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Judicial Watch • Naomi R. Buchwald – 2010

Naomi R. Buchwald – 2010

Naomi R. Buchwald – 2010

Page 1: Naomi R. Buchwald – 2010

Category:Federal Judges

Number of Pages:16

Date Created:September 10, 2013

Date Uploaded to the Library:August 11, 2014

Tags:BUCHWALD, NAOMI, Naomi R Buchwald, Bought, partial, stock, 2010, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
 
Naomi 
 
 
 
 
Date Report 
Name Person Reporting 
5/6/2011 
BUCHWALD, NAOMI 
III, N-INVES TMENT INC ME, (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
INCOME 
(yours, not spouses) Spouses Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Partner law firm Kelley, Drye Warren LLP 
 
 
IV, REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
Date Report 
Name Person Reporting 
5/6/2011BUCHWALD, NAOMI 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) 
(!) (2) (I) 
(4) (5) 
(3) 
Place (X} after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exerript from prior disclosure Code div., rent, Code2 Method buy, sell, Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (ifprivate 
(Q-W) transaction} SEE ATTACHED RIDER 
 
 
IO. 
11. 
 
12. 
 
13. 
 
14. 
 
15. 
 
16. 
 
 
17. Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1.000.001 -$5.000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$I 00.000 =$I00,00 -$250,000 
(Sec Columns and D3) =$250,00I -$500,000 =$500,00I -$1,000,000 =$1,000.001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
BUCHWALD, NAOMI 
51612011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
 
 
 
Name Person Reporting 
Date Report 
 
5/6/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: NAOMI BUCHWALD 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
 
2010 Financial Disclosure Statement 
Part VII: Investments and Trusts Description Income C.Value (D)Transactions During Year 
(1) Amt (2)Type )Code (2)Method (1) (2) (3) (4) Citibank Accounts Interest Citibank (IRA) Interest 
-Citifund Cash Reserves Class Citibank (IRA) Interest Dividends 
-Citifund Cash Reserves Class 
-Analogue Devices (Common) 
-Applied Materials (Common) 
-Time Warner (Common) 
-Time Warner Cable (Common) 
-AOL Inc. (Common) 
-Intel (Common) 
-Palm Inc (Common) 
 
7/1/10 -International Rectifier (Common) --Microsoft (Common) -Sun Microsystems (Common) Sold (to Oracle) 1/26110 
-Moduslink Global Solutions (Common) 
L/. JPMorgan Chase Accounts Interest 
s-. Schwab Account Muni Money Mkt Dividends 
t,,. Bank America Dividends 
Cash Reserve Daily (formerly Columbia Cash Reserves) Treasury Direct Account Interest Time Warner Div 
Common Stock Applied Materials Div 10, Common Stock (IRA) 
 
None Common Stock Blount 
I).. Intel Div Common Stock (IRA) 
IL/ 
/{,,. 
;!_/) 
,1;1.  
 
:i. 
:i.5 
J(p 
Q.g 
Bought 1114 Sold 1/14 
Bought 118 
Sold 118 
Bought 2/1 
Bought 2110 
Partial Sold 2/10 
Bought 2/11 
Partial Sold 2111 
Bought 2112 
Partial Sold 2/12 
Bought 2116 
Partial Sold 2/16 
Bought 3119 
Partial Sold 3119 
Partial Sold 3/29 
Sold 3/31 
Bought 4/8 
Partial Sold 418 Sold Bought 4/22 Sold 4123 Bought 4126 Partial Sold 517 Bought 5/21 a.:< Bought 5/28 
J{i; 
Bought 6/4 
Partial Sold 6/4 
:?, 
Bought 6/8 Partial Sold 6/8 Bought 619 
J.f 
Bought 611 
L/3 
Sold 6/I1 
.t.p{ 
Bought 6115 
 
.... 
 
Sold 6/15 
 
 
Bought 
1./0 Sold 
f.17 Bought 
J-i Sold 
J..{tl( -S-1 51).. Bought Bought Bought Partial Sold Bought Partial Sold 
Sold 
5(p c-i t..,D Bought Sold Bought Sold Bought Sold 
(.;:;, Bought 
 I-{ Sold Bought Bought Partial Sold Bought Bought Partial Sold 
7 }.;J. Bought Partial Sold Sold 
7J.{ Bought 
r7:, Sold Bought Sold Bought Sold 
.:(D Bought Analogu vices Div 
Common Stock (IRA) Int ernational Rectifier None 
Common Stock (IRA) 
 
6/16 6116 6118 6129 6/30 711 716 7/6 717 717 7/8 
719 719 7/16 7116 7119 7/19 7/20 7/20 7/21 7/22 
7122 7/23 8/3 8/3 8/6 8/6 9/8 10122 10/25 11/11 /11 11117 11118 11/21 
 
 
 
Microsoft Div Bought 2/10 
Common Stock (IRA) Sold 2/10 
 
!51 Bought 2/12 
-;5 Sold 2/12 P.7 Bought 7/7 Sold 717 Bought 7/9 
qJ_ Bought 7/21 -1I.{ Bought 7/22 t15 Partial Sold /22 (lo Bought 7/26 .:;r1 Sold 7/26 Bought 7/27 
Sold 7/27 
Bought 7/28 I/) 
Sold 7/28 IO;).., 
 
Bought 8/3 
Sold 8/3 
Bought 8/6 
 
105 
Sold 8/6 !OfP Bought 9/20 
i07 
Parti Sold 10/15 108 
Sold 10/26 
Bought 10/29 
Sold 10/29 
1/Y- 
Bought 1113 
 
Sold 11/12 //)-/ Bought Sold 11117 11117 
116 Palm Inc. Exchanged Merger 711 
Common Stock (IRA) 
Ii Sun Microsystems Sold Oracle 1/26 
Common Stock (IRA) 
 
Google 
 
None Bought 
 
 
 
Common Stock Sold 1/5 ti{ Bought 118 Sold 1/8 
 
 
Bought 1/11 
 
IJ.I 1fJ.:L Sold 1111 
Bought 1/12 
 
123 Bought 1115 
124 Partial Sold 1115 
10 
Bought 1122 
 
1j_(p Partial Sold 1/22 B127 
Sold 1/26 L.>i! 
/;)..q 	Bought 1127 
Bought 2/17 N130 Bought 2/18 132 Partial Sold 2/18 
 
133 	Bought 315 
,],t./ 	Partial Sold 315 
 
1JS 	Bought 319 ft; 	Partial Sold 
 
 
Bought 3119 
 
131 Sold 3119 
Bought 3122 6q 
Sold 3/24 	Bought 3129 Bought 3/30 
J.I-/J_ 1-/ Sold 3130 Bought 417 
lf/f 
Sold 417 i--j Bought 4/16 J...j {J; 117 Sold 4120 1/.-/6 
Bought 4/21 Bought 4/26 Sold 517 
Bought 5119 
1st Partial Sold 5119 
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