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Judicial Watch • Patricia A. Gaughan – 2012

Patricia A. Gaughan – 2012

Patricia A. Gaughan – 2012

Page 1: Patricia A. Gaughan – 2012

Category:Federal Judges

Number of Pages:10

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Patricia A Gaughan, Estimated, Estate, 2012, Gross, Market, assets, INVESTMENTS, transactions, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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Government Act 1978 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last mime, first, middle initial) Court Organization Date Report  
Gaughan, Patricia Title (Article III judges indicate active senior status;  U.S. District Court, N.D. Ohio Sa. Report Type (check appropriate type)  07111/2013 Reporting Period  
magistrate judges indicate full-or part-time)  
U.S. District Judge -Active Nomination Date Initial [{] Annual Final  01/01/2012 12/31/2012  
Sb. [{] Amended Report Chambers Office Address 
United States Courthouse 801 West Superior venue Cleveland, Ohio 44113 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! ONS. (Reporting individual only; see pp. 9-13 NONE (No reportable positions.)  instructions.)  
POSITION  NAME ORGANIZATION/ENTITY  Member -Board Directors  St. John Medical Center Community Board Member -Board Directors Magnificat High School 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PAR TIES AND TERMS 1978 PERS -mandatory public retirement plan covering state and local public employees (SEE Chap 145 the Ohio Revised Code) 

III. 0N-JNVESTMENT ME. (Reporting individual and spouse; pp. 17-24 filing instructions.) Filer's Non-Investment Income [ZJ NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2012 St. Raphael Church (administration) 

4.. 
JV. REIMBURSEMENTS transportation, lodging.food, entertainment.
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[ZJ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 

SOURCE 
DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those ojspouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 
CREDITOR 

VALUE CODE 

VII. INVESTMENTS and uSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (3) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  Keybank National Association Savings Account81'1  Interest  Third Federal Savings Checking Accountk;  Interest Ohio PERS Retirement Fund None Income Gain Codes: =$1,000 less =$1,001 -$2.500  c=$2,501 -$5.000  D=$5,001 -$15.000 =$15.001 -$50.000  
(See Columns and 04) =$50.00 -$I 00.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500.00 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment  T=Cash Market  
{See Column C2)  U=Book Value  V=Othcr  W=Estimated  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(2) (I) (2) (I) (3) 
(4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code2 (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
18.  Buy (add'!)  11/28112  

-Oppenheimer Developing Markets Fund Dividend Buy 03/30/12 
20. Buy 11/28/12 (add'!) Income Gain Codes: =$1,000 less =$1,001 -$2.500  c=$2.501 -$5.000  0=$5.001-$15.000  E=$15.001-$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$I 00.00  $1.000.000  Ill =$1.000.001 -$5.000.000  H2=More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000 =$50.00 -$I 00.000 I00.00 -$250.000  
(See Columns and 03) =$250.00 -$500.000  0=$500.00  .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes t1tose spouse and dependent c1tildren; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting per iod  
(including trust assets)  reporting period reporting period  
(I)  (2)  {I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
Sold 11/28/12 (part) 
36. 
PRUDENTIAL SHORT-TERM Dividend Sold 03/29/12 CORPORATE BOND FUND INC 

37. 
-FT-FRANKLIN INCOME FBOID Dividend Buy 03/29112 

38. 
-IVY ASSET STRATEGY FUND CLASS Dividend Buy 03/30/12 Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001-$50,000 (Sec Columns and 04) F=$50,00l -$100.000 =$100.00I-$1.000.000 Ill =$1.000.001 -$5.000.000 112=More than $5.000.000 
Value Codes =$15.000 less =$15.001 -$50.000 L=$50.00I-$I 00.000 !00.00 -$250.000 

(See Columns and 03) =$250.001 -$500.000 0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =-Assessment T=Cash Market (Sec Column C2) V=Other

U=Book Value =Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instr11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (I) (2) (2) (3) (4) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 
(A-H) (if private transaction) 
52. 
-ENERGY TRANSFER EQUITY Dividend Sold 03/27/12 UNITS LTD 

53. 
-ENTERPRISE PRODUCTS PARTNER Dividend Sold 03/27/12 MLP 

54. 
-FIRSTENERGYCORP Dividend Sold 03/27/12 Income Gain Codes: =$1,000 Jess  B=$1.001 -$2.500  c=$2.501 -$5.000 =$5,001 -$15.000 =$15.001 -$50.000  
(See Columns and 04)  F=$50.001 -$100.000 =$100.001  $1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001  $50.000  L=$50.001 -$100.000 =$100.001 -$250.000  
(See Columns and D3) =$250.001 -$500.000  0=$500.001 -$1.000.000 =$1.000.001-$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

{I) (2) (I) (2) (3) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
69.  -OPPENHEIMER DEVELOPING MARKETS CLASS  Dividend  Sold  03/29/12  

70. 
-PACE MONEY MARKET Dividend Buy 11/12/12 INVESTMENTS FuND 

71. 
-PIM TOT RETURN FUND CLASS Dividend Sold 

03/29/12 
72. -SPECTRA ENERGY CORP Dividend Sold 
03/27/12 
73. -THORNBERG CORE GROWTH FUND Dividend Buy 
03/30/12 
-THORNBERG CORE GROWTH FUND Dividend Sold 
03129112 
VERIZON COMMUNICATIONS INC Dividend 
Sold 
03/28/12 
76. -WEITZ HICKORY FUND FBOID Dividend 
Sold 
03129112 
77. -WELLS FARGO INTERNATIONAL 
03129112 Dividend 
Sold 
BOND FUND 
78. 
Buy 
03130112
Dividend 
(add'!) 
Sold 11/28/12
Dividend 
80. -WILLIAMS PARTNERS UNIT LTD 
Sold 03127112 Dividend 
PARTNERSHIP Income Gain Codes: 41.000 less  6=$1,001-$2,500  c=$2,501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  f=$50,00I -$100.000 =$I 00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15,00l -$50.000  L=$50.00 I-$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Hook Value  V=Othcr  W=Estimated  

Gaughan, Patricia 
07111/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 

VII. INVESTMENTS AND TRUSTS 

LINE This asset was inadvertently omitted from the most recent prior disclosure report. Brokerage Account was opened 07/0I/1 with value code 
Brokerage Account was distributed Brokerage Account 09/01/11. 
LINES and These accounts were consolidated into Brokerage Account September and October 2011 and are officially closed. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 

Signature: Patricia Gaughan 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104)