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Judicial Watch • Ortrie D Smith Financial Disclosure Report for 2008

Ortrie D Smith Financial Disclosure Report for 2008

Ortrie D Smith Financial Disclosure Report for 2008

Page 1: Ortrie D Smith Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:19

Date Created:November 2, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Ortrie, Ortrie D Smith, shares, smith, 2008, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Smith_Ortrie_D 

III. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [Z] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any ponion oftlze reponing year, complete this section. 
(Dollar amount not required except/or honoraria.) 
[{] NONE (No reportable non-investment income.) AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entenainmen 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
Smith, Ortrie 
3/20/2009 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Report 
Smith, Ortrie 
3/20/2009 
VII. INVESTMENTS and TRUSTS income, varue, transactions r1nc1udes tlrose spouse and dependent c1rudren; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code {A-H)  (2) Type (e.g., div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code3 (Q-W)  {l) Type (e.g., buy, sell, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Intel Corp -Com Stk Dividend 
Microsoft Corp -Com Stk Dividend 
Wal-Mart Stores, Inc. -Com Stk Dividend 

Sold 10/14 
New Perspective Fund, Inc. Dividend 
Oracle Corp None 
Garmin Ltd. Dividend Partial Sale 1/09 
Buy 6/11 
Buy 11/3 

Buy 12/18 
IO. !shares MSC! Dividend !shares Trust Selected Dividend 
12. 
Vanguard 500 Index Fund Dividend 

13. 
Putnam Equity Income None Sold 12/18 

14. 
Putnam New Value Dividend Sold 12/18 

15. 
Cemer Corp. None 

16. 
Berkshire Hathaway, None Buy 11/3 

17. 
Russell Microcap Index Dividend Income Gain Codes: =Sl,000 less =SI.OOI -S2.500 =S2.50  $5,000 =$5,001 -Sl5,000  E=Sl5,001-S50,000  
(See Columns and D4) =$50.001-SI00,000 =SI00.001 -SI,000,000 =Sl.000.001-$5,000,000  l!2 =More than S5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001-SlOO,OOO =$100.001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000.001  $5,000,000 =$5,000,001  $25,000,000 =$25,000.001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ::.:Assessment =Cash Market  
(See Column C2) =Book Value =Other  W=Estimated  

Date Report 
Smith, Ortrie 
3/20/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
18. 	Regions Financial Corp.  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (I) (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P) Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Dividend 	Sold 12/19 
19. 
AIF Europacific Growth Dividend 

20. 
Putnam Int'!. Capital Opportunities Fund Dividend 

21. 	
!shares Energy Sector Index Fund None 

22. 	
Putnam Capital Opportunities Dividend 

23. 	
!shares Russell 2000 Value Index Fund Dividend 

24. 	
!shares SP Smallcap 600 Value Barra Dividend dex Fund 

25. 	
!shares Russell 2000 Index Fund Dividend 

26. 	
!shares Trust SP Smallcap 600 Index Fund Dividend 

27. 	
AFLAC Corporation Dividend 

28. 
Sold 12/18 
Sold  12/18  
Sold (part) Sold (part) Sold (part)  12/29 315 9112  

29. American International Group Dividend Sold (part) 
30. 	Buy 11/3 
31. 	
!shares Russell Midcap Index Value Fund Dividend Sold 12/29 

32. 	
!shares SP Midcap 400 Value Barra Dividend Index Fund 

33. 	
Regions FDIC Interest Sold 12/19 

34. 	
!shares Cohen Steers Realty Dividend Income Gain Codes: =$1,000 less =$1,001-$2.500 =$2,501 -$5,000 =$5,001-$15,000 =$15,001 -$50,00-0  
(See Columns and 04)  F=$50.00l -SIOO.OOO =SI 00,00 1,00-0,00-0  Ill =$1,000,001 -$5,000,000 =More than $5.000,000 Value Codes =$15,000 less =$15,001-$50,000  L=$50,00l -$100,000 =$100,001-$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00t -$5,00-0,000 =$5,000,00t -$25,000,00-0 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2)  U=BookValue  V=Other =Estimated  

Name Person Reporting 
Date Report 
Smith, Ortrie 
3/20/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions rrncludes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during 
Transactions during reporting period 
Gross value end 
reporting period 
reporting period 
(including trust assets) (2) 
(2)
(1) 
(5)
(I) (2) 
::n 
Identity 
Value 
Value 
Type Date
Type (e.g.,
Place "(X)" after each asset Amount Method 
exempt from prior disclosure  Code  div., rent,  Code2  
(A-H) int.)  (J-P) 

Code 
(Q-W) 
buy, sell, -ode Code J-P) (A-H) 
buyer/seller (if private transaction) 
35. !shares Natural Resources  Dividend  
36. !shares MSC! Merging Markets  Dividend  
37. !shares Morningstar  Dividend  
38. !shares Basic Mat Index  Dividend  
39. Powershares QQQ Trust Series  Dividend Income Gain Codes: =Sl,000 less =Sl.001  S2,500 =S2,501-S5,000 =$5,001  Sl5,000 =Sl5,00I -$50,000 (Sec Columns and D4) =$50,001  $100,000 =S!00,001-Sl,000,000 =Sl,000,001-$5,000,000 =More tha $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001  $100,000 =SlOD,001  $250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001-$5,000,000 =$5,000,001  $25,000,000 =$25,000,001-$50,000,000 =Mor tha $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Ca Market 
(See Column C2) =Book Value =Other =Estima ted 

------

Date Report 
Smith, Ortrie 
3/20/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report) 

Date Report 
Smith, Ortrie 
3/20/2009 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

Smith_Ortrie_D 

Otrie Smith, Chair Committee Financial Disclosure April 20, 2009 Page 
All the remaining boxes and (5) remain unchanged. 
Section VII., Line 76, page currently reads 

The income from this asset reported line first became reportable the report for calendar year 2007. Prior that its income was below the reporting threshold. However, "(X)" notation column would inaccurate because the yearend value the asset was above the reporting threshold for each report period from the initial report for calendar year 2002 onward. The listing this asset was inadvertently omitted from each report for calendar year 2002 through 2006. When the oversight was discovered, the asset was reported for the first time the report for calendar year 2007 the format indicated above. 

for Calendr Year Line Number 
2002 2003 2004 2005 2006 

Otrie Smith, Chair Committee Financial Disclosure April 20, 2009 Page 
Each the above lines should read: Assets Income Amount Code Value Code Value Method  
Fun Investment Club -Partnership  Dividend  

Please also amend Section VII., Line the report for Calendar Year 2007, Column (2), Value Method, change the designation from "T" "U" 
 not hesitate contact your require anything 
additional. 

Please acknowledge receipt these amendments. 
Thank you for your cooperation. 
JKG:ces POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) Director  Historical Society the United States Courts for the Eighth Circuit Secretary  Historical Society the United States Courts for the Eighth Circuit -Western Dist  
rict Missouri Branch Director  YMCA the Rockies Director  Lawyers Encouraging Academic Performance (LEAP) 
II. AGREEMENTS. (Reporting individual only; see pp. .f-16 filing instructions.) 

[ZJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report 
3/20/2009
Smith, Ortrie 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this sectio!L (Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[ZJ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 

3/20/2009
Smith, Ortrie GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 	
VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	
NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Date Report 
Smith, Ortrie 
3/20/2009 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Intel Corp -Com Stk  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sen,  Month  Code2  Code  buyer/se11er  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Dividend 
Microsoft Corp -Com Stk Dividend 
Wal-Mart Stores, Inc. -Com Stk
Sold 10/14 Dividend 
New Perspective Fund, Inc. Dividend Oracle Corp None Garmin Ltd. Dividend Partial Sale 1/09
Buy 611 Buy 11/3 Buy 12/18 
IO. !shares MSC! Dividend 
11. 
!shares Trust Selected Dividend 

12. 
Vanguard 500 Index Fund Dividend 

13.  Putnam Equity Income  None  Sold  12/18  
14.  Putnam New Value  Dividend  Sold  12/18  
15.  Cemer Corp.  None  
16.  Berkshire Hathaway,  None  Buy  11/3  
17.  Russell Microcap Index  Dividend Income Gaia Codes: 1,000 less =Sl,001  $2,500 =$2.50  $5,000 =$5,001  $15.000 =Sl5,00l -$50,000  
(See Colum and D4) =$50,001-SI00,000 =SI00,001 -$1,000,000 =Sl.000.001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.001-$50,000 =$50,001. $100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001  $500,000 =$500.001. $1,000,000 =$1,000,001  $5,000,000  P2=$5,000,001  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Colum C2) =Book Value  V=Oth  W=Estimat  

Date Report 
3/20/2009
Smith, Ortrie 
VII. INVESTMENTS and TRUSTS -income, value, transactilJns (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Transactions during reporting period 
Gross value end 
Income during 
Description Assets 
reporting period 
reporting period 
(including trust assets) (!) 
(2) 
(l) (I) 
(2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month 
{A-H) int.)  (J-P)  Code  redemption)  Day  
(Q-W)  

(3)  (4)  (5)  
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

32. !shares SP Midcap 400 Value Barra Dividend Index Fund 
Regions FDIC Interest Sold 12/19 
!shares Cohen Steers Realty Dividend Income Gain Codes: 1,000 less =Sl,001. $2,500 =$2.501  $5,000 =$5,001  $15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001-$100,000 =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,00I  $50,000  L=SS0,001-$100,000 =$100.001 -$250,000  
(See Columns and 03) =$250,001  $500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income during reporting period Gross value end reporting period  
(1) Amount Code (A-H)  (2) Type (e.g., div., rent, int.)  (!) Value Code (J-P)  (2) Value Method Code (Q-W) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure 
Transactions during reporting period (4)(!) 
Type buy, Month -de2 Code buyer/seller 

Date 
Gain 
Identity 
-P) (if private transaction) (A-H) 
35.  !shares Natural Resources  Dividend  
36.  !shares MSC! Merging Markets  Dividend  
37.  !shares Morningstar  Dividend  
38.  !shares Basic Mat Index  Dividend  
39.  Powershares QQQ Trust Series  Dividend lncome Gain Codes: =Sl,000 less =S!,001  S2,500 =S2,501 -SS,000 D=$5,001-Sl5,000 E=Sl5,001-$50,000 (Sec Columns and D4) =$50,001. $100,000 =S!00,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes J=$15 ,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 0=$500,001. $1,000,000 =Sl ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other W=Estimated 

Date Report 
Smith, Ortrie 
3/20/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/Report) 

Date Report 
Smith, Ortrie 
3/20/2009 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544