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Judicial Watch • Ortrie D. Smith – 2011

Ortrie D. Smith – 2011

Ortrie D. Smith – 2011

Page 1: Ortrie D. Smith – 2011

Category:Federal Judges

Number of Pages:9

Date Created:February 26, 2013

Date Uploaded to the Library:December 20, 2014

Tags:Insured, Ortrie, Ortrie D Smith, smith, trust, 2011, assets, transactions, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Smith, Ortrie Court Organization U.S.D.C. MO, Western District Date Report 411012012 Title (Article III judges indicate active senior status; magist rate judges indicate full-or part-time) District Court Judge (Senior) Sa. Report Type (check appropriate type) Nomination Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
Room 8552 U.S. Courthouse 400 East 9th Street Kansas City, 64106 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSJTI ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Director 	YMCA the Rockies Director 	Lawyers Encouraging Academic Performance (LEAP) 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
III. N-INVESTMENT ME. (Reporting individ11al and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 
INCOME Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 off/ling instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
Date Report 
Smith, Ortrie 
4/10/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE Chris Gentile Ticket -Masters Golf Tournament 
 
 
 
VI, LIABILITIES, (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR 
DESCRIPTION VALUE CODE 
 
 
 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) (2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 .redemption) (J-P) (A-H) (if private 
transaction) Income Gain Codes: A=$1,000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 $15,001 -$50.000 
(Sec Columns and 04) F=$50.001 -$100.000 G=$100.001-$1.000.000 =$1.000,001 -$5.000.000 =More than $5,000.000 Value Coclcs J=$15,000 less K=$15,001-$50,000 L=$50.001 -$100.000 M=$100.00 -$250.000 
(Sec Columns and DJ) =$250.001 -$500,000 =$500,00I-$1.000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50,000.000 P4=More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
Date Report 
Smith, Ortrie 
4/10/2012 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting peri.od 
(including trust assets) reporting period ofreporting period. 
Place (X) after each asset Amount (2) Type (e.g., Value (2) Value Type (e:g:, : Date (3) Vallie Gain (5) Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption)  (J-P);.; (if private 
transaction) 
 
18. !shares Natural Resources Dividend Sold 11115/11 
19. !shares MSC! Merging Markets Dividend Sold l/15/11 
20. !shares Morningstar Dividend Sold l/15/11 
21. !shares Basic Mat Index Dividend Sold l/15/11 
22. Powershares QQQ Trust Series Dividend 
23. McDonalds Corp. Dividend 
24. Southern Co. Dividend Sold (part) 01/03/11 
25. Sold (part) 03/03/11 
26. Highwood Properties, Inc. Dividend Buy 11/15/l 
27. Invesco Mtg Capital, Inc. Dividend Buy 11/15/11 
28. Duke Energy Holding Dividend Buy l/16/11 
29. Merck Company, Inc. Dividend Buy 11/16/11 
30. PPL Corporation Dividend Buy 11/16/11 
31. Sunoco Logistics Ptnrs, Dividend Buy 1/16/11 
32. BSW Living Trust 2/1194 Int./Div. 
33. -KCMO Sp! Oblig Rfdg Rev Downtown Arena 
34. -PSI Energy, Inc., Deb. Income Gain Codes: =$1.000 less =$1.00 -$2.500 =$2.501 -$5.000 =$5.001 -$15,000 =$15,001 -$50.000 
(Sec Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$I 00,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000,00 -$50.000.000 =More than $50,000,000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Smith, Ortrie 
4/10/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Incomeduring Gross value end  Transactions during reporting period (including trust assets) reporting period ofreporting perfod 
(I) (2) (2) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.). Value Code.2 Value Method Code3 Type (e.g., buy, sell, rdemption) Date min/dd/yy Value Code2 (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) -TV Strips Step 
 
-TV Power Bond 1995 Series -FHLM Corp Multiclass Mtg 
38. -FHLM Corp Multiclass Mtg ::: 
-FNMA Remic Pass Thru 
-FHLM Corp Multiclass Mtg 
41. 
-GNM Assn 
 
42. 
-FNMA Remic Pass Thru 
 
 
-FNMA Remic Pass Thru 
44. 
-FHLM Corp Multiclass 
 
45. 
-Insured Municipal Income Trust Ser 
 
 
-Invesco Global 
-Missouri Insured Municipal Inc Ser 
48. -Missouri Insured Municipal Inc Ser 
-Missouri Insured Municipal Inc Ser 
-Missouri Insured Mvnicipal Inc Ser 
51. -Wal-Mart Stores Inc Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and 04) =$50.001-$100.000 =$100.001 -$1.000.000 =$1,000,001 -$5.000.000 I-12 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$I 00,000 =$100.00 $250,000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.001 -$50,000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
Name Person Reporting 
Date Report 
Smith, Ortrie 
411012012 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(I) (2) (!) (2) (I) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., .Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, Code2 Code buyer/seller 
(A-H) orint.) Code3 r,demption) (if private 
transaction) 
 
52. -Capital Income Builder Fund 
53. -Lord Abbett Affd Fund Sold 10/18/11 
54. -Lord Abbett Bond Deb Fund Sold I0/18/11 
55. -Franklin Tax-Free Inc Fund 
56. -Ferrellgas Partners Income Gain Codes: =$1.000 less 41,001 -$2.500 =$2.501 -$5.000 =$5,001 -$15,000 =$15,001 -$50,000 Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15.000 less K=$15,00l -$50.000 =$50,00 -$I 00.000 =$100,001 -$250.000 
(Sec Columns and D3) =$250,001 -$500.000 =$500,00 -$1,000.000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 =$25.000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market Column Cl) =Book Value =Other =Estimated 
 
 
 
Name Person Reporting 
Date Report 
Smith, Ortrie 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Part VII, 32: The filer became Trustee the BSW Living Trust July 2011. 
Date Report 
Smith, Ortrie 
4/10/2012 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Ortrie Smith 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544