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Judicial Watch • Neal P McCurn Financial Disclosure Report for 2009

Neal P McCurn Financial Disclosure Report for 2009

Neal P McCurn Financial Disclosure Report for 2009

Page 1: Neal P McCurn Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:12

Date Created:November 10, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Neal P McCurn, mccurn, Dreyfus, 2009, Market, INVESTMENTS, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Rev. 111010 
FOR CALENDAR YEAR 2009 U.S.C. app.  101-11 P-. Reporting (last name, first. middle initial) Court Organization Date Repo11 
McCum, Neal 
U.S. District Court N.D.N.Y. 06/30/2010 Tiiie (Anicle IDjudges indicate active senior status; 
Sa.. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate fuU-or pan-time) Nomination, Date 01/01/2009
Senior U.S. District Judge 
Jnitial Ammal Final [l] 
12/31/2009
Amended Report 

Sb. Chambers ...-Office Address Ola Ille buls the lnformtioa c:ontllned this Report and any modlflcatloas per1ldning thereto, IDY oplnloa, compliuc:e 
with appllcsble laws and regulationo. Clinton Street 
Syracuse, 13261 

P.O. Box 7365 
Reviewi.Bg Oftker 
IMPORTANT NOTES: Theinst,,1ctions accompanying thisform mMStbefolloweJ. Complete allports, checking NONE box for eh part where yo11 have reportable infomudion. Sign last page. POSITIONS. (RqorliltgOllly; supp. 9-IJofjiJillginm-llCtions.) [ZJ NONE (No reportable positions.)  
o:---_  
(/")..   
c:: ::.  
:::::.. ;.:.. rri ::._:  cJ..r NONE (No reportable income, assets, transactions.) 
Gross value end 
(including trust assets) reporting period 

DescriptiofA=-----i Transactionsduring reporting period 
-- ------  --"---
(!) 
Place "(X)" after each asset Amount Type (e.g 
Code 
exempt from prior disclosure div., rent, 
(A-H} int) 
Code redemption) (Q-W) f
-   -- ..................... 

..... ____________ 
(5) 
Identity 
buyer/seller 
(if private 
transaction) 
35. 
Agilent Tech Inc (Y) 

36. 
Sll}'ker Corp Dividend 

37. 
Amer Fds Cap Wrld GI Dividend 

38. 
EOG Resources Dividend 
39. First Busey Coip (Y) 
40. 
Hewlett Packard Dividend 

41. 
Johnson Johnson Distribution 

42. Eli Lilly Dividend 
Pfizer Distribution 
44. Vodafone Group Dividend 

45. Xerox  Dividend  
46. Bank America  None  Sold  01129/09  market  
47. NYS Thruway 4.5 411/09  Interest  Redeemed  04/01/09  market  
48. NYS Envmmt 6/15/14 49. MTA Trans 7/1/13 50. NYS LOC Gvt 4/1113 rest None None  
St. NYS Gvt 4/1/14  None hloomc Gain Code>: (See Columns 111 .00 04) Value Codes 
(See Cotumns and Value Method Codes (See Column Cl) =$1.000 kss 450,001 -St00,000 "115.000 less -s2so,001 -s;oo.ooo =S2S.000.001  SS0,000,000 =Appraisal -.,,l:Joc.>l aJue =SJ,001 -$2,500 =$100.IXH -Sl.000,000 =$15,001 -$50.000 =S500,001 -s1.ooo.ooo =Cost (Real E.smte Only) -Ohct =$2.501 -$5,000 
Ill =Sl,000.001 -SS,000,000 =$50,001 -SI00.000 =Sl.000.001 -SS.000.0UO "Moce than SS0,000,000 =Assessment ""'ESlimatcd =$5.001 SU,000 112 >More than $5,000.000 =$100.001  $250.000 =S5,000,001  $25,000,000 =Cash Market 
Amount 

NONE (No reportable income, assets, transactions.) 
- ---- - ----	  
Description Assets Jncome during 
Gross v;.., end r-Transactions during reporting period 
(including trust assets) reporting period reporting period 

--(3f-j (4-
Value Gam  ldenuty 
(I) 	------
(2)Place "(JC)" after each asset exempt from prior disclosure Type (e.g., Date

Value Value

Type (e.g.,Code div., rent. 
Code2 rnm/dd/yy Code Code :Method buy, sell. 

buyer/seller
 

(A-H)l

(A-H) orint.) 
(J-P) 
redemption) 
(J-P) ... 
52. 
Mass WfR 811/l Interest Buy 03/06/09 market 

53. 
Norwalk 711112 Interest Buy 03/06/09 market 

NYS Dorat 12115116 Interest Buy 03/31/09 marlcet 
55. Envm 4.625% 6/15/33 Interest Buy 10/14/09 market 

56. 
Sentinel Cap Mrks Dividend 

57. 
Finl Sector SPDR Dividend Buy 01/29/09 marlcet 

58. 
lntui tive Surgical Inc 	None 

IRA Acct (Wells Fa.rgo)Stks Bnds listed below: 
60. Boston Scientific (Y) 
Eli Lilly Dividend Halliburton Dividend
Medco Health (Y) 
64. 
Pfizer Dividend Buy 10/16109 market 

65. 	
Pfizer None Buy 10127/09 market (add'!) 

66. 	
Simon Property Grp Dividend Buy 03118/09 market (add'I) 

67. 	
Simon Property Grp None Buy 06/19/09 market (add'I) 

68. 	
Simon Property Grp None Buy 09/18/09 market (add'I) Income Gain Codes: =$1,000or I"' 8=$1,001-$2.'.>00 =$2.SOI -S5.000 D=$S.001-Sl5,000 E=$15,00I-SS0.000 (See Columns and D4) =SS0,001  SI00,000 =SI00,001-$1.000,000 =$1.000.001-SS.OOO,OOO ill =More than $5,000,000 Value Codes =SI S.000 less 415.001 $50.000 =S50,001-SIOO,OOO =$100,00t -$25-0,000 
(See Columns snd DJ) -'$250.001  $500,000 =$500.IJOI 1.000.000 =$l,000.001-S5.000,000 =$5,000,001 -$25,000.000 =$25.000,001 $50,000.000 =More than $5-0.000,000 

 Value Method Codes 	QApimisal ='Cost (RC3l Estate Only) =Assessment (See Columo C2} =Book Value =Olher Estimated 

Name Person Reporting 
Date Report 
McCurn, Neal 
06/3012010 
VII. INVESTMENTS and TRUSTS -btt:ome. l10lw, tl'tursactions (lnet1Ules1Mseofspo11sun11cllildrm;-,,,,. 1U1JofjUillg in.stnu:tit>nJ NONE (No reportable income, assets, transactions.) 
----------- 
Description Assets 
Income during Gross value end 
Trnnsactions during reporting period 
(including trust assets) 
reporting period reporting period 
(1) 
(2) 
(I) T--(2) 
(5) 
Amount 
Type (e.g., 
Place "(X)" after each asset 
Code 
div., rent, 
exempt from prior disclosure 
(A-H) int.) 
69. 
Simon Property Grp 	None 

70. 
UDR Inc Dividend 

Value Code2 (J-P)  Value Method Code3 (Q-W)  Type(e.g., buy, sell, redemption)  Date mm/dd/yy  
Buy (add'!)  12/18/09  Buy (add'!)  02/02/09  

Value 
Code2 (J-P) 
Gain 
Code 

(A-H) 
Identity buyer/seller (if private transaction) 
marlcet 
market 
71. 	
Wyeth Dividend Merged 10/16/09 marlcet (with line 64) 

72. 
Amer Express 12130/11 Interest 

Franklin Mutual Disc Dividend 
Amer Fds-New Economy Dividend 
75. 
FNMA 4.5% 9124124 	None Buy 09/14/09 market 

76. 
Individual Accounts held listed follows: 

77. Savings Bonds 	None 

78. 
Dreyfus Emerging Leaders Dividend 

Dreyfus MidCap Value Dividend Buy 07127/09 marlcet (add'I) 
80. Dreyfus MidCap Value None 09/21/09 rnarlcet 
(add'!) 
81. 	
Dreyfus MidCap Value None Buy l/10/09 market (add'!) 

82. 	
Dreyfus Appreciation Dividend Buy 04/03/09 market (add'I) 

83. 
Dreyfus Appreciation None Buy 04/30/09 market (add'!) 

84. 
Dreyfus Appreciation None Buy 07/01/09 market (add'I) 

85. 
Dreyfus Appreciation None Buy 08118/09 market (add'!) 

-------1 Income Gain Codes: A-Sl, OOOor less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =Sl5,00l -$50,000 (Sec Columns 1111d D4) -sso.001 -s100.ooo =SI00,001 -Sl.000.000 =Sl.000,001-S5.000,000 =More tban $5,000,000 
Value C00es s1s.ooo lcos "$15.001-$50.000 =$50,001 -Sl00.000 =Sl00,001 -$250,000 

(Sec C.olumn and DJ) S250.00 -$500,000 =S500.00l -Sl.000.000 =Sl.OOO.OOl -S5.000,000 =S5,000,001 -$25,000.000 =S25.ooo.001 -S5o.ooo,ooo =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessrnenl T=CasbMmet 

(Sec Column C2) :::Book Value Y00ther =Estimated 
---------- - 

VII. INVESTMENTS and TRUSTS-'--> ...i-. (11'dlMladtost!ofspo111111tkpmden1c'lu/4mr;-pp. J-uooffl/btgbtstrctioru.J NONE (No reportable income, assets, transactions.) 

Name Penon Reporting 
Date Report 
McCurn, NeaJ 
06130/2010 
VII. INVESTMENTS and TRUSTS -ilN:o-. w11w,  (lndiuks t1wseof.,,,,,_-'c""""1t;uepp. 3ut1ofbtstnu:tJMJ NONE (No reportable income, assets, transactions.) 
103.  Syracuse Police f'ed Credit Union CDs BaseA/C  Interest  
104.  MT Bank Syracuse Checking A/C  Interest 05.  Metlife Bank Money Mrk A/C  Interest  

Name hnea Reporting 
Date Report 
McCurn, Neal 
06/30/2010 
VIU. ADDITIONAL INFORMATION EXPLANATIONS. r11UllakponofRqHNt> 
Shares Wyeth (Line 71) reorganized into shares Pfu.er (line 64) 

NIUDe Peno Reporting 
Date Report 
McCurn, Neal 
06/3012010 
IX. CERTIFICATION. certify that infonnation given above (inclnding information pertaining spouse and minor dependent cllildttn. uy) accunte, true. and complete the best knowledge and belief, and that any Information not reported was withheld because met applicable statutory provisions permitting non-disclosure.. further cerdfy that earned i11come from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conferoce regulations. 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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