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Judicial Watch • Patrick E. Higginbotham – 2012

Patrick E. Higginbotham – 2012

Patrick E. Higginbotham – 2012

Page 1: Patrick E. Higginbotham – 2012

Category:Federal Judges

Number of Pages:8

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Patrick E Higginbotham, Teaching, Royalty, 2012, trust, stock, spouse, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Higginbotham, Patrick Court Organization U.S. Court Appeals, Fifth Date Report 07/10/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge (Senior Judge)  Sa. Report Type (check appropriate type) Nomination Date Initial [ZJ Annual Sb. [ZJ Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
903 San Jacinto Blvd, Room 400 Austin, 78701 
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Trustee  The Center for American International Law (Formerly the Southwestern Legal  
Foundation)  Board Overseers  Rand -Institute for Civil Justice  Co-Independent Executor  Trust  Independent Executor  Trust 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

07/10/2013
III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 

St. Mary's University (Teaching) 
INCOME 
(yours, not spouse's) 
$50,860.25 
2.2012 Southern Methodist University (Teaching) 	$41,777.76 
2012 Duke University (Teaching) 	$4,500.00 
2012 	Matthew Bender Co., Inc. 

$1,120.00 Spouse'S Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	Texas Law Review February 25, 2012 Austin, Panel Participant Lodging Symposium 	
New Orleans Federal Bar May 24, 2012 New Orleans, Speaker Transportation, Parking Association 	
State Bar Texas Annual June 15, 2012 Houston, Panel Participant Transportation, Lodging Meeting 	
ABA Annual Meeting August 2012 Chicago, Speaker Transporation, Lodging 	
SMU School Law Jan. 10-Apr. 19, Dallas, Teaching Transportation, Lodging (Weekly) 2012 

07/10/2013 GIFTS. (lncl11des those spo11se and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

07/10/2013
VII. INVESTMENTS and inco;,.e, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instr11ctions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(1) (2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Bank America Account  Interest New York Life Insurance Company  Interest Verizon Common Stock  Dividend Comcast Common Stock  Dividend ATT Common Stock  Dividend Frontier Communications Common Stock  Dividend Virtus Strategic Growth Fund  None BAC MITTS DJUBS -ER  Interest Florida BRD  Interest  
10. Bay Area Toll Auth  Interest Cherokee Hosp Auth CTFS REF MBIA  Interest  Redeemed  12/03/12  
12. Coconino-Yavapai  Interest  
13. Maricopa  Interest  
14. Hawaii  Interest  
15. Cypress -Fairbanks TEX  Interest  
16. Houston TEX INDPT SCH  Interest  
17. Chatham Cnty HOSP REV  Interest  Redeemed  6/18/12 lncome Gain Codes: =$1.000 Jess =$1,001 -$2.500 =$2,501 -$5,000  0=$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1,000,000 Value Codes =$15.000 less =$15.001 -$50.000  
(See Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000,000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ""Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

07/10/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. Fulton Cnty DEV TECH FNDTN  Interest  Redeemed  5/1/12  
19. AGL Resources Inc Common Stock  Dividend  
20. Blackrock Global Allocation Inc  Dividend  
21. Duke Energy Corp  Dividend  
22. Exxon Mobil Corp Common Stock  Dividend  
23. Pimco Total Return  Dividend  
24. Pioneer High Yield Fund Class  Dividend  
25. Invesco Van Kampen  Dividend  
26. Trust  None  
27. Trust -Rental Properties (Tarrant County, TX)  Rent  
28. Trust -Royalty Interest (Tulsa, OK)  Royalty  
29. Rental Property (Pensacola, FL)  Rent  
30. Royalty Interest (Tulsa, OK)  Royalty  
31. IRA, Bank America  Interest  Closed  9/3/12  
32. IRA, Bank America (Money Market)  Interest  Distributed (part)  9/5/12  
33. Chase Account (Trust #1)  None  
34. Merrill Lynch Bank U.S.A.  None Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5.000 =$5.001 -$15.000 =$15.001 -$50,000  
(See Columns and D4) =$50,00 -$I 00,000 =$100.001 -$1,000.000 41.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100,000 =$!00.001 -$250.000  
(See Columns and DJ) =$250,001 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000  
1'3 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V:::Q1hcr =Estimated  

VII. INVESTMENTS and TRUSTS income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross va]ue end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. Merrill Lynch Bank Trust  Interest  
36. Coca Cola  Dividend  
37. Central Greene SCH DIST SER  Interest  Redeemed  2/15/12  
38. Rochester XLCA  Interest  
39. Rental Property (Austin, TX)  Rent  
40. Delta Air Lines Inc.  None  
41. Spectra Energy Corp  Dividend  
42. Dallas TEX Wtrwks Swr  Interest  
43. EFA EEM Stars Issuers BAC  None  Redeemed  6/5/12  
44. Capital One Bank Account  Interest Income Gain Codes: =$I .000 less J,00 -$2.500 =$2.501 -$5.000 =$5.001  $15,000 =$15,001 -$50,000  
(See Columns and 04) =$50.00 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00  $100.000 =$100,00 -$250,000  
(See Columns and DJ) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1,000.001 -$5.000.000 =$5,000.001 -$25,000.000 =$25.000.001 $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Othcr =Estimated  

Date Report 
0711012013
Higginbotham, Patrick 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 

07/10/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Patrick Higginbotham 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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