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Judicial Watch • Patti B Saris Financial Disclosure Report for 2008

Patti B Saris Financial Disclosure Report for 2008

Patti B Saris Financial Disclosure Report for 2008

Page 1: Patti B Saris Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:75

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Patti B Saris, municipal, ATF, Gross, 2008, INVESTMENTS, EPA, transactions, TRUSTS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Saris_Patti_B 

Dale Report 
Name Person Reporting 
05/13/2009
SARIS, PATTI 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 	INCOME 

(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.)  

 SOURCE AND TYPE 2008  PRESIDENT AND FELLOWS HARV ARD COLLEGE, CAMBRIDGE, -salary  

HARVARD BUSINESS SCHOOL PUBLISHING." -Royalties 
HARVARD BUSINESS SCHOOL INTERACTIVE, INC, -Nonemployee compensation 
HIGHVISTA STATEGIES LLC, -Advisory fee 

IV. REIMBURSEMENTS -transportation, lodging.food, enlertainmenl (Includes those spouse and dependent child ren; see pp. 25-27 filing instructions.) 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 

DESCRIPTION VALUE 

VI. LJAB ILJTIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) NONE (No reportable liabilities.)  
DESCRIPTION  VALUE CODE UBS Line Credir/Loan  None 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) VESTMENTS and TRUSTS -income. value, transactions r1nc1udes those spouse and dependent children,-see PP 14-60 fitinc insrructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(2) (I) (2) (I) (2) (3) 
Date Value Gain Identity
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., 
Code 
Month -Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (AH) (ifprivate (Q-W) transaction) 
exempt from prior c:Lisclosure div., rent, Code Method buy, sell, 
18. 
Realty Associates Fund LLC Distribution 

19. 
Tucker Anthony Private Equity Fund Distribution Buy 12/30 (add'!) 

20. 
Mass. In'! Fin Agy Municipal Bonds Interest 

21. 
Tucker Anthony Private Equity Fund III Distribution Buy 03/31 (add'!) 

22. 
Buy 09/29 (add'!) 

23. 
Buy 12/30 (add'!) 

24. 25.  Tucker Anthony Private Equity Technology Trust  Distribution Dividend  
26. 27. 28. 29. 30.  -Federated Govt Oblig money market (cash equiv.)  Sold (part) Buy (add'!) Sold (part) Buy (add'!) Buy  01/02 0103 01110 01/11 01/15  

(add'!) 
31. 
Buy 02/04 (add'!) 

32. 
Sold 02/05 

-GMO Intl lnstrinsic Val Ill Buy 07114 II) MutFd (add'I) 
34. Sold 10/13 locome Gain Codes: 1,000 less =St,001 -$2,500 =$2,501. $5,000 =$5,001  15,000 =$15.001 -$50.000  
(Sec Columns and 04) =$50,001  SI00,000 =SI00,001 -Sl,000,000 =SI ,000,001 -$5,000,000 =More than !5,000,000 Value Codes 15,000 less =SI 5,00  !50,000 =$50,001 -$100,000 =SI00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001  s1,000,000 =$1,000,001 -$5,000,000 =!5,000,001 -S25,000,000 =S25.000,00I -$50,000,000 =More than $50,000,000 Value Me1hod Codes =Ap'f>raisal =Cosl (RearEstale Only) =Assessment =Cash Market  
(Sec Colwnn C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

Place "(X)" after each asset exempt from prior disclosure 
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent.  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

-Longleaf Partners Mutual Fund Sold 10/10 
36. 
-Vanguard 500 Index sig Mutual Sold 10110 
37. 
-Baupost Value Partners 

38. 
-Kensico Offshore Ltd 

-PIMCO Commodity Real Return, Mutual Sold 10/10 (part) 
40. -Global Fixed Inc Brandywine Inv Mutut alfd 
41.  -Marsico Growth Fd, Mutual Fund  Sold  I0/13  
42.  -Aberdeen Emerging Mkts Mutual  Buy  06119  
(add'  
43.  Sold  10/10  
44.  -Van Eck Intl Invest Gold-A Mutual  Buy  12/23  
(add'!)  
45.  -Dodge Cox Income mutual (y)  
46.  -Cilton Global Nat Res Intl BVI ltd (Private  Buy  01/02  
Eq)(new)  

47. -PIMCO Developing Local Mkt Mutual Buy 06119 (new) 
Sold 10/10 
49. -US Treasury Bills (new) Buy 11/03 
50. Sold 11/19 (part) 
51. Sold 1212 (part) Income Gaic Codes: =Sl,000 less =!l,001. $2,500 =$2,501 $5,000 =!5,001 -$1),000  E=SIS,001 -!50,000  
(Sec Columns and 04) =$50,00 -SI 00,000 =SI00,001  Sl,000,000 =SI ,000.001 -S5,000,000 =Mo tha $5,000,000 Value Codes 15,000 less 15,00  SS0,000 =$50,001  $100,000 =SI00,001 -$250,000  
(See Columns and 03) =$250,001  $500,000 =$500,001. $1,000,000 =$1,000,00  $5,000,000 =!5,000,001  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =AsSessmc::nt =Cash Market  
(See ColumD C2) =Book. Value: =Other =Estima ted  

Name Person Reporting 
Date Report
SARIS, ITI 
05/13/2009 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and depent1n1 children; see pp. 14-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.) 
Income during Gross value end 
Transactions during reporting period Description Assets 
{including trust assets) reporting period reporting period 
(3)
(2) (I)
(2) {l)
(I) 
(5) 
Place "'(X)" after each asset  Amount  Type (e.g.,  Value  Value empt from prior disclosure  Code  div., ren  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

52. -Federated Teas Cash money market cash equiv) (new) 
53. 

54. 

55. 

56. 

57. 

Type (e.g., Date Value Gain 
Identity buy, sell, Month-Code Code 
buyer/seller redemption) Day 
(if private transaction) 
(J-P) (A-H) 
Buy 02/05 
Buy 02115 (add'!) 
Buy 03112 (add' 
Buy 03131 (add'!) 
Buy 05130 (add'!) 
Buy 06106 (add'!) 
58. (add'!) Buy  06130  
59. Buy (add'  07116  
60.  Buy (add'!)  08/07  
61.  Buy (add'!)  09/30  
62.  Buy (add'!) 0114  
63.  Buy (add'I)  11120  
64.  Buy (add'I)  12124  

65. 
Sold 03106 (part) 

66. 
Sold 04114 (part) 

Sold 05/14 (part) 
68. Sold 05129 (part) Jocome Gain Codes: 1,000 less  B=ll,OOl $2,500  C=l2,50 -$5,000  D=S5,001-Sl5,000 =SI 5,001 -l50,000  
(See Columns and 04) =l50,00 00,000 =SI00,001 -ll,000,000 =Sl,000,001 -l5,000,000 Mon: tbao S5,000,000 Value Codes =$15,000 less  K=Sl5,00I -l50,000  L=l50,00 00,000 !00,001 -$250,000  
(See Columns aod DJ) =$250,001 -$500,000 =l500,00 1,000,000 =ll,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =S25,000,00 -l50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only)   =Assessment =Cash Market  
(See Cohunn C2)  U=Book Value =Other  W=Estimated  

VII. INVESTMENTS and TRUSTS -income. vatue. transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions) 

Name Person Repor1ing 
Date Repor1 
SARJS, PATTI 
05/13/2009 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
(including trust assets) 
reporting period reporting period 
(2) 
(I) (2) (3) (4) (5)
(2) (I) 
Value
Place "(X)" after each asset Amount Type (e.g., Value 
Code 
Method
exempt from prior disclosure div., ren Code 
(A-H) int.) 
Code
(J-P) 
(Q-W) 
86. 
-UBS RMA Tax.Free cash mutual 

87. 

88. 
-Boston, Municipal bds (new) 

89. 

90. 
Trust Int./Div. 

91. 
-MA St. Gen! Oblig. Municipal Bonds 

92. 
-MA Grant Antic Nts Municipal Bond 

Type (e.g., Date buy, sell, Month redemption) Day 
Buy 12/16 (add' 
Distributed 12/31 
Buy 02/01 
Distributed 12/31 
Value Code (J-P) 
Gain Identity Code buyer/seller (A-H) (irprivate 
transaction) 
-Chilmark Municipal 
-MA Bay Trans Auth Municipal 
95. 
-MA Health Municipal 

96. 
-MA Water Pollution Municipal 

97. 
-Norwood Municipal 

98. 
-University Bldg Auth Municipal Bond 

-MA Dev Fin Agy Municipal Bond 
100. 
-MA Port Auth Municipal 

101. 
-MA Tpk Aluth Municipal 

102. 
-UBS RMA Tax.Free cash mutual Buy 1216 (add'!) Jocome Gain Codes: =SI ,ODO less =St,001-S2,500 =S2,501  S5,000 =$5,00t  $15,000 =$15.001  S50,000  
(Se< Columns aod 04) =S50,00I -SI00,000 100,001 1.000.000 1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =SI 5,000 less =SI 5,00 -S50,000 =S50.001 100,000 =SI00,001  $250,000  
(See Columns aod DJ) =$250,001  $500,000 =S500,00  1,000,000 ,000,001  $5,00-0,000 =S5,000,00I -S25.000,000 =$25,000,001 -$50,000,000 =More tban $50,000,000 Value Metbod Codes =ApJ'faisal =Cost (Real Estate Ooly) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
0511 J/2009 
SARIS, PATii 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 ft/inc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assers  Income during  Gross value end  Transactions during reporting period  
(including trust asselS)  reporting period  reporting period  

(I) (2) (2) (2) (3) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g. div., ren int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g. buy, sell, redemption)  Date Month-Day  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
103.  -Boston, Municipal (new)  Buy  02/01  

104. 
Trust lnt./Div. 

105. 
-MA General Oblig Municipal Bonds 

106. 
-MA Grant Antic Nts Municipal Bond 

107. 
-Chilmark, Municipal 

108. 
-MA Bay Trans Municipal 

109. 
-MA Health Municipal 

110. 
-MA Water Pollution Municipal 

111. 
-Norwood, Municipal 

112. 
-University Bldg Auth Municipal Bds 

113. 
-MA Dev Fin Auth Municipal Bds 

114. 
-MA Port Auth Municipal Bds 

115. 
-MA Tpk Auth Municipal Bds 

116. 
-UBS RMA TaxFree cash mutual 

Buy 12116 
(add' 
117. 
-Boston, Municipal (new) Buy 02/01 

118. 
Trust lnt./Div. 

119.  -MA Genl Oblig Municipal Bonds Income Gaio Codes: (See Columns and 04) Value Codes (See Columns and DJ) Value Method Codes (See Column C2) 1,000 less =S50,00  00,000 15,000 less =$250,001 -S500,000 =S25,000,00 -$50,000,000 =Appraisal =Book Value =Sl,001 -S2.500 0=S100,001 -Sl,000,000 =Sl5,00I -S50,000 =Sl00,001 -Sl.000,000 =Cost (Real Estate Only) =Other =S2,501 -S5.000 =Sl,000,001 -$5,000,000 =$50,001 -SI00,000 1.000.001 -S5.ooo,ooo =More tbao $50,000,000 =Assessment =Estimated =S5,00 15,000 =More than $5,000,000 =SJ00,001 -S250,000 =$5,000,00 -$25,000,000 =Ca.sh Market =$15,001 -!50,000  

Name Person Reporting 
Date Report 
SARJS, PATTI 
05/13/2009 

VII. INVESTMENTS and TRUSTS -income. value, transactions r1nc1udes those spouse and dependent children: see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  repor1ing period  

(I) 
(2) (I) (2) 
(2) 
(3) (4) (5) 

Value
Value Type (e.g., Date 
Gain Identity 
Place "(X)" aft.er each asset Amount 
Type (e.g., Value 
Code 
div., rent, Code2 
Method buy, sell, Month-
Code 
Code buyer/seller
exempt from rior disclosure 
(A-H) 
Code redemption) Day int.) (J-P) 
(A-H) (if private 
(J-P) 
transaction) 
120. 
-MA Grant Antic Nts Municipal Bo.nd 

121. 
-Chilmark, Municipal 

122. 
-MA Bay Trans Auth Municipal 

123. 
-MA Health Municipal 

124. 
-MA Water Pollution Municipal 

125. 
-Norwood, Municipal 

126. 
-University Bldg Auth Municipal Bds 

127. 
-MA Dev Fin Agy Municipal Bds 

128.  -MA Port Auth Municipal Bds  
129.  -MA Tpk Auth Municipal Bds  
130.  -New Bedford G/O Municipal Bds  
131.  -UBS RMA TaxFree cash mutual  Buy (add'!)  12/16  

132. 
-Boston, Municipal (new) Buy 02/01 

133. 
Trusl #10 None 

134. 
-Travelers Life Annuity Ins Co, universal life insurance 

135. 
Trust Dividend 

136. 
-Manulife Fin'! Corp (fonnerly JHancock inl Svcs), common Income Gain Codes: 1,000 less 1,001 -S2.500 =S2,50I -S5,000 =S5,00I -Sl5,000  E=Sl5,001-l50.000  
(Sec Columns and D4) =S50,00I -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More thao $5,000,000 Value Codes 15,000 less 15,00 -S50,000 =S50,00I -SI00,000 =SI00,001 -!250,000  
(Sec Colunms and DJ) =$250,001  $500,000 =S500,00I -!1.000,000 =!1,000,001 -S5,000,000 =$5,000,001. !25,000,000 =!25,000,001 -$50,000,000 =Mor thao $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Oaly) =Assessment =Cas Market  
(Sec Colum C2) =Book Value =Other =::Estimated  

Name Person Reporting 
Due Report 
SARJS, PATTI 
05/13/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. u-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code]  redemption)  Day  (J-P)  (A-H)  (iiprivate  
(Q-W)  transaction)  
137.  -Sun Life Assurance, universal life insura  
nee  

138. 
-Manufacturers Life Ins, universal life Hancock) 

139. 
-Federated USTreas Cash Rsv cash Buy 12/22 tutal (add'I) 

140. 
Trust #13 None 

141. 
-SBLI, life insurance (cash value) 

142. 
UBS Bank (Canada) -Financial Institution Interest Redeemed 03/10 (part) 

143. 
Redeemed 12/01 

(part)  
144.  Redeemed (part)  08/02  
145. UBS AG, Financial Institution Interest  Redeemed  01/15  

(part) 
146. Redeemed 01/30 
(part)  
147.  Redeemed (part)  03/07  
148.  Redeemed (part)  03/14  
149.  Redeemed  04/07  

(part) 
150. Redeemed 07/04 (part) 
15I. Redeemed 07/14 (part) 
152. 
Redeemed 09/29 (part) 

153. 
Redeemed 10/07 (part) Income Gain Codes: 1.000 less =Si,001 -$2.500 =$2,50 -S5.000 =$5,001 15.000 =SI 5.001. $50.000  
(Sec Columns aod 04) =$50,001 -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =Sl5,00l -S50,000 =$50,001 -SI00,000 =SI00,001 -$250,000  
(See Columns and DJ) =$250.001  $500.000 =$500.001 s1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.00  $50.000.000 =More thao $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Casb Market  
(See Column C2) =Book VaJue =Other =Estima ted  

Name Person Reporting 
Dale Report 
SARIS, PATTI 
05/13/2009 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Descriplion Assets 
Income during Gross value end ransaclions during reporting period (including lrusl assets) reporting period reporting period 
(4) (5)
(I) (2) (I) (2)(2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  
exempt from prior disclosure  Code  div., renl,  Code  
(A-H) int)  (J-P)  

Value 
Type (e.g., Date Value Gain ldentiry 
Method 
buy, sell, 
Month -Code 
Code buyer/seller 
Code redemption) 
(A-H) (if private
Day (J-P) transaction) 
154. 
Buy Ol/04 (add'!) 

155. 
Buy 01/25 (add'!) 

156. 
Buy 02/19 (add'!) 

157. 
Cape Communications Promissory Note None See Parl VIII 

158. 
European Investment Bank Ser -corporate Interest Matured 04115 onds (part) 

159. Water Pollution Municipal Bonds Interest 

160. 
Tucker Anthony Private Equity Fund Distribution Buy 02/05 (add'!) 
161. 162. 163. 164. 165. IRA Rollover  Buy (add'!) Buy (add'!) Buy (add'!) Buy (add'l)  04116 06/23 08/27 12/30  
166. 167.  -PIMCO Commodity Real Return Mututal und  Dividend  Buy (add'!) Buy (add'I)  03/20 06119  

168. 
Buy 09/18 (add'!) 

169. 
Sold 10/10 (part) 

170. Sold 10/28 Income Gain Codes: 1,000 less =Sl,001-$2,500 =$2,501 -$5,000 =15,001 -115.000 =$15,001-$50,000  
(See Columns  aod 04) =S50,00 -1100,000 =SI00,001 -Sl,000,000 =11,000,001 -$5,000,000 =Mon: tbao 15,000,000 Value Codes 15,000 less =$15,001 -$50,000 =150,001 -$100,000  M=SIOO,OO -S250,000  
(S



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