Skip to content

Judicial Watch • Paez Richard a

Paez Richard a

Paez Richard a

Page 1: Paez Richard a

Category:General

Number of Pages:10

Date Created:December 1, 2012

Date Uploaded to the Library:February 20, 2014

Tags:Paez, Richard


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

AOJO Government Act 1978
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app.  101-1l1) Person Reporting (last name, first, middle initial) Paez, Richard Court Organization U.S. Court Appeals for the Ninth Circuit Date Report 10/23/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge -Active  Sa. Report Type (check appropriate type) Nomination Date Initial [ZJ Annual Sb. [ZJ Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
U.S. Court Appeals 125 Grand Avenue, Ste. 300 Pasadena, 91105 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSJTJ NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Board Directors  Western Justice Center, Pasadena, 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

10/23/2012
Paez, Richard 
III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) Monthly  California Judges Retirement System  $6,606.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2011 Cedars Sinai Medical Center -Salary 2011 Health Care Partners -Salary 

IV. REIMBURSEMENTS -transportation, lodging,Jood, entertainment. (Includes those spouse and dependent children; see 25-27 filing instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  New York University  03/2010  NYC  Interviewer -Root-Tilden Pub. Int. students  Airfare and Hotel  

10/23/2012
Paez, Richard GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.)  SOURCE Kirkland Ellis LLP  DESCRIPTION Pro bono legal representation  VALUE $48,844.00 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

10/23/2012
Paez, Richard 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Descript10n Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) 
(2) 
(I) 
(2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Idenllty  
exempt from pnor disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifpnvate  
(Q-W)  transaction) Income Garn Codes 41.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000  
(See Colmnns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5,000,000  112 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.00 -$250,000  
(See Columns and D3) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estunated  

10/23/2012
Paez, Richard 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.)  
Descript10n Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) 
(2) (2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from pnor disclosure  Code  dtv., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  

transaction) Income Gam Codes =$1.000 less =$1,00t -$2.500 42,501 -$5.000  D=$5.001-$15,000 =$15,001 -$50.000  
(Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000.000  ll2 =More than $5,000.000 Value Codes 5.000 Jess =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,00 -$500.000 =$500,00 -$1,000.000 =$1,000.001 -$5,000,000  1'2 =$5,000,001 -$25,000,000 =$25,000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column Cl) =Book Value =Other  W=Est1matcd  

10/23/2012
Paez, Richard 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income durmg  Gross value end  Transactions during reportmg period  
(including trust assets)  reporting period reporting period  

(I) (I) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
35.  Strategic Advisors Core Income Fund  Buy (add'!)  08/10/11  

36. Strategic Advisors Core Income Fund Buy 11/02/11 Income Garn Codes =$1.000 less =$1,001 -$2.500 42.501 -$5,000 =$5,001 -$15,000 4150001 -$50.000  
(See Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1,000,001 -$5.000.000  112 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -S100.000 =$100.001 -$250.000  
(Sec Cohmms and D3) =$250,00I -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5.0000000 =$5,0000001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

10/23/2012
Paez, Richard 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 

(1) 
(2) (!) (2) 
(2) (3) (4) 
(5) 
53. Strategic ADvisors Emerging Markets Buy 11/02/11 

VII. 
INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(includmg trust assets)  reporting period  ofreporting period  

Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
52.  Strategic Advisors Emerging Markets  Dividend  Buy (add'!)  08/10/11 Income Garn Codes =$1.000 less 41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15.000 =$15,001 -$50.000  
(See Columns and D4) =$50,001 -$100,000 =$100,00 1.000,000 1,000,001 -$5,000,000  fl2 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,00I -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00I -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other  W=Est1mated NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions dunng reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (2) (2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes. =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50.000  
(Sec Columns and D4) =$50.001  $100,000 =$100,00 -$1.000.000 =$1.000,001 -$5.000.000  fl2 =More than $5.000.000 Value Codes =$15. 000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Paez, Richard 
10/23/2012 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
*Sec VII, line 27: Strategic Advisors Small-Mid Cap Fund was mistakenly identified "PAS Sm-Mid-CA Fund" 2010 Report. The 2010 Report also reflected that this asset was sold full 12/07/10, when there was only partial sale. Thus, this fund carried over 2011 Report 

Paez, Richard 
10/23/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Richard Paez 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544