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Judicial Watch • Naomi R. Buchwald – 2006

Naomi R. Buchwald – 2006

Naomi R. Buchwald – 2006

Page 1: Naomi R. Buchwald – 2006

Category:Federal Judges

Number of Pages:35

Date Created:September 13, 2007

Date Uploaded to the Library:August 11, 2014

Tags:boughtsold, BUCHWALD, NAOMI, Naomi R Buchwald, Dividends, Bought, partial, stock, 2006, disclosure, reporting, report, Federal Judge, financial, income, Judge


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UNITED STATES DISTRICT COURT 
SOUTHERN DISTRICT NEW YORK 
UNITED STATES COURTHOUSE 
500 PEARL STREET 
NEW YORK. 10007-1312 
NAOMI REICE BUCHWALD 
 
2l2-805-0194 
UNITED STATES DISTRICT JUDGE 
August 16, 2007 
Honorable Ortrie Smith 
Chair, Committee Financial Disclosure 
Judicial Conference the United States 
One Columbus Circle, 
Washington, 20544 
 
 
__J 
Re: Calendar Year 2006 Filing -Amendment Letter 
Dear Judge Smith: 
With respect the Part VII, page line reference 2005 report Loral (Common) -.IRA and the absence reference Loral line 2006 report, the reason not included because had become valueless during the course the year. This was noted Part VII, page line 149 2006 report. 
Please let know there any further information which you require. 
Very truly yours, 
Naomi Reice Buchwa United States District Judge Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) BUCHWALD, NAOMI Court Organization SOUTHERN DISTRICT NEW YORK Date Report 05/14/2007 Title (Article judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE (Active) Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 0110112006 12/31/2006 
Sb. Amended Report Chambers Office Address UNITED STATES COURTHOUSE 500 PEARL STREET -ROOM 2270 NEW YORK, 10007-1312 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
JMPO ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign 011 last page. ITI NS, (Reporting individual only; see pp. 9-13 instructions.) [KJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
II. REE MENTS, (Reporting individual only; see pp. 14-16 instructions.) 
[KJ NONE (No reportable agreements.) 
PAR TIES AND TERMS 
 
 
Name Person Reporting 
Date Report 
BUCHWALD, NAOMI 05/14/2007 
IJI. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
[RJ NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 
INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar arnount not required e.,tcept for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 SELF-EMPLOYED LAWYER 
 
IV. REIMBURSEMENTS -transportation, Iodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION Federal Bar Council 
 
 
 
Name Person Reporting 
Date Report 
BUCHWALD, NAOMI 05/14/2007 GIFTS, (Includes tlwse spouse and dependent children. See pp. 28-31 instructions.) 
[EJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
 
VALUE CODE 
 
 
 
 
 
Name Person Reporting 
Date Report 
BUCHWALD, NAOMI 05/14/2007 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
 
(including trust assets) 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period 
(I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (1) Value Code (J.P) (2) Value Method Code (Q-W) (I) Type (e.g. bny, sell, redemption) 
 
Transactions during reporting period 
(4) 
(5) 
Date 
Value 
Gain 
Identity 
Month-Code 
Code 
buyer/seller Day 
(J-P) (ifprivate transaction) 
(A-H) 
SEE ATTACHED RIDER 
 
10. 
 
11. 
 
12. 
 
13. 
 
14. 
 
15. 
 
16. 
 
17. Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,50  $5,000 =$5,001  S!5,000 =$15,00J -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001  $!,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$! 00,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001 -$5,000,000 =$5,000,00  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
Date Report 
BUCHWALD, NAOMI 
05114/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lntlicatepartofReporl.) 
 
 
Name Person Reporting 
Date Report 
BUCHWALD, NAOMI 
05/14/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Sign 
 
NOTE 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
2006 Financial Disclosure Statement 
 
Part VII: Investments and Trusts Description Income C.Value (D)Transactions During Year 
(1) Amt (2)Type (l)Code (2)Method (1) (2) (3) (4) 
 
Citibank Accounts 
Citibank (IRA) 
-Citifund Cash Reserves Class 
Citibank (IRA) 
-Citifund Cash Reserves Class 
-Analogue Devices (Common) 
-Applied Materials (Common) 
-Time Warner (Common) 
-Dell Computer (Common) 
-Gateway (Common) 
-Intel (Common) 
-Palm Inc (Common) 
-International Rectifier (Common) 
-Microsoft (Common) 
-Sun Microsystems (Common) 
-CMGI (Common) 
 
 
JPMorgan Chase Accounts 
Schwab Account Muni Money Mkt 
Bank America Interest 
Interest 
Interest Dividends 
Interest 
Dividends Dividends 
Columbia Cash Reserves (formerly Prime Reserves) 
Treasury Direct Account Interest Bought /19 Treasury Bills Bought 1/19 Bought 319 
 
L/4-Partial Sold 1/31 Bought 2127 
Partial Sold 2/28 
Bought 3/1 
1t9f 
Partial Sold 3/1 
Sold 313 
_{::;;;. 
Sold Short 3/3 
Bought 3/16 
0:3 
Bought 415 
Sold 415 
Bought 416 
s.5 
Bought 417 
Partial Sold 417 
t:; 
Sold 4/10 
,c:{ Bought 4/11 
Bought 4119 Partial Sold 4/19 
.hCJ- 
Bought 4120 
f::l Sold 4120 
Bought 4/21 
Partial Sold 4/27 
Bought 6/12 6-=t-Partial Sold 6/13 
01! 
Bought 6120 
Partial Sold 6120 
Bought 6/21 
-::f:l 
Partial Sold 6/21 
(j... 
Bought 6/22 
Partial Sold 6/22 
-:::f,-4 
Bought 6/29 
4,-.Y) 
Sold 6129 
Bought 715 
-::?-:.;- 
Sold 715 MB;f{j 
Bought 716 
::f-11 
Partial Sold 716 -I:? 
Sold 717 
Bought 7110 
S}-;,2.. 
Sold 7/10 Bought 7/11 Sold 7/11 Bought 7/12 
t5(:, Sold 7/13 
Bought 7/13 
t-:r 
 
 
Sold 7/14 
-Bought 7126 
4: Bought O 
Sold 7/27 Bought 7/31 
o;L 	 
Sold 8/1 
.253 
Sold short 911 l7J-f 
Bought 916 crcr; Bought 9/11 
 	Partial Sold 9/11 
d-5 	Sold 9112 
59 	Bought 9/13 
(,c.n/ 
Sold 9/13 
l9-rb.a 
Bought 10/6 
;;),. 	Partial Sold 10/6 
db 	Partial Sold 10/10-11 
Bought 10/13 Sold 10/13 
d- Bought 10/16 .;)_,b1; Bought 10/17 
; Partial Sold 10/17 .;L{/f Sold 10/19 
 	Bought 10/25-26 Sold 10/25-26 
Bought 10/27 
-i Sold 10/27 
U1Lt-Bought 10/30 Partial Sold 10/30 	-Bought 10/31 
a::ff-b Partial Sold 10/31 
Bought 11/2 
:11t 
Partial Sold 11.2 
CJ 
 
:;)., 
 
NoneL(!I! Apple Computer 
Common Stock 
.Q.s;q 
J.-6i1 
_f>16 
Sold 10/6 
/JB< 
Bought 10/19 f1+ 
Sold 10/19 
 
Bought 10/20 
Sold 10/20 
None Bought 1/3 Common Stock Partial Sold 113 Ebay Bought 114 
Partial Sold 114 
Bought 1/6 Sold 116 Bought 1110 
-Sold 1/10 Bought 1/17 
-Sold 1117 Bought 1/18 Sold 1118 M-Bought 2122 Sold 2/22 
Bought 2/23 Partial Sold 2/23 	Bought 2/27 Sold 2/27 Bought 2/28 Sold 2/28 
Bought 3/1 Partial Sold 3/1 
 
 
4-to 
4-tl 
ft 
L-bt 
l{l 
i-t tfi 
lit 
lf). 
l{?f) 
t.f- 
4-?..1 
q...?b 
lf-I 
?-f 
l-tf 
c.cq 
-t:,l.{j:O 
l.fi41+ 
4-i 
4-tV 
45e 
1) 
4...J;i,. 
 
BoughtSold 312 312 
BoughtSold 3/14 3/14 -MA 
BoughtSold 3/15 3/15 
BoughtSold 3/16 3/17 
BoughtPartial Sold 3/20 3/20 
BoughtPartial Sold 3/21 3/21 
BoughtPartial Sold 3/22 3/22 
BoughtSold 3/23 3123 
BoughtSold 3/24 3/24 -MB 
BoughtSold 3/27 3127 -MB 
BoughtSold 3/28 3/28 
BoughtSold 3/29 3/29 
BoughtPartial Sold 416 416 
Sold 417 
BoughtSold 4/10 4/10 -Pl 
BoughtBoughtPartial Sold 4/21 4/27 4/27 -MC 
BoughtBoughtSold 4/28 515 5/10 
Bought Sold 5/26 5126 
BoughtSold 617 617 
BoughtPartial Sold 6/8 6/8 
BoughtSold 619 619 
Bought 6/12 
 
 
 
 
it-51.( 
115k:> 
q61 4.;-B L@l 
Lik t-t4 
l-.(b 
t.; 
t{ 	Bought 8/28 Sold 8/28 
Bought 8/31 Sold 8/31 
Cf?; 
Bought 916 Sold 916 
Bought 9/11 
V-l- 
Partial Sold 9111 
?o15 
Sold 9/12 
-?Db 
Bought 10/6 
50f 
Partial Sold 10/6 
Bought 10110 
co( :fl Sold 10/10 
Bought 10/11 Sold 10/11 
t1 
Bought 10112 
G 
?t 
 
Sold 10/12 
Bought 10/16 -Sold 10116 
Bought 10/17 
$qt 
Sold 10/17 
 
712 
Bought 10/26 
111 
Bought Partial Sold Bought Partial Sold Bought 
Partial Sold Bought Sold Bought 
5123 5123 5/24 5124 5125 5125 5126 5126 5/31 
Sold 5/31 Bought 616 
b1:J.. 
C:.1? 	Sold 616 
 
Bought 617 Sold 6/8 
 
ii 
k17 
btfC> c;,g 
 fi:l. 
Bought 
Sold Bought Sold Bought Sold Bought 
6/12 
6/12-13 6/14 6/14 6/23 6/23 6/28 
t 
 
Sold 6/28 Bought 715 
6v,5 	Sold 7/5 
?Jh Bought 7/10 Partial Sold 7/10 Bought 7111 
 11! Sold 7111 4i> Bought 7/12 Bought 7113 :l., 	Partial Sold 7/13 
Bought 7/18 Partial Sold 7/18 
h11t 
 
 
Bought 7/21 
 Bought 11/3 l:>I Partial Sold 11/3 11o Bought 11/6 Partial Sold 11/6 Bought 11/7 
1{ 
Bought 11/8 
 
Partial Sold 11/8 --1b Bought 11/29 
101 
Sold 11/29 
-C6Z 
Bought 11/30 Partial Sold 11/30 
17/o 
Bought 1211 11l Partial Sold 12/1 
11;i.. 
Bought 12/5 Bought 1211 
Partial Sold 12/7 
Sold 12/7 ?Tl Bought 12/11 11-Partial Sold 12/11 111 Bought 12/12 78o Partial Sold 12112 Bought 12/13 Partial Sold 12/13 Bought 12/14 
 Partial Sold 12/14 
{50 Sold 12/15 Bought 12118 
116. 
-::+ Partial Sold 12118 
Sold 12119 12Ft Bought 12/21 11o Sold 12/21 
Bought 12/22 Sold 12/22 Bought 12/28 Sold 12/28 A11 
ome Depot None Bought 2/27 
Common Stock Sold 2/27 
l..ib 
1i7 None Bought 9/12 Common Stock Partial Sold 10/6 Sold 10/10-11 
199 Bought 10/20 b.!I 
 
ie>L Partial Sold 10/20 Bought 10/24 
Sold 10/24 
Bought 10/25 
0.-, 
Sold 10/30 
O(p 	Bought 10/31 
-g-::f-	Sold 10/31 Bought 1112 Sold 11/2 
 
ibq 	Bought 11/6 	Sold 11/6 Bought 11/7 gti) 
Bought 11/8 
BlI-Partial Sold 11/8 
2it IBM 	None 
Bought 9/19 Common Stock 
 
Partial Sold 9/19 
?jL 
Sold 9125 
Bought 10/19