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Judicial Watch • Pauline Newman Financial Disclosure Report for 2007

Pauline Newman Financial Disclosure Report for 2007

Pauline Newman Financial Disclosure Report for 2007

Page 1: Pauline Newman Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:17

Date Created:November 11, 2008

Date Uploaded to the Library:November 13, 2013

Tags:PAULINE, Intellectual, Pauline Newman, NEWMAN, Property, conference, travel, lodging, 2007, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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The Honorable Ortrie Smith, Chair Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
RE: Calendar Year 2007 Filing 
Dear Judge Smith: 
Please advise anything else needed. 

FAX Mr. George Reynolds 
(202) 502-1899 Government Act 1978
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app. JOI-I I/) Person Reporting (last name, first, middle initial) NEWMAN, PAULINE Court Organization U.S. Ct. Ap. for Fed. Cir. Date Report 05/14/2008 Rev. 08.27.08 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge -Active Status  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb, Amended Report Final Reporting Period 0110112007 12/31/2007 Chambers Office Address 717 Madison Place, N.W. Washington, D.C. 20439 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

/MPO ANT TES: Tlte instructions accompanyillg tit form must followed. Complete all parts, checking the NONE box for each part wltere you ltave reportable information. Sign last page. POSITIONS. (Reporti11g individual only; see pp. 9-13 filing illstructions.)  NONE (No reportable positions.)  
NAME  ORGANIZATION/ENTITY  Advisory Review Committee  Advanced Science Technology Adjudication Project  

Advisory Committee George.Mason Univ. School Law, Law Economics Center 
Trustee Trusts (Trust# Trust #2) 
Director Rule Law Foundation 

Director Judiciary Leadership Development Council 
II. AGREEMENTS. (Reporti11g individual only; see pp. 14-16 offili11g instructions.) 
[ZJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

NEWMAN, PAULINE 
05/14/2008 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing i11structio11s.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2007  Pension, FMC Corporation, earned before entry duty 35,100.00  
2.2007  Royalty, West Publishing Company, textbook 3,086.72 Spouse's Non-Investment Income -TJyou were married during any portion the reportbtg year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

JV. REIMBURSEMENTS -transportation, lodging.food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	American Intellectual January New Orleans, Travel, Lodging and Food. 
Property Law Association 26-27 2007 Louisiana 	
New York Intellectual March23, New York, New Travel, Lodging and Food. Property Law Association 2007 York 	
Fordham University April New York, New Travel, Lodging and Food. School Law 11-12, 2007 York 	
New Jersey Intellectual June Short Hills, New Lodging and Food. Property Law Association 2007 Jersey 	
Federal Circuit Bar June27-30, Cambridge, Travel, Lodging and Food. Assocation Bench Bar 2007 Maryland Conference 

NEWMAN, PAULINE 
05/14/2008 Practicing Law Institute July 11, New Yark, New Travel, Lodging and Food. PL! Conference Center 2007 York 	Intellectual Property September New Yark, New Travel, Lodging and Food. Owners Association 10-11, 2007 York Annual Meeting  Advanced Science Technology Adjudication Project  October 5-6, 2007  Baltimore, Maryland  Travel, Lodging and Food.  Sedona Conference Intellectual Property Law Litigation  October 10-11, 2007  Sedona, Arizona  Travel, Lodging and Food.  

05/14/2008
NEWMAN, PAULINE GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing i11Structions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, value, transactions rrncludes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,001-$2.500 =$2,501 -$5,000 =$5,00 -$15,000 (See Columns and 04) =$50,00 -$100,000 =$100,00 -$1,000,000 =$1,000,001-$5,000,000 =More tlian $5,000,000 
Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000 

(Sec Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Otber =Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent cltildre1t; see PP 34-60 filing i1tslructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  
reporting period  reporting period  
(1)  (2)  (I)  (2)  
Amount  Type (e.g.,  Value  Value  
Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code (Q-W)  

Transactions during reporting period  
(!) buy, sell, redemption) Type (e.g.,  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18.  Putnam Health Science Mutual Fund  Dividend  
19.  Nasdaq Trust  None  
20.  First Eagle Global Mutual Fund  Dividend  
21.  Diamonds Unit Tr. (X)  Dividend  Donated  12/28 Income Gain Codes: =$1,000 less $1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,001-$50,000  
(See Columns and D4) =$50,001-$100,000 $100,001 -$1,000,000 ,000,00 -$5,000,000  112 More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 $500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal o{:ost (Real Estate Only) =Assessment =Casb Market  
(See Column C2) =Book Value =Other ""Estimated  

05/14/2008
NEWMAN, PAULINE 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (ltrdicate partofReporl) 

05/14/2008
NEWMAN, PAULINE 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) NEWMAN, PAULINE Court Organization U.S. Ct. Ap. for Fed. Cir. Date Report 05/14/2008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge -Active Status  Sa. Report Type (check appropriate type) Nomination, Dale Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address 717 Madison Place, N.W. Washington, D.C. 20439 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. ITI NS, (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION Advisory Review Committee Advanced Science Technology Adjudication Project  Advisory Committee  George Mason Univ. School Law, Law Economics Center  Trustee  Trusts  Director  Rule Law Foundation  Director  Judiciary Leadership Development Council 
[ZJ 

Date Report 
0511412008
NEWMAN, PAULINE 
Ill. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 ofjilitig instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2007  Pension, FMC Corporation, earned before entry duty 35,100.00 2007  Royalty, West Publishing Company, textbook 3,086.72 Spouse's Non-Investment Income -I/you were married during any portion a/the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[l] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE  ITEMS PAID PROVIDED  American Intellectual Property Law Association  January 26-27, 2007  New Orleans, Louisiana  Travel, Lodging and Food.  

New York Intellectual March 23, New York, New Travel, Lodging and Food. Property Law Association 2007 York 	
Fordham University April New York, New Travel, Lodging and Food. School Law 11-12, 2007 York 	
New Jersey Intellectual June Short Hills, New Lodging and Food. Property Law Association 2007 Jersey 	
Federal Circuit Bar June 27-30, Cambridge, Travel, Lodging and Food. Assocation Bench Bar 2007 Maryland Conference 

Date Report 
05/14/2008
NEWMAN, PAULINE  Practicing Law Institute PL! Conference Center  July 11, 2007  New York, New York  Travel, Lodging and Food.  Intellectual Property Owners Association Annual Meeting  September 10-11, 2007  New York, New York  Travel, Lodging and Food.  Advanced Science Technology Adjudication Project  October 5-6, 2007  Baltimore, Maryland  Travel, Lodging and Food.  Sedona Conference Intellectual Property Law Litigation  October 10-11,2007  Sedona, Arizona  Travel, Lodging and Food.  

Date Report 
05/14/2008
NEWMAN, PAULINE 
V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 a/filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those a/spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 

Date Report 
05/14/2008
NEWMAN, PAULINE 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing
insiructions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  

(2)
(I) 
(2) 
(2) 
(3)
(I) 
(4) 
(5) 
Identity 
Value
Date 
Gain
Amount 
Value 
Value 
Type (e.g.,
Type (e.g.,
Place "(X)" after each asset 
Code 
buyer/seller
Code
Month-
Code
buy, sell, 
div., rent, 
Code 
Method
exempt from prior disclosure (A-H) 
Code int.) 
(J-P) 
Day
redemption) 
(J-P) 
(if private 
transaction)
(Q-W) Income Gain Codes: 41,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columos aod 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Ooly) Assessmcot =Cash Market  
(See Column C2) ""Book Value =Otber =Estimated  

Date Report 

05/14/2008
NEWMAN, PAULINE 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see pp, 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Transactions during reporting period 
Description Assets 
Income during 
Gross value end 
(including trust assets) 
reporting period 
reporting period 
(2) 
(3)
(l) 
(2)
(l)
(2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  
(Q-W)  

Date 
Month-
Day 

Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

18. Putnam Health Science Mutual Fund  Dividend  
19. Nasdaq Trust  None  
20. First Eagle Global Mutual Fund  Dividend  
21. Diamonds Unit Tr.  Dividend  Donated  12/28 Income Gain Codes: =$1,000 less =$1,001 -$2,500 (See Columns aod 04) F=$50,00l -$100,000 =$100,001 -$1,000,000 Value Codes =$15,000 less =$15,001 -$50,000 
(Sec Columns and 03) =$250,001-$500,000 =$500,001 -$1,000,000 =$25,000,001 -$50,000,000 	Value Method Codes =Appraisal =Cost (Real Estate Ooly) (See Column C2) =Book Value =Other 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate partofReporL)  

Date Report 
05/14/2008
NEWMAN, PAULINE 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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