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Judicial Watch • Patterson Jr Robert P – 2010

Patterson Jr Robert P – 2010

Patterson Jr Robert P – 2010

Page 1: Patterson Jr Robert P – 2010

Category:Federal Judges

Number of Pages:9

Date Created:September 13, 2013

Date Uploaded to the Library:May 14, 2014

Tags:Patterson, robert, 2010, Codes, dividend, IRS, reportable, disclosure, reporting, report, ICE, CIA, Federal Judge, financial, income, Judge


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FOR CALENDAR YEAR 2010 U.S.C. app. §§ 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report
Patterson, Jr., Robert U.S. District Court, S.D.N.Y. 04/I 9/20 Title (Article 111 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010
U.S. District Judge (senior) Initial Annual Final
12/31/2010
5b. Amended Report Chambers Office Address the b~asis the information contained this Report and any
modifications pertaining thereto, is, opinion, compliance
with applicable laws and regulations.U.S. District Court
Chambers 2550, 500 Pearl St.
New York, 10007 Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts,
checking the NONE box for each part where you have reportable information. Sign last page.
I.POSITIONS.(Reporting individual only; seepp. 9-13 fillng instructions.) NONE (No reportable positions.)
POSITION NAME ORGANIZATION/ENTITY
II.AGREEMENTS.(Reponing individnal onty; ~e~ vv. 14-16 f!ling instructions.) NONE (No reportable agreements.)
DATE PARTIES AND TERMS
Patterson, Jr., Robert
Name Person Reporting Date Report
IlLNON-INVESTMENTINCOME.meporting individual and spouse; see pp. 17-24 f!ling instructions.) Filer’s Non-Investment Income 1~o reportable income.)NONE non-investment
DATE SOURCE AND TYPE INCOME
(yours, not spouse’s) Spouse’s Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE
IV.REIMBURSEMENTS--transportation, lodging, food, entertainmen~
(Includes those spouse and dependent children; see pp. 25-27 f!ling instructions.)
NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED
Name Person Reporting Date Report
V.GIFTS.anaudesthose spouse and dependent children; see pp. 28-31 filing instructions.)
~-] NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
VI.LIABILITIES.tZncludes those spouse and dependent children; seepp. 32-33 filing instructions.) NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUECODE John Hancock Insurance Policy Loan National Life Insurance Insurance Policy Loan New England Life (now Met Life) Insurance Policy Loan
Date ReportName Person Reporting
Patterson, Jr., Robert 04/19/2011
VII.INVESTMENTSand TRUSTS- income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instruction~)
NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end
(including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5)
Pla~e "(X)" ~ifter each asset Amoum Type (e.g., Value
Code
Value
Method
Type (e.g.,
buy, sell.
Date
mm/dd/yy
Value
Code
Gain
Code
Identi~
buyer/seller
(J-P) Code redemption) (J=P) (A-H) .... (i£private
(Q-W) transaction) Vanguard Group (Keogh) Windsor Fund Vanguard Group (Keogh) Int. Term Corp.
Fund Metropolitan Life Ins.
Dividend
Interest
Dividend
01/15/10 15/I
Partial mandatory
redemption
Partial mandatory
redemption Clarkstown School Dist. 4.5% 4/15/10 Interest Redeemed 04/15/I Redemption New Rochelle City 9/1/03 Interest N.Y. State Env. Fac. 5.6% 9/15/13 Interest N.Y. State Env. Fac. 5.25% 6/15/14 Interest
Otsego Cnty Indl. Dev. Agy 5.125%
11/1/12
Orleans County, 4.9% 12/15/14
Interest
Interest
10. Chase Bank IRA Cash Equivalent Interest
11. Chase Bank IRA Cash Equivalent Interest
12. Capital One Bank Interest
13. Money Fund Premier Interest
14. Nucor Dividend Sold 12/09/10 Loss
15. Nucor Dividend Sold 12/09/10 Loss
16. ICX Technology Inc. None Sold 10/07/I
17. ICX Technology Inc. None Sold 10/07/10
iSe~@~gi ~aD~) Value Codes
(See Columns and D3) Value Method Codes
(See Column C2) ~gg6!~i ~iO0;O00 .......G--SIO0,O0~m,O00,O00 =$15,000 tess =$15,001 $50,000 =$250,001 $500,000 =$500,001 1,000i000 =$25;000,001 $50,000,000 =Appraisal =Cost (Real Estate Only) =Book Value =Other =$2,501 $5,000 =$1,000,001 $5,001),000 =$50,001 100,000 =$1,000,001 $5,000,000 More than $50,000,000 =Assessment =Estimated =$5,001 $15,000
1-12 =More than $5~000,000 --$100 001 $250 000 =$5,000,001 $25;000i000 =Cash Market =$15,001 $50,000
Name Person Reporting Date Report
04/19/2011Page Patterson, Jr., Robert
VII. INVESTMENTS and TRUSTS .... value, ......tlons (Includes those ......d dependent children; seepp. 34-60 filing lnstructlons.)
NONE (No reportable income, assets, transactions.)
Description Assets Income during Gross value end Transactions during reporting period
(including trust assets) reporting period o£reporting period
(1) (2) (1) (2) .... (1) ..(2) (3) (4) (5)
Place "(X)" after each assel Amount Type (e.g.. Value Value Type (e.g., Date:. Value Gain Identity
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy :.Code Code .buyer/seller
(A-H) int.) (J-P) Code3 tedeinpti0n) (J-P) (A-H) (if private
(Q-W) transaction)
18. Copart, Inc. None
19. Dril-Quip Corp. CL-B None Sold 11/10/10
(part)
20. Google, Inc. None
2t. Ericsson Tel Co. Dividend
22. Exxon Mobil Corp. Dividend
23. IBM Dividend
24. BGC Partners Dividend Buy 03/04/10
25. Medco Health Solutions None
26. Monster Worldwide, Inc. None
27. Questar Corp. Dividend
28. Proctor Gamble Dividend
29. Teleflex Inc. Dividend
30. TESCO Corp. None Sold 12/09/10 Loss
31. Igene Biotechnology Inc. (WTS) None value
32. N.Y.S. Power Authority 5.625% 1/1/10 Interest 01/04/10 Redemption
33. Progress Energy, Inc. Contingent Value None value
Obligation
34. Ultra Life Batteries None Sold. 11/17/10 Loss ific0mc Gain �0d~S: =$i ;000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000
(See Columns and D4) =$50,001 $100,000 =$100,001- $1,000,000 =$1;000;001 $5;000~000 =More than $5~000;000 ~$50;00! $100;000 --$i00,001 $250~000
(See Colurrms and D3) =$250,001 $500,000 =$500,001 $1,000,000 ÷$1~000~001 $5,000~000 --$5,000;001 $25,000,000 Value Codes =$15,000 less =$15,001 $50,000 =$25,000,001 $50,000,000 =More than $50,000;000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market
(See Column C2) =Book Value =Other =Estinlatcd
Date ReportName Person Reporting
04/19/2011¯ Patterson, Jr., Robert P.Page
VII. INVESTMENTS and TRUSTS ....e, value, ......tions (Includes those spouse and dependent children; seepp. 34-60 ~ding b~structions.)
NONE (No reportable income, assets, transactions.)
35. Ultra Life Batteries None Sold 11/18/10 Loss
36. Bank America Dividend Sold 01/08/10
37. Morgan Chase PFD Equity Depository
Shares
38. New York for Prior Issues Due 8/1/13
None
Interest
Sold 01/06/10
39. New York BDS Bonds 2006J Due
6/1/21
40. New York DORM AUTH REVS Due
7/1/21
41. New York DORM AUTH REVS Due
2/15/27
42. Triborough Bridge Tunnel Auth Due
11/16/17
43. New York City Transitional Due 8/1/18
44. New York City Transitional Due 1/1/28
Interest
Interest
Interest
Interest
Interest
Interest
Buy
Sold
(part)
Buy
07/23/10
03/01/10
03/01/10
Loss
45. Metropolitan Transit Authority Interest Buy 07/01/10
46. New York TWY AUTH GEN BDS Due
1/1/30
47. Digital Realty Trust
Interest
None
Buy
Buy
06/29/I
12/I 4/10
48. Kimco Realty Corp None Buy 11/12/10
49. Molex Inc. None Buy 10/06/I
50. Nucor Corp. Dividend Buy 11/03/10
51. Occidental Pete Corp. Dividend Buy 04/14/10
1.7ncome Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000
(See Columns and D4) Value Codes
F--$50,00i $100;000 .......... =$] 001061 ii0001000 =$15,000 less =$15,001 $50,000 =$i,000i00i $5,000 000 =$50 001 $100 000 =More ihan $5;000;000: =$100 00! $250;000
(See Columns and D3) =$250,001 $500,000 =$500,001 $7,000,000 ~’1 =$7,000,00i $5;000,000 =$5,000;~0i $~5;000;000 =$25,000,001 $50,000,000 =More than $50 000,000
3.Value Method Codes =Appraisal =Cost (Real Estate Only) S--Assessment =Cash Market
(See Column C2) =Book Value =Other =Estimated
Name Person Reporting Date Report
VII.INVESTMENTSandTRUSTS- income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) NONE (No reportable income, assets, transactions.)
Description Assets Income during Grossl Value end Transactions during reporting period
(including trust assets) r~p~ing period ..... ofreportin~
(1) (2) (1) (2) (1) (2): (3) (4) (5)
Place "(X)" after each asset ~mount Type (e.g., Value Value Type (e.g., Date:, Value Gain .......... Identity
exempt from prior disclosure div. rent, Code2 Method buy, sell, mm!dd/yy.. Code2 Codet.::.,.~:.: ,buyer/sellerCode
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) ....... (if private
(Q-W) transaction)
52. Rand Logistics Inc. None Buy 05/24/10
53. QEP Resources Dividend Spinoff 07/07/10
(from line 27)
l.lncomeO~inCbdes: A~Sii000O~ie~s B=$1,001 ,$2,500 C=$2~50i-$5~000 D=$5,001-$15,000 E=$15,001-$50,000
(se6 C61u~ ~hd D4) ...........F =$50~00i $100;000 :$100;001 $1,0001000 ~$I;000;001 ~$5~000;0~ =M0re an $5~000;000 ......
(See Colu~s and D3) =$250,001 $500,000 =$500,001 $1,000,000 Pi~$1 000 00i gS~000~000 ~$5~000;001 $25~000,000 =$25,000,001 $50,000,000 =More than $50;0b0~000 Value Method Cod~ =Cost (Real Estate Only) MarketQ =Appraisal =Assessment
(See Column C2) =Book Value =Other =Estimated
Name Person Reporting Date Report
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part report.)
New York DORM AUTH REVS due 7/1/21 was erroneously listed twice the 2009 Report. The second entry has been deleted the 2010 Report and #40
the single entry for this Asset.
Name Person Reporting Date Report
IX~ CERTIFICATION. certify that all information given above (including informationpertaining spouse and minor dependent children, any)
accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory
provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are
compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations.
Signature: S/Robert Patterson, Jr.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL
AND CRIMINAL SANCTIONS U.S.C. app. 104)
Committee Financial Disclosure
Administrative Office the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544