, 1111, 1211,and 12131. 
SAT-OE Global Ins.: purchases made 6/13/03, 6/Z6/03 and 7124/03. 
SAT-OE Global Ins.: purchases made 6/11103and11/4/03. 
FHLMC2489 I.A: return principal received 1115/03. Yullyamortized. 
GNMA02-33 BA: return principal received 1/21/03. Fully amortized. 
Money Market Account containing some cash year end. 
This individual loan. 
GNMA 1-63 BH: return principal received 1120/03. Fully amortized. 
FHLMC 2489 LA: return principal received 1/15103. Fully amortized. 
(2!) Muni Bond Tennessee Housing Dev.: the start of200 Trust contained -units this asset. the total,its were 
 2002. 2003 ore units were called, leaving the Trust units year-end. This clarification 2002 
Report, which might 
suggest the entire assei: was sold that year. 
(Indicate part Report) 
GNMA 02-33 BA: return principal received l/2 l/03. Fully amortized. 
Unit Muni PlTf return principal received 5/25/03, 11/25/03 and 12125/03, plus small amount interest. 
Partially amortized. 
Dreyfus Appreciation Fund: purchases the amount omade 6/27/03 and 0/16/03. 
any) accurate, true, and complete the best knowledge and belief: and that any information not reported was 
withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts 
whichhave been reported are compliance with the provisions of5 U.S.C.  501 et. seq., U.S.C.  7353, 
and Judicial Conference regulations. Government Act 1978 Calendar Year 2003 U.S.C. app.  101-111) 
 Person Reporting (Last name, First name, Middle initial) 
 Court Organization Date Report 
Atlas, Nancy U.S.D.C. -S.D. Tx. 614/200 Title (Article III Judges indicate active senior status; ReportTypc (check appropriate type} Reporting Period magistrate judges indicate full-or part-time) Nomination, Date 1/112003 
U.S. DistrictJudgc, Active Initial (!) Annual FlnaI 12/31/2003 Chambers Office Address the basis lhe infonnation contained this Report and any  modifications perutlning thereto, is, opinion, compliance United States District Court with applicable laws and regulations. 515 Rusk Street, Room 9015 
Reviewing Officer Houston, TX77002 ctions accompanying this form must followed. Complete all parts, checking the NONE box for each part Sign last page. POSffiONS. (Reporting individual only; see pp. 9-13 offding instructions} NONE -(No reportable positions.} 
Associate Member VICTORY (Houston American Cancer Society} 
Co-Trustee Trustl (1) 
Co-Trustee Trust2 (2) 
Co-Trustee Trust3 
Co-Trustee Trust4 (4) 
Co-Trustee Trust5 (1)(4} 
Co-Trustee Trust (2) (4) 
Task Force Co-Chair American Bar Associations Section Litigation 
IT. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) ,_, 
NONE -(No reportable agreements.) -,;J PARTIES AND TERMS r--.,, o:::; c..l-c:J> c__ c:: o:r> -nr -rt 
GIFTS. {Includes thoseto spouse and dependent child ren. See pp. 28-31 instructions.) NONE -(No such reportable gifts.) 
VJ. LIABILillES. (Includes thoseof spouseand dependent children. See pp. 32-34 inslructions NONE (No repor 
table liabilities.) 
 Texas State Bank Mortgage property #1, Galveston, Texas (Not for production income investment) 
FINANCIAL.DISCLOSURE REPORT Name Person Reporting Date Report Page of6 Adas, Nancy 61412004 -income. value, trans cations{includes those the spouse and dependent children. See pp. 34-57 filill8 instruction:.) VIl. INVESTMENTS and TRUSTS 
Income during Gross value end Transactions during rep!lrting period DescriptionofAssets reporting period 
reporting period 
(including trust assets) 
Ifnot coomipt from disclosure 
(1) (2) (J) 
Value Type (e.g. 
Place (X) after each asset exempt 
from prior discloS1111: 
Dale:Va1ue Value Identity Amount Code2 Method buy,selJ, Monlb div. tcnt. buyer/seller (A-H) int.) (J..P) Code3 Day (J-P) (A-(ifprivahl redemptioo) transaction) NONE (No rq>ortable income, asselli, tran5actions) (Q-W) Boston Celtics Sub Deb 
Cisco Systems Inc. (2) 
 Citigroup -Common 
 Coca-Cola Co. -Common (2) 
Code Code2 
Dreyfus Appreciation Fund (2) 
Equitable Universal Life Insurance (6) 
Franklin Templeton Mutual Beacon Fnd 
Goldman Sachs ILA -Prime Oblgtns Portfolio (2) 
Intel Corp. (2) 
IRA: Dreyfus Appreciation Fund (2) 
IRA: Vanguard Index: Trust 500 Portfolio 
12. Hartford Amntity (6) 
Janus Worldwide Fund 
14. Morgan Chase Bank: (2) 
Mass Mutual Group Universal Life Ins (2X6) 
Medco Health Soultttions, Inc. (9) 
17. Co. Inc. -Common (2) 
Merrill Lynch Bank Deposit Progi:am (17) hicrime!Gaill Codes: ;,, ;i;ooo orls  :=$1;001-si,soo C = $2; -:-SS/l