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Judicial Watch • Nathaniel M. Gorton – 2012

Nathaniel M. Gorton – 2012

Nathaniel M. Gorton – 2012

Page 1: Nathaniel M. Gorton – 2012

Category:Federal Judges

Number of Pages:11

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Holdings, Nathaniel M Gorton, Boston, Estimated, 2012, Gross, Market, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, reportable, reporting, report, Federal Judge, income, Judge


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Government Act 1978
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Gorton, Nathaniel Court Organization District Court -Massachusetts Date Report 05/16/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) District Court -Active  Sa. Report Type (check appropriatD Nomination Date Initial [{] Annual Sb. Amended Report type) Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
United States District Court Courthouse Way, Suite 3110 Boston, 02210 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJ 0NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Stockholder, Clerk/Secretary and Director Seafood HoldMA corporation.  ings, Inc., Boston, (closely  seafood business) Member the Corporation The New England Home for Little Wanderers, Boston, (non-profit, private child-welfare agency) 
Power Attorney/Trustee (see NOTE Part VIII) Fidelity money market accounts (for all stockholders Seafood Holdings 
Trustee 
Trustee 

instructions.) 
PAR TIES AND TERMS 

Date Report 
05/16/2013
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) August Seafood Holdings, Inc. (Closely 
seafood business) $10,000.00 
corporate clerk/secretary, director, custodi.an, trustee and accounting 
duties Spouse's Non-Investment Income -lfyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIIVIB URSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children, see pp. 25-27 offiling instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  New York Intellectual Property Lawyers Association  reimbursement for lodging and travel train w/spouse from Boston NYC attend annual N.Y.LP.L.A. dinner 3/23/12 Waldorf Astoria  

Date Report 
05/16/2013 GIFl'S. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 

SOURCE 
VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing ins/ructions.) 
[{] NONE (No reportable liabilities.) 

DESCRIPTION VALUE CODE 

Date Report 
05/16/2013
Gorton, Nathaniel 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  
 

(I) (2) (I) (2) 
(I) 
(2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000  0=$5.001-$15.000 =$15.001  $50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Apprnisnl =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
05/16/2013

VII. INVESTMENTS and TRUSTS --income, 1a111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tnist assets)  reporting period reporting period  

(I) (I) (I) 
(3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (A-H) (if private 
transaction) Income Gain Codes: =$1.000 less  B=$1,001 -$2.500 42.501 -$5,000 =$5.001 -$15.000  E=$15,00I -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$I 00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$I 5.000 Jess =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns 03) =$250.00 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =lJook Value =Other =Estimated  

Date Report 
05/16/2013 

VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 filing ins1r11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (I) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
35. Gilead Sciences  
 Buy  317/12  
36. UnitedHealth Group Inc.  Buy  317/12  
37. Walgreen Company  Sold  3/14/12  
38. American Express Co.  Buy  3/14/12  
39. Walmart Stores, Inc.  Sold  415112  
40. DirecTV Holdings  Buy  415112  
41. Nextera Energy Capital Ser  Buy  4/17/12  
42. Enbridge Corp.  Buy  4/18112  
43. Anheuser-Busch INBEV  Buy  4/27/12  
44. Teva Pharmaceutical Inds.  Sold  5/10/12  
45. Gilead Sciences  Buy  5110112  
46. Total SAADR  Buy  5110112  
47. UnitedHealth Group Inc.  Buy (add'!)  5110112  
48. JPM CAP XXVIll VAR RATE 7.20% FIXED 12/22/14  Sold  7/12/12  
49. Federal Home Loan Mortgage Corp.  Sold  7116112  
50. Netapp Inc.  Sold  8/6/12  
51. Fresenius Medical Care ADR  Buy  8/6/12 Income Gain Codes: =$1.000 less  B=$1.00I -$2.500 =$2.501 -$5.000  D=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns nnd D4) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value des =$I 5.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$!00.001 -$250.000  
(Sec Columns and DJ) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Apprnisal =Cosl (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) :-:Uook Value =01hcr =Estimated 05/16/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(I)  (2)  (I)  (2)  (!)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private Income Gain Codes: =$1.000 less  B=$1.00l -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$I 00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$!00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =lfook Value =Other =Estimated  

Date Report 
05/16/2013 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tntst assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500  c=$2.501 -$5,000 =$5.001 -$15.000  E=$15.001-$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$I 00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than .000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000,001 -$5.000.000 =$5.000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Apprnisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column Cl) =Book Valui.! =01hcr =Estimated  

Date Report 
05/16/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate part report.) 
Part Line -NOTE: None the beneficiaries the following trusts and accounts which the reporting party trustee (or holds power attorney) dependent the reporting party and neither the reporting party nor his spouse has any beneficial interest control over the disposition assets such trusts and accounts. 
Part VII, Line -Income the reporting party reported Section VII attributable his pro rata share the income Seafood Holdings, Inc. ("Holdings") which taxed corporation whereby all corporate income deemed passed through and taxable the individual stockholders whether not such income is, fact, distributed. The value the stock holdings appraised biennially certified financial analyst. 
retain right principaL 
Part VII, Lines 24, and -The assets listed these lines (and the transactions noted the lines that follow) are managed Boston Financial Management, Inc., Boston, and consist stocks and bonds publicly held companies and equity holdings based indices listed Attachment #1. 
Part VII, Line -The reporting party now required withdraw certain minimum amount from his IRA account each year. 

Date Report
05/16/2013
accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Nathaniel Gorton 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

Nathaniel Gorton 
May 15, 2013 
Attachment 

All the listed holdings 12/31112 are common stock unless otherwise noted. 
ADT Corp. 
Abbott Labs (stocks bond) 
Air Products Chemicals, Inc. 
American Express Co. (stocks bond) 
Anadarko Pete Corp. Anheuser Busch Corp. 
Automatic Data Processing, Inc. 
Avalonbay Commun,ities, 
Inc. Avon Products, Inc. (bond) Chubb Corp. Citrix Systems, Inc. Coca Cola Co. Costco Wholesale Corp CVS Corp. Devon Energy Corp. Diageo PLC-Sponsored ADR DirecTV Holdings (bond) Emerson Electric Co. Enbridge Corp. Exxon -Mobil Corp. Fresenius Medical Care ADR Georgia Power Co. (Bond) Gilead Sciences Corp. Google Inc. Gulf Power Co. (pfd) HCP, Inc. Health Care REIT, Inc. (pfd) HSBC Holdings (pfd-CL and stock) Intel Corp. Johnson Johnson 

Equity holdings based indices: 

Market Vectors Gold Miners ETF Matthews Asia Small Cos. McCormick Co., Inc. McDonalds Corp. National Rural Utilities (bond) Nextera Energy Corp. Nike, Inc. Novo-Nordisk ADR-B Oneok Parrtners, (bond) Oracle Corp. Pepsico, Inc. Pitney Bowes, Inc. (bond) Procter Gamble Co. Public Storage, Inc. (stock pfd) RPM. Inc. (Ohio) Ross Stores, Inc. Royce Fund Penn Mut Inv. SBC Communications, Inc. (bond) Sigma Aldrich Corp. SPDR Gold Trust Stryker Corp. Total ADR UnitedHealth Group, Inc. United Parcel Service, Inc. United Technologies, Inc. Vodafone Group, Inc. Wells Fargo Co. Westwood, (Town of) 

(municipal bond) 
!Shares, Inc. Morgan-Stanley Capital Int'l (MSCI) Pacific Rim ex-Japan Index Shares, Inc. MSC! Emerging Market Index !Shares, Inc. Russell 2000 Index