Skip to content

Judicial Watch • Paul L. Friedman – 2009

Paul L. Friedman – 2009

Paul L. Friedman – 2009

Page 1: Paul L. Friedman – 2009

Category:Federal Judges

Number of Pages:18

Date Created:September 11, 2013

Date Uploaded to the Library:October 19, 2014

Tags:Appreciation, Paul L Friedman, FRIEDMAN, CAPITAL, Equity, price, 2009, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

llnitcd iStatts Di.sttirt ourt for the 1Eistrin lumbia 
 
Ullashington, Q:. 20001 
CDiambrrs 
:tiaul f.. fritdman ldniccd .$romi Bisnin judge 
The Honorable Bobby Baldock 
Chair 
Judicial Conference the United States 
Committee Financial Disclosure 
One Columbus Circle, N.E. 
 
 
Washington, D.C. 20544 
 
 
Dear Judge Baldock: you noted your July 22, 2010 Jetter Harbor Capital Appreciation was listed 2008 Report (with Column Income, Value Transactions information) but was not listed 2009 Report. explanation (that the positions were sold June 2007 and thus were longer reportable) should have been provided 2008 Report (dated May 15, 2009) under Part Vll Additional Information Explanations but was inadvertently omitted; account owned which either have any control financial interest has owned Harbor Appreciation Inst! since the June 2007 
sale Harbor Capital Appreciation Inst! was reported 2007 Report (dated May 15, 2008). Hopefully the above information addresses the issue you noted your July 22, 
2010 Jetter. 
II. AGREEMENTS. (Repordng Individual only; pp. U-16 filing lnstrucdons.) Spouses Non-Investment Income -Jfyou were marrieJ during any portion th reportingyear, complete this section. 
(Dollar omnunt not required eJtcept for hanoruria.j 
[ZJ NONE (No reportable non-investment income.) 
 
 
IV. REIMBURSEMENTS -transportal/on, lodging, food, entertaln-nL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) GIFJS. (Jnc/utks those spouse anti dependeltl children; see pp. 28-31 off.Jing inst1uctions.) NONE (No reportable gifts.) 
 
 
 
VI. LIABILITIES. (Includes those spouse and depelltlent children; pp. 32-33 filing instrucdons.) 
[Z] NONE (No reportable liabilities.) 
 
 
 
 
Date Repi!r1 
 
05/1412010 
VII. INVESTMENTS and STS -incoltUI, value, transactions (Includes those SpollSe ttnd dependtnt children; see pp. 340 filing instructid NONE (No reportable income, assets, transactions.) Description Assets -----r 
Gross value end Transactions during reporting period (including trust assets) reporting period 
ofreporting period 
(2) 
(2) (I) c2i (3) 
(5) 
Place (X) after each asset 
Amount Type (e.g., 
Value Value 
Date Value Identity 
Typc(e.g., 
 
Code 
div., rent, 
Code2 Method Code2 
exempt from prior disclosure 
buyer/seller 
buy, sell, mmdd/yy 
(A-H) int.) 
(ifprivate(J-P) Code3 redemption) (J-P) 
(Q-W) transaction) 
------- 
 
 lncomc Gain Codes: {Sec Columns 1111d 04) ..Sl,000 less F-SS0,001  $100,000 =$1,001 -$2.500 $100,001 -Sl,000,000 =$2,SOI -$5,000 Ill 1.000.001 -$5.000.000 D=SS,001-$15,000 112 -More than $5,000,000 S,001 SS0,000 Value Code> (Se< CoJumps and 03) J415,000or loss =$250,001 -$500,000 =$I 5,00 -$50,000 =$500,001 -$1,000,000 -$50,00 -SI 00,000 =$1,000,001 -$5,000,000 =$100,001 -$250,000 =$5,000,001  $25,000.000 -$2.S,000,001 -$50,000,000 =More t1wi sso.000.000 Value Method Codes Q=AJllnlisal =Cost (Real fable Only) =Assessmcot =Cas:b Markel 
(See Column CZ) =Book Value --Other W=l:!.mated 
 
Date Report 
Friedman, Paul 
05/1412010 
VII. INVESTMENTS and TRUSTS -income, lRlue, transactian$ r1nc1,.des lho$e spouse and .upenknt children; see PP 34-6oofflling 1nstruct1ons.J NONE (No reportable income, assets, transactions.) 
Description Assets  Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) 
(l) 
(2) 
(2) (3) (4) (5) 
Value 
Date Value 
Gain 
Value 
Type(e.g., 
-;l 
mm/dd/yy  Code 
.Place (X) after each asset Amount 
Type (e.g., 
Identity 
Code 
div., ren 
exempt from prior disclosure 
Code 
Code2 
Melhod 
buy, sell, 
buyer/seller 
 
(A-H) int.) (J-P) 
Code 
redemption) 
(A-H) (ifprivate 
(J-P) 
transaction) 
(Q-Wj 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
18. Buy 
01116109 
(add!) -Vanguard Short Term Tax Exempt Fund Dividend Buy 
 
07/16/09 
 
 
 
20. Buy 12/31/09 
(add!) 
21. -Brown Capital Mgmt Small Company None Buy 12/31/09 
22. -Perkins Mid Cap Value Fund None Buy 12131109 -Royce Special Equity Fund None Buy 12/31109 
24. 
IRA ACCOUNT#! Dividend 
 
25. 
-T. Rowe Price Equity Income 
 
26. 
-American Beacon lntI Equity Sold 
 
 
03/03/09 
(part) Sold 
 
03/11/09 
28. -Longleaf Panners Buy 07/16/09 
(addl} 
29. -Longleaf Partners Small Cap Sold 03111/09 
(part) 
30. -PIMCo Real Return 
31.. -Schwab Money Market -Morgan Stanley -American Funds EuroPacific Growth Fd. 
34. -T. Rowe Price Mid Cap Growth lDcome Gain Codes: 
(See Colwnos and 04) 
Value Codes (Sec Colwnns and 03) 
Value Method Cod< (Sec Column C2) ::;$ 1,000 less S50.00! -$100.000 -$15,000or less =$250.001  S500,000 425.000,001 -S50,000.000 
Q=Appraisal =Book ValUC 1.001 -s2.soo =$100,001 -$1,000.000 $15,00t -$50,000 s$500,00I -$1,000,000 =Cost (Real Estolc Only) =Other =$2.501 -$5,000 =$1.000.001 -$5,000.000 =$50,001 -SI00.000 =Sl,000,001  $5,000,000 =Mo than $50,000,000 =Assessment W=Estimated s5,001. s15.ooo =$15.001 SS0,000 =M0: than $5,000,000 =$100,001  $250,000 =$5,000,001 -$25,000,000 
T=CasbMadct 
Date Report 
 
05/1412010 
VII. INVESTMENTS and TRUSTS -mco-, transactions (1nc1u11es those spouse a111i 1iepe11den1 chUliren; see PP J411 fili11g mstrNcruns.J NONE (No reportable income, assets, transactions.) --1 
Income during 
Gross value end 
Transactions during reporting period cription ofAssets 
(including trust assets) 
(I) 	(4) (5) 
(l) 
Amount 
Code 
 
(I}Value (2) 
Date 
mm/ddlyy 
Identity 
Code Code buyer/seller 
Type (e.g., 
Place (X} -after each asset exempt from prior disclosure 
Value 
Gain 
 
 
buy, sell, 
Type (e.g., 
div rent, Code2 
 
(JP) int.) 
(AH) 
 
 
(J-P) 
-Third Avenue Value 
Sold 
03/03/09 
36. 	-Davis Venture 
10/19/09 
Sold 
(part) 
-Dodge Cox Stock 
Sold 
07/16/09 
(part) 
38. 	 
-American Funds Growth Fund America 
 
39. 	 
-PIMCo Total Return 
 
40. 	 
-American Beacon Small Cap Value Inst 
07/16/09 
Sold 
41. 	-First Eagle Global 
Sold 
07/16/09 
42. 	 
Harbor International 
 
43. 	 
-Loomis Sayles Investment Bond Buy 
 
 
01/14/09 
(add!) 
44. 	-US Treasury STRIP 11/15/14 
01/14/09 
Sold 
45. 	-American Fed Bank 3.0% 01/09/13 
01/09/09 
Buy 
-Ohio Valley 3.45% 07/15/14 
01/15/09 
Buy 
47. 	-Vanguard Short Term Federal 
06/29/09 
Buy 
 
51. 	-Vanguard PRIMECAP Core 
03/20/09 
Buy lncomo Gain Cc