Skip to content

Judicial Watch • Pierre N. Leval – 2005

Pierre N. Leval – 2005

Pierre N. Leval – 2005

Page 1: Pierre N. Leval – 2005

Category:Federal Judges

Number of Pages:13

Date Created:August 2, 2006

Date Uploaded to the Library:November 15, 2014

Tags:leval, pierre, Pierre N Leval, Assessment, Estate, Market, 2005, assets, INVESTMENTS, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Leval, Pierre Court Organization U.S. Court Appeals, 2nd Cir Date Report 1.S1t!-J 0611512006 SQe... VII Title (Article lII judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2005 12/31/2005 
Sb. Amended Report Chambers Office Address Foley Square 1901 New York, 0007 the basis the Information contained this Report and any modifications pertaining thereto, ls, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) Council member The American Law Institute 
Trustee, Executor Power Attorney 
Member -Photography Committee Museum Modem Art IT. AGREEMENTS. (Reporting individual only; see pp. 14-16 ofinstructions.J NONE (No reportable agreements.) AND 11C: .,; (..0 .,_ c:}::;J1-.-, C.J:-:-::. -yil-1 C)rc1 ,..._,= L-c:: :;2;: ....D Jan. 2005 executor, contract with Stribling Co. for representation sale apartment (contract does not reflect exact date). Feb 10, executor, contract with Christies, Inc. for sale works art. Aug. 2005 executor, contract with Millstone for sale apartment New York, (contract does not show exact date). 
Leval, Pierre 
0611512006 
III. N-JNVESTMENT COME. (Reporting individual and spouse; see pp. 17-U instructionsJ Filers Non-Investment Income [Kl NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
State St. Cultural Inst. Pension Plan -pension DePaul University -services rendered Museo de! Barrio -services rendered Arlington Arts Center -services rendered 
 
JV. REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 ofinstnictions.) 
 NONE (No reportable reimbursements.) 
 
 
06/15/2006 
Leval, Pierre GIFTS. (includes those spouse and dependent children. See pp.18-3i instructions.) [KJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (includes those spouse and dependent children. See pp. 31-34 instructions.) NONE (No reportable liabilities.) MONY Loan life insurance policy 
 
 
 
06/15/2006 
Leval, Pierre 
vn. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value at.end 
Transactionsduring reporting period 
(including trust assets) 
reporting. 
period reporting period 
(2) 
{I) 
(I) 
Ifnot ex.empt from disclosure 
Place(X)r after each asset Amount 
Value Type (e.g. 
Type(e.g, Value 
(5) 
(3) 
exempt from.prior disclosure Code 
div., rent, 
Code2 
Method buy, sell, int.) (J-P) 
Code3 meger, 
(Q-W) redemption) 
(A-H) 
Abbot Labs (common stock)(self. Dividend Sell part 
Exxon Mobil (common) Dividend 
Hospira (common stock)(self-Sell 
Identity Date Value 
Gain 
buyer/seller Day 
Month- 
Code2 
Code 
(if private transactio11) (J-P) 
(A-H) 
815 
513 Income Gain Codes: =SJ ,000 less =Sl,001 -S2,500 c=S2,501 -S5,000 D=S5,00l -$15,000 E=S15,001-S50,000 
(See Columns and D4) F=$5Q,001 -SI00,000 =SI 00,00 1,000,000 =$1,000,001 -$5,000,000 =More than SS,000,000 Value Codes $15,000 Jess K=$15,00I -$50,000 L=$50,00I -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 0=$500,001 -Sl ,000,000 =Sl ,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cos! (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) Q=Appraisal V=Other =Assessment 
U=Book Value W=Estimated 
 
06/15/2006 
Leval, Pierre 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions duringreporting period 
(including trust assets) reporting period reporting period 
 
Ifnot exempt from disclosure 
(1) 
(2) 
(2) 
(1) 
Amount 
Place (X) after each asset Type (e.g. Value Value Type (e.g. (3) 
(2) 
(4) 
(5) 
exempt from prior disclosure Code div., rnt, Code2 Method buy, sell, Date Value Gain Identity 
(A-H) int.) (J-P) Code3 merger, Month Code2 Code buyer/seller 
(Q-W) redemption) Day (J-P) (A-H) (if private 
tr;msaction) 
 
18.FMC Select Fund (common) Sell part 115 
19. Buy 1112 Income Gain Codes: A=S 1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 D=$5,00I -$15,000 E=$15,00I -$50,000 
(See Columns and D4) F=$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 112 =More than $5,000,000 Value Codes l=S15,000orless K=$I 5,00 -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) N=$250,001 -$500,000 0=$500,001  $1,000,000 Pl=$1,000,001 -$5,000,000 P2=$5,000,001. $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) P4=More than $50,000,000 T=Cash Market 
(See Column C2) Q=Apprnisal V=Otber =Assessment 
U=Book Value W=Estimated 
 
Date Report 
Leval, Pierre 
0611512006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (inctudes those the spouse and dependent children. see PP 1-1-s1 filing instructions; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Jncome.during reporting period Gross value .end reporting period Transactions during reporting period 
(I) (2) (l) (2) (1) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent. or-int.) Value Code2 Value Method Code (QcW) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code2 (JP) (4) Gain Code! (A-H) (5) Identity buy.er/seller (if private transaction) 
 
35. 
Sell part 7/28 ... 
Buy 8/11 ... 
Buy 8/19 ... 
Sell part 8/26 Income Gain Codes: A=$J,000or less =$1,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Colwnns and 04) =$50,001 -$100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 =$50,001 -$100,000 100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 0=$500,001-$1,000,000 Pl=Sl,000,001-$5,000,000 P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,00  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal =Other =Assessment =Book Value W=Estimated 
 
06/15/2006 
Leval, Pierre 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income during rep.orting period 
Place (X) after each asset exempt from prior.disc]osure Amount Code (A-H) Type.(c,g. div., rent, int.) 
Gross value end Trans.actions during reporting period reporting period not exempt from.disclosure 
(I) 
Value Value Type,(e;g. 
(2) 
(5) 
Code2 Meihod buy, sell, 
Date 
Value Gafo identity 
(J-P) Code3 merger, 
Code 
Month 
buyer/sellerCode2 
(Q-W) redemption) Day 
(if private 
(A-H) 
transaction) 
52. Buy 12/16 
53. Buy 12/30 
54. FMC Select Fund (common). Buy 1/27 Income Gain Codes: 1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 E=S15,00l -$50,000 
(See Columns and 04) =$50,00  00,000 G=SI00,001-$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less 15,00 -S50,000 =$50,001 -SI00,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 0=$500,001-$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 ..Cost (Real Estate Only) =More than $50,000,000 =Casb Market 
(See Column C2) =Appraisal V=Other Assessment Book Value W=Estimated 
 
Leval, Pierre 
0611512006 
VII. INVESTMENTS and TRUSTS -incom, valu, transaction (includes thou ofthe spouse and dependent children. Se.pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value .al end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
Place (X) after each asset Amount exempt from.prior disclosure Co.de 
(A-H} 
69. 
Chase Bank (acccount). 
 
 
(2) (!) (2) (I) not exempt from disclosure 
Type(e,g. Value Value Type (e.g. 
div.,.rent, Code Method buy, sell, int.) (J-P) Code3 (Q-W) merger, redemption) 
 
 
 
(2) (3) (4) (5) 
 
Date Value Gain Identity 
 
Mon Code2 code buyer/seller 
Day (J-P) (A-H) (if private 
traniac.tion) 
 
Interest 
70. 
Bank New York (account) 
 
ASSETS HELD TRUSTEE EXECUTOR 
72. Warburg Pincus Funds (common) Dividend lne-0me Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 $5,0-00 =$5,001 -$15,000 =$I 5,001 -$50,000 
(See Columns and 04) =$50,001 -$100,0-00 =$100,001 -Sl,0-00,0-00 =$1,000,001 -$5,0-00,000 =More than SS,000,000 Value Codes =$15,000 less K=$15,00I -$50,0-00 =$50,001 -$100,000 =SI00,001 -$250,0-00 
(See Columns and DJ) =$250,001  $500,000 =$500,00 $I ,000,000 =$1,000,001 -SS,000,000 =$5,000,001 -$25,0-00,000 Value Method Codes :$25,000,001 -$50,000,0-00 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Ap)JT11isal =Other =Assessment =Book Value WEstimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
 
(See Columns and D3) =$250,00 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes :Cost (Real Estate Only) =Casb Market (See Column C2) =Other 
Q=Appraisal =Assessment U=Book Value W=Estimated 
0611512006 
Leval, Pierre 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place 11(X) after each asset exempt from prior discJosure Income during reporting period (!) (2) Amolnt Type (e,g. Code div,, rent, (A-H) int.) Gross value end reporting; period (I) (2) Value Value Code Method (J-P) Code3 (Q-W) (I) Type (e.g. buy, sell, merger, redemption) Transactions during reporting period Jfnot exempt from disclos ure (2) (3) (4) (5) Date Value Gain Identity MonthCode2 Code buyer/seller Day (J-P) (A-H) (if private transaction) 
 
103. sell part 6/14 Income Gain Codes: A=Sl,OOOorless B=Sl,001 -$2,500 =$2,501 -$5,000 D=S5,001-Sl5,000 E=S15,001-$50,000 
(See Columns and D4) =$50,00 100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001-S50,000 L=$50,00l -SIOO,OOO =$100,001-$250,000 
(See Columns and 03) =$250,00t -$500,000 =$500,001 -Sl,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Meth Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 :::Cash Market 
(See Column C2) Q=Appraisal V=Other =Assessment ==Book Value W=Estimated 
 
0611512006 
Leval, Pierre 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting.period Gross value end reporting period Transactions during reporting period 
(1) (2) (1) (2) (1) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code2 (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
120. 
U.S. T-Bills 0.0% 7/28/05 Buy 6123 
 
121. 
U.S. T-Bills 0.0% 7/28/05 Interest Seit 7/28 
 
122. 
 
123. Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,501. $5,000 =$5,001  $15,000 E=$15,00I -$50,000 
(See Colwnns and 04) =$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess K=$15,00J -$50,000 =$50,001  $100,000 =$100,001  $250,000 
(Sec Columns and 03) =$250,00  $500,000 0=$500,001  $1,000,000 =$1,000,001  $5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Colwnn C2) Q=Appraisal =Other Assessment =Book Value W=Estimated 
 
0611512006 
Leval, Pierre 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporl) 
NOTE: Re: Date Report: received Extension July 15, 2006, file report. Part VII, item no. 92, Schering Plough (common), this position was sold 12/1/04 and was accidentally omitted from the 2004 Report. Part VII, item no. 96, Art Works, the date the appraisal was Jan. 20, 2005. Part VII, item no. 114, Apartment New York, NY, the reported valuation based the price which the apartment was subsequently sold. 
 
 
 
06/15/2006 
Leval, Pierre 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Date AND WILFULLY FALS FIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544