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Judicial Watch • Naomi R. Buchwald – 2012

Naomi R. Buchwald – 2012

Naomi R. Buchwald – 2012

Page 1: Naomi R. Buchwald – 2012

Category:Federal Judges

Number of Pages:28

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:BUCHWALD, NAOMI, Naomi R Buchwald, Appraisal, Assessment, Estimated, 2012, Gross, Market, assets, INVESTMENTS, transactions, Codes, reporting, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Buchwald, Naomi Court Organization SOUTHERN DISTRICT NEW YORK Date Report 0510412013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (Senior)  Sa. Report Type (check appropriate type) Nomination Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
Daniel Patrick Moynihan Courthouse 500 Pearl Street --ROOM 2270 New York, 10007 
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 

NAME ORGANIZATION/ENTITY POA: Accounts 1-7 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Buchwald, Naomi 
05/04/2013
Ill. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
SOURCE AND TYPE 

Partner law firm Kelley, Drye Warren LLP 

IV REIMBURSEMENTS -transportation, lodging, food, entertainmenL (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Buchwald, Naomi 
05/04/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Buchwald, Naomi 
05/04/2013 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure  Code (A-H)  div., rent, int.)  Code (J-P)  Method Code (Q-W)  buy, sell, redemption)  mm/dd/yy  Code (J-P)  Code (A-H)  buyer/seller (if private transaction)  Citibank Accounts  Interest  Vanguard Voyager (IRA)  Dividend Income Gain Codes: =$1 .000 less =$1.00  $2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$!00.000 =$I 00.00 -$1.000.000  fl] =$1 .000.00 -$5.000.000 =More than $5.000.000 Value Codes =$1 5.000 less =$15.001 -$50.000 =$50.001 -$I 00.000 I00.00 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.00 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (I) (2) (I) (4) Income Gain Codes: 41.000 less =$1.001 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000  E=$15.00 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$!00.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000 =$50.00I -$I 00.000 =$100.001 -$250,000  
{Sec Columns and D3) =$250.001 -$500.000  0=$500.00I -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

Buchwald, Naomi 
05/04/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code  (2) Type (e.g., div., rent,  (I) Value Code  (2) Value Method  (I) Type (e.g., buy, sell,  (2) Date mm/dd/yy  (3) Value Code  (4) Gain Code  (5) Identity buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)
Sold 12/6/12 
36. 
--International Rectifier (Common) 

None Sold 917112 
37. 
--Moduslink Global Solutions (Common) None 

--Amazon (Common) None Buy 01/3/12 Income Gain Codes: .000 less =$1.001 -$2.500 =$2.501 -$5.000  D=$5,00I -$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.00 -$I 00.000 =$I 00.00 -$1 .000.000 =$1 .000 .001 -$5.000.000 =More than $5.000.000 Value Codes =$1 5.000 Jess =$15.001 -$50.000 =$50.00 J00.000 =$I 00.00 -$250.000  
(Sec Columns and D3) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Buchwald, Naomi
05/04/2013 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure  Code (A-H)  div., rent, int.)  Code (J-P)  Method Code (Q-W)  buy, sell, redemption)  mm/dd/yy  Code (J-P)  Code (A-H)  buyer/seller (if private transaction)  
52.  Sold  11/15/12  

Buy 11/23/12 
--Valero (Common) Dividend 
Sold 2/8/12 
55. 
Buy 3/3/12 Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000  0=$5.001 -$1 5.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.00 -$I 00.000 100.00 -$1.000.000 =$1 .000.001 -$5.000.000 =More than $5.000.000 Value Codes =$1 5.000 less  K=$15.00I  $50.000 =$50.001 -$100.000 100.00 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500,00I -$1.000.000  Pl =$1,000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

Buchwald, Naomi
05/04/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  ofreporting period  

Transactions during reporting period 
(I) (I) 
(2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
69.  Buy  08/3/12  

Sold 08/6/12 
71. 
Buy 0817/12 Income Gain Codes: =$1 .000 less 41.001 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000  E=$1 5.001 -$50.000  
(Sec Columns and 04)  F=$50.00l -$100.000 =$I 00.00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$!00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (I) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
86.  Buy  2/28/12  
87.  Sold  2/29/12  

88. 89.  Buy Sold Buy Sold Buy  916112 10/14/12 11/5/12 11/14/12 115112  
90.  
91.  
92.  
93.  Sold  1111 5/12  

--M icrosoft (Common) Dividend Buy 3/20/12 
Buy 8/1 0/12 
Sold 8/17/12 (part) 
97. Buy 8/22/12 
Sold 8/26/12 (part) 
99. 
Sold 8/27/12 

100. 
--Research Motion (Common) None Buy 09115112 

IOI. Sold 12/16/12 
102.  JPMorgan Chase Accounts  Interest Income Gain Codes: =$1.000 less =$1.001 -$2.500  
(See Colmnns and 04) =$50.00 -$100.000 =$100.00 I.000.000 Value Codes =$1 5.000 less =$15.001 -$50.000  
(See Columns and 03) =$250.00 -$500.000 =$500.00 I.000.000 =$25.000.00! -$50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only)  
(Sec Column C2) =Book Value  V=Othcr =$2.501 -$5.000 Ill =$!.000.001 -$5.000.000 =$50.00 -$100.000 =$1.000.001 -$5.000.000 =More than $50.000.000 =Assessment =Estimated  0=$5.001-$1 5.000 =More than $5.000.000 =$100.00 -$250.000 =$5.000.001 -$25.000.000 =Cash Market =$15.001 -$50.000  

Buchwald, Naomi
0510412013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (2) (I) (2) (4) 

Place "{X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code2 (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
!03.  Schwab Account --NY Muni Money Mkt  Int./Div.  
104. 105.  Merrill Lynch Cash Ace-formerly America cash reserve Treasury Direct  Dividend Interest 06.  Time Warner Common Stock  Dividend  Buy  7/13/12  
107. 108.  Sold (part) Buy  7/17/I2 9126112  
109. IO.  Applied Materials mmon Stock (IRA)  Dividend  Sold (part) Buy I/20/I2 1112  Sold  8/16/12 I2.  Blount Common Stock  None  
113.  Intel mmon Stock (IRA)  Dividend  Buy  01/17/12  Buy  01/18/12  Sold  01/18/12  
116.  Buy  3/1/12  
117.  Buy  3/2/12  
118.  Sold  3/2/12  Buy  3/5/12 Income Gain Codes: =$1.000 less =$1 .001 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50,00l -$100.000 =$I 00.00 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 lcss =$15,001 -$50.000 =$50.00 -$I 00.000 100.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$I .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Buchwald, Naomi
05/04/2013 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 

(2) (l) (2) (3) (4) (5) Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
120. 
Buy 319112 
121. 
Sold 3/9/12 (part) Income Gain Codes: =$1.000 less =$1 .00 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.00 -$50,000  
(Sec Colunms and 04) =$50.00I -$I 00.000 =$100,001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.00l -$50.000 =$50.00I -$I 00.000 I00.00 -$250.000  
(Sec Columns and D3) =$250,00 -$500.000 =$500,00 -$1.000.000 =$1 .000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Othcr =Estimated  

Buchwald, Naomi 
05/04/2013 

VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (I) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
137.  Buy  5/2/12 Income Gain Codes: 41,000 less =$1 ,001 -$2.500 =$2.501 -$5.000  0=$5,001 -$15.000 =$15.00I -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1 .000.000 =$1 .000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Buchwald, Naomi 
05/04/20 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 

(2) (I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
154. 
Sold 3/26/12 

155. 
Buy 3/27/12 

156. 
Sold 04/18/12 (part) 

157. 
Sold 4/19/12 (part) Income Gain Codes: 41.000 less ,001 -$2,500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.00 -$50.000  
(Sec Columns and D4)  F=$50.00l -$100.000 =$100.00 -$1 .000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less  K=$15,00l -$50.000 =$50.001 100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Coctcs =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Buchwald, Naomi 
05/04/2013

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
171. 
Buy 317/12 
172. 
Sold 3/8/12 
173. 

Buy 3/14/12 
174. 
Sold 3/14/12 

175. 
Buy 3/20/12 

176. 
Buy 3/21/12 

177.  Buy  3/23/12  
178. 179.  Sold (part) Buy  3/26/12 3/29/12  
180.  Sold (part)  4/3/12  
181.  Sold (part)  4/12/12  
182. 183. 184.  Sold (part) Sold (part) Sold (part)  4/18/12 4/24/12 4/25/  
185.  Sold  4/30/12  
186.  Buy  5/1/12  
187.  Buy  5/2/12 Income Gain Codes: =$1 .000 less =$1.00 -$2.500 =$2.501 -$5.000  D45.00t 15.000 =$15.001 -$50.000  
(See Columns and D4) =$50.00 -$I 00.000 =$100.001 -$1 .000.000 =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$1 00.000 =$100.00 -$250.000  
(See Columns and DJ) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Buchwald, Naomi 
05/04/2013

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) 
(2) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
188.  Buy  515112 Income Gain Codes: =$1.000 less 41.001 -$2.500  c=$2.501 -$5.000  045,001 -$15.000 =$15,001 -$50,000  
(See Columns and 04) =$50.001 -$1 00.000 =$100.00 -$1 .000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$1 5.000 less =$1 5.001 -$50.000  L=$50.00 -$100.000 I00.00 -$250.000  
(See Columns and DJ)  N=$250.001 -$500.000  0=$500.00 -$1.000.000 =$1 .000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Buchwald, Naomi 
05/04/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
205. 
Sold 7112112 (part) 
206. 
Buy 7126112 
207. 
Sold Jncomc Gain Codes: =$1.000 less  641.001 -$2.500 =$2.501  $5.000  D=$5.001  $15.000 =$15.001 -$50.000  
(See Columns and 04)  F=$50.001 -$1 00.000 =$I 00.00 -$1 .000.000 =$1 .000.001  $5.000.000  fl2 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000  L=$50.00  $100.000 =$100.00 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500.00  .000.000 =$1.000.00 -$5.000.000 =$5.000.001  $25.000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

Buchwald, Naomi 
05/04/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (l) (l) (3) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
222.  Sold (part) 12112  

223. 
Buy 1117/12 Income Gain Codes: I.000 less =$1,001 -$2.500 c=$2.501 -$5.000 D=$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and 04) =$50.00 -$I 00.000 =$100.001 -$1.000.000 =$1.000.001-$5.000.000 fl2 =More than $5.000.000 
Value Codes J=$15.000 less K=$15.00l -$50.000 L=$50.00 -$I 00.000 =$100.00 -$250.000 

(Sec Columns and 03) 	N=$250.001 -$500.000 0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 P2=$5.000.00 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Colunm C2) =Book Value =Other W=Estimated 

Buchwald, Naomi 
0510412013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (I) (2) (2) (3) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Jncomc Gain Codes: =$1.000 less =$1 .00 -$2.500 =$2.501 -$5.000  D=$5.001 -$15.000 =$15.00 -$50.000  
(See Columns and 04) =$50.00 -$I 00.000 =$I 00.00 -$1 .000.000 =$1.000.001 -$5.000.000 =More than $5,000.000 Value Codes  J=$1 5,000 less =$15,001 -$50.000 =$50.00I -$I 00.000 =$100.001 -$250,000  
(See Columns and 03) =$250.001 -$500.000  0=$500.001 -$1 .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Buchwald, Naomi 
05/04/20 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
256. 
Buy 10/15/12 
257. 

Sold 10/15/12 
258. 
Buy 1117/12 Income Gain Codes:  A=$1,000or lcss =$1 ,00 -$2,500 =$2.501 -$5,000 =$5.001 -$1 5,000 =$15.001 -$50.000  
(Sec Columns and 04) =$50,001 -$100.000 I00,00 -$1 ,000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 I00.00 -$250.000  
(See Columns and 03) =$250.001 -$500.000  0=$500,00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.00 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Buchwald, Naomi 
05/04/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(1) (2) (1) (2) 
(2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
273. Sold 2/28/12 Income Gain Codes: =$1.000 less =$1 ,00 -$2,500 =$2.501 -$5.000  0=$5.001 -$1 5.000 =$1 5.00 -$50.000  
(See Columns and 04)  F=$50,001 -$100.000 =$I 00.00 -$1 .000.000 =$1 .000.001 -$5.000.000  ll2 =More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.00 100.000 100.00 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000  0=$500.001 1,000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) ""Assessment ==Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Buchwald, Naomi 
05/04/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
(I) (2) (2) (I) (2) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private 
transaction) Income Gain Codes: =$1.000 lcss =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15,000 =$15.001 -$50.000  
(See Columns and D4) 450.001 -$100.000 =$1 00.001 -$1 .000.000  Ill =$1 .000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less  K=$1 5,00I -$50.000 =$50.00 -$I 00.000 =$100.00 -$250.000  
(See Columns and D3) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Othcr =Estimated  

Buchwald, Naomi 
05/04/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (2) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
307.  Buy  4/4/12  
308.  Buy  4/8/12 Income Gain Codes: =$1 .000 less =$1.001 -$2.500 =$2.501 -$5,000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000 =$1 .000.001 -$5.000.000 =More than $5.000.000 Value Codes =$1 5.000 less =$15.001 -$50,000 =$50.001 -$100.000 I00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1 .000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those ofspo11se and dependent children; see pp. 34-60 filing instr11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
{including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller Jncomc Gain Codes: =$1.000 Jess =$1,00 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15,001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$I 00.00 -$1 .000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$1 00.000 I00.00 -$250.000  
(See Columns and 03) =$250.00 -$500.000  0=$500,001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

Buchwald, Naomi 
05/04/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
(I) (2) 
(I) 
(2) (3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
341. 

Sold 8/24/12 
342. 
Time Warner Cable Common Dividend Buy 7/13/12 Income Gain Codes: =$1 ,000 Jess =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(See Columns and 04)  F=$50.00I -$1 00.000 =$100.001 -$1.000.000 =$1 .000.001 -$5.000.000 =More lhan $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More 1han $50.000.000 Value Method Codes =Appraisal =Cos1 (Real Es1a1c Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=01hcr =Estimated  

.VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent chitdren; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes:  A=$1.000or less =$1,001 -$2,500  c=$2.501 -$5.000 =$5.001 -$15.000  
(Sec Columns and 04)  F=$50.00l -$100.000 =$100.001 -$1 .000.000 =$1 .000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$1 5.000 lcss  K=SIS,001 -$50.000  L=$50.00 -$I 00.000 =$100.00 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.00 $1.000.000 =Sl.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated =$15.001 -$50.000 

Buchwald, Naomi 
05/04/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
375. 
-Fidelity Advisor Diversified International Fund 

376. 
-JP Morgan Mid Cap Value Fund 

377. 
-Growth Fund America 

378. 
-Invesco Van Kampen Senior. Loan Fund 

-Touchtone Mid Cap Growth Fund 
380. 	
-Escrow Leiner Health Products exchanged for Lehman 

381. 	
-Express Scripts Holding Co. Common Stock (X) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 0=$5.001  $15.000 E=$15.00I -$50,000 (Se Columns and 04) =$50.001 -$100.000 =$100.00I -$1.000.000 =$1 .000.001  $5.000.000 112 =More than $5.000.000 
Value Codes =$15.000 less =$15.001  $50.000 =$50.00  I00.000 =$100.001 -$250.000 

(Sec Columns and D3) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1,000.001  $5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Othcr =Estimated 

Name Person Reporting 
Date Report 
Buchwald, Naomi 
05/04/2013 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 

05104120 
Buchwald, Naomi 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Naomi Buchwald 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544