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Judicial Watch • Nicholas G. Garaufis – 2003

Nicholas G. Garaufis – 2003

Nicholas G. Garaufis – 2003

Page 1: Nicholas G. Garaufis – 2003

Category:Federal Judges

Number of Pages:8

Date Created:February 3, 2005

Date Uploaded to the Library:October 20, 2014

Tags:Quest, Nicholas G Garaufis, nicholas, oppenheimer, Growth, children, 2003, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, income, Judge


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FL1lANCIAL DISCLOSURE REPORT Government Act 1973 Re. Calendar Year 2003 U.S.C. app.  101-111) Person Reporting (Last name. First name. lvtiddle initial) Court Organization GARAlFlS. NICHOLAS EASTERN DISTRICT NEW YORK Titk 1.Article III Judges indicate active senior status; ReportType (check appropriate type) magistr:ltt judges indicate full-or part-time) Nomination. Date 2/28/2000UNITED STATI:S DISTRICT JUDGE Initial Annual Anal Date Llf Repon 
7/3112004 Rep0rting Period 
111/2003 
12131/2003 
17. 	Chamt-ers )ffice Address the basis the information contained this Report and any modifications pertaining thereto, is. opinion, compliance DIS1RICT COURT EDNY 
with applicable Jaws and regulations. 225 CADIAN Jf>LAZA EAST 
Reviewing Officer 	Date______ BROOKLYN. 11201 
lFORTANT NOTES: The inslructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSTIIONS. (Reporting individuli.l only; see PP 9-t3 filing instructions) NONE -(No rePortat>te positions.) 
POSITION ORGANIZATION/ENTITY Member, Board Direct1ors Spectator Publishing Company, line. Member, Executive Commitu:e United States Tennis Association 
o(I) ::z: c:l> ::oz /Tl() --,,,-() Ill- 
o:t;: -r1r 
11. AGR.EENIENTS. (Reporting individual only; see pp. 14-16 oftiling instructions) fTl ,_-i NONE -(No reportable agrei:ments.) 
 
PARTIES AND 02/09/97 	ABC, INC. PENSION PLAN MONTHLY SURVNOR BENEFIT. 	CITY NEW YORK DEFERRED COMPENSATION PLAN. PRETAX CONTRIBUTIONS RETIREMENT SAVINGS PROGRAM ARE DISTRIBUTED RATE .$5,000 SEMI-ANNUALLY. 
 
 
 
III. NON-INVESTME INCO!-ffi. !Report::;indhidualan..:spouse: seep: 17-2.+offilinf :J.structionsl Filers Non-Investment Incc1me NONE 
 
 
.;Jme Person Reporting 
Dai:: 
GARAUFIS, NICHOLAS 
7/221200-1. GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No such reportable g1ifts.) 
VAUE. 
VI. LI.ABILITIES, (Includes those spouse and dependt children. See pp. 32-34 instructions.) 
 NOlfE (No reportable liabilities.) 
 
 
 
(il:icludir-;; :rust assets} 
pouse :ina der-:ut children. ?P J4-s1 nnni: insuucuons.i 
!II. .INVESThIBNTS and TRUSTS 
 
..... 
 
 
Gross -cue eoo Tran.balGrowth 
:s. Alliane Balanced Shares 
 
Amoum Code: (A-m Type (e.g.div. rcnL inL) None Value Code:?. (J-P) Value Method Code3 (Q-W) Type {e.g. buy. sell, merger. redemption) (21 Date: Month Day Value Code2 (J-P) Gain Code (A-H) Identity buyer/seller (lf private tramactionl 
None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend l/29 
Purchased 
 
Alli.a.nee  Bernstein Muni Dhidend Income/Gain Co.Jes: SI.000 less =Sl.001-$2.500 $2.501-$5,000 $5,00l-S!5.000 $15,001->SO,OOO 
(See Columns and D-1) =SS0,001-SIOO,OOO SIOO.OOl-Sl,000.000 Sl.000,001-S5.000,000 =More than 55.000.000 Value Codes: $15,000 less $15.001-$50.000 $50.001-$100.000 SlOO,OOl-S250.000 
(See Colu:rrnis and D3) S:S0,000-$500,000 SS00.001-Sl.OOO,OOO $1.000.001-SS,OOO.OOO $5.000,00lS25.000,000 S:S.000,00 l-$50,000.000 $More than $50.000,000 Value lett100 Cur Estimtted 
 
;lNANClAL DISCLOSURE REPORT Name Pun Reportin; Date Rt:port 
>age 
rrr. IlVEST!1ENTS and TRUSTS incor.. alue. tr.lllSc:ltilX:;  includes those :(:.le SFCension plan. Section ill, Line::! for income received. 
These paymc::::> will cease upon death. 
 
 
 
VII, Page lin1 21, 22, 23, and Lines 33, and 35: 
Roilaver IRA inadvertently omitted prior years filing. These investments represent the holdings Spouses IRA. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting noJl-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with 1he provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS F1LE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544