Skip to content

Judicial Watch • Pierre N. Leval – 2012

Pierre N. Leval – 2012

Pierre N. Leval – 2012

Page 1: Pierre N. Leval – 2012

Category:Federal Judges

Number of Pages:14

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Pierre N Leval, Estimated, Estate, 2012, Gross, Market, assets, INVESTMENTS, transactions, Codes, dividend, reporting, Federal Judge, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  JO1-111) Person Reporting (last name, first, middle initial) Leval, Pierre Court Organization U.S. Court Appeals, 2nd Cir Date Report 04/22/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Circuit Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address Foley Square 190I 
New York, 10007 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTJ0NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Council member -Emeritus  The American Law Institute 
Trustee, Executor 

members 
Member -Photography Committee Museum Modem Art 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

04122/2013
Ill. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion oft/le reporting year, complete this section. 
(Doi/or amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE Jan-Dec. State St. Cultural Inst. Pension Plan -pension Jan.-Dec. Pollock-Krasner Foundation -advisory Feb.-July  Dorsky Museum -advisory Nov.-Dec.  Museum Art Design -advisory Nov.-Dec.  U.S. Institute Museum Library Studies -advisory  

IV. REIMBURSEMENTS --transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 (filing instructions.) 
New Haven, Conference Travel 

04122/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing ins/ructions.) 
[{] NONE (No reportable gifts.) 
DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33  instr11ctions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  MONY  Loan life insurance policy 

04122/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60of filing ins1rnc1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions dming reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (I) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transac tion Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2.501 -$5.000  D=$5.001 -$15.000 15.00 -$50,000  
(Sec Columns and D4) =$50,001 -$100.000 =$100,00I -$1.000,000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00I -$100.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500,000 =$500,00I -$1.000.000 =$1,000.001 -$5,000.000  1'2 =$5.000.001 -$25,000.000 =$25.000,001 -$50.000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

04122/2013
Leval, Pierre
VII. INVESTMENTS and STS --in come, value, tra11sa ctio11s (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(2) (1) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) 
(ifprivate 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.501 -$5.000  D=$5,00l -$15.000 =$15,001 -$50.000  
(See Columns and D4) =$50.001 -$100.000 =$!00.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15,000or lcss =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000  
(See Columns and D3) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Leval, Pierre 
04/2212013
VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des tltose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. Citibank account  None  
36. Art Works  None  
37. Chase bank account (trust)  None  
38. Vanguard GNMA Fixed Income Fund (trust)  Interest  
39. FHKCX  Dividend  
40. FEMKX  Dividend  
41. FUSVX  Dividend  
42. FLGEX  Dividend  
43. HGOCX  None  
44. IHSAX  Dividend  
45. HNSCX  Dividend  
46. HIOCX  Dividend  
47. HCACX  Dividend  
48. IGNCX  None  
49. TILFX  Dividend  
50. VTRIX  Dividend  
51. FNYXX  Interest  Sold (part)  07/06/12 Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2.501 -$5.000 =$5,001 -$1 5.000 15.001 -$50.000  
(Sec Columns and D4) =$50.00t -$100.000 =$100.00 -$1.000.000  111 =$1 .000.001 -$5.000,000  112 =More than $5.000.000 Value Codes =$1 5.000 less 15,001 -$50.000 =$50.001 -$100,000 =$1 00.001 250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1 .000,001 -$5,000.000 =$5,000.001 -$25,000.000 25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

04122/2013
VII. INVESTMENTS and TRUSTS --in come, vatue, transactions r1n c1udes those spouse and dependent children; see PP 34-60 filing ins1r11 c1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (3) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (ifprivate 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001-$2,500 =$2.501 -$5.000  0=$5,001-$15.000 =$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$100,001 -$1,000,000 =$1.000.001 -$5.000,000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100,001 -$250.000  
(Sec Columns and 03) =$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000.001 -$5,000.000 =$5.000,001 -$25,000.000  
1'3 =$25.000.00t -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

04/22/2013
VII. INVESTMENTS and TRUSTS -in come, value, transa ctions (1n c1udes tllose spouse and dependent cllildren; see PP 34-60 filing instm
ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (I) (2) (I) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 t.000.000 =$1.000.001 -$5,000.000  112=More than $5.000,000 Value Codes =$15.000or less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(See Columns and 03) =$250,00  $500.000 =$500.00 -$1,000.000 =$1,000.001 -$5,000.000 =$5,000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

04/22/2013 
VII. INVESTMENTS and STS --income, value, transactions (lnc/11des those spo11se and dependent children; see PP 34-60 filing instructions NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2.501 -$5.000  0=$5,001-$15.000 15,001 -$50,000  
(Sec Columns and 04) =$50.001 -$100,000 100.00  $1.000,000 =$1.000,001-$5,000.000  l12 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,00 -$I 00.000 =$100.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000,000 =$25,000.00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) ::Book Value =Other =Estimated  

04122/2013
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc1udes those spouse and dependent cllildren; see PP 34-60 filing ins1r11ct
ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions duri reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 D=$5.001 -$15.000 =$15.00I -$50,000 (Sec Columns and D4) =$50,001 -$100.000 =$100,001 -$1.000.000 Ill =$1.000.001 -$5.000.000 =More than $5.000,000 
Value Codes =$15,000 less =$15,001 -$50.000 =$50.00 -$100.000 =$100.001 -$250.000 

(Sec Columns and D3) =$250.001-$500,000 =$500,00 -$1,000.000 =$1,000.001 -$5,000.000 =$5.000.00 -$25,000.000 =$25,000.001 -$50,000.000 1'4 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V=Othcr =Estimated 

Leval, Pierre 
04/22/2013
VII. INVESTMENTS and TRUSTS --income, va/11e, transactions (/nc/11des those spo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (I) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

120.  Califor. 4.9  Interest  
121.  Detroit 3.75 711131  Interest  Buy  01/18/12  
122.  Detroit 5.75 711125  Interest  Buy  11/28/12  
123.  Fresno 5.75 611126  Interest  Buy  04/10/12  
124. MTA 5.25 4/1/14 bond -;.  Interest  
125.  Michigan 5.75  Interest  Sold  06/01/12  
126.  Monroe Cty 5.75 2035 "  Interest  
127.  NYC Mun 5.75 bond 6/15/13  Interest  Sold (part)  06/15/12  
128.  NYC bond 5.375 611123  Interest  
129. Dorm 5.1 2/15/26 bond-I'.'.  Interest  
130. Dorm 6.45 8/15/24  Interest  Sold  11/23/12  
131. Dorm 5.25 8/1/25 bond  Interest  
132. Dorm 6.25 8/15/341::1'.'.'j  Interest  Buy  04/19/12  
133. Dorm 5.0 10/1/26-(  Interest  Buy  07/06/12  
134. Dorm 4.8 2025 bond  Interest  
135.  NYS Energy 5.15 bond  Interest  
136.  Norfolk 5.75 bond  Interest  Sold  05/04/12 Income Gain Codes: =$1,000 Jess =$1.001 -$2.500 =$2.501 -$5.000 0=$5.001 -$15.000 E=$15.00l -$50,000 (Sec Columns and 04) F=$50.001  $100,000 =$100.00 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5,000.000 =$5,000.00I-$25,000,000 =$25.000,00 -$50.000.000 =More than $50,000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment 
(Sec Column C2) =Book Value =Other =Estimated 

04122/2013

VII. INVESTMENTS and STS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instmctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 
(1) 
(2) (2) (3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (ifprivate 
(Q-W) transaction) 
137.  North Car. 5.5 1/1/21 bond  Interest  Sold  07/02/12  
138.  North Car 5.0 611135  Interest  Buy  07/13/12  
139. Health 5.5 bond  Interest  
140.  Waco bond 5.0 8/1/31 -:.'  Interest  
141.  New Providence Assoc. fund'  Dividend  
142.  JPMorgan Tax Free Bond VANTX  Interest Income Gain Codes:  A=$ .000 less =$1,001 -$2,500  c=$2.501 -$5,000  0=$5.00l -$t5.000  E=$15.001 -$50,000  
(Sec Columns and D4)  F=$50.001 -$t00.000  G=$100.00I-$1.000.000 =$1,000,001-$5.000,000  112 =More than $5.000,000 Value Codes  J=$15.000 less  K=$15.001 -$50.000 =$50.001 -$100.000  M=$100,00t-$250.000  
(See Columns and 03)  N=$250.00I -$500.000  0=$500,00I -$1.000.000 =$1.000,001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
04/22/2013
Leval, Pierre 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicale parlofreporl.) 
The first line relating this security reports Column the year's end holdings and Column the income received during the year from this security. Subsequent lines for the same security report additional purchases and sales. If, for lines 79, and 94, all holdings the security were sold, Part (1) Column blank reflecfting the fact that had holdings this security the year's end. 

04/22/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Pierre Leval 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544