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Judicial Watch • Nicholas G Garaufis Financial Disclosure Report for 2007

Nicholas G Garaufis Financial Disclosure Report for 2007

Nicholas G Garaufis Financial Disclosure Report for 2007

Page 1: Nicholas G Garaufis Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:9

Date Created:December 11, 2008

Date Uploaded to the Library:November 13, 2013

Tags:GARAUFIS, Nicholas G Garaufis, nicholas, Pension, 2007, EPA, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Acr 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 u.s.c. app. 101-11 Person Reporting (last name, first, middle initial) GAR AUFIS, NICHOLAS Court Organization EASTERN DISTRICT NEW YORK Date Report 08/12/2008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-lime) UNITED TES DISTRICT JUDGE  Sa. Report Type (check appropriate type) Nomination, Date Initial [l] Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Addres DJRTRJCT COURT EDNY 225 CADMAN PLAZA EAST BROOKLYN, 11202 the basis the information contained this port and any difications pertaining thereto, is, opinion, compliance with appli cable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) MEMBER, BOARD DIRECTORS SPECTATOR PUBLISHING COMPANY, INC.  
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.)  
PARTIES AND TERMS 02/09/1997  ABC, INC. PENSION PLAN MONTHLY SURVIVOR BENEFIT 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

(yours, not spouse's) 2007 ABC INC. RETIREMENT PLAN 13,053 Spouse's Non-Investment Income -If you wae married during any portion the reporting year, complete this section. 
(Dollar amounl no/ required except for honoraria.) NONE (No reportable non-investment income.) 
2007 CITY UNIVERSITY NEW YORK -FORM W-2 WAGES 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
(Includes those spouse and dependenl children; see pp. 25-27 filing ins/ructions.) 
[{] NONE (No reportable reimbursements.) 

Date Report 
GARAUFIS, NICHOLAS 08/12/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z]  NONE (No reportable liabilities.)  
CREDITOR 

Date Report 
GARAUFIS, NICHOLAS 
08/12/2008 
VII. INVESTMENTS and TRUSTS -income, vatu, transactions r1nctudl!S those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 1---------------------, Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
__T?.li--___ --c2>-m:--r-
--(5)____ --"l 
Place "(X)" after each asset Amount  Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, Month - Code Code buyer/seller Code ii. (A-HJ int.) Code redemption) Day 11 -P) (if private -H) 
____: __j_ 

-----------1 Income Gain Codes: =Sl.000 less =Sl,001. S2,500 =$2.50 -$5,000 =$5,00 -St 5,000 =SI 5,001 -$50,000 (Sec Columns and D4) =$50,00 -SI 00.000 SI00,001 -Sl.000,000 111 =Sl,000.001 -$5.000.000 f12 =More than $5,000,000 Value Codes =$15,000 less 15.00 -$50,000 =$50,001 00,000 =$100,00 -$250,000 
(Sec Columns and DJ) =$250,00 -$500,000 =$500,001 1,000,000 =Sl,000,001 -$5,000.000 =$5,000.00t -$25.000.000 =$25,000,00 -$50,000.000 =More than $50,000,000  Value Method Codes =Appraisal =Cost (Real Estate Only) ""Assessment =Cash Market 
(See Column C2) =Book Value =Other stimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dpendent children; pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)
1D.
Description Assets dGr lTransactions during reporting period 
(including trust assets) :::g :;ri'! :;o:i: ;:::of 
(I) (2)
(2) (3)(I) (2)(I) (4)i 
Amount Type (e.g., Value Value Type (e.g., 
Date 
Value Identity Place "(X)" after each asset Gain

Code div,, rent, Code Method buy, sell, 
Month Code 
buyer/sellerexempt from prior disclosure Code (A-HJ int) (J-P) Code redemption) 
Day (J-P) (A-HJ 
(if private 
transaction)
(Q-W) 

--- 1.000 =SI.DOI S2.500 =S2.501 -S5.000 =S5,00I 15,000 =Sl5,00l -$50,000 
(Sec Columns andD4) F=S50.001-SIOO.OOO =$100.001  $1.000,000 Ill =$1.000.001  $5,000.000 =More than $5,000,000 Value Codes J=$15,000 orless =$15,00 -$50.000 =$50.00 -$I 00.000 S 100.001  S250,000 (See Columns and DJ) =$250.001 -$500,000 $500,001 -$1.000.000 =$1,000.001 -$5,000,000 $5,000,001 -$25.000,000 =S25.000.00I -$50.000,000 =More than $50.000,000 Value Method Codes =Appraisal =CoSI (Real Estate Only) =Assessment =Cash rket 
(Se Column C2) =Book Value =Other =Estimated 
Date Report 
GARAUFIS, NICHOLAS 
08/12/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; ... pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 

Transactions during reporting period (including trust assets) 
 (3) --(4J (s)-----: Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div rent. Code Method buy, sell. Month Code Code buyer/seller int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (A-H) (Q-W) transaction)
-L_____ ____ ------------_____L-_J j___ ----_;_____ -------_____,___L___ ___'___ 

r-------------- 15.00 -$50.000 Income Gain Codes: 1,000 less l.00  $2.500 =S2.501 -$5.000 =$5,001 -$15,000 =$100,001 -Sl.000.000 111 =$1.000.001 -$5,000.000 112 =More than $5.000,000 
F=S50,00l -SI00,000 =$15,000 less =$15,001 -$50.000 
0=$500,001 -$1.000,000 =$50.001 -$100.000 =$100,001  $250.000 
Value Codes =$250,001 -$500,000 =$25,000,00 -$50,000,000 =More than $50.000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated =Sl.000.001 -S5,000.000 =$5.000,001 -$25.000.000 
(Sec Columns and D3J 
Date Report 
GARAUFIS, NICHOLAS 
08/12/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
(including trust assets) reporting period 
(I) (2) 
Place "(X)" after each asset Amount Type (e.g., exempt from prior disclosure 
Code div., renL(A-H) int.) 
------------------------------
Gross value end Trans actions during reporting period reporting period 
(I) (J)T(4)--(5)
Value Value Type (e.g., Date Value Gain Identity 

(I) --H(2)
(2)
Method buy, sell, Month Code Code buyer/seller
Code (J-P)2 Code redemptmn) Day (J-P) (A-H) (if private _____j_ 

!I. Income Gain Codes: 1.000 less =Sl.001 -$2.500 =$2,501 -$5.000 =SS.DOI -$15,000 =$15.001  $50.000 (Sec Columns and D4) =$50,001. $100,000 =SI00,001  Sl.000.000 111 =Sl.000.001  $5.000.000 112 =More than $5,000,000 Value Codes =$15.000 less =$15,00  $50,000 =$50,00  $100.000 =SI00,001  $250.000 
(Sec Columns and DJ) =$250,001  $500.000 =S500.00I. Sl.000.000 1.000.00  $5.000.000 =$5.000.001  $25.000,000 =$25,000.001. $50.000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) c:Book Value =Other -=Estimated 
Date Report 
GARAUFIS, NICHOLAS 08/12/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporL) 
VII, PAGE LINE 
OPPENHEIMER MUNICIPAL ALSO KNOW ROCHESTER MUNI AND INCLUDED LINE 52. 

VII, PAGE LINE AND LINE PERSHING GOVT ACCT AND ALLJANCE,BERNSTEIN MUNI TR., RESPECTJVEL ARE MONEY MARKET ACCOUNTS THAT WERE TRANSFERRED INTO PRIME FUND -CAPITAL RESERVES. 
Vil, PAGE LINE 23: 
NAME CHANGED FROM OPPENHEIMER QUEST SMALL CAP VALUE FUND OPPENHEIMER MID CAP VALUE FUND. 

Vil, PAGE LINE 29: TRUST FUNDED WITH EQUITABLE LIFE INSURANCE COMPANY LIFE INSURANCE POLICY WITH CASH SURRENDER VALUE 2/3 l/07 $32,000. 
Vil, PAGE LINE 30: ABC, INC. PENSION PLAN. DESIGNATED RECEIVE MONTHLY PENSION BENEFITS UNDER LATE WIFE'S PENSION PLAN. PART Ill, LINE DISCLOSES INCOME RECEIVED. THESE PAYMENTS WILL CEASE UPON DEATH. 
Vil, PAGE LINE 47: 
FRANKLIN MUTUAL SERIES CLASS NAME CHANGED MUTUAL SERIES CLASS AND INCLUDED LlNE 

 

Name Person Reporting 
GARAUFIS, NICHOLAS 
IX. CERTIFICATION. certify that all information given above {including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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