Skip to content

Judicial Watch • Ortrie D. Smith – 2008

Ortrie D. Smith – 2008

Ortrie D. Smith – 2008

Page 1: Ortrie D. Smith – 2008

Category:Federal Judges

Number of Pages:19

Date Created:November 2, 2009

Date Uploaded to the Library:December 20, 2014

Tags:Ortrie, Ortrie D Smith, shares, smith, 2008, assets, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Smith_Ortrie_D 
 
III. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [Z] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any ponion oftlze reponing year, complete this section. 
(Dollar amount not required except/or honoraria.) 
[{] NONE (No reportable non-investment income.) AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entenainmen 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
Date Report 
Smith, Ortrie 
3/20/2009 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Report 
Smith, Ortrie 
3/20/2009 
VII. INVESTMENTS and TRUSTS income, varue, transactions r1nc1udes tlrose spouse and dependent c1rudren; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code {A-H) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code3 (Q-W) {l) Type (e.g., buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Intel Corp -Com Stk Dividend 
Microsoft Corp -Com Stk Dividend 
Wal-Mart Stores, Inc. -Com Stk Dividend 
 
 
Sold 10/14 
New Perspective Fund, Inc. Dividend 
Oracle Corp None 
Garmin Ltd. Dividend Partial Sale 1/09 
Buy 6/11 
Buy 11/3 
 
 
Buy 12/18 
IO. !shares MSC! Dividend !shares Trust Selected Dividend 
12. 
Vanguard 500 Index Fund Dividend 
 
13. 
Putnam Equity Income None Sold 12/18 
 
14. 
Putnam New Value Dividend Sold 12/18 
 
15. 
Cemer Corp. None 
 
16. 
Berkshire Hathaway, None Buy 11/3 
 
17. 
Russell Microcap Index Dividend Income Gain Codes: =Sl,000 less =SI.OOI -S2.500 =S2.50  $5,000 =$5,001 -Sl5,000 E=Sl5,001-S50,000 
(See Columns and D4) =$50.001-SI00,000 =SI00.001 -SI,000,000 =Sl.000.001-$5,000,000 l!2 =More than S5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001-SlOO,OOO =$100.001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000.001  $5,000,000 =$5,000,001  $25,000,000 =$25,000.001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ::.:Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Estimated 
 
 
Date Report 
Smith, Ortrie 
3/20/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
18. 	Regions Financial Corp. 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (I) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Dividend 	Sold 12/19 
19. 
AIF Europacific Growth Dividend 
 
20. 
Putnam Int!. Capital Opportunities Fund Dividend 
 
21. 	 
!shares Energy Sector Index Fund None 
 
22. 	 
Putnam Capital Opportunities Dividend 
 
23. 	 
!shares Russell 2000 Value Index Fund Dividend 
 
24. 	 
!shares SP Smallcap 600 Value Barra Dividend dex Fund 
 
25. 	 
!shares Russell 2000 Index Fund Dividend 
 
26. 	 
!shares Trust SP Smallcap 600 Index Fund Dividend 
 
27. 	 
AFLAC Corporation Dividend 
 
 
28. 
Sold 12/18 
Sold 12/18 
Sold (part) Sold (part) Sold (part) 12/29 315 9112 
 
29. American International Group Dividend Sold (part) 
30. 	Buy 11/3 
31. 	 
!shares Russell Midcap Index Value Fund Dividend Sold 12/29 
 
32. 	 
!shares SP Midcap 400 Value Barra Dividend Index Fund 
 
33. 	 
Regions FDIC Interest Sold 12/19 
 
34. 	 
!shares Cohen Steers Realty Dividend Income Gain Codes: =$1,000 less =$1,001-$2.500 =$2,501 -$5,000 =$5,001-$15,000 =$15,001 -$50,00-0 
(See Columns and 04) F=$50.00l -SIOO.OOO =SI 00,00 1,00-0,00-0 Ill =$1,000,001 -$5,000,000 =More than $5.000,000 Value Codes =$15,000 less =$15,001-$50,000 L=$50,00l -$100,000 =$100,001-$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00t -$5,00-0,000 =$5,000,00t -$25,000,00-0 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=BookValue V=Other =Estimated 
 
 
Name Person Reporting 
Date Report 
Smith, Ortrie 
3/20/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions rrncludes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during 
Transactions during reporting period 
Gross value end 
reporting period 
reporting period 
(including trust assets) (2) 
(2) 
(1) 
(5) 
(I) (2) 
::n 
Identity 
Value 
Value 
Type Date 
Type (e.g., 
Place (X) after each asset Amount Method 
exempt from prior disclosure Code div., rent, Code2 
(A-H) int.) (J-P) 
 
Code 
(Q-W) 
buy, sell, -ode Code J-P) (A-H) 
buyer/seller (if private transaction) 
35. !shares Natural Resources Dividend 
36. !shares MSC! Merging Markets Dividend 
37. !shares Morningstar Dividend 
38. !shares Basic Mat Index Dividend 
39. Powershares QQQ Trust Series Dividend Income Gain Codes: =Sl,000 less =Sl.001  S2,500 =S2,501-S5,000 =$5,001  Sl5,000 =Sl5,00I -$50,000 (Sec Columns and D4) =$50,001  $100,000 =S!00,001-Sl,000,000 =Sl,000,001-$5,000,000 =More tha $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001  $100,000 =SlOD,001  $250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001-$5,000,000 =$5,000,001  $25,000,000 =$25,000,001-$50,000,000 =Mor tha $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Ca Market 
(See Column C2) =Book Value =Other =Estima ted 
 
------ 
 
Date Report 
Smith, Ortrie 
3/20/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report) 
 
 
 
 
Date Report 
Smith, Ortrie 
3/20/2009 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
 
 
 
Smith_Ortrie_D 
 
Otrie Smith, Chair Committee Financial Disclosure April 20, 2009 Page 
All the remaining boxes and (5) remain unchanged. 
Section VII., Line 76, page currently reads 
 
The income from this asset reported line first became reportable the report for calendar year 2007. Prior that its income was below the reporting threshold. However, (X) notation column would inaccurate because the yearend value the asset was above the reporting threshold for each report period from the initial report for calendar year 2002 onward. The listing this asset was inadvertently omitted from each report for calendar year 2002 through 2006. When the oversight was discovered, the asset was reported for the first time the report for calendar year 2007 the format indicated above. 
 
for Calendr Year Line Number 
2002 2003 2004 2005 2006 
 
 
 
Otrie Smith, Chair Committee Financial Disclosure April 20, 2009 Page 
Each the above lines should read: Assets Income Amount Code Value Code Value Method 
Fun Investment Club -Partnership Dividend 
 
Please also amend Section VII., Line the report for Calendar Year 2007, Column (2), Value Method, change the designation from 
 not hesitate contact your require anything 
additional. 
 
 
Please acknowledge receipt these amendments. 
Thank you for your cooperation. 
JKG:ces POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) Director Historical Society the United States Courts for the Eighth Circuit Secretary Historical Society the United States Courts for the Eighth Circuit -Western Dist 
rict Missouri Branch Director YMCA the Rockies Director Lawyers Encouraging Academic Performance (LEAP) 
II. AGREEMENTS. (Reporting individual only; see pp. .f-16 filing instructions.) 
 
[ZJ NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
 
Date Report 
3/20/2009 
Smith, Ortrie 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this sectio!L (Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 
 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[ZJ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
Date Report 
 
3/20/2009 
Smith, Ortrie GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 	 
VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	 
NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
Date Report 
Smith, Ortrie 
3/20/2009 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure Intel Corp -Com Stk 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code2 Method buy, sen, Month Code2 Code buyer/se11er 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Dividend 
Microsoft Corp -Com Stk Dividend 
Wal-Mart Stores, Inc. -Com Stk 
Sold 10/14 Dividend 
New Perspective Fund, Inc. Dividend Oracle Corp None Garmin Ltd. Dividend Partial Sale 1/09 
Buy 611 Buy 11/3 Buy 12/18 
IO. !shares MSC! Dividend 
11. 
!shares Trust Selected Dividend 
 
12. 
Vanguard 500 Index Fund Dividend 
 
 
13. Putnam Equity Income None Sold 12/18 
14. Putnam New Value Dividend Sold 12/18 
15. Cemer Corp. None 
16. Berkshire Hathaway, None Buy 11/3 
17. Russell Microcap Index Dividend Income Gaia Codes: 1,000 less =Sl,001  $2,500 =$2.50  $5,000 =$5,001  $15.000 =Sl5,00l -$50,000 
(See Colum and D4) =$50,001-SI00,000 =SI00,001 -$1,000,000 =Sl.000.001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.001-$50,000 =$50,001. $100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001  $500,000 =$500.001. $1,000,000 =$1,000,001  $5,000,000 P2=$5,000,001  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Colum C2) =Book Value V=Oth W=Estimat 
 
 
Date Report 
3/20/2009 
Smith, Ortrie 
VII. INVESTMENTS and TRUSTS -income, value, transactilJns (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Transactions during reporting period 
Gross value end 
Income during 
Description Assets 
reporting period 
reporting period 
(including trust assets) (!) 
(2) 
(l) (I) 
(2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date 
exempt from prior disclosure Code div., rent, Code Method buy, sell, Month 
{A-H) int.) (J-P) Code redemption) Day 
(Q-W) 
 
(3) (4) (5) 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
 
 
32. !shares SP Midcap 400 Value Barra Dividend Index Fund 
Regions FDIC Interest Sold 12/19 
!shares Cohen Steers Realty Dividend Income Gain Codes: 1,000 less =Sl,001. $2,500 =$2.501  $5,000 =$5,001  $15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001-$100,000 =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,00I  $50,000 L=SS0,001-$100,000 =$100.001 -$250,000 
(See Columns and 03) =$250,001  $500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income during reporting period Gross value end reporting period 
(1) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (!) Value Code (J-P) (2) Value Method Code (Q-W) 
Description Assets 
(including trust assets) 
Place (X) after each asset 
exempt from prior disclosure 
Transactions during reporting period (4)(!) 
Type buy, Month -de2 Code buyer/seller 
 
Date 
Gain 
Identity 
-P) (if private transaction) (A-H) 
35. !shares Natural Resources Dividend 
36. !shares MSC! Merging Markets Dividend 
37. !shares Morningstar Dividend 
38. !shares Basic Mat Index Dividend 
39. Powershares QQQ Trust Series Dividend lncome Gain Codes: =Sl,000 less =S!,001  S2,500 =S2,501 -SS,000 D=$5,001-Sl5,000 E=Sl5,001-$50,000 (Sec Columns and D4) =$50,001. $100,000 =S!00,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes J=$15 ,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 0=$500,001. $1,000,000 =Sl ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other W=Estimated 
 
Date Report 
Smith, Ortrie 
3/20/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/Report) 
 
 
Date Report 
Smith, Ortrie 
3/20/2009 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544