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Judicial Watch • Naomi R. Buchwald – 2004

Naomi R. Buchwald – 2004

Naomi R. Buchwald – 2004

Page 1: Naomi R. Buchwald – 2004

Category:Federal Judges

Number of Pages:27

Date Created:January 5, 2006

Date Uploaded to the Library:August 11, 2014

Tags:NAOMI, Naomi R Buchwald, Bought, partial, stock, 2004, transactions, disclosure, reporting, report, Federal Judge, financial, income, Judge


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middot;Report Required the Ethics Government Act 1978 
Rev.112004 
FORCALENDAR YEAR 2004 u;s.c. app.  101-111) Person Reporting (Last name, First name, Middle initial) Court Organization Date ofReport 
BUCHWALD, NAOMI SOUTHERN DISTRICT NEW YORK 5/13/2005 Title {Article III Judges indicate active senior status; ReportType (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) Nomination, Date 11112004 
U.S. District Judge (active) ()Initial @Annual Final 12131/2004 Chambers Office Address the basis the information contained this Report and any 
U.S. Courthouse modifications pertaining thereto, is, opinion, -compliance With applicable laws and reguiations. 
500 Pearl Street 
New York, 10007 Reviewing Officer POSITIONS. (Reporting individual only; see pp. 9-13 offiling instructions) 
 NONE -(No reportable positions.) 
posmoN NAME ORGANIZATIONIENTITY 
IT. AGREEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions) NONE -(No reportable agreements.) PARTIES AND TERMS r-ri 
c::P :;;oZ 
rrtQ. 
o::P .,,, 
.,, 
fTl 
 
Name Person Reporting 
 
Date Report 
BUCHWALD, NAOMI 
5/13/2005 
 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offilinginstructions) Filers Non-Investment Income 
 NONE (No reportable non-investment income.) 
SOURCE AND TYPE 	GROSS INCOME (yciurs, not spouses) Spouses Non-Investment Income -(Ifyou were married during any portion the reporting year, please complete this section. Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
SOURCE AND TYPE 	Income from law firm 
IV; REIMBURSEMENTS transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No such reportable reimbursements.) 
SOURCE GIFTS. NONE (Includes those spouse and dependent children. See pp. 28-31 instructions.) -(No such reportable gifts.) SOURCE DESCRIPTION 
 
VI. LIABILITIES. (Includes those spouse and depende_nt children. See pp. 32-34 ofinstiuctions.) 
 NONE -(No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income dwing Gross value end 
Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
not exempt{2)(1) (2) (2) (4) (5) 
Type {e.g.Place(X) after each asset exempt Date: 
Value 
Value 
Identity 
(e.g. ValueAmowit Gain 
buy, sell, from prior disclosure Month- 
Code 
Method 
buyer/sellerCode div. Code2 Code rent. 
merger, 
Day 
Code3 
(J-P) (A-H) {if private 
(A-H) int.) (J-P) 
redemption) 
transaction) 
(Q-W) 
DNONE (No reporta.ble 
income, assets, transactions) 
Citibank Accounts Interest Citibank (IRA) Interest 
Citibank (IRA) Interest Pl3. 
12/28 Citibank (Keogh) Dividend JPMorgan Chase Accounts Interest 
Schwab Accout Cash Equivalent Dividend 
(fo:rnerly Quick Euna Dividend Reilly) Income/Gain Codes: $1,000 less SJ,001-$2;500 S2,50l-$5,000 $5,001-$15,000 $15,001-$50,000 
(See Colwnns and 04) $50,001-$100,000 SJ00,001-Sl ,000,000 =Sl ,000,00J-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,-000 $50,001$100,000 SI00,00i-S250,000 
(See Colwnns and D3) $250,000-$500,000 $500,001-$1,000,000 =SJ ,OOO,OOl-$5,000,0?0 $5,000,001-$25,000;000 $25,000,001-$50,000,000 $More than $50,000,000 Value Method Codes =Appraisal =Cost {Real Estate Only) Assessment Cash/Market 
(See Column C2) =Book Value =Other =Estimated 
 
Honorable Naomi Reice Buchwald: 2004 Financial Disclosure Statement 
Part VIl: Investments and Trusts Description Income C.Value (D)Transactions During Year 
(1) Amt (2)Type (l)Code (2)Method (1) (2) 
-j Time Warner (formerly known None bought sold 11/24 11/24 
f--3 America-on-Line) bought 11/26 
-Li sold 11/26 
go- r-6 bought sold 11/29 11/29 
1(-f{-fl. bought sold 11/30 11/30 Apple Computer Common Stock None bought partial sold 1/15 1/15 bought 4/7 J.... partial sold 417 bought partial sold bought 4/13 4/14 4/23 1!.!1 bought partial sold partial sold 5/11 5/11 619 i1.> bought partial -sold 7/2 7/2 bought 10/28 partial sold bought 10/28 11/4 J-. :1...6 partial sold bought bought 11/4 11/5 11/10 
1....9, 2< partial sold bought partial sold 11/10 11/11 11/11 bought partial sold bought partial sold bought partial sold 11/12 11/12 11/16 11/16 11/17 11/18 Description Income C.Value (D)Transactions During Year (l)Amt (2)Type (l)Code (2)Method (1) (2) 
-:j bought 11/19 partial sold 11/19 
 	partial sold 11/22 ?Jq bought 11/23 partial sold 11/23 bought 11124 
l+..:L partial sold 11/24 bought 11/29 4-i.f partial sold 11/29 bought 11/30 
partial sold 11/30 
bought 12/1 
if1 
 	partial sold 12/1 bought 12/2 
U-ct 
partial sold 12/2 
 
S:o 
 
 
bought 12/3 
 
bought 12/6 
}a, 
 
partial sold 12/6 
 
bought 12/7 
12/7 
 
partial sold 
 
bought 12/9 
partial sold 12/9 t.KJ b.l. cG-4 bought partial sold bought partial sold bought partial sold bought 
tp5 partial sold 
I?4 Applied Materials ft,4 Common Stock NONE bought sold 
blti bought 
l:,q 11. {J:+-W bought bought sold bought bought partial sold 
 
12/10 
12/10 
12/13 
12/13 
12/14 
12/14 
12/16 
12/16 
1/7 
1/7 
2/25 
2/26 
3/2 
3/5 
3/8 
3/12 
3/12 Description Income C.Value (D)Transactions During Year 
(1) Amt 	(2)Type (l)Code (2)Method (1) (2) (3) bought 3/16 
.,5 (/) 	sold 3/16 bought 3/19 bought 3/24 partial sold 3/24 
1CI bought 3/25 Mio 
partial sold 3/25 t-/ 
bought 3/26 
tio.. 
 
partial sold 3/26 11> 
sold 4/2 Dvh 
bought 
 
 
sold 4/7 bought 4/15 
partial sold 4/15 
if 
bought 4/23 	partial sold 4/23 
Ci.l bought 4/30 partial sold 5/7 
 
bolJght 	5/26 
bought 5/27 
partial sold 5/27 A4VJ 
bought 6/2 bought 613 
bought 614 
 
c!l 
bought 8/5 partial sold 8/6 
IOl 	bought 8/9 partial sold 8/9 
J:... 
sold 8/13 
l? 
bought 8/18 
 
sold 8/18 
bought 8/19 
 
sold 8/19 
 
 
r4 
 
ta7 
 
(ti 
 
 
bought 8/26 
partial sold 8/26 
sold 8/27 
bought 10/13 
 
bought 10/14 ll1 partial sold 10/14 i11f bought 10/15 Description Income C.Value (D)Transactions During Year 
(1) Amt (2)Type (l)Code (2)Method (1) (2) 
sold 10/15 
tll 
bought 10/19 
/If 
partial sold 10/19 
l$ bought 10/25 
 
partial sold 10/25 
bought 1111 
L 
partialsold 11/2 
 
;2.. bought 11116 
partial sold 11/16 
 
sold 12/7 t.r 
bought 12/8 
I;}.. bought 12/14 
sold 12/14 
 
lJ.../ 
bought 12/29 
{d, 
fJ.,{ Blount 
 
NONE 
NONE bought 3/1 Common Stock sold 3/1 ..;z bought 3/4 
sold 3/4 Dell Computer 
 
bought ?Jtr 
partial sold 
 
L?> sold 3/12 
 
3/25 
 
bought 
3/25 
 
t?-t sold 
 
 
7/28 bought sold 7/28 
 
bought 8/10 sold 8/IO 
tq.d._ Lt-3 
bought 10/21 
 
tl-1- 
sold 10/21 
 
bought 10/25 ff=. bought 10/28 l}J partial sold 10/28 1-1-B sold 11/2 [.,/ bought 11/17 /9> sold 11/18 l?1 bought 11/19 sold 11/19 
);i. 
 
 
C.Value Description Income 
 
(D)Transactions During Year 
(1) Amt (2)Type )Code (2)Method (1) (2) (3) 
 
 
!53 Intel Div bought 1/6 l51 Common Stock partial sold 1/6 partial sold 1/7 
 
bought 1/12 
166 
 
partial sold 
 
1/12 
 
 
bought 1115 
partial sold 1/15 )1s 
 
bought 1/22 
l6.t:> bought 1/30 bought 219 tb--:L LG:,? 
 
 
bought 2111 
llt 
 
partial sold 2/11 
lh5 
 
bought 2/17 bought 2/24 partial sold 2125 
lk>7 
 
 
bought 2/26 
bought 3/1 
lt. lc.t 
 
L76 bought 3/2 
l1l partial sold 3/4 flf ,;J.. bought 3/5 
L1a bought 3/8 -ri+ 
 
partial sold 3/8 .:; bought 319 
 
partial sold 3/12 
partial sold 3/15 
l11 bought 3/18 partial sold 3/18 bought 3/19 j(o t,$L bought 3/22 
partial sold 
 
3/22 
 
partial sold 3/25 
LC:;)... i.t 
{11) 
 
 
bought 3/26 partial sold 3/26 
 
bought 3/30 
$a. 
 
 
bought 4/2 
lt1 
 
partial sold 4/2 bought 4/7 
 
lSl1 
 
 
partial sold 
.qt> 
 
4/8 
 
bought a.. bought 4/13 Description Income 
C.Value 
 
 
(1) Amt (2)Type (l)Code (2)Method (1) (2) 
 
 
 
 
partial sold 8/12 bought 8/13 
 
 
partial sold 8/13  
 
 
bought 8/18 
 
partial sold 8/18 
 
;;..;.o 
 
 
bought 8/19 
 
partial sold 8/19 
 
 
bought 8/20 
A 
 
 
partial sold 8/20 
 
 
bought 8/25 bought 8/27 
 
 	partial sold 8/27 	bought 8/30 bought 10/13 bought 10/15 La1 
 
partial sold 10/15 
bought 10/18 NBL 
partial sold 10/18 z.. 
L1J 
04. 
J...1 .?--( 
llA 
 
partial sold 4/14 bought 5125 partial sold 5125 bought 5/27 partial sold 5/27 bought 6/3 partial sold 6/3 bought 6/4 partial sold 614 partial sold 6/7 
bought 6/29 6/29 6/30 6/30 7/2 7/2 7/28 7/28 bought 8/9 partial sold 8/9 partial sold 8/11 bought 8/12 Income C.Value (D)Transactions During Year 
(1) Amt (2)Type (l)Code (2)Method (1) (2) (3) (4) 
 
bought 10/19 
 
sold 10/19 
bought 11/10 bought 11/11 sold 11/11 bought 11/12 -sold 11/12 bought 11/22 sold 11/22 bought 11/30 sold 11/30 bought 12/3 sold 12/3 bought 1217 sold 1217 bought 12/9 
sold 12/9 bought 12/10 -sold 12/13-14 bought 12/27 bought 12/31 
Loral Common Stock 
 
NONE Div. bought 1/15 
Common Stock 
 
 
sold 1/15 bought 3/18 sold 3/18 
bought 3/26 
sold 3/26 
bought 5/25 
sold 5125 
bought 6/9 
sold 6/9 
bought 8/25 
sold 8/25 
bought 10/11 
 
bought 10/14 
partial sold 10/14 Description Income C.Value (D)Transactions During Year 
(1) Amt (2)Type (l)Code (2)Method (1) (2) (3) (4) 
sold 10115 
bought 1112 L1.:;f 
sold 11/2 
 
-a-i CMGI Common Stock NONE 
International Rectifier NONE partial sold 1/5 
8>-l 8.1 Common Stock partial sold 1/6 
bought 
 
d.16 
 
:)..77 
 
 
partial sold 3/S 
 
bought 3/18 
 
partial sold 3/18 
 
J.:1 
 
)...1Cf 
 
 
bought 3/22 
 
partial sold 3/22 
 
bought 4/15 
 
?JO ,,I 
 
 
is-? 
 
 f(t+ 
 
:;? 
 
bought 8/9 sold 8/9 bought 9/2 
-:o sold 9/2 
i:J 	bought 10/11 ?)Z>b bought 10/13 
 
 
partial sold 10/13 
-;j 4-1 Description Income C.Value (D)Transactions During Year 
 
(1) Amt (2)Type (l)Code (2)Method (1) (2) (3) (4) bought 10/14 
 
sold 10115 
bought 11/12 
 
sold 11/12 
 
.,.,, 
Microsoft Div ,2. bou_ght 
 
3/8 
 
 
Common Stock 	sold 3/8 
11!? 
 
bought 8/5 
i?Jtr 
 
sold 8/6 
:?1 
 
bought 8/12 
sold 8/13 
 
?1; 
 
}Ct; Gateway 	NONE 
:.2. Common Stock 
;2..J 	Sun Microsystems NONE Common Stock 
 
bought 1211 Lowes Corporation Div. 	bought 1/2 
31-	Common Stock sold 1/6 bought 117 
 
sold 117 
bought 1/9 
?.lY 
 
 	bought 1122 sold 1/22 
?J:l.1 
 
?-=?v 	bought 10/27 
 	sold 10/27 
 Micron Technology NONE bought 1/28 Common Stock partial sold 1/28 bought 2/25 
 
bought 3/5 1>13 	sold 3/5 	bought 4/30 sold 517 
?:X:>CJ 	bought 8/27 
?:>% 
 
 
sold 8/27 
bought 9/2 
 
sold 9/2 Income C.Value (D)Transactions During Year Description 
 
4-?J 
J.ii./5 
=?L-tb 
 
lft 
?Jelb 
:?J)l 
?3 
 
o5cb 
?i?1 
 
15 Home Depot Common Stock 
3 
 
?,bi 
1bd... Rambus ?b-? Common Stock 
?Jr1 
 
1-,/ 
/ 
 
?t=r 
 
015 
?7(., 
 
?Jt1 
riff 
 
(1) Amt (2)Type (l)Code (2)Method (1) 
 
 
 
 
(2) (4) 
9/13 10/27 10/27 11/1 1111 11/2 1112 
1114 ll/S 11/11 11/11 11/30 
11/30 1212 12/14 
217 
219 2/l{) 2/10 
1.16 1/7 1/8 
1/9 1/9 1122 
2112 2/12 2/18 3/22 3/22 3/25 3/25 4/14 4/19 
4/19 5125 5/25 
8/13 
NONE 
 
NONE 
 
bought bought partial sold bought 
partial sold bought sold bought sold bought sold bought 
partial sold partial sold sold 
bought 
partial sold bought sold 
partial sold bought partial sold bought 
partial sold bought sold bought sold bought sold bought sold bought bought partial sold 
bought partial sold partial sold Description Income C.Value (D)Transactions During Year 
(1) Amt (2)Type (l)Code (2)Method (1) (2) (3) 
sold 10115 
 
bought 10/1 
partial sold 10/18 
-Z,3 
 
bought l-0/19 
l-i 
 
partial sold 10/19 
 
 
bought 10/25 
bought 11111 
partial sold 11/11 
,Vi 
 
 
bought 11/12 
 
partial sold 11112 c::t t:? 
 
bought 11/16 
:aq 
 
 
bought 11117 
 
bought 11/18 
?>q3 
 
partial sold 11/18 
 
bought 11/19 
blf.? 
 
partial sold 11/16 
bought 11/29 
partial sold 11129 
 
partial sold 11130 
 
bought 12/l 
partial sold 12/1 
Lft> 
 
partial sold 1217 
 
bought 12/8 partial sold 12/9 
4:-of- 
 
 
NONE 
 
 
bought 11/16 UVB Common Stock partial sold 11/16 sold 11/17 Advanced Micro Devices 
4t>t 
 
bought 12/14 
 
l(o6) 
tt>P 
 
 
bought 12/16 
11/18 
 
 
Y..Lb bought 
 
partial sold 11118 
L+ 
 
bought 11/19 
 
bought 11/22 partial sold 11122 
 
bought 11124 partial sold 11/24 
ti.lb bought 11/29 
 
 
 
partial sold 11/29 
 lf5 
 
bought 11/30 Description Income 
(1) Amt (2)Type 
 
 
t-f 1416 
f Amazon.com 
 
NONE Common Stock J- 
 
 
?:>1 
 
l.fi/-i 
 
1-41 
 
 
 
4--tt 
4-lfS 
t;a+Ji tr+i 
kt/f 
l.fl;o 
t.:;-J 
 
-lla 
 
it 
 
Lf55 
1?t Description Income C.Value ()Transactions During Year 
(1) Amt (2)Type )Code (2)Method (1) (2) (3) 
bought 5/11 
L1!) 
partial sold 5/11 
i+Stf 
bought 5/18 
vtu 
bought 5/19 
vr-l 
partial sold 5/19 
t..t:b?. 
bought 5/20 
partial sold 5/20 
if. 
sold 5125 
lf5 
bought 6/3 
bought 6/9 t-4t 
bought 6/10 
Lf1Z 	bought 6/24 
 
i.tl 	partial sold 6/24 
f.-;,_ 	bought 6/25 
 
U-Z?J partial sold 6125 4-1} bought 6/28 sold 6/28 bought 7/2 
 
4-7 -/. bought 7/28 	partial sold 7/28 
i..r-t  	bought 7/30 bought 8/11 
ij..Vo 
 
 
partial sold 8/11 
sold 8/13 
Lfftl. 
 
bought 8/24 
t#f3 sold 8/24 
 
117 bought 8/25 
 
iW- 
 
UI. partial sold 8/25 bought 8/26 
 	partial sold 8/26 	bought 8/27 
-tlf8 partial sold 8/27 bought 9/1 
-Mi sold 912 
 
Lf1.;2 	bought 10/13 
4et.Y. 	partial sold 10/13 L-{.q5 bought 10/14 
 
 
partial sold 10/14 
L-f6 Description Income C.Value (D)Transactions During Year 
(1) Amt (2)Type (l)Code (2)Method (1) (2) sold 10/15 
bought 10/20 
 
sold 10/20 
bought 10/21 
 
l)bD 
 
sold 10/21 
 
 
S-bl 
 
 	bought 10/22 bought 10/27 
c partial sold 10/27 
-=O-+ 
/) bought 10/28 
 
partial sold 10/28 
sold 11/2 
bought 11/3 
sold 11/3 
 
510 
 
 
bought 11/17 
bought 11/18 
 
partial sold 11/18 
bought 12/1 
 
partial sold 1211 
sold 12/14 
 
bought 12/31 
 
NONE 	bought 2/17 bought 3/S 
partial sold 3/8 sold 3/12 bought 3/19 sold 3/22 
5J 
 
 
 
bought 619 bought 6/10 bought 9/13 sold 9/lS bought 10/11 
bought 10/13 sold 10/13 bought 10/14 bought 10/15 bought 10/18 bought 10/19 
partial sold 10/19 bought 11/3 Description Income C.Value 
(D)Transactions During Year 
 
(l)Amt (2)Type (l)Code (2)Method (1) (2) 
 
(4) 
 
 
 
 
sold 11/3 
 
bought 11/10 
sold 11/11 
61 
 
sold 11/4 
bought 112 
o>rB EBAY NONE 
Common Stock sold 112 
+? 
sold 4/14 
 
C:i}Ll 
 
 
 
bought 4/16 
sold 4/16 
 
 
t>b31 
bought 4/20 
6?7 
sold 4/20 
fp_,q 	buy 5111 
 sold 5/11 bought 7/2 
e-11 sold 7/2 bought 7/28 
(:,1vf: sold 7/28 
 
Lf5 bought 8/25 
bought 8/26 
 
partial sold 8/26 
Y-7 bc./19 bought 8/27 partal sold 8/27 
6441 
 	bought 10/13 Description Income C.Value 
(D)Transactions During Year 
 
(1) Amt 
 
(2)Type (l)Code (2)Method 
 
(2) 
 
(3) 
 
(4) 
 
partial sold 10/13 
bSt 
bought 10/14 bought 10115 
4153 
sold 10/15 	bought 10/21 
fA-5 partial sold 1-0/21 
 
sold 1112 cblf51 
bought 11/10 
6St:; sold 11/11 A6,e 
NONE 	bought 10/18 Mlo Maytag Corp. 
bought 10/20 Common Stock 
sold 10/20 
 
NONE bought 7/28 
kAa-l Palm One 
sold 7/28 
Common Stock 
bought 8/18 
 
sold 8/18 
:::..-z 
bought 8/19 
sold 8/19 
bought 8/20 
-1 sold 8/20 bought 8/24 
f:,7 partial sold 8/24 
11-? 
bought 8/25 
 
tT 
sold 8/25 
:,i 117 bought 8/26 -(el partial sold 8/26 bought 8/27 -6-Z1 partial sold 8/27 bought 8/30 bought 10/19 
 partial sold 10/19 
 
bfs? 	bought 10/20 
t>Kf bought 10/21 
6ir5 
 
partial sold 10/21 sold 10/28 rs?. bought 11/1 :.g partial sold 11/1 bought 11/2 Description Income C.Value (D)Transactions During Year 
(1) Amt (2)Type (l)Code (2)Method (1) (2) (3) 
CD partial sold 11/2 Ls>C(l sold 11/3 (di bought 11/3 vec bought 11/4 
partial sold 1114 
6..4 
64.,. sold 11/5 
 
NONE bought 11122 
l Common Stock sold 10/19 bought 10/20 
767 
 
sold 10/20 
,b, l?J Research-in-Motion --NONE 
bought 10/19 -Zb Common Stock 
sold 10/19 
tll 
 
bought 11/22 
1J;c,, 
sold 11/22 
,l? Texas Instruments Div. 
bought 3/22 Common Stock 
sold 3/22 .,,.s-bought 4/6 sold 4/6 
bought 
 
.., lil 
 
tl1 
 
partial sold 
 
bought 4/8 
 
11.D bought 4/13 1:;... bought 4/23 ll..-sold 4/23 
 
bought 4/30 
 
11t 
 
partial sold 5/7 Description Income C.Value (D)Transactions During Year 
 
(l)Amt (2)Type (l)Code (2)Method (1) (2) bought 5126 1?J partial sold 5/27 sold 8/12 bought ll/8 
bought 
 
11/30 
 
sold 11/30 
 
 
sold 10/21 Whirlpool bought 10/21 
l?:i1 
 
bought 10/25 
sold 10/25 
bought 11/11 
 
sold 11/12 
 
1;.1 
bought ll/19 
1:?$ 
partial -sold 11/19 ?If 
sold 11/24 =140 .Yahoo bought 1/20 sold 
1/20 bought 1122 
 
sold 
1