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Judicial Watch • Patti B. Saris – 2012

Patti B. Saris – 2012

Patti B. Saris – 2012

Page 1: Patti B. Saris – 2012

Category:Federal Judges

Number of Pages:71

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Patti B Saris, Appraisal, Assessment, Estate, 2012, Gross, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reporting, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app. 101-1 JI) 
1-Person Reporting (last name, first, middle initial) SARIS, PATTI Court Organization U.S.D.C. MASSACHUSETTS Date Report 05/1 0/20 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) DISTRICT COURT JUDGE (ACTIVE)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address MOAKLEY U.S. COURTHOUSE COURTHOUSE WAY, SUITE 8110 BOSTON, 02210 
IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  CO-TRUSTEE  TRUST  CO-TRUSTEE  TRUST  CO-TRUSTEE  TRUST  Director  Bottom Line Inc., Boston,  Member Board Directors  Federal Judges Association (FJA) Member Board Directors (term ended 6/2012) 21st Century Fund, Brookline High School, Brookline, 
Director Codman Academy Foundation Inc, Dorchester, 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Ill. N-INVESTMENT ME. (Reporting individ11a/ and spo11se; see pp. 17-24 filing instr11ctions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE 
INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -lfyo11 were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2012  PRESIDENT AND FELLOWS HARVARD COLLEGE, CAMBRIDGE, -salary 2012  HARVARD BUSINESS SCHOOL PUBLISHING, -Royalties 2012  HIGHVISTA STATEGIES LLC, -Advisory fee 2012  HARVARD BUSINESS SCHOOL INTERACTIVE, INC, -seminar compensation  

IV. REIMBURSEMENTS --transportation, /odging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE  FJA  5/8 -511 012012  Washington,  Yale University  111512012  New Haven,  NYU  4/17/2012  New York,  

Congressional recption meeting 
Yale Law School educational seminar speaker 
NYU School Law educational seminar 
ITEMS PAID PROVIDED 
Transportation, meals lodging 
Transportation, meals lodging 
Transportation, meals lodging GIFTS. (Jnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE 
DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instr11ctions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those ofspo11se and dependent children; see pp. 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
{I) (2) {I) (2) {I) 
(3) (4) (5) 
Place "{X)" after each asset  Amount  Type {e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  {J-P)  (A-H)  {if private  
{Q-W)  transaction) Income Gain Codes: .000 less  B41,00t -$2.500 42.50t -$5,000 $5,00t -$15.000 5.00I -$50.000  
(Sec Columns and 04) 450.00t -$t 00,000 !00.00 -$1 .000.000  Ill .000,00 -$5,000.000  112 More than $5.000.000 Value Codes $15.000 less 415,00t -$50.000 $50.00t -$1 00,000 00.00t -$250.000  
(Sec Columns and 03) $250.00 -$500,000 $500.00 -$1.000.000 $1,000,001 -$5.000,000 45.000.001 -$25,000.000 425.000.00 -$50.000.000 More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) ==Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(2) (I) (2) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. -Global Fixed Inc Brandywine Inv Mututal  Redeemed (part)  05/3 1/12  
19.  Redeemed  07/02/12  
20. -Van Eck Intl Invest Gold-A Mutual  Sold (part)  03/27/12  
21.  Buy (add'!)  12/21/12  
22. -Dodge Cox Income mutual  
23. -Federated Treas Cash money market (cash equiv)  Buy (add'!)  01/03/12  
24.  Buy (add'!)  02/02/12  
25.  Buy (add'!)  03/27/12  
26.  Buy (add'!)  03/28/12  
27.  Buy (add'!)  05/01/12  
28.  Buy (add'!)  06/26112  
29.  Buy (add'!)  06/28/12  
30.  Buy (add'!)  07/03/12  
31.  Buy (add'!)  07/10/12  
32.  Buy (add'!)  08/02/12  
33.  Buy (add'!)  09/05/12  
34.  Buy (add'!)  09/25/12 Income Gain Codes: =$1 .000 less =$1.001 -$2,500 =$2.50 -$5,000  0=$5.001 5,000  E=$1 5.00 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 4100,001 -$1 ,000,000 =$1 .000.001 -$5.000.000  ll2 =More than $5.000.000 Value Codes =$1 5.000 less  K=$1 5,001 -$50.000 =$50.001 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1 .000.000 =$1 ,000.00 -$5.000.000  1'2 =$5.000.001 -$25,000,000  
1'3 =$25.000.00 -$50.000,000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Colu111n C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those ofspo11se and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35.  Buy (add'!)  09/26/12  
36.  Buy (add'!)  09/27/12  
37.  Buy (add'!)  11/13/12  
38.  Buy (add'!)  12/21/12  
39.  Buy (add'!)  12/3 1/12  
40.  Sold (part)  02/01/12  
41.  Sold (part)  02/10/12  
42.  Sold (part)  03/01/12  
43.  Sold (part)  03/29/12  
44.  Sold (part)  04/02/12  
45.  Sold (part)  05/09/12  
46.  Sold (part)  06/01/12  
47.  Sold (part)  07/02/12  
48.  Sold (part)  07112/12  
49.  Sold (part)  07/13/12  
50.  Sold (part)  08/01/12  
51.  Sold (part)  08/03/12 Income Gain Codes: 41.000 less =$1,001 -$2.500 =$2,501 -$5.000 =$5,001 -$15,000 =$15.001 -$50,000  
(Sec Columns and 04) =$50,001 -$100,000 =$100.00 -$1.000.000  Ill =$1,000.001 -$5.000,000  112 ='More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001  $5.000.000 =$5.000.001 -$25,000.000 =$25,000,001 -$50.000,000 =More than $50.000.000 ValuC Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions (lncl11des those ofspo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (I) (I) 
(3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mmlddlyy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1 .000 less 41,001  $2.500 $2.501  $5.000 =$5.001  5.000 =$15.00t  $50.000  
(Sec Columns and 04) =$50.001  00.000 =$100,001  .000,000  Ill =$t.000.00  $5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less 5,001  $50.000 450,001  $!00.000 =$I 00.00  $250.000  
(Sec Columns and 03) =$250.001  $500,000 =$500.00  .000.000 =$1 .000.00t  $5.000.000  1'2 =$5.000.00 $25.000.000 =$25,000.00  $50.000.000  1'4 =More than $50.000,000 Value Method Codes ""Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) (I) (I) (2) (3) 
(4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
69.  Buy (add'!)  09/26/12  

70. 
Buy 12/21/12 (add'!) 

71. 
-Vanguard Dividend Appre, mutual 

72. 
-Vanguard Emerging Markets, mutual 

Trust# None 
-Travelers Life Annuity Ins Co, universal life insurance Income Gain Codes: =$1 ,000 lcss  B41,00J -$2,500 =$2.501 -$5,000 45.001 -$1 5.000 =$15,001 -$50.000  
(Sec Columns and 04) =$50,001 -$1 00.000  G=$100.00I -$1 .000.000  Ill =$1 .000,001 -$5,000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5.001 -$50,000 =$50.001 -$100.000 4100.001 -$250.000  
(Sec Columns and 03) 4250.001 -$500,000 =$500.00 -$1 .000.000 =$1 .000.00 -$5,000.000 =$5.000.00 -$25,000.000 =$25.000,00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period reporting period 
(I) (I) (I) (2) 
(3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

86. Friends Lime Rock L.P.  None  
87. Park Cap! Natural Res L.P.  Distribution  
88. Patron Capital L.P.  None  
89. Fidenza LLC  None  
90. Wertheim LLC  None  Redeemed  12/31112  See Part VIII MFB Northern Trust Funds Muni cash equiv.  Dividend  See Part VIII  
92. Northn Univ Revs Municipal Bond  Interest  
93. Phoenix Civic lmpt Municipal Bond  Interest  Matured  07102112  See Part VIII  
94. Trust  None  See Part VIII  
95. -Federated USTreas Cash Rsv cash mutual  Sold  01106112  
96. -Int MECM Investments LLC (closely held) (x)  Distributed  01109112  
97. Trust  None  See Part Vlll  
98. -Federated USTreas Cash Rsv cash mutual  Sold  01106112  
99. -Int MECM Investments LLC (closely held) (x)  Distributed  01109112  
100. Trust  None  See Part Vlll  
101. -Federated USTreas Cash Rsv cash mutual  Sold  01106/12  
102. -Int MECM Investments LLC (closely held) (x)  Distributed  01109112 Income Gain Codes: =$1 .000 Jess .00 -$2.500 =$2.501 -$5.000 =$5.001 -$1 5.000 =$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$1 00.001 -$1 .000.000  Ill =$1 .000,001 -$5.000,000  ll2 =More than $5,000.000 Value Codes 415.000 less =$1 5.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1 .000.00 -$5.000.000 1'2 =$5.000.001 -$25.000.000 =$25.000,00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 
(2) (I) (I) (2) 
(5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
Code 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1 .000 less =$1 .001 -$2.500 =$2.501 -$5.000 45.001 -$1 5.000 =$1 5.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 00.001 -$1 .000.000  Ill =$1 .000.00  $5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5.001  $50.000 =$50.001 -$100.000 =$1 00.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00  .000.000 =$1 .000 .00 -$5 ,000 .000 =$5.000.001  $25.000.000 =$25.000.00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, vo1ue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trnst assets) reporting period reporting period 
Transactions during reporting period 

(I) (2) (I) (2) (3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less =$1 .001 -$2,500 42.501 -$5.000 =$5.001 -$1 5.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$1 00.000 =$100,001 -$1 ,000,000  Ill =$1 .000.00 -$5.000,000  112 =More than $5.000.000 Value Codes =$15.000 less =$1 5.001 -$50.000 =$50.00 -$I 00.000 =$1 00.00 -$250.000  
(Sec Columns and 03) =$250.00I -$500.000 =$500.00 -$1 .000.000 =$1 .000.001 -$5.000.000  1'2 =$5.000.00 -$25,000.000  
1'3 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

instructions.)
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting pe1iod reporting period Income Gain Codes: =$1 .000 lcss  8=$1,001 -$2.500 =$2.501  $5.000 =$5,001  5,000 =$1 5.001 $50.000  
(Sec Columns and 04) =$50,001  00,000 =$I 00.00  ,000.000  Ill =$1 ,000,001 $5,000.000  112 =More than $5.000,000 Value Codes =$15.000 less =$15,001  $50.000 =$50.001  00,000 =$100,001  $250.000  
(Sec Columns and D3) =$250.001  $500.000 =$500.00  .000.000 =$1 ,000.00  $5,000.000  1'2 =$5,000.001  $25,000.000  

1'3 =$25.000.001  $50,000.000 =More than $50,000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Cash Market =Assessment 
(Sec Column C2) =Book Value =Estimated 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes t1tose spouse and dependent c1tildren; see PP 34-60 offilinc 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (I) (2) (3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, !T1m/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
154.  Sold (part)  01/10112  
155.  Sold (part)  01123112  
156.  Sold (part)  04/10/12  
157.  Sold (part)  06/07/12  
158.  Sold (part)  09106112  
159.  Sold (part)  12/19/12  
160.  -Int MECM Investments LLC (closely held)  Open  01109112  See Part VIII  
161. Investors L.P  None  
162.  Wavemark Inc Ser pfd stock  None  
163.  Centerbridge Cap Ptnrs LPs (Priv. Eq)  Distribution  Buy (add'!)  12/31/12  
164.  Lime Rock Partners (combined) (private equities)  Distribution  Buy (add'!)  03129112  
165.  Buy (add'!)  07110112  
166.  Buy (add'!)  10/01112  
167.  Buy (add'!)  12/3 1112  
168.  Park Cap Priv VII  Distribution  Buy (add'I)  02/15/12  
169.  Buy (add'!)  05102112  
170.  Buy (add'!)  09120112 Income Gain Codes: .000 less =$1 .001 -$2.500 42.50 -$5,000 =$5.001  5.000 =$1 5.001 -$50,000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$100,001 -$1 .000.000  Ill =$1 .000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5,000 less =$1 5.001 -$50.000 =$50.001 -$1 00.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250,00 -$500.000 =$500,001 -$1 .000.000 =$1 ,000.001 -$5,000.000 =$5.000.00 -$25.000.000  
1'3 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, va/11e, transactions (Includes those ofspo11se and dependell/ children; see PP 34-60 filing instmctions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period {including trust assets) reporting period reporting period 
(2) (I) (2) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

171.  Buy (add'!)  11/061  
172.  Buy (add'!)  12119/12  
173.  Park Cap Natural Res III combined (priv Eq)  Distribution  Buy (add'!)  01/13/12  
174.  Buy (add'!)  06/22/12  
175.  Buy (add'!)  08/03/12  
176.  Buy (add'!)  09/24/12  
177.  Buy (add'!) /26/12  
178.  Buy (add'!)  12/17/12  
179.  Polaris Vent Part Entrep  Distribution  Buy (add'!)  06/22/12  
180.  Buy (add'!) /27/12  
181.  Summit Ptms Priv VII-A  None  Buy (add'!)  03/26112  
182.  Distributed (part)  05/10/12  
183.  Buy (add'l)  05/31/12  
184. (Priv Eq)  Distribution  
185.  SPDR Gold (formerly Streettracks Gold Trust) mutual  None  
186.  Realty Assoc Corp (REIT)  None  
187.  Maricopa Cly, Municipal bds  Interest Jncomc Gain Codes: =$1 ,000 less =$1 ,001 -$2,500 =$2.501 -$5.000 =$5.001 -$1 5.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50,001 -$1 00,000 =$1 00,001 -$1 .000.000  Ill =$1 .000,001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5,000 less =$1 5,001 -$50.000 =$50.001 -$100.000 =$I 00.00 -$250.000  
(Sec Columns and D3) =$250.00 -$500,000 =$500,00 -$1 .000,000 =$1 ,000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50,000,000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcn =Cash Market  
(Sec Column C2) =Book Value  Y=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions (Includes 1110se spouse and dependent children; see PP 34-60 filing 
instructitms.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) {I) (2) (3) (4) (5) 
Place "{X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: 41.000 less ,001 -$2.500 $2.501 -$5.000 $5.001 -$15.000 5.001 -$50.000  
(Sec Columns and 04) $50.001 -$1 00.000 00.001 -$1,000.000  Ill .000.001 $5.000.000  112 More than $5.000,000 Value Codes 5.000 less 415.001 -$50.000 $50.001 -$100.000 00.001 -$250,000  
(Sec Columns and 03) $250.00 -$500.000 $500.00 -$1 .000.000 $1.000.00 -$5.000,000 =$5.000.001 -$25,000.000 =$25,000.00 -$50.000,000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Colmnn C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (I) (3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (A-H) (if private 
(Q-W) transaction) 
205.  Buy (add'!)  02/27112  
206.  Buy (add'!)  03/01112  
207.  Buy (add'!)  03/02/12  
208.  Buy (add'!)  03/05112  
209.  Buy (add'!)  03/07/12  
210.  Buy (add'!)  03/19/12  
211.  Buy (add'!)  03/21/12  
212.  Buy (add'!)  03/23/12  
213.  Buy (add'!)  03/27112  
214.  Buy (add'!)  03/28/12  
215.  Buy (add'!)  03/29/12  
216.  Buy (add'!)  03/30112  
217.  Buy (add'!)  04/021  
218.  Buy (add'!)  04103112  
219.  Buy (add'!)  04/05/12  
220.  Buy (add'!)  04111112  Buy (add'!)  04/201 Income Gain Codes: =$1 .000 less  B41.00l -$2.500 =$2.501  $5.000 =$5.00  $15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$! 00.000 =$! 00.001 -$1 ,000.000  Ill =$1 .000.001  $5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less  K=$1 5.00l -$50.000 =$50.001 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 .000.000 =$1 .000.001 -$5.000.000 =$5.000.00 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisol =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period rep011ing period  

(I) 
(2) (3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
222.  Buy (add'!)  04/24/12  
223.  Buy (add'!)  04/27/12  
224.  Buy (add'!)  05102112  
225.  Buy (add'I)  05103112  
226.  Buy (add'!)  05107112  
227.  Buy (add'!)  05/08/12  
228.  Buy (add'!)  05109112  
229.  Buy (add'!)  05114112  
230.  Buy (add'!)  05124112  Buy (add'!)  06104112  
232.  Buy (add'!)  06105112  
233.  Buy (add'!)  06114112  
234.  Buy (add'!)  06/18/12  
235.  Buy (add'I)  06119112  
236.  Buy (add'!)  06120112  
237. Buy (add'!)  06/21/12  
238.  Buy (add'!)  06122112 Income Gain Codes: =$1.000 less =$1 ,001 -$2.500 =$2.501 -$5.000 45.001 -$15.000 =$1 5,001  $50,000  
(Sec Columns and 04) =$50,001 -$! 00,000 =$! 00,001 -$1.000.000  Ill :$1 .000.001 -$5.000.000  112 :More than $5.000.000 Value Codes :$15.000 less  K41 5.001 -$50.000 $50.001 -$1 00.000 4100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 :$500,001 -$1 .000.000 =$1 ,000.001 -$5.000.000 45.000.001 -$25.000.000 :$25.000.001 -$50,000,000  1'4 :More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (2) (I) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 ,000 less =$1 ,001 -$2.500 =$2,501 -$5,000  0=$5.001 -$1 5.000 =$15,001 -$50,000  
(Sec Columns and 04) =$50.001 -$1 00,000  G=$100.00l -$1 .000.000  Ill =$1 .000,001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000 =$50.001 -$1 00,000 =$1 00.001 -$250.000  

(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1 .000,000 =$1 ,000.001 -$5,000,000 =$5,000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More thnn $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependent c1tildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reporting period  
(1)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

256.  Buy (add'!)  08/21/12  
257.  Buy (add'!)  08/22/12  
258.  Buy (add'!)  08/3 1/12  
259.  Buy (add'!)  09/04/12  
260.  Buy (add'!)  09105112  Buy (add'!)  09106112  
262.  Buy (add'!)  09112112  
263.  Buy (add'!)  09/19/12  
264.  Buy (add'!)  09/20/12  
265.  Buy (add'!)  09/21/12  
266.  Buy (add'!)  09/24/12  
267.  Buy (add'!)  09/25/12  
268.  Buy (add'!)  09/26/  
269.  Buy (add'!)  09/28/12  
270.  Buy (add'!)  10/01/12  Buy (add'!)  10/02/  
272.  Buy (add'!)  I0/03/1 Income Gain Codes: 1,000 lcss ,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 5.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$100,001 -$1 ,000.000 =$1 .000.001 -$5.000.000  IJ2 =More than $5.000.000 Value Codes =$1 5,000 less =$1 5,001 -$50.000 =$50.001 -$1 00.000 =$1 00.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1 .000.001 -$5,000.000  1'2 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, va111e, transactions (1nc111des those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(1) (1) (I) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private Income Gain Codes: =$1 .000 less  B=$1.00I -$2.500 =$2.501 -$5.000 =$5.001 -$1 5.000 =$1 5.001 -$50,000  
(Sec Columns and 04) =$50,001 -$1 00.000 =$1 00,00 -$1 .000.000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 orlcss  K=$1 5.00! -$50.000 =$50.001 -$1 00.000 =$I 00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1 .000.00 -$5.000.000  1'2 =$5.000.00 -$25.000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instr11ctions.J NONE (No reportable income, assets, transactions.) 
Descriptio1i Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period reporting period 

(I) (2) (I) {I) (2) 

Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
(J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1 ,000 less .001 -$2.500 $2.501 -$5.000 =$5.001 -$1 5.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50,001 -$1 00,000  G=$100.00l 1.000.000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$15.001 -$50.000 =$50.001 -$1 00.000 =$100,001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1 .000.000 =$1 ,000.001 -$5,000,000  1'2 =$5.000,001 -$25,000.000 =$25,000,001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes t1tose spouse and dependent c1tildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including tmst assets) reporting period ofreporting period 
Transactions during reporting period 

(I) (2) (I) (1) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less ,001 -$2,500 =$2.501 -$5.000 =$5.001 5.000 =$1 5.001 -$50.000  
(Sec Columns and 04) 450.001 -$1 00.000 =$I 00.00 -$1 .000,000  Ill =$1 .000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less  K=$1 5.00l -$50.000 =$50.00 -$I 00.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1 ,000.000 =$1 .000.001 -$5,000.000 =$5.000.00 -$25.000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Esti1natcd  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) 
Place "(X)" after each asset 

Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) 
324.  Sold (part)  02/14/12  
325.  Sold (part)  02115112  
326.  Sold (part)  02121112  
327.  Sold (part)  021221  
328.  Sold (part)  02/27/12  
329.  Sold (part)  02/28112  
330.  Sold (part)  03/0 1112  Sold (part)  03/02112  
332.  Sold (part)  03105112  
333.  Sold (part)  03106112  
334.  Sold (part)  03108112  
335.  Sold (part)  03109112  
336.  Sold (part)  03/12112  
337.  Sold (part)  03/15/12  
338.  Sold (part)  03116112  
339.  Sold (part)  03119112  
340.  Sold (part)  03/22112 Income Gain Codes: =$1 ,000 less =$1,001 -$2,500 =$2.501 -$5.000 =$5.001 -$15.000  E=$1 5,001 -$50.000  
(Sec Columns and 04) =$50,00I -$1 00.000 =$1 00.001 -$1 .000.000  111 =$1 .000.00 -$5.000.000  112 =More than $5,000.000 Value Codes =$1 5,000 less =$1 5,001 -$50.000 =$50.001 -$1 00.000 100,001 -$250.000  
(Sec Columns and 03) =$250,001 -$500.000 =$500,001 -$1 .000.000 =$1 ,000.001 -$5.000.000  1'2 =$5.000.001 -$25,000,000 =$25,000.00 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/10/20 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(2) (I) (2) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less =$1,001 -$2,500 =$2.501  $5.000 =$5,001 -$1 5.000 =$1 5.001 -$50.000  
(See Columns and 04) =$50.001 -$1 00.000 =$100.001 -$1 ,000.000 =$1 .000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5,001 -$50.000 =$50.00 -$I 00,000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 .000.000 =$1 .000.001 -$5,000.000 =$5.000.001 -$25.000,000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 

instructions.; NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period ofreporting period 
(I) (2) (I) (2) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 ,000 less ,001 -$2,500 =$2.501 -$5.000  045.001 $ 5.000 =$1 5.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00,000 4100,001 -$1.000.000  Ill =$1 .000.001 -$5.000,000  112 =More than $5.000.000 Value Codes =$1 5.000 less 5,001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1 .000.000 =$1 .000.00 -$5.000.000  1'2 =$5.000.00 -$25.000.000 =$25.000.001 -$50,000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

{I) (I) (2) 
(5) 
Place "{X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity.of  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mrnldd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1 ,000 less =$1 ,001 -$2,500 =$2.501 -$5.000 =$5,001 -$1 5.000  
(Sec Columns and 04)  F=$50,001 !00.000  G=$!00.00l -$1 ,000.000  Ill =$1 .000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$15,001 -$50,000 =$50.001 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1 ,000.000 =$1 .000.001 -$5.000.000 =$5,000.001 -$25.000.000 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal ::=Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated =$15,001 -$50,000 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(1) (2) (I) (2) (3) 
(4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm!dd!yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) 
392.  Sold (part)  08/03/12  
393.  Sold (part)  08/09/12  
394.  Sold (part)  08/10/12  
395.  Sold (part)  08/14/12  
396.  Sold (part)  08/15/12  
397.  Sold (part)  08/2 1/12  
398.  Sold (part)  08/22/12  
399.  Sold (part)  08/23/12  
400.  Sold (part)  08/29112  
401.  Sold (part)  09/04/12  
402.  Sold (part)  09106112  
403.  Sold (part)  09/I 0112  
404.  Sold (part)  09/1 1/12  
405.  Sold (part)  09/12/1  
406.  Sold (part)  09113112  
407.  Sold (part)  0911411  
408.  Sold (part)  09117112 Income Gain Codes: =$1 .000 Jess =$1 .001 -$2.500  c$2.501 -$5.000 =$5,001  $15.000  E$15.00J -$50.000  
(Sec Columns and 04) 450.001 -$1 00.000 =$1 00.001 -$1 .000.000  Ill =$1 .000.001 -$5.000.000 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5,001 -$50.000 $50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1 .000.000 =$1 .000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated INVESTMENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) 
(2) 
(I) 
(2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-HJ int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less ,00 -$2.500 $2.501 -$5,000  0$5.001 -$15.000  E$1 5.00l -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 4100,001 -$1 ,000,000  Ill .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes 5.000 less $15,001 -$50,000 $50.00 -$I 00.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  04500,001 -$1 .000.000 ,000.001 -$5,000.000 $5.000.00 -$25,000.000 =$25.000.00 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cosh Market  
(Sec Cohu,nn C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 

(including trust assets)  reporting period reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$I ,000 less =$1 .00 -$2,500 =$2501 -$5,000 =$5,001 -$15.000 =$15,001 -$50,000  
(Sec Columns and 04) =$50,001 -$1 00,000 =$100.001 -$1 .000.000  Ill =$1 ,000.00 -$5,000,000 =More than $5,000.000 Value Codes =$15,000 less =$1 5.001 -$50.000 =$50.001 -$100,000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500,000 =$500,00 -$1 .000.000 =$1 ,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000,00 -$50,000,000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, va/11e, transactions (Includes those ofspo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (3) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) 
443.  Local Motors Series pfd closely held  None  
444.  PIMCO Emerging Mkts Curr Inst mutual fd-name chgd 8/16/1  Dividend  Donated (part)  
445.  Sold  12/21/12  
446.  Van Eck Intl Invest Gold mutual  Dividend  Buy (add'!)  12/21/12  
447.  Hephaestion priv  Distribution  Buy (add'!)  12/26/12  
448.  Hephaestion Retail priv  Distribution  Buy (add'!)  01109112  
449.  Buy (add'!)  07/05/12  
450.  Portland Global Real Est Sec  None  Blackstone Distressed Securities  None  
452.  Penta Asia Domestic Partners  Distribution  
453.  PSC Luxembourg Hldgs LLC  Distribution  
454.  Trust  Distribution  
455.  -Int MECM Assoc LLC closely held  
456.  -Hephaestion  Buy (add'  06/29/12  
457.  Buy (add'!)  09/26/12  
458.  -Hephaestion Co-invest  Buy (add'!)  09/26/12  
459.  Buy (add'!)  12/26/12 Income Gain Codes: 41.000 less =$1 ,001 -$2,500 =$2,501 -$5,000 45.001 -$15,000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$100,001 -$1 ,000.000  Ill =$1 .000.001 -$5.000,000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5,001 -$50,000 =$50.001 -$1 00,000 =$100.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000  0=$500.001 -$1 ,000,000 =$1 ,000.001 -$5,000.000  1'2 =$5.000,001 -$25.000.000 =$25.000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period  ofreporting period  

(I) 
(2) 
(1) (I) 
(2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

460.  -Porus Inv! Hldg Ltd  -Xander Master Fund LLC  
462.  -Federated Treas Cash reserve money mrkt mutual  Buy (add'!)  01/10/12  
463.  Buy (add'!)  0211 0112  
464.  Buy (add'!)  04/12/12  
465.  Buy (add'!)  06/19/12  
466.  Buy (add'!)  06125112  
467.  Buy (add'!)  07112112  
468.  Buy (add'!)  12/20112  
469.  Sold (part)  3/28/12  
470.  Sold (part)  06119112  Sold (part)  06127112  
472.  Sold (part)  06129112  
473.  Sold (part)  091261  
474.  Sold (part)  12126112  
415.  Trust  IntJDiv.  
476.  -SPDR Gold mutual fund Income Gain Codes: ,000 less ,001 -$2.500 $2.501 -$5.000 $5.001 -$1 5.000 5.001 -$50,000  
(Sec Columns and 04) 450,001 -$100,000  G$IOO,OOI -$1 ,000.000  Ill .000,001 -$5.000.000  112 More than $5.000.000 Value Codes $15.000 less 5,001 -$50,000 $50.00 -$I 00.000 4!00.001 -$250.000  
(Sec Columns and 03) $250,00! -$500,000 $500,001 -$1,000.000 ,000.001 -$5,000.000  1'2 $5,000.00 -$25,000.000 $25,000,00 -$50,000,000 More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  VOthcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions du1ing reporting period (including trust assets) reporting period ofreporting period 
(2) (!) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

477.  -Federated Treas Cash Rsv mutual fund  Buy (add'!)  08/17112  
478.  Buy (add'!)  11113112  
479.  Buy (add'!)  12/17/12  
480.  Sold (part)  04110112  -Realty Associates LLC  
482.  -Int MECM Investments LLC (closely held)  
483.  Trust  Int./Div.  
484.  -SPDR Gold mutual fund  
485.  -Federated Treas Cash Rsv mutual fund  Buy (add'!)  08117/12  
486.  Buy (add'!) 1/13112  
487.  Buy (add'!)  12/17/12  
488.  Sold (part)  04/I0/12  
489.  -Realty Associates LLC  
490.  -Int MECM Investments LLC (closely held)  
491.  Trust  lnt./Div.  
492.  -SPDR Gold mutual fund  
493.  -Federated Treas Cash Rsv mutual fund  Buy (add'!)  08117/12 Income Gain Codes: =$1 .000 less =$1 ,001 -$2.500 =$2.50 -$5.000 =$5.001 -$1 5.000 =$15.001 -$50,000  
(Sec Colunms and 04)  F=$50.00I -$1 00.000  G=$IOO.OOI -$1.000.000  Ill =$1 .000.00 -$5.000.000  112 =More Ihan $5.000.000 Value Codes =$15,000 Jess =$15,001 -$50.000 =$50.00 -$1 00.000 =$1 00.001  $250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1 .000.000 =$1 .000.001 -$5,000.000  1'2 =$5.000.00 -$25.000.000  
1'3 =$25.000,001 -$50.000.000 =More Ihan $50.000.000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimatcd  

VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) (I) (I) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1 .000 less =$I .00 -$2.500 =$2.501 -$5.000 =$5,001 -$15.000 =$15.00 -$50,000  
(Sec Columns and 04)  F=$50,001 -$100.000 =$100.001 -$1 ,000.000  Ill =$1 .000.001 -$5,000.000  112 =More than $5,000.000 Value Codes =$1 5.000 less =$1 5.001 -$50.000 =$50.001 -$100.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1 .000.000 =$1 .000.001 -$5,000.000  1'2 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (I) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less =$1,001 -$2.500 $2.501 -$5.000  D$5,00l -$15.000 $15,001 -$50,000  
(Sec Columns and 04) $50.001 -$1 00.000 100,00 -$1 ,000.000  Ill =$1 ,000.00 -$5.000.000  112 =More than $5,000.000 Value Codes =$15.000 less =$1 5,001 -$50,000  L$50.001 100,000 =$100.001 -$250.000  
(Sec Columns and D3) $250,001 -$500.000 =$500,00 -$1 ,000,000 .000.00 -$5,000.000 =$5,000.00 -$25,000.000 =$25.000.00 -$50,000.000 More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Colmnn C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 

instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1 .000 less  8=$1 .001 -$2.500 =$2.501 $5,000 =$5,001 -$1 5.000 =$15,001 -$50,000  
(Sec Columns and 04) =$50.001 -$1 00,000 =$1 00.001 -$1 .000.000  Ill =$1 .000,001 $5,000,000  112 =More than $5.000,000 Value Codes =$1 5.000 lcss =$1 5,001 -$50.000  L=$50.00I -$1 00.000 =$!00.001 -$250,000  
(Sec Columns and 03) =$250,001 -$500.000 =$500.00  .000.000 =$1 ,000.001 -$5,000.000  1'2 =$5,000.001  $25,000.000 =$25,000,00 -$50,000.000  1'4 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing ins1r11ctio11s.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (1) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H)  r int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: .000 less =$1 ,00 -$2,500 =$2.501 -$5.000  0=$5.001 -$1 5.000 =$1 5.001 -$50.000  
(Sec Columns and 04) =$50,001 -$1 00,000 =$1 00,001 -$1.000,000  Ill =$1 ,000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5.001 -$50,000 =$50.001 -$100.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250,00 -$500.000 =$500,00 -$1 ,000,000 =$1 .000.001 -$5.000,000 =$5.000.00 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

instructions.)
VII. INVESTMENTS and TRUSTS --income, vo/ue, transactions (Includes those spouse and dependent children; see PP 34-60 NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(2) (I) (2) 
(3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1 .000 less  8=$1 .001 -$2,500 =$2.501 -$5.000  0=$5.001 -$1 5.000  =$1 5.001 -$50.000  
(Sec Columns and 04) =$50.001 -$! 00.000 =$100,001 -$1 .000.000  Ill =$1 .000.001 -$5,000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$1 5.001 -$50.000 =$50.00 -$I 00.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1 .000.000 =$1 ,000.00 -$5,000.000 =$5.000.00 -$25,000.000 =$25,000,00 -$50,000,000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offitinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 

(including trust assets) reporting period reporting period 
(2) (I) (2) (2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code Income Gain Codes: =$1 .000or lcss =$1.001 -$2.500 =$2.501 -$5.000  0=$5,001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 ,000.000  111 =$1 ,000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000  L=$50.00I -$1 00.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1 .000.001 -$5.000.000  1'2 =$5.000.00 -$25,000.000 =$25.000,00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions rinctudes those spouse and dependent children; see PP 34-60 offitinc insrruse t>fspt>use and dependent children; see pp. 14-60 t>ffitinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(2) 
(I) 
(I) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: $1.000 less $1,001 -$2.500 =$2.501 -$5.000 45.001 -$1 5.000 $15.001 -$50.000 (Sec Columns and D4) $50,001 -$!00.000 =$100,001 -$1.000.000 lll $1,000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.00 -$I 00.000 =$I 00.00 -$250.000 

(Sec Columns and D3) =$250,00 -$500.000 0$500.001-$1.000.000 $1,000.001 -$5,000.000 1'2 =$5.000.001 -$25,000.000 425,000,00 -$50,000,000 1'4 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market {Sec Column C2) V=Other =Book Value ""Estimated 
VII. INVESTMENTS and TRUSTS --income, va/11e, transactions (lnc/11des those ofspo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
919.  -Pflugerville, municipal bds (x)  Buy  05109112  
920.  -WA Multnomah Yamhill Cntys municipal bds (x)  Buy  11/09/12  -Falcon Edge Glocal, (private equity) (x)  Buy  06/28/12  
922.  Buy (add'!)  08/30/12  
923.  MECM Associates LLC (closely held) Int./Div.  
924.  -Baupost Value Partners  
925.  -Elliott Associates  
926.  -High Vista  
927.  -Penta Asia Long Short Ltd  Redeemed (part)  12/06/12  
928. Investment Holdings Ltd  Buy (add'!)  02/22/12  
929.  -Federated Teas Cash Rsv money market (mutual fd)  Buy (add'!)  02/27/12  
930.  Buy (add'!)  03/02/12  Buy (add'!)  03/29/12  
932.  Buy (add'!)  04/30/12  
933.  Buy (add'!)  05/30/12  
934.  Buy (add'!)  06/18/12  
935.  Buy (add'!)  07/17/12 Income Gain Codes: =$1 .000 less =$1 ,00 -$2.500 >$2,50I -$5,000 45,001 -$1 5.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50,001 -$1 00.000 =$100.001 -$1 ,000.000  Ill =$1 .000.001 -$5.000.000  ll2 =More than $5.000,000 Value Codes =$1 5,000 less =$1 5.001 -$50.000 =$50.001 -$1 00.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1 .000.000 =$1 .000.00 -$5,000.000  1'2 =$5,000.00 -$25,000.000  
1'3 =$25.000.00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting pe1iod  ofreporting period  

(I) (2) (I) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less =$1 ,001 -$2.500 =$2,501 -$5.000  D=$5.00! 5.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.00 1.-$1 00.000  G=$1 00.00I -$1 ,000.000  Ill =$1 .000,00 -$5,000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5,001 -$50,000 =$50.00 -$100.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1 .000.000 =$1 ,000.001 -$5,000.000  1'2 =$5.000.001 -$25.000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions duririg reporting period (including trust assets) reporting period reporting period 
(I) (2) 
(2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5.000 45.00 -$1 5.000 =$1 5.001 -$50,000  
(Sec Cohnnns and D4) =$50,001 -$1 00,000 =$1 00,001 -$1 ,000.000 .000.001 -$5,000.000  ll2 =More than $5,000,000 Value Codes =$1 5,000 less $15,001 -$50.000 $50.00 -$1 00.000 =$100,00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1 .000.000 =$1 .000.001 -$5,000.000 $5,000.00 -$25,000.000 =$25.000.00 -$50,000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENT and --income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

{I) (2) {l) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

970.  Medina Cty municipal bds  Interest  Oregon municipal bds  Interest  Buy (add'!)  04/1 3/12  
972.  Sold (part)  05/09/12  
973.  Salt River Proj municipal bds  Interest  Matured  01/01/12  
974.  Buy (add'!)  01/04/12  
975.  Suffolk Cty municipal bds  Interest  Sold  02/1 7/12  
976.  Sutton, municipal bds  Interest  
977.  Vanguard Developed Mkts Index-Inv (mutual fd)  Dividend  
978.  Vanguard Dividend Appre (mutual fd)  Dividend  Open  08/20/12  See Part Vlll  
979.  Donated  
980.  Vanguard Energy Fd-Adm (mutual fd)  Dividend  Buy (add'!)  03/21/12  Artemis Real Est Partnrs  Distribution  Buy (add'!)  01/23/12  
982.  Buy (add'!)  05/1 8/12  
983.  Buy (add'!)  08/14/12  
984.  Buy (add'!)  09113/12  
985.  Merchants Gate Onshore (priv equity)  None  
986.  Properitas Real Est Partners (private equity)  Distribution  Buy (add'!)  01/03/12 Income Gain Codes: =$1 ,000 less =$1 ,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$1 00,000 =$100,001 -$1 .000,000  Ill =$1 .000,001 -$5,000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$1 5,001 -$50.000 =$50.00 -$100.000 =$1 00.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500,000 =$500,00 -$1 ,000.000 =$1 .000.00 -$5.000.000  1'2 =$5.000.00 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, vat11e, transactions r1nc1udes those ofspo11se and depent1ent clli1t1ren; see PP 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trnst assets)  reporting period reporting period  

Transactions during reporting period 
(I) (I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: $1.000 less ,001 -$2,500 $2.501 -$5.000 =$5.001 -$1 5.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50,001 -$1 00,000 =$100,001 -$1 .000.000  Ill =$1 .000,001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.001 -$100.000 =$1 00,001 -$250,000  
(Sec Columns and D3) =$250.00 -$500.000 =$500,001 -$1 .000,000 =$1 ,000,001 -$5,000,000 =$5.000.00 -$25,000.000 =$25,000,001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =oC'ost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, vat11e, transactions r1nc111des 111ose spouse and dependent childre11; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 
(I) (2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

1004.  Buy (add'!)  02/22/12  
1005.  Buy (add'!)  03/22/12  
1006.  Buy (add'!)  04/02/12  
1007.  Buy (add'!)  04/27/12  
1008.  Buy (add'!)  06/13/12  
1009.  Buy (add'!)  06/29/12  
1010.  Buy (add'!)  07123/12  
101  Buy (add'!)  09/12112  
1012.  Buy (add'!)  10/0 1/12  
1013.  Buy (add'  10/17/12  
1014.  Buy (add'!)  11/19/12  
1015.  Buy (add'!)  12/1 1/12 016. Properitas Real Est Partners IIIB (private equity)  Distribution  Buy (add'!)  01/03/12  
1017.  Buy (add'!)  01/23/12  
1018.  Buy (add'!)  02/03/12  
1019.  Buy (add'!)  02/22/12  
1020.  Buy (add'!)  03/22/12 Income Gain Codes: .000 less  B=$1,00l -$2.500 =$2.501 -$5.000 =$5.001 -$1 5.000 5.001 -$50.000  
(See Columns and D4) =$50,001  00.000 =$1 00,00 -$1 .000,000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5.001 -$50.000 =$50,001 -$100.000 =$1 00.00 -$250.000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1.000.000 =$1 ,000.00  $5.000.000 =$5.000,001  $25.000.000 =$25,000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting pe1iod  ofreporting period  

(!) (2) 
(4) (5) 
Place "(X)" after each asset 
Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 
buy, sell, mm/dd/yy Code Code buyer/seller redemption) (J-P) (A-H) (if private transaction) Income Gain Codes: ,000 less  B$1 ,00l -$2.500 =$2,501 -$5,000 =$5,00 -$1 5.000 $15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100,000 00.00 -$1 .000.000  111 =$1 .000.001 -$5,000.000  112 More than $5.000.000 Value Codes 5,000 less  K41 5.00l -$50.000 =$50.001 -$1 00.000 =$100.001 -$250,000  
(Sec Columns and 03) $250.00 -$500.000 $500.00 -$1 .000.000 =$1 .000.001 -$5,000.000 =$5,000.001 -$25,000,000 425.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiting ins1r11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period  ofreporting period  

(I) (2) 
Place "(X)" aHer each asset 
(I) (2) (2) (3) (4) 
(5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: .000 less ,001 -$2.500 $2.501 -$5.000 $5.001 -$1 5.000 5_00 -$50,000  
(Sec Colunms and 04) $50.001 -$1 00.000 00.00 -$1 ,000.000 .000.001 -$5.ooo.ooo  112 More than $5,000.000 Value Codes 5.000 less =$1 5,001 -$50.000  L$50,001 -$100.000 4100.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 $500.00 -$1 .000.000 .000.00 -$5.000.000  1'2 =$5.000.00 -$25,000.000 $25,000.001 -$50,000.000 More than $50.000.000 Value Method Codes =Appraisal o:Cost (Real Estate Only) =Assessment ==Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) 
(I) (2) (I) (2) (3) (4) 
(5) 

Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1 ,001 -$2.500 =$2.501 -$5.000 =$5,001 -$15.000 =$15.001 -$50.000 
(Sec Columns and 04) =$100,00 -$1.000.000 Ill =$1.000,001 -$5.000,000 IJ2 =More than $5.000.000 Value Codes K=$15,00l -$50.000 L=$50.00I -$100.000 M=$100.00l -$250.000 

(Sec Columns and 03) =$500,00 -$1.000.000 =$1.000.001 -$5,000,000 1'2 =$5,000.001 -$25,000,000 =More than $50.000,000 

VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing insrr11ctions.; NONE (No reportable income, assets, transactions.