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Judicial Watch • Noonan Jr John T – 2011

Noonan Jr John T – 2011

Noonan Jr John T – 2011

Page 1: Noonan Jr John T – 2011

Category:Federal Judges

Number of Pages:10

Date Created:December 1, 2012

Date Uploaded to the Library:January 22, 2015

Tags:Noonan, California, university, trust, 2011, Market, assets, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev.112012 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Noonan, Jr., John Court Organization U.S. Court Appeals, 9th Date Report 07/11/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Article Ill Judge, Senior Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. [{] Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 
U.S. Court Appeals Seventh Street 
San Francisco, 94103 
 
/MPO ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY President and Director Thomas More-Jacques Maritain Institute (non-profit cultural organization) Member Advisory Council, Transparency International 
Member Editorial Board, American Journal Jurisprudence 
Member Presidents Council, Graduate Theological School 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 07/01/86 University California pension based service 
 
07111/2012 
Noonan, Jr., John 
III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2010 Pension: University California $43,391.80 
2.2010 Royalty-West Group Foundation Press $708.51 
3.2010 Stipend: University Southern California $1,000.00 2010 Refund: California Franchise Tax Board $1,918.00 Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this section. 
(Doi/or amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainmenL (Includes those spouse and dependent children; see pp. 25-27 filing instructwns.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION 	 
Institute for Advanced 3/23/2010-3/25/20 Los Angeles, California Catholic Studies-University Southern California 	 
Court Symposium 4118/20 0-4/21/20I0 Rancho Palos Verdes, California 	 
Arizona State University4/2 5/2010-4/26/20 Tempe, Arizona College Law 
 
 
PURPOSE ITEMS PAID PROVIDED 
Lecture Airfare, Transportation, Tips 
Conference Lodging, Food, Tips, Airfare, Transportation 
Conference Airfare, Lodging, Transportation, Meal, Tips 
 
0711112012 
Noonan, Jr., John GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Jnc/11des those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
Date Report 
Noonan, Jr., John 
07/11/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting penod 
(including trust assets) reporting penod reporting period 
 
(I) (2) (2) (3) 
(4) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div rent, mt.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mmldd/yy Value Code (J-P) Gam Code (A-H) Identity buyer/seller (if private transaction) Fidelity Magellan Fund Dividend Fidelity Muni Income Fund (formerly Interest 
Spartan Muni Fd) Income Gam Codes. =$1 .000 less B=$1,00l -$2.500 42,501 -$5,000 =$5,001 -$15,000 415,001 -$50.000 
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1,000,001 -$5,000,000 ll2 =Morethan $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$1 00.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.00 -$500.000 =$500,001 -$1,000.000 =$1 ,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50,000.000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V::=:Othcr =Estimated 
 
 
07/11/2012 
Noonan, Jr., John 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg penod 
(including trust assets) reportmg period reporting period 
 
(2) (4) (5) 
Place (X) after each asset exempt from pnor disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code2 (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
18. -Fidelity Equity Income Dividend 
 
19. 
-Fidelity Growth Company None 
 
20. 
-Vanguard 500 Index Fund Dividend Income Gam Codes =$1.000 less 4i,ooi -$2.500 =$2.50i -$5.000 =$5,00i -$i5.000 =$i5.00i -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5,000.000 ll2 =More than $5.000.000 Value Codes J=$ 5.000 less K=$15,00l -$50.000 =$50.001 -$iOO.OOO 00.00 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$i.OOO.OOI -$5.000,000 45.000.001 -$25,000.000 425.000.001 -$50.000,000 =More than $50.000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) S=Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Othcr W=Estimated 
 
 
Date Report 
Noonan, Jr., John 
07/11/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spo11se and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (2) (I) 
(3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
 
transaction) 
35. 
-Pfizer Dividend 
 
36. 
-Calvert Social Investment Fund None 
 
 
-JP Morgan Prime Money Market Fund Interest Buy 02/01/10 
38. -JP Morgan Prime Money Market Fund Buy 08/02/10 Income Gain Codes =$1,000 less =$1,001  $2.500 =$2.501 $5,000 =$5,001  $15,000 =$15,001  $50,000 
(Sec Columns and 04) =$50.001 -$100,000 =$100.001  $1.000.000 =$1,000,001  $5.000,000 =More than $5,000,000 Value Codes =$15.000 less K=$15.001-$50.000 =$50.001 -$100.000 =$100.001  $250.000 
(Sec Columns and D3) =$250,001  $500.000 =$500.00I  $1,000.000 =$1.000.001  $5,000,000 =$5,000,001  $25,000.000 =$25.000.00  $50.000.000 =More than $50,000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
07/11/2012 
Noonan, Jr., John 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes =$1.000 less 41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and 04) =$50,001  00,000 =$100,001  $1,000,000 =$1.000,001  $5.000,000 =More than $5,000.000 Value Codes =$15. 000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1.000.001 -$5.000,000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Estimated 
 
 
Date Report 
Name Person Reporting 
07111/2012 
Noonan, Jr., John 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(includmg trust assets) reporting period reporting period 
 
(1) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) Income Gam Codes: =$1.000 less =$1,001 -$2.500 c=$2,501 -$5,000 =$5,001 -$15.000 E=$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1.000,001 -$5,000,000 112 =More than $5,000.000 Value Codes =$15.000 less K=$15,001 -$50.000 L=$50.00 !00.000 M=$100.001 -$250.000 
(See Columns and D3) N=$250,00 -$500.000 0=$500,00 -$1,000.000 41.000.001 -$5,000,000 =$5,000.00 -$25,000.000 =$25.000.001 -$50.000,000 =More than $50.000.000 Value Method Codes Q=AppraJSal =Cost (Real Estate Only) S=Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
Date Report 
Name Person Reporting 
07111/2012 
Noonan, Jr., John 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
Regarding amended 2010 report: reference part VII, lines the onginally filed report, the report has been amended include the Fidelity Investments references header, with the individual securities listed below. This caused lines inserted allow for the security holdings detail, and impacts lines 12-20. Line the originally filed return now line 21. Westfield Mass bond was apparently omitted from 2009 report, was not purchased 2010 and appears have been purchased when the bond was issued 2000. have updated line the amended report also include income from the bond that was paid IO. Regarding Fleet Small Cap Value Fund that appears missing, have added this asset which shows line 56, include income, ending value, and partial sale. 
*Additionally, researching the above items appears that some information was input incorrectly. such, have updated lines 43-72 indicate when was partial sale, well the income generated by, and the remaining value each fund. This included reorganizing some lines the multiple entries are grouped together, with only one entry showing the end year values. example this would lines 46. 
*Lines -76 were added amended report, they were perhaps combined under Trust account orginally filed report. For clarity future updates, have added separately under Trust 
Two trusts referred this report are follow: Trust: Trust was created became irrevocable death 1990 and divided into three shares. The trustee has discretion pay the income and principaL 
1976Trust: The 1976 Trust was formedl]:.:; J ;; 1976 and became irrevocable oniJfu death 1987. On. death the the request the Committee Financial Disclosure, have summarized the reports have received. 
 
was divided into equal sha . The trustee has discretion some all the net income principal share 
aillmltHll The trust terminates the deal The income both trusts was paid the trustee 2010  April 2000, Fleet Bank acquired the Bank Boston and became the trustee the above trusts. The trusts were also subdivided into distinct trusts for each the grantors, that there now distinct 1 under the same trust instruments. Report not made here the sales one two shares) made make easier divide trusts The money market fund, Galaxy, was arranged Fleet take over the functions performed the money market Boston 1784 funds; investments these money market funds are noted annual basis. 
 
Date Report 
Noonan, Jr., John 
07/l l/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: John Noonan, Jr. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544