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Judicial Watch • Paul A. Engelmayer – 2012

Paul A. Engelmayer – 2012

Paul A. Engelmayer – 2012

Page 1: Paul A. Engelmayer – 2012

Category:Federal Judges

Number of Pages:29

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Paul A Engelmayer, Appraisal, Assessment, Estate, 2012, Gross, assets, INVESTMENTS, transactions, TRUSTS, Codes, reporting, Federal Judge, income, Judge


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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Engelmayer, Paul Court Organization U.S. District Court, Southern District New York Date Report 05/14/2013 Reporting Period 01/01/2012 12/31/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [2] Annual Final Sb. Amended Report Chambers Office Address 
U.S. Courthouse 
500 Pearl Street 
New York, 

10007 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

Co-executor Estate Trustee Trust 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 2009 WilmerHale partnership agreement interest earned retained capital former partners 

05/14/2013
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE 

(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amounr not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, Jood, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

05/14/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, vat11e, transactions r1nc111des those spo11se and dependent children; see pp. 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

 Income Gain Codes: A=$1,000orless =$1,001 -$2,500 =$2.501 $5.000 0=$5.001 -$15.000 =$15.001 $50.000 
(Sec Colu mns and D4) =$50.001 -$1 00.000 =$100.00 -$1 .000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 
Value Codes =$15.000 less K=$15,001 -$50.000 =$50.00I $100.000 =$100.001 -$250.000 

(Sec Columns and D3) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 

05/14/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) 
(2) (2) 
(I} 
(2) (3) 
(5) 
Place (X)after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18.  -iShare Utility SEC  Int./Div.  Buy  12/17/12  
19.  Sold  12/24/12  
(part)  
20.  Sold  12/31/12  
(part)  
21.  -iShares Dow Jones Energy Sector  Int./Div.  Buy  719112  
22.  Sold  10/31/12  
(part)  
23.  Buy  12/31/12  
(add'!)  
24.  -iShares Dow Jones Ind!  Int./Div.  Buy  719112  
25.  Buy  10/31/12  
(add'!)  
26.  Sold  11/19/12  
(part)  
27.  Buy  12110112  
(add'!)  
28.  Sold  12/17/12  
(part)  
29.  Sold  12/24112  
(part)  
30.  Sold  12/31/12  
(part)  
31.  -Schwab AMT Tax-Free Money Fund  None  
32.  -Materials SPDR  lnt./Div.  Buy  412112  
(add'!)  
33.  Buy  4120112  
(add'!)  
34.  Sold  517/12  
(part) Income Gain Codes: =$1.000 less 41.001 -$2.500 =$2.501 -$5.000 D=$5.001-$15.000 =$15.001 -$50.000 (Sec Columns and D4) =$50.00I $I 00.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 
Value Codes =$1 5.000 less =$1 5,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(See Columns and D3) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 

(See Column C2) =Book Value =Olhcr =Estimated 

Engelmayer, Paul 
05/14/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period 
(I) 
(I) (2) (I) (2) (3) (4) (5) 
Place (X)after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
Buy 5/14/12 
(add'I) 
36. 
Sold 6/11/12 
(part) 
Buy 6/29/12 
(add'I) 
38. Sold 7/2/12 
(part) 
40. 
Sold 7/5/12 
(part) 
41.  Buy (add'!) Sold (part)  7/9/12 10/31/12  
42.  Buy  11/19/12  

(add'!) 
Sold 12/3/12 (part) 
Buy (add'!)  12/24/12  
Sold (part)  12/31/11  

46.  -Select Sector SPDR Financial  lnt./Div.  Buy (add'!)  3/26/12  
47.  Sold (part)  412112  

48.  Sold (part)  4/16/12  
49.  Buy (add'!)  517/12  

50.  Sold  5/14/12  
(part)  
51.  Buy  6/11112  
(add'!) Income Gain Codes: 1.000 less =$1 ,001 -$2. 500 =$2. 501 -$5.000  0=$5.001 -$1 5.000 =$1 5.001 -$50.000  
(Sec Columns and D4) 50.00 -$I 00.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000,000  fl2 =More than $5.000.000 Value Codes  J=$1 5.000 lcss =$1 5.001 50.000 50.001 -$100.000 I00.00 -$2 50. 000  
(Sec Columns and 03) =$2 50.00 -$500.000 500.00 -$1.000.000 =$1.000.001 -$5.000.000 000.001 -$2 5,000.000 =$2 5.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Engelmayer, Paul 
05/14/2013 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
(I) (2) (I) 
(I) 
(3) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div rent, int.)  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type (e.g., buy, sell, redemption)  Date mmldd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
52.  Buy (add'!)  712112  

53. Sold 7/9112 (part) 
Buy 10/31/12 Income Gain Codes: =$1.000 less  641 .001 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$I 00.00 -$1 .000.000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$15.001 -$50.000 =$50.001 -$1 00.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$2 50.00 -$500.000 =$500.00 -$1 .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

 
Engelmayer, Paul 
05/14/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, as.sets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
(I) (2) (I) (3) (4) 
Place "(X)" after each asset 

Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. 
Buy 712112 (add'!) 
70. 

Sold 719112 (part) 
71. 	
Buy 10/31/12 (add'I) Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2.501 -$5.000 D=$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and 04) F=$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 =More than $5.000.000 
Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only} =Assessment =Cash Market (Sec Column C2} =Book Value =Other =Estimated 

Engelmayer, Paul 
05/14/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 

Transactions during reporting period 
(including trust assets) reporting period reporting period (!) (2) (!) (2) (!) (2)

Place (X)after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) 
86. 
Buy 712112 (add'!) 

87. 
Sold 7/9/12 (part) Income Gain Codes: .000 less ,001 -$2.500 42.501 -$5,000  0=$5.001 -$1 5.000 =$15.001 -$50.000  
(Sec Columns and 04) Value Codes  F=$50.001 -$100 000 =$15.000 less =$I 00.00 -$1.000.000 =$15.001 -$50.000  Ill =$1 .000.001 -$5.000,000 =$50.00 100.000  112 =More than $5.000.000 =$1 00.00 -$250.000  
(Sec Columns and D3) =$250.00 -$500.000 =$500,00 -$1 .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Marker  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/14/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those ofspo11se and dependent chitdren; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 
(I) (I) 
(2) (3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) 
103. 
Buy 712112 (add'!) 
104. 
Sold 719112 Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 $5.000 0=$5.001 -$15.000 =$15.001. $50.000 (Sec Columns and D4) =$50.00I -$I 00.000 I00.00 $1.000.000 Ill =$1.000.001 $5.000.000 =More than $5.000.000
112.Value Codes J=$15.000orlcss =$15.001 $50.000 =$50.00 $I00.000 =$100.001 $250 .000 
(Sec Columns and 03) =$250.00 $500.000 =$500,00 -$1 .000.000 =$1 .000.001 -$5.000.000 =$5 .000.001 -$25,000.000 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 

Engelmayer, Paul 
05114/2013 
Description Assets Income during Gross value end Transactions during reporting period {including trust assets) reporting period reporting period 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 ft/inc instructions.) NONE (No reportable income, assets, transactions.) 
(I) (2) (l) (2) (I) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
120. 

121. 

122. 

123. 

Sold (part) 
Buy (add'!) 
Sold (part) 
Buy (add'!) 517112 
5/14112 6/11/12 6129112 

124. Income Gain Codes: =$1 .000 less =$1 .001 -$2.500 =$2.501 -$5.000  D=$5.001 -$15.000  E=$1 5.001 -$50.000  
(See Columns and D4)  F=$50.00I -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 lcss  K=$15.00l -$50.000 =$50.00 -$I 00.000 I00.00 -$250.000  
(See Columns and D3) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1 .000.001 -$5.000. 000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

05/14/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions (Includes those spouse and dependent chitdren; see PP 34-60 of.filing NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross valu end Transactions during reporting period  
(including trust assets)  reporting period reporting  period  
(I)  (2)  (I)  (2) (I) (2) (3) (4) (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value Type (e.g., Date Value Gain Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method buy, sell, mm/dd/yy Code Code buyer/seller  
(A-H) int.)  (J-P)  Code redemption) (J-P) (A-H) (if private  
(Q-W) transaction)  
137.  

138. 

139. 

Sold (part) 
Buy (add'!) 
Sold (part) 
instructions.) 
7/9/12 10/31/12 11/19/12 
140. 
Brokerage (H) 

141. 
-Acadian Emerging Markets lnt./Div. Buy 12/28/12 Income Gain Codes: =$1.000 less =$1 ,001 -$2.500 =$2,501 -$5.000 =$5.001 -$1 5.000 =$1 5.001 -$50,000  
(Sec Columns and 04) =$50.001 $100.000 =$1 00.001 -$1 .000.000  lll =$1.000.001 -$5.000.000  112 =More than $5,000.000 Value Codes =$1 5.000 orlcss  K=$1 5.001 -$50.000 =$50.001 -$1 00.000 100.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500.001 -$1 .000.000 =$1,000.001 $5.000.000 =$5.000.00 $25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes (Sec Column C2) =Appraisal =Book Value =Cost (Real Estate Only) V=Othcr =Assessment =Estimated =Cash Market  

05/14/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
(I) (I) (2) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
154.  Buy (add'!)  12/13/12  

155. Buy 12/20/12 (add'!) 
156.  -Schwab AMT Tax-Free Money Fund  None  
157.  -MFS Emerging Markets Debt Fund Class  Int./Div.  Sold  1/25112  
158.  -Ivy Global Natural Resources Fund  Sold  914112  
159.  Brokerage (H)  
160.  Island Pwr Authn Elec Sys Rev  Int./Div.  Buy  7/2/12  
161.  -Metropolitan Transn Auth Rev For  Int./Div.  Buy  8/15/12  
162.  -New York Bds Subseries L-1  Int./Div.  Buy  4/13/12  
163.  -New York Bds Ser.  Int./Div.  Buy  6/4/12  
164. 165. 166.  -New York City Transitional Fin Auth Rev -New York City Transitional Fin  lnt./Div. None  Buy Buy (add'!) Buy  2/28112 3113112 8/28112  
167. 168.  -New York City Mun Wtr Fin Auth Bds ....... -New York City Transitional Fin  Int./Div. Int./Div.  Buy Buy  3/5/12 4/30112  
169.  -New York City Transitional Fin  None  Buy  7112112  
170.  -New York Brdg Auth Rev Gen Rev Bds ..  None  Buy  7117/12 Income Gain Codes: 	A=$1.000 lcss 41, 001 -$2,500 =$2.501 -$5. 000 D$5.00I -$15.000 =$15.00 -$50.000 (See Columns and D4) =$50.001 -$1 00.000 =$100.001 -$1.000.000 =$1.000.001-$5.000.000 112 =More than $5.000.000 
Value Codes =$15.000 less K=$15.00I -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 45.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Othcr =Estimated 

05/14/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
171. -New York Dorm Auth Revs Non lnt./Div. Buy 614112 
... 
172. 
-New York Dorm Auth Pers Incmpe lnt./Div. Buy 6114112 

173. 
-New York Dorm Auth Revs lnt./Div. Buy 4113112 lnt./Div. Buy 
174. 
-New York Dorm Auth Revs lnt./Div. Buy 4110112 

175. 
-New York Dorm Auth Revs 

176.  -New York Twy Authst Pers Income  lnt./Div.  Buy  4/10/12  
177.  -New York Twy Authst Pers Income Tax  lnt./Div.  Buy  419112  
178.  -Port Auth Consolidated Bds 173  lnt./Div.  Buy  6120112  
179.  -Puerto Rico Comwlth Pub Imp! RefBds  None  Buy  319112  

180.  -Puerto Rico Elec Pwr Auth Pwr  lnt./Div.  Buy  4/10/12  
181.  ''-!%'..'.  Brdg Tun! Auth Revs  lnt./Div.  Buy  816112  
182.  -Schwab AMT Tax-Free Money Fund  None  
183.  IRA (H)  
184.  -Aberdeen Emerging Markets Inst!  lnt./Div.  Buy  1/26/12  
185. 186. 187.  -Franklin Templeton Emerging Market Bond Fund -Ivy Global Natural Resources Fund  Buy (add'!) Sold Sold  12/20/12 1125112 914112 Income Gain Codes: =$1.000 less 41.001 -$2.500 =$2.501 -$5.000 0=$5.001 -$15.000 =$15.001 $50.000
 
(Sec Columns and =$50.001 $100.000 =$100.001 $1.000.000 Ill =$1.000.001 $5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$1 5,00 $50.000 =$50.00 $100.000 =$100.00 $250.000 
(Sec Columns and 03) =$250.001 $500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 $25.000.000 =$25.000.00 $50.000.000 ore 1han $50.000.000 

 Value Method Codes =CoSI (Real Es1a1c Only) =Cash Market =Appraisal =Assessment 
(Sec Column C2) =Book Value =01hcr =Estimated 

05/14/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable i'!come, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  

transaction) lncomc Gain Codes: 41.000 less 41,001 -$2,500 =$2,501 -$5.000 =$5.001 -$1 5.000 =$15.00t -$50.000  
(See Columns and  F450.00I -$100.000 =$I 00.00 L000.000  111 =$1 .000.001 -$5.000.000  112 =More 1han $5.000.000 Value Codes =$15.000 less  K=$15.00l -$50.000 =$50.00 -$I 00.000 =$! 00,001 -$250.000  
(See Columns and D3) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1.000.001 -$5. 000.000 =$5.000.00t -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(2) (I) (I) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/ddlyy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 0=$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and =$50.001 -$100.000 =$100.00 -$1.000.000 fl! =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes J=$15.000 less =$15.001 -$50.000 =$50.00 -$100.000 =$!00.001 $250.000 
(Sec Columns and 03) =$250.00 -$500.000 0=$500.001 -$1.000.000 =$1.000.001 $5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 $50.000.000 =More than $50.000.000 

 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Othcr =Estimated 

05/14/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (I) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

222.  -Wisdom Tree LargeCap Dividend Fund  Int./Div.  Sold (part)  12/19/12  
223.  -WisdomTree MidCap Dividend  None  
224.  -GRT Value Fund Advisor Class  None  
225.  -iShares SP 400 BARRA Midcap Growth  None  
226.  -PIMCO Unconstrained Bond Inst!  Int./Div.  Buy  2/28/12  
227.  Buy (add'!)  2/29/12  
228.  Buy (add'!)  3/28/12  
229.  Buy (add'!)  12/20/12  
230.  -Prudential Jennison Natural Resources Fund  None  Buy  91511  Buy (add'!)  12/20/12  
232.  -First Eagle Global Inst  Int./Div.  Buy  3/28/12  

233. Buy 12/20/12 (add'!) 
234. -Schwab Municipal Money Fund Sweep None 
Shares  
235.  -Templeton Global Bond Fund  None  Buy  12/20/12  
236.  -Virtus Premium AlphaSector  None  Buy  12/24/12  
237.  -ING Senior Income  Int./Div.  Sold (part) 14/12  
238.  iShares MSC! EAFE Index  Sold  2/27/1 Income Gain Codes: =$1 .000 less =$1 .001 -$2.500 =$2.501 -$5.000 =$5.001 -$1 5.000 15.00 $50.000  
(Sec Columns and  f=$50.00l -$100.000 =$I 00.00 -$1 .000.000  Ill =$1 .000.00 -$5.000.000 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(See Columns and D3) =$250.00 -$500.000 =$500.00 1.000.000 =$1 .000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05114/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period 
(I) (2) (I) (2) 
(2) (3) 
Place (X)after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1 .000 less =$1,001 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.00 -$50.000  
(See Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1 .000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$1 5.001 -$50.000 =$50.00 -$100.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1.000.000 =$1 .000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Engelmayer, Paul 
05/14/20 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
(2) (I) (2) (I) (3) 
(4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
256.  Buy (add'!)  3/28/12  

257. Income Gain Codes: =$1 .000 less .001 -$2.500 =$2.501 -$5.000  0=$5.001 -$1 5.000 =$15.001 -$50.000  
(See Columns and =$50.00 -$1 00.000 =$I 00.00 -$1 .000.000  Ill =$1 .000.001 -$5.000.000  ll2 =More than $5.000.000 Value Codes =$1 5.000 less =$15.001 -$50.000 =$50.001 -$!00.000 !00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1 .000.000 =$1 .000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column =Book Value =Other =Estimated  

Engelmayer, Paul 
05/14/20 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r111c1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (3) 
(4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
273. None Buy 9/5/12 Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  ll2 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 !00.000 =$1 00.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimat  

Engelmayer, Paul 
05/14/20 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes t1tose spouse and dependent c1tildren; see PP 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (2) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 
(A-H) (if private transaction) 

 Income Gain Codes: 41.000 less =$1.00 $2.500 42.501 -$5.000 D=$5.00I -$15.000 =$15.001 -$50.000 (See Columns and D4) =$50.001 -$100.000 =$100.00 -$1.000.000 Ill =$1 .000.001 $5.000.000 112 =More than $5.000.000 
Value Codes =$15.000 Jess =$15.001 -$50.000 =$50.00 100.000 M=$100.00l -$250.000 

(Sec Colunms and D3) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Othcr =Estimated 

05/14/20 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (!) (2) (3) 
(5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 1exempt from prior disclosure 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (AH) (if private (Q-W) transaction) Income Gain Codes: =$1,000 less B41,00J -$2,500 =$2.501 $5.000 0=$5.001 $15.000 415.001 -$50.000 
 
(Sec Columns and 04) =$50.001 $100.000 =$100,00 $1.000.000 =$1.000.001 -$5.000.000 IJ2 =More than $5.000.000 
Value Codes =$15,000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 =$500.00 .000.000 =$1 .000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50,000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel 

(Sec Column C2) =Book Value =Other =Estimated 

05/14/2013 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 

Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(I) (2) 	(I) 
(2) (2) (3) (4) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
324. 	Buy 3115112 (add'!) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 $5.000 0=$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1 .000.000 =$1.000.001 $5.000.000 =More than $5.000.000 
 
Value Codes =$15.000 less =$15.001 $50.000 =$50.00 $I 00.000 =$100.00 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes ""Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Othcr =Estimated 

05/14/20 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  -Ivy Global Natural Resources Fund  Sold  9/4/20  

342. -Loomis Sayles Global Bond Inst! 	Sold 2/27/12 Income Gain Codes: =$1.000 less B=$1,00i -$2.500 =$2.501 $5.000 D=$5.001 -$15.000 =$15.00 -$50.000 (Sec Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1 .000.001 $5.000.000 112 =More than $5.000.000 
 
Va1uc Codes =$15.000 less =$1 5.001 -$50.000 =$50.00I $100.000 =$100.001 -$250.000 

(Sec Columns and D3) =$250.001 -$500.000 =$500.001 $1.000.000 41.000.001 $5.000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Othcr =Estimated 

05/14/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spo11se and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 

Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(I) (2) (I) (2) (I) (2) (3) (4) 
Place "(X)"after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain 
Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) 
358.  529 Plan (H)  
359. 360.  -New York Saves Growth Stock Index Portfolio -New York Saves Interest Accumulation Index Portfolio  None None  

361.  -New York Saves Value Stock Index Portfolio  None  
362.  529 Plan (H)  
363.  -New York Saves Interest Accumulation Portfolio  None  
364.  -New York Saves Mid Cap Stock Index Portfolio  None  
365.  -New York Saves Value Stock Index Portfolio  None  
366.  -New York Saves Growth Stock Index Portfolio  None  
367.  -New York Saves Inflation Protected Portfolio  None  
368.  -New York Saves Developed Markets Income Portfolio  None  
369.  529 Plan (H)  
370.  -New York Saves Growth Stock Index Portfolio  None  Buy  I/I 0/12  
371.  -New York Saves Mid Cap Stock Index Portfolio  None  
372.  -New York Saves Small Cap Stock Index Portfolio  None  
373.  -New York Saves Value Stock Index Portfolio  None  Buy  1110/12  
374.  -New York Saves Inflation Protected Portfolio  None  Buy (add'!)  1/10/12 Jncomc Gain Codes: =$1.000 less =$1 ,00 -$2.500 =$2.501 -$5.000  0=$5.001 -$1 5.000 =$1 5.00 -$50.000  
(SCc Columns and 04)  F=$50.00 -$100.000 =$1 00.00 -$1 .000.000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5,000 less =$1 5,001 -$50.000 =$50.00 $100.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.001 -$1 .000.000 =$1 .000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Engelmayer, Paul 
05/14/20 
VII. INVESTMENTS and TRUSTS -income, va1tte, transactions r1nc1udes those spouse and dependent chitdren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  repo11ing period reporting period 
(I) 
(I) 
(2) (3) 
(4) 
Place (X)after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
375. -New York Saves Developed Markets None Income Portfolio Income Gain Codes: =$1 .000 less .00 -$2.500 =$2.501 -$5,000  0=$5.001 -$15.000 =$15.001 -$50,000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$1 00.00 -$1 .000.000  Ill =$1 .0-00.001 -$5.0-00.0-00  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$100,001 -$250.000  
(See Columns and 03) =$250.00 -$500.000 =$500.001 -$1.000.000 1.0-00,001 -$5.000.000 =$5.000.001 -$25,000.000 425.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal ost (Real Eslatc Only) =Assessment  Tash Market  
(Sec Column C2) =Book Value  V=Othcr :Estimated  

Engelmayer, Paul 
05/14/20 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes tlwse ofspouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during repo11ing period 
(including trust assets) reporting period reporting period 
(I) (2) 
(I) (2) (I) (3) (4) (5) 
Place (X)after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value 
Identity 
Code Iexempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
Estate (Y) Income Gain Codes: 	A=$1,000orlcss =$1,00 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 415.00t -$50.000 (See Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000,000 =$1.000,001 -$5.000,000 112 =More than $5.000.000 
Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$!00.001 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ash Market (Sec Column C2) =Book Value V=Othcr =Estimated 

0511412013 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 

0511412013 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Paul Engelmayer 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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