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Judicial Watch • Paul L Maloney Financial Disclosure Report for 2010

Paul L Maloney Financial Disclosure Report for 2010

Paul L Maloney Financial Disclosure Report for 2010

Page 1: Paul L Maloney Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:18

Date Created:October 26, 2011

Date Uploaded to the Library:November 13, 2013

Tags:Paul L Maloney, Maloney, Pension, DOJ, Growth, 2010, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Rev. 112011 Report Required the Ethics Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Maloney, Paul Court Organization District Court, Date Report 0511312011 Title (Article III judges Indicate active senior status; magistrate judges indicate full-or part-time) District Judge-Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 0110112010 12/31/2010 Chambers Office Address 410 Michigan Ave. Kalamazoo, 49007 the basis the Information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PAR TIES AND TERMS 1995-2007 State Judicial Pension calculated based years service-Commenced Drawing Pension January 2010 1995-2007 Berrien County Pension calculated based years service-Commenced Drawing Pension January 

Paul 

III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2010  State Michigan Judicial Pension  $48,624.00  
2.2010  Berrien County, Pension  $15,500.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount no/ required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Teacher, River Valley School District 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[ZI NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR 

VALUE CODE 

Date Report 
05/13/2011
Maloney, Paul 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end 
Transactions during reporting period Description Assets Income during 
(including trust assets) reporting period ofreporting period 
(I) (2) (!) (2) (I) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,00 -$15,000 =$15,00I -$50,000 (See Columns and D4) =$50,001 -$100,000 =$!00,001 -$1,000,000 =$1.000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$I 00,000 =$100,00I -$250,000 (Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment 
(See Column C2) =Book Value =Other =Estimated 

Date Report 
Maloney, Paul 
05/13/2011 
VII. INVESTMENTS and TRUSTS income, a1ue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. --TCWTotal Return  Dividend  Buy (add'l)  01/05/10  
19. --UBS Bank USA Dep Acct  Interest  
20. --UBS Pace Money Market INV Fund Class  Dividend  Buy (add'l)  01/05/10  
21. --Ivy Large Cap Growth  Dividend  Buy  01/05/10  
22. Brokerage Account  
23. --Apple Computer common stock  Dividend  
24. --UBS Deposit Acct  Int.fDiv.  
25. Brokerage Account  
26. --S 500 Index Fund  Dividend  Sold  01/14/10  
27. --Dividend Growth Securities  Dividend  Sold  01/14/10  
28. --MS Global Dividend Growth Security  Dividend  Sold  01114110  
29. --MS Global Dividend Growth Security  Dividend  Sold  01/14/10  
30. -Pace Govt Sec Fixed Income Investment Fund Class  Dividend  Buy  01/13/10  
31. -Pace Large Company Growth Equity Investmnt Fund Class  Dividend  Buy  01/13/10  
32. -Pace Intl Emerg Mkts Equity Class  Dividend  Buy  01/13/10  
33. --Lrg Comp Value Equity Fund Class  Dividend  Buy  01/13/10  
34. -Pace Intl Equity Fund Class  Dividend  Buy  01/13/10 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,00I -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,00 -$100,000 =$100,00 -$1,000,000 =$1,000,00I -$5,000,000 =More than $5,000,000 Value Codes =$I5,000 less =$15,001 -$50,000 =$50,00 -$100,000 =$100,001 -$250.000  
(Sec Columns and D3) =$250.001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00I -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estotc Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value ""'Other =Estimated  

VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (2) (I) (2) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dcl/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) Income Gain Codes: ,000 less =$1.001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$1 5,00 -$50,000  
(See Columns and 04) =$50,00 to0.000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes 5.000 less =$15,001 -$50,000 =$50,001-$!00,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250.001 -$500,000 =$500,00 ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =Mure than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
Maloney, Paul 
05/13/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) 
(2) 
(3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. --Nationwide Fixed Acct  Int./Div.  
53. --Newberger Genesis Fund  Dividend  
54. 403bAccount  
55. --New Perspective Fund  Dividend  
56. --Capital World Growth  Dividend  
57. --US Govt Securities  Dividend  
58. Fifth Third Bank Account  Interest  
59. DOJ Federal Credit Union  Interest  
60. 403b(7) Account  
61. --New Perspective Fund  Dividend  
62. --Capital World Growth  Dividend  
63. --US Govt Securities  Dividend  
64. --AIM  Dividend  Buy  01/28/10  
65.  Sold  04/28/10  
66. --Invesco Growth Fund  Dividend  Buy  04/01/10  
67. --Pimco Total Return Fund  Dividend  Buy  01/28/10 Income Gain Codes: =$1,000 less =$1.00 -$2.500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100.000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250.001 -$500,000 =$500,001 -$1,000,000 =$1,000.001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
Maloney, Paul 
05/13/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 

Date Report 
Maloney, Paul 
05/13/2011
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Paul Maloney 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
AOJO Government Act 1978 
Rev.112011 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Maloney, Paul Court Organization District Court, Date Report 08/17/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge-Active  5a. Report Type (check appropriate type) Nomination, Date Initial [{] Annual 5b. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 410 Michigan Ave. Kalamazoo, 49007 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. PQSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PAR TIES AND TERMS 1995-2007 State Judicial Pension calculated based years service-Commenced Drawing Pension January 2010 1995-2007 Berrien County Pension calculated based years service-Commenced Drawing Pension January 2010 

Maloney, Paul 

III. N-JNVES TMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2010  State Michigan Judicial Pension  $48,624.00  
2.2010  Berrien County, Pension  $15,500.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Teacher, River Valley School District 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 

Date Report 
Maloney, Paul 
05/13/2011 GIFTS. (Includes tlwse spouse and dependent children; see pp. 28-31 

instructions.) 

NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 instructions.) 

[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Date Report 
Maloney, Paul 
05/13/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those ofspouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) (I) (2) (I) 
(3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type(e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Brokerage Account# --Allianz NFJ Dividend Value  Dividend --Allianz NFJ Small Cap Value  Dividend --Amer Cent Growth ADV  Dividend --Blackrock Inflat Prot Bond  Dividend  Buy (add'I)  01/05/10 --Blackrock Equity Dividend  Dividend  Sold  01/05/10 American Euro Pacific Growth  Dividend  Sold (part)  01/05/10 --American America  Dividend  Sold  01/05/10 --ING Global Real Estate  Dividend  Sold  01/05/10  
10. --Perkins Mid Cap Val INV lOa.--Jennison Mid-Cap Growth  Dividend Dividend  
11. --JP Morgan HIBRG MKT NEU  Dividend  Sold  01/05/10  
12. --Lazard Emerging Markets Open  Dividend  Sold  01/05/10  
13. --Pimco Low Duration  Dividend  Buy (add'I)  01/05/10  
14. --Pimco Total Return  Dividend  Buy (add'l)  01/05/10  
IS. --Thornburg Intl Value  Dividend  Sold (part)  01/05/10  
16. --Van Kampen Small Cap Growth  Dividend  Sold  01/05/10  
17. --First American Real Estate SEca  Dividend  Sold  01/05/10 IncomcGainCodcs: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$!00,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,00I -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
0511312011
Maloney, Paul 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end Transactions during reporting period 

Description Assets 
Income during 
(including trust assets) reporting period reporting period 
(I) (2) (1) (2) (I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001-$1,000.000 =$1,000,00 -$5.000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000,000 =More lhan $50,000.000 Value Mc!hod Codes =Appraisal =Cost (Real ES!atc Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =01hcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period.  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (2) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
Code buyer/seller
exempt from prior disclosure div., rent, Code Method buy, sell, mrn/dd/yy Code 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000  0=$5,001-$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Maloney, Paul 
05/13/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(1) (2) 
(I) (2) (I) (3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1 ,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 -$I 00,000 =$100,00 $250,000  
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5.000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.0oo.ooo More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
Maloney, Paul 
05/13/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Paul Maloney 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544