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Judicial Watch • Philip P. Simon – 2012

Philip P. Simon – 2012

Philip P. Simon – 2012

Page 1: Philip P. Simon – 2012

Category:Federal Judges

Number of Pages:7

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Simon, Philip P Simon, philip, Portfolio, vanguard, 2012, spouse, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-l Person Reporting (last name, first, middle initial) Simon Philip Court Organization Northern District Indiana Date Report 05/01/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S Dis trict Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 5400 Fede ral Plaza Suite 4200 Hammon 46320  
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
PARTIES AND TERMS 

Date Report
Simon, Philip 
05/01/2013 
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing 
instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required excepl for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV REIMBURSEMENTS --transportation, lodging, food, entertainment  (Includes !hose spouse and dependen1 children; see pp. 25-27 offi!ing ins1ruc1ions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

05/01/2013
Simon, Philip GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 

CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS i11come, value, transactions nc!udes those spouse and dependent c1ti1dren; see PP 34-60 filing ins1wc1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Gabelli Global Telecommunications  Dividend First Midwest Bank Accounts  lnt./Div. Blackrock Large Cap Value Fund  Dividend  Sold (part)  05/07112 Artio Intl Equity Portfolio  Dividend  Sold (part)  05/07/12 International Equity Index  Dividend  Sold (part)  05/07/12 T.Rowe Price LArge Cap Growth  Dividend  Sold (part)  05/07/12 Core Bond Index Portfolio  Dividend  Sold (part)  05/07/12 Pimco Total Return Portfolio  Dividend  Sold (part)  05/07/12 Large Cap Index Portfolio  Dividend  Sold (part)  05/07/12  
10. TIPS Index Fund  Dividend  Sold  05/07/12  
11. College Choice Advisors Savings Portfolio  Interest  Buy  05/07/12  
12. Vanguard Prime Money Market  lnt./Div.  
13. Vanguard GNMA Fund  Interest  
14. Vanguard SHort Term Bond Fund  Interest  
15. Vanguard International Growth Fund  Int./Div.  
16. Vanguard Total Stock Market Index Fund  IntJDiv.  
17. Vanguard European Stock Index Fund  Dividend Income Gain Codes:  A=$ J.000 less  B=$1.00I -$2.500  c=$2.501 -$5.000  D=$5,001 -$15,000  E=$15.00I -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  I12 =More than $5.000,000 Value Codes  J=$15.000orless =$15.001 -$50.000  .L=$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250,001 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5,000.000  1'2 =$5,000.001 -$25,000.000 =$25.000,00 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column CZ)  U=Book Value =Other =Estimated  

05/01/2013
Simon, Philip 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des t1tose spouse and dependent c11ilt1ren; see PP 34-60 filing ins1r11ctio11s.J NONE (No reportable income, assets, transactions.)  
Descriplion Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  {J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: 41.000 less =$1,001 -$2,500 =$2.501 -$5.000 =$5.00  $15.000  E=$15.00l -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$IOO.OOI -$1.000.000  111 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000  
1'3 =$25.000.00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estim ated  

Date Report 
Name Person Reporting 
05/01/2013
Simon, Philip 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate part ofreport.) 

529 savings portfolio. 
The transactions reflected May 2012 represent the transfer money from the equity portfolio 

05/01/2013
Simon, Philip 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are 

Signature: Philip Simon 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544