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Judicial Watch • P Castel Kevin – 2011

P Castel Kevin – 2011

P Castel Kevin – 2011

Page 1: P Castel Kevin – 2011

Category:Federal Judges

Number of Pages:14

Date Created:February 26, 2013

Date Uploaded to the Library:September 20, 2014

Tags:P Kevin Castel, Castel, kevin, 2011, Market, assets, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act C?fl 978 
Rev. 
FOR CALENDAR YEAR 2011 U.S.C. app IOI-I JI) Person Reporting (last name, first, middle initial) Castel, .Kevin Court Organization S.D.N.Y. Date Report 6/21/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (active) Sa. Report Type (check appropriate type) Nomination Date Initial [Z] Annual Sb. [Z] Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address United States Courthouse 500 Pearl Street New York, 10007 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Director (ex officio former president) 	St. Johns School Law, Alumni Association (uncompensated) 
Trustee (ex officio former president) 	Federal Bar Council (uncompensated) 
Board Managers 	Havens Relief Fund Society (uncompensated) 
Adjunct Professor 	NYU School Law (compensated; commencing 1/1/10) 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 	NONE (No reportable agreements.) PARTIES AND TERMS 10/27/03 	Cahill Gordon Reindel LLP agreement connection with withdrawal from firm. (Copy agreement filed with 2006 FDR and those prior years.) 
 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2011 NYU School Law-teaching $20,000.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
 
 
 
 
Castel, .Kevin 
6/21/2012 GIFTS. (lnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VALUE CODE 
 
 
 
 
 
Castel, .Kevin 
6/21/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 offilillg instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trnst assets) reporting period ofreporting period 
 
(2) (I) (2) (J) (3) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code diy.,rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) orinl.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less .001 -$2.500 =$2.501 -$5.000 45.001 -$15,000 =$I 5,00 -$50.000 
(Sec Colu111ns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112=More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,00 -$I 00,000 =$100.001 -$250,000 
(Sec Colu111ns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1,000.00t -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 P4=More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) S=Assessment T=Cash Market 
(Sec Colu111n C2) =Book Value V=Othcr =Estimated 
 
 
6/21/2012 
Castel, .Kevin 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP. 34-60 filing ins1mc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (includingtnist assets) reporting period reporting period 
(2) (I) (3) 
(4) (5) 
Place (X) after each a,sset 
Amount Type (e,g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 
Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code redemption) 
(J-P) (A-H) (ifprivate 
transaction) 
(Q-W) Income Gain Codes: =$1.000 less =$1,001. $2.500 $2.50t -$5,000 0=$5,001-$15,000 5,001 -$50,000 
(Sec Columns and 04) F=$50.00 -$I 00,000 =$I 00.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000,000 Value Codes J=$15.000 less K=$15,00t -$50.000 $50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and 03) N=$250.001 -$500.000 0=$500,001-$1.000.000 =$1.000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) S=Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
6/21/2012 
Castel, .Kevin 
VII. INVESTMENT and --income, value, transactions (/nc/udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross .vllue end Transactions dur ing eporting period 
(including tmst assets) reporting period reporting period 
(I) (2) (I) (2) (3) (4) (5) 
 
Place (X) after each asset Amount 
Type (e.g., Value 
Value Date Value Gain Identity 
exempt from prior disclosure Code div.; rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) 
oririt) Code 
(J-P) 
redemption) 
(A-H) 
(if private 
transaction) 
(Q-W) Income Gain Codes: =$1,000 less =$1,001 -$2,500 $2,501 $5,000 0=$5.001-$15,000 E=$15,00 -$50,000 
(Sec Columns and D4) F=$50.001 -$100,000 =$100.00  $1,000.000 Ill =$1,000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,00  $50,000 =$50,00 -$I 00,000 =$100.001 -$250,000 
(Sec Columns and D3) N=$250,00 -$500.000 0=$500,001-$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25.000.000 
13=$25.000.00 -$50,000.000 P4=More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) S=Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estimated 
 
 
6/21/2012 
Castel, .Kevin 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing ins1r11Ltill11s.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets} reporting period reporting period 
(2) (I) (2) (3) (4) (5) 
PlaceH(X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure diy rent, Code2 Method buy, sell, mm/ddlyy Code2 Code buyer/seller 
. (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 c=$2.501 -$5,000 0=$5,001-$15,000 =$15,001 -$50,000 
(Sec Columns and 04) F=$50.001 -$100,000 =$100.001 -$1.000.000 lJI =$1.000.001 -$5.000.000 ll2 =More than $5.000.000 Value Codes J=$15,000 less K=$15,001 -$50.000 =$50,00 -$I 00.000 =$100.00 -$250,000 
(Sec Columns and 03) =$250.00 -$500,000 0=$500,001-$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25.000.000 =$25.000.00 -$50,000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
Date Report 
Castel, .Kevin 
6/21/2012 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(1) (2) (I) (2) (3) (5) 
Place:(X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from priordisclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
Code 
(A-H) int.) Code3 redemption) (J-P) (A-H) 
(if private 
(Q-W) transaction) 
69. Brk Act NYC Trans FIA Rev [13] 5.25/21 Interest 
70. Brk Act NYS Pers Inc Tax 5/21(16] Interest 
71. Brk Act New York Ser CIFG TCRS 5/21 Interest 
72. Brk Act Metro Tras Rev RFDG Ser 5.125/21 Interest 
73. Brk Act Econ DVA Rev Sch Fae 4.5/22 Interest Buy 6/22/11 
74. Brk Act New York City G/O Ser 5/22 Interest 
75. Brk Act Monroe Cnty IDA 5/22 Interest 
76. Brk Act Trans 5.25/23 Interest Buy 7/8/11 
77. Brk Act State Trans 5.25/23 Interest 
78. Brk Act Economic Dev Sch Constr Ser 5.25/23 Interest 
79. Brk Act Elec Pwr Rev RFDG Ser 5/23 Interest 
80. Brk Act Gen Oblig BDS 6/23 Interest 
81. Brk Act Triborough Bridge Ser 5/23 Interest 
82. Brk Act Econ Dev 5.25/24 [15] (Part VIII) Interest 
83. Brk Act State Trans 5/24 Int./Div. 
84. Brk Act New York Dorm Revs Hosp FHA Insd 6.45/24 Interest 
85. Brk Act Triborough TAU 5/24 Interest Income Gain Codes: A=$1.000 less B=$1.00! -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15,001-$50.000 
(Sec Columns and D4) =$50.001 -$100,000 =$I 00.00 -$1.000.000 =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and D3) =$250,00 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25,000.00 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Castel, .Kevin 
6/21/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see pp. 34-60 offilinc ins1r11ctitms.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (2) (I) (3) 
(5) 
Place (X) after each asset Amount Type e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 rede mption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 c=$2.501  $5,000 D=$5,00l -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50.00 -$I 00,000 =$100.001 -$1.000.000 Ill =$1,000,001 -$5.000.000 112 =More than $5.000,000 Value Codes =$15,000 less K=$15,001 -$50.000 L=$50,001 -$100.000 =$!00.001  $250,000 
(Sec Columns and D3) N=$250,001 -$500.000 =$500,00 -$1.000.000 =$!,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.00  $50.000.000 =More than $50,000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value =Other W=Estimated 
 
 
Date Report 
Castel, .Kevin 
6/21/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dming reporting period 
(including trust assets) reporting period ofreporting period 
(2) (I) (2) (3) (5) 
Place (X) after each asset Amount (e,g., Value ;Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div.,.reilt, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
103. Brk Act NYS Dorm Rev Kaleida Hlth 4.25/18 Interest 
104. Brk Act New York City G/O Ser Subser A-I 5119 Interest 
105. Brk Act NYS Twy Rev 5/20[15] Interest 06. Brk Act Port 4.5/25 Interest 
107. Brk Act ADP Dividend 
I08, Brk Act Dividend 
109. Brk Act BBY Dividend 
110. Brk Act Citigroup Dividend Sold 10/5/11 
111. Brk Act Dividend Sold 10/5/11 
112. Brk Act IBM Dividend 
113. Brk Act K-18 Dividend 
114. Brk Act KSS None 
115. Brk Act MDT Dividend 
116. Brk Act MSFT Dividend 
117. Brk Act PWC Dividend Sold 12/20/11 
118. Brk Act WMT Dividend 
119. BrkAct#4 WAG Dividend Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,00 -$50,000 
(Sec Columns and 04) =$50.001 -$100,000 !00.00 -$1,000.000 Ill =$1.000,001  $5.000.000 112=More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.001 -$100.000 I00.00 -$250,000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000.000 =$5,000,001 -$25.000,000 =$25.000.001 -$50.000.000 P4=More than $50.000.000 Value Method Codes =Appraisal R=Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Hook Value V=01hcr =Estimated 
 
 
Date Report 
Castel, .Kevin 
6/21/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those ofspo11se and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets)  reporting eriod reporting period 
(I) (I) (5) 
Place (X) after each sset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exemplfrom prior disclosure 
Code 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) Code redemption) (J-P) (A-H) (if private 
transaction) 
120. Brk Act#4 WFC Dividend Sold 1017/1I 
12I. Brk Act Citibank Bank Dep Program Interest 22. Brk Act# PWC Dividend 
123. Brk Act RIT Dividend 
124. Brk Act NYS Dev Corp Inc 6.5/18 Interest 
125. Brk Act (Western Asset)MUNI MNY MKT PORT Interest 
126. Brk Act EEM Dividend 
127. BrkAct#9PWC Dividend Sold 01/14/1 
128. Brk Act PZI Dividend 
129. Brk Act MFS Intl New Disc Fund [MIDCX) Dividend 
130. Brk Act New York City MWF Ser CPN 0/18 Interest 
13I. Brk Act NYS G/O BDS-A 0/19 Interest 
132. Brk Act Comm 0/20 Interest 
133. Brk Act XLF Dividend 
134. Brk Act LIPA PWR 5.67/15 Interest Buy 01/19/11 
135. Brk SPY Dividend Buy 0111411I 
136. Brk Act VG! Dividend Buy 01/14/I Jncomc Gain Codes: =$1.000 less 41,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and 04) =$50,001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,001 -$100,000 =$100.001 -$250,000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1 ,000.000 =$1.000 ,00 -$5 ,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Name Person Reporting 
6/21/2012 
Castel, .Kevin 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions drning reporting period 
(including trust assets) reporting period reporting period 
(2) (2) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int) (J-P) Codd redemption) (J-P) (A-H) (if private 
transaction) 
 
137. Brk Act #12( PHX Oakhurst Strat Alloc A]VRTS Balance Dividend 
138. Brk Act #12 PHX Oakhurst IncGrowth VRTS Tactical Dividend 
139. Brk Act #13 Fidelity Equity Inc(FEQIX) Dividend 
140. Brk Act #13 Fidelity Inter Bond (FTHRX) Interest 
141. Brk Act #13 Fidelity Capital Apprec [FDCAX) Dividend 
142. Brk Act #13 Fidelity Retire Mmkt[Cash Reserves) [FCRXX] Interest 
143. Bank Act Chase Accounts Interest 
144. Brk Act #!5 Fidelity Smart Account Interest Income Gain Codes: =$1.000 less =$1,001 -$2.500 $2.501 -$5,000 =$5,001 -$15,000 =$15.001 -$50.000 (Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000 =$1.000.001  $5.000.000 =More than $5.000.000 ValucCodcs =$15.000 less =$15,001 -$50.000 L$50,00I -$100.000 =$100.001 -$250.000 (Sec Columns and 03) =$250.00 $500.000 =$500,00 -$1,000.000 =$1.000,001 -$5,000,000 =$5.000.001  $25,000.000 
 =$25.000.00I  $50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 
 
Date Report 
Castel, .Kevin 
6/21/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofreporl.) 
PartVII: INVESTMENTS AND TRUSTS 
 
 
 
 
 
Date Report 
Castel, .Kevin 
6/21/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: .Kevin Castel 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544