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Judicial Watch • Neil V Wake Financial Disclosure Report for 2005

Neil V Wake Financial Disclosure Report for 2005

Neil V Wake Financial Disclosure Report for 2005

Page 1: Neil V Wake Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:15

Date Created:January 31, 2007

Date Uploaded to the Library:November 13, 2013

Tags:MutFd, Neil V Wake, Equity, Small, International, Growth, Estate, Market, 2005, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev.112006 
FOR CALENDAR YEAR 2005 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) Wake,NeilV Court Organization U.S. District Court, Arizona Date Report 08/1/2006 Title (Article judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge  Sa. Report Type (check appropriate type)  Nomination, Date Initial  Annual Final Reporting Period 01/01/2005 12/31/2005  
Sb. Amended Report Chambers Office Address 401 Washington St., SPC Phoenix, A'Z 85003 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
NAME Trustee Trust# 
Trustee Trust#2 
Trustee Trust# 
Trustee Law Offices ofNeil Vincent Wake 401K Profit Sharing Plan sole beneficiary) 
Trustee Law Offices Neil Vincent Wake Money Purchase Plan sole beneficiary) 

II. AGREEMENTS. (Reporting individual only; see pp.14-16 ofinstructkms.) 
 NONE (No reportable agreements.) 
AND TERMS  '::J  ,__, .,.,1::) :::;:>c:
::J :;:: 
rr1
c>,.
--,- r-)> 
,:, 1"y triist) 

131. 
--Oakhurst Allocation (Mut Fd) Dividend 

132. 
-WangerUS Smaller Cos (Mut Fd) Dividend 

133. 
-Wanger Intl SmallCap (Mut Fd) Dividend 

134. 
-AllBemEnhancedindex (Mut Fd) Dividend 

135. 
-Engeman GrowthInc (Mut Fd) Dividend (formerly Oakhurst) 

136. 
--AIM Growth (Mut Fd) Dividend Income Gain Codes: 1,000 less =Sl,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns end D4)  F=$50,00l -SI00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000  112 =More lhan SS,000,000 Value Codes  J=$15,000or less  K=S15,001-$50,000 =SS0,001-$100,000 =$100,001 -$250,000  
(Sec Columns end D3) =$250,001 -$500,000 =$500,001 -$1,000,000 -Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Melhod Cod =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More lhan $50,000,000 =Cash Market  
(See Col umn C2)  Q=Appraisal  V=Olher =Assessment =Book Value  W=Estimated  

Wake,NeilV 
08/1/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Ifnot exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

137. --Tech Portfolio Dividend 
138.IRA# 
139. 
-Liquid Assets Fund Dividend 

140. 
--Credit Suisse Cap Gth (Com) None --Salomon Invesstors Value Dividend 
142. 
-Amer Cent Growth Adv None 

143. 
--Blackrock Duration Svc Dividend 

144. 
--Fidelity Adv Intenned Dividend 

145. 
-Davis Real Estate Dividend 

146. 
--Fidelity Adv Mid Cap Distribution 

147. 
Brokerage Acct# 

148. 
--Special Value Fund Dividend Sell 11-18 

149. 
-Mid-Cap Value Fund Dividend 

150. 
--Van Kampen Grw Inc Dividend 

151. 
-Van Kampen Grw Inc Dividend Buy 11-18 

152. 
-MSIF Equity,Port Inst Dividend Sell 11-18 

153. 
-MSIF Small Growth Dividend Income Gain Codes:  A=Sl,000 Jess =Sl,001 -$2,500 :o$2,501 -SS,000  D=SS,001-$15,000  E=Sl5,001-$50,000  
(See Columns and D4)  F=SS0,001-SIOO,OOO =SI00.001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =SIS,000 lcss  K=SIS,OOJ-SS0,000  L=SS0,001-SIOO,OOO  M=Sl00,00l -S250,000  
(See Columns and DJ) =$250,001 -$500,000 =SS-00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only)  P4=More than SS0,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

08/1/2006
Wake,NeilV 

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) not exempt from disclosure 
(2) 
(I) 
Place
Amount 
Value
(X)" after each asset 
Type(e.g. 
Value 
Type(e.g. 
(2) 
(5) 
Code 
div., rent, 
Code 
Method
exempt from prior disclosure 
buy, sell, 
Gain 
Identity 
Value
Date. int) 
Code3
(A-H) 
merger,
(J-P) 
buyer/seller
Code 
Code
Month 
redemption)
(Q-W) 
Day 
(A-H) (if private 
transaction) 
154. -MSIF Mid Cap Growth Inst  Dividend  
155. --MSIF Real Estate Port  Dividend  
156. -MSIF Large Cap Growth Port (formerly Equity Growth)  Dividend  
157. -MSIF Small Cap Val Int  Dividend  Buy  11-18  
158. Brokerage Acct#  
159. --Harris Insight  Dividend  
160. -Cisco Systems Inc (common)  None  
161. Callon Petroleum (common) (X)  None Income Gain Codes: =Sl,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15.000 =$15,001-$50,000  
(See Columns and 04)  F=$50,001 -$100,000 =$100,001 l.000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless . 15,00 -$50,000  L=S50,00l -SI00,000  M-SI00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001-$1,000,000 =$1,000,001-$5,000,000  P2-$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 I-$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Wake,NeilV 
08/1/2006 
Vill. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/Report.J 

II. 

08/1/2006
Wake, Neil 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gift which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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