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Judicial Watch • Pierre N Leval Financial Disclosure Report for 2009

Pierre N Leval Financial Disclosure Report for 2009

Pierre N Leval Financial Disclosure Report for 2009

Page 1: Pierre N Leval Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:13

Date Created:November 10, 2013

Date Uploaded to the Library:November 13, 2013

Tags:leval, pierre, Pierre N Leval, Gross, 2009, EPA, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Gove~e~ Act 1978 

~.,~o,o FOR CALENDAR YEAR 2~9 u.s.c ~p. ~omH) Court Organization Date Report1. Person Reporting (last name, firsL middle initial) U.S. Court Appeals, 2rid Cir 5115/2010Leval, Pierre 5a. Report Type (check appropriate type) Reporting Period Title (Article III judges indicate active seni~ status; 
magistrate judges indic.ate full- paa-time) 

Date 01/01/2009 Nomination, 
I~I~009 

5b. Amended Report the basis the information contained this Report and any modifications pertaining there~o, is, opinion, compliance with applicable laws and regulations. Chambers Office Address Foley Square 1901 
New York, 10007 

Reviewing Officer Date 
IMPORTAfVT NOTES: The instructions accompanying this form ranst followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. rR,po~g ~v,~ o~; ,ce filing inxtruaiom.) 

NONE (No reportable positions,) POSITION NAME ORGANIZATION/ENTITY 
The American Law Institute 
Council member 
Trustee, Executor 
Member Photography Committee Museum Modem Art 
II. AGREEMENTS. (Reporffng ~ndlvidual only; s.e ~1~. 14.16 filing instmalons.) 
NONE (No reportable agreements.)_~: ..... .,." -[.j ~ DATE PARTIES AND TERMS ~..q t7-~ ~---) 
Leval, Pierre ~erson RepoSing 	Date
IName

~NANCIALpage DISCLOSU~ ~PORTI~v~, ~e~e 	5/15/2010 ~lers Non-lnv~ent Income NONE (No reportable non-investment income.) SOURCE TYPE
 Feb~ 	Intell~tual ~ope~y Visitor ~wis Cl~k Law Sch~l -Po~d, -$5,~.~ 
Te~hing
 June 	Ni~ In~ma~onal Law Summer Abroad ~omas Jeffe~on $3,~.~ 
~h~l Nice, F~NCE -Teaching Spouses Non-Investment Income -if you were r~ried during any porfion the reporilng y~r, complete this section. 
(Dollar amount not required except for Iwnora~ia.) 	NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
State St. Cultural Inst, Pension Plan pension
 Jan-Dec. 

New York University teaching January
 Spring 

U.S. Institute Museum Library Seawices arts funding panel 
Pollock -Krasner Foundation
 Sprg/Fall
 Fall 	Hunger College 

IV. REIMBURSEMENTS
(Includes those spouse and dependenl children see pp, 2.5-27 filing instructions,) ~] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
American Bar Assn Feb. 5-7. 2009 Phoenix, Teaching travel/lodging/food 
Copyright Society June 2009 Washington, D.C. Lecture travel/fo~l 

FINANCIALpage DISCLOSURE REPORT  Name Person ReportingILeval, PlerreN.  511512010  Date Report GIFTS. o~a~a,~ t~,~ .... ,,~,t a~,~,~,~ ~,~; ~,. zs.~ ~,~,~.~  
NONE (No reportable gifts.)  
SOURCE  DESCRIFYION  VALUE  
VI. LIABILITIES. o~a~,, ~o~, o.t ,~,o~,, ,.d dop,~d,.t ,~U, Vo,; ,,, ~.~. 3~-~ o/m~s  
[--]  NONE (No reportable liabilities)  
CREDITOR  DESCRIPTION  MONY  Loan life insurance policy  

Date Report
r~am~ Person Relmrthl8
VII. INVESTMENTS and TRUSTS .-~e .... ~,~. ~,~,cao~s a,,~d,, ~o,, ,po~,, ~,~ ~,, #n,~ i~.~ 
NONE (No report~le income, assets, transaction.) 
~d~on Inco~ during Gross v~u end Tr~fio~ during r~ng 
~--(~i ............~ ...... ii3 .....S~i ............. ~ij ..............di" r-. 5)-- .......... 

~Amount (e.g.. V~ue Value (e,g., V~ue Gain ld~fi~ div., ~aL C~e Met~ buy, ~11, m~d~yy Co~ C~e buy~/~ll~PI~ "(X)" after ~ch 
exempt ~om ~or di~l~ure (A-H) int.) (J-P) ~em~i~) (J-P) (A-H) (if private (~W) ~s~tion, ~vidend Sold 0~4~ 	Abbot ~bs (eo~on~:: 
(~) 	
Exxon Mobil (co~on) ~vi~nd Sold 	
App[e~ ApplBiosys (ABI) (S~ VIII Di~dend Sold ~/15/~ 

None 	Merged 09/15~ 

(with line 	
Life T~logie~ None 09/15/~ 	
Applera Celera Gen (CRA) (formerly None 
Celera Genomics(com) 	
MRO Dividend 	
Daimler Chrysler (common) Dividend 	
FMC Money Mkt ~i: (Dreyfus) Interest 

10. 
FMC Select Fund (commony~!~, Dividend 

None 	Sold 01/12/09 (part) 	FMC Select Fund self (See Part VIII **) Sold 01/13/09 (part) 
12. self 	None 
None 	Sold 01/29/09 (part)
13. self 
Sold 02/24!09 (part)
14, self None 
None 	Sold 03/30/09 (part)
15, self 
16, self 	None Buy 04/02/09 
Sold 04/28./09 (part) 
17. self 	None Interne Gain Codes: --$1.0(~ less =,~ 1.001 ~,500 --~;2.50 $5,0~0 =$5,001 $15.000  E=$I5.001 $50.000  
(Se, Columns a.ut IM) Value Co~es --$50.~ $11~).900 =$15.0~0 legs =$10t3.00 $1,000,000 ---$15,~01 S5t3.000  
(See Columns and D3) Value Melhod Cr~de~ -~25~,~301 $500.000 --$25.000.00! $50.000,000 Q-_Aplx-ai~ =$500.001 $1.000.000 =Cost (Real Estate Only} ---$1.000.001 $5.000.000 =More thart $50,1~00,030 --Asses.~menl -~$5.000.001 $25.0(:0.000 --C~h Manet  
[See Cnlunm C2) =Book Valu --O~ha" :E~tim,~ed
Date ReportName Person Reporting 
5/15/2010 
--]  NONE (No reportable income, assets, transactions.) Description Assets lncon~ during Gross value end (including trust as.rots) reporting period reponlng period (l)-~I (2) (1) (2) Amount Type (e,g, Valu~ ValuePlac~ "(XF after each asset Code div., rent,Code Methodexempt f~x~m pdor disclosure (A+H) orint,) (J-P) Code3 ]"" (1> Type(e.g.,I buy. sell. redemption) Transactions during reposing period (2> (3) (4)~  Date Value Gain -mm/dd/yy Code Code (J-P) {A-H)  (5) Identity buyer/seltcr (ifprivate transaction)  
18. self  None  Sold (part)  05/28/09  
19, self  None  Sold (part)  06/08/09  
20. self  None  Sold (part)  06/29/09  
21. self  None  Buy  07/02/09  
22. 23.  "-self self  None None  Sold (P~) Sold (part)  07/30109 08/28/09  
24, self  None  Sold (part)  09/01/09  
25.  "-self  None  Sold (part)  09/28/09!  
26. self  None  Buy  10/02t09  
27. self  None  Sold (part)  10/28/09  
28.  "-self  None  Sold (part) Lf23109  
29.  "-self  None  Sold (pan)  12/28/09  
30. serf  None  Sold (part)  12/29/09  
31.  "self  None  Buy  12/31/09  
32.  "-~  None  Sold (part)  02/24/09  
33.  None  Buy  04/02/09  
34.  "-~  None  Buy  07/02/09 Income Gain COd~: =$1,000 ta- less =$L001 52,500 -..~2,501 $5,00(I -~5.001 $15.000 :$15.001 $50.000  
(See Columa~ and D4) Value Coder, {See Column~ and D3) =$50o001 $1~O.O00 =$15,0OO less =$2~0,001 $500.000 -~t25.0UO.001 $50.000.000 =$100.001 ,OOO.O00 =$15,U01. $50,000 =$500.001. 1.0(]O,000 =$1.000.001 $5.000,000 =$50,001 $1O0,O00 --$1J~00.001 $5.000.0~1 =More fftafl $50.000.000 =Mor~ than $5,000.000 --$100,001 $250,000 =$5,000.001 $25.060.000 Value Method Code~ =Appr*tLmi =~ost (Real F_~ate OMy) =Assessmem  T--Cash Market  
(See Column C2) =Book Value =Other =Estimated  

L~val, Pierre 	5115/20t0
VII. INVESTMENTS and TRUSTS i,~o,,e. ~t~. ~aeao~, a.a~d,~ tho, spo .... dependent children; see pp. 34-60 filing instruenons.) NONE (No reportable income, assets, transactions.) 
B.C. 
Description Assets Income during Gross value end Transactions during reporting period 
(including trt~t ~s~ts) reporting period reporting period~l! (1) (2) Amount Type (e.g., Value Va]nc Type {e.g.. Date Value Gain  Identity
P]ac~ "(X)" after each asse~ Code die., rent, Code Method buy. sell. [mnddd/yy C~3e Code buyer/seller
exemptfmm prior disclosure int.) (J-P) Code redemption) (J-P) (A-H) (if private (A-H) Buy 10/02/09
35. 	None 
Sold 12/29/09 Buy 12/31/09 
36. 	None 
37,	None 
38. Lincoln St. Realty 0imited partnership) None 
Dividend 	Sold 02/24/09 (part)
39. 
Hershey (common)(s) 

40. 
Smith Barney Liquid Res Fund (common) Dividend 

41. 
Gen. American Inv. (common) (GAM) (s) Dividend 

42. 
Chas~ Bank (acccount) (s) Interest 

43. 
Chase Bank account self None Citibank account None 

45. Art Works 	None 
NoneJ
46. 
Chase (Bank NY) account (trust) 

47. 
Vanguard GNMA Fixed Income Fund (trustl Interest 

48, FHKCX Dividend 	Sold 01/12/09 
(part) 

49, 	FEMKX Dividend SoM 01112/09 
(part) 

50. 	
FSMAX Dividend Sold 01112AF) 
(part) 

51. 	
FLGEX Dividend Sold 01/12/09 
(part) 

Name Person Retmrtlng 	Date Report
5/15/2010
"-] NONE (No reportable income, assets, transactions.) Income during Gross value end Transactions during repo~ng periodDescription Assets reporting period retx~rting period
(including trust 
Place "00" after each asset Awamnt Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code div., real Code Method buy, sell, mm/dd/yy Code Code buyer/seller
exempt from prior disclosure (.l-P) (A-H) 0fprivate (A-H) orint.) (J-P) Code3 redemption) 
transaction) 
01/13/09
-52. HGOCX 	None Sold 
(part) 
None Sold 01113/09
53. IHSAX 
(part) 	Sold 01/13/09 (part)
54. HNSCX 	None 
HIOCX 	None Sold 01/13/09 K55, 
(part) 
None Sold 01112/09

56. HCACX 

(part) 
IGINCX Dividend Sold 01113109
57. 	(part) Dividend
58. TILFX 
Dividend 	Sold 01113/09 (part) 
59. 
VTRIX 

60. 	
FNYXX Interest Buy 01114/09 
(addl) 

61, Alabama 5.25 bond I11115 Interest Buy 05/22/09 
(addl) 

Interest 	Buy 03103/09
62. 
Catifomla 4.90 bond 

04122/09
63. 
Detroit 5.5 bond Interest Sold 

64. Rochester 5.375 bond Interest Interest Buy 04/22/09
65. Rochester 5.00 8/15/27 

66. 
Farmington 5.7 bond Interest 

67. 
Kentucky 6.0 bond Interest 	Sold 10101109 

(part) 
68. Mahoning 5.5 bond Interest Inc~tne Galn Cedes: ,000 tess 1.001 $2.500 --$ 2.501 $5.000 ---$5.001 ~,000 =$15.001 S50.000 {Se~ Colttmn* ~nd D4) =$50,O01 $100.0013 --~ 100.001 $1,1300.000 =$1 .~00,0Ol $5.000.000 =More thtm S5,000,000 Val~ Ced~ =$15,000 less --$15,001, $50.000 ---$50.001 $100,000 =$100.001 $250.000 
(See 12olumm (21 a~d D3) =$250,001 $500.000 r.$500,001 $1.000,000 =$1.000.001 $5.000,000 =$5,000,001 $25,000,000 =$~.000,~01 $50.000,000 =Mor~ than $50,000.000 ---Cash Market3. Val~ M~d Cedes =Appt-alsal =Cost (Real Estate Only) =Assessment =Other =Estimated
(See Column C2) =Book Value 
Date Report Person Reporting
IName
FINANCIALpage DISCLOSURE REPORT Leval, Pierre 	5/tsrzoi0 
VII. INVESTMENTS and TRUSTS -ineo~, ~u~, ~ns ane~des ~o~e oa~ ~e~ ~e~nd~ children; see pp. 3460 fili~g ins6"uctions.) NONE (No reportable income, assets, transactions.) 
Description A.~sets Income during Gross value end Tramulctions doting petiod
(including trust assets)  reporting period repottlng period 
Place "(X)" after each asset Amount Type (e.g., Value Value Type Code div., ~ertk Code Method buy, sell, mm/dd!yy Code Code buyvrlsellerexempt flora prior disclosure (A-H) orint.) (J-P) Code3 redemption) 	IA-H) (if private (J-P) (Q-W) transaction) 	03/05/09
69. N MTA 5.25 4/1/14 bond Interest Buy 
(addl) None Buy 07/~4/09 
(addS) 

70. 

71. 
N MTA 5.0 ~)I/15 bond Interest 

72. MTA 5,625 7/1/16 bond Interest 

Interest Buy 03/04/09
73. 
Michigan Hosp. 5.0 811/22 bond 

74. 
Mission Viejo bond Interest 

75. 
Mississippi Hosp. 5.25 5/15/26 bond Interest Buy 07117/09 

76. 
Muskingum 5.4 bond Interest 

77. 
NYC 5.375 6/1/23 bond Interest Buy 11/09/09! 

78, 	None Buy 12/02/09: 
(addl) 

79. 
NYS Bridge 5.125 1/1/12bond Interest 

80. Dorm 5.1 2/15126 bond Interest 

81. Dorm 6.45 8/15/24 bond Interest 

82. Dorm 5.25 8/1/25 bond Interest 

83. Dorm 5.25 811119 bond Interest Buy 03/04/09 
(addl) 

84. None Sold 02/02/09 
(part) 

85. Dorm 5.25 8t1119 bond None 	Sold !08/03t09 

(part) 
(See C~tumns and D4) =$50.~01 O0.fl~3 1~).001 $1.000,000 =$1.000.001 5.~0.00~ =More than Value Cod~ =$15.000 I~.~ ---$15.0Or $50.000 --.$50.001 $1O0.O00 100,001 
(Se~ Columns and D3) --$250,001. $500.~0 ---$25,000.001 $:TOJ~0.000 --~500.00 1.000.IXI0 ---$1.000.001 $5.000.0~0 ----More $,~.(~0.000 =$5.(,KD.001. $25,00~.000 ai,.~ M fl~od Codes (See Column C2) =Appraisal =Book VaJu~ --Cost (Real Est~e: Only) ---O~ber =Asse~menl Market  

Date Report
Name Persee Reporting
5/15/2010
VII. INVESTMENTS and TRUSTS -income..al~,. ~an..c~n. (~n~e. ,no.. ,p~.e ~.d de~d..~ hUd..~; ~4-~0 filing instr~CtiOt~.) blONE (No reportable income, assets, transactions,)  D~scfiption Assets (including trua asset~)   Income during reporting period  Gross value end relx~ng period  Transactions during reporting ~eriod  exeraptfrompriordisclo~ur Code div.,rent, ](AH)I ~int,)  Code2 (J-P) Method buy, sell, Code3 redemption)  m/dd/yy Code2 Code (J-P) (A-H)  buyer/seller (ifprivate  
86. Dorm 5.45 8/1129 bond  Interest  Buy  108/01/09  
87. Dorm 5.5 8/1/38 bond  Interest  Buy  03/03/09  
88. 89. Dorm 5,4 2/i/31 bond  None Interest  Buy (addl)  03/04/09  L  
90. Dorm 5.625 8/1/22 bond  Interest  
91. Dorm 6.25 2/1/36 bond  Interest  
92. Dorm 5.75 8/1/24 bond  Interest  
93, Dorm 5.375 2/I/17 bond  Interest  
94. Dorm 6.0 8/1/35 bond  Interest  Sold  07/09/09  
95. Dorm ~1375 8/1/27 bond  IntereSt  Sold  11!12/09  
96, Dorm 5.0 bond 4/1/t2  Interest  
97. Dorm 5.45 811/35 bond  Interest  Buy  07/21/09  
98. Dorm 5.45 8/1/27 bond  Interest  Buy  03/03/09  
99. 100, Dorm 5.0 2/I/18 bond"  None Interest  Buy (addl) Buy  03/04/09 03/03/09  
101. Dorrn 5.0 2/I/28 bond  Interest  Buy  02/04/09  
102. NS Energy 5.5 bond 111/21  Interest Income Gain Code~: ~u~t and {~e Cdu~s D3) --$L000 less =$~,~ Sl~ $5~.~ ~ption A~B (includi~ ~ts) Pla~ "(X)" ~ch exempt prior di~i~u~ I~o~ du6ng ~ng ~fi~ (I) (2) ~Amoant (e.g.. div.. ren~ (A-~ int.) Oro~ v~u~ end r~ng (I) (2) Value V~u Me~od (J-P) C~e (~W)  Ty~ (.g,. buy. sell. T~nsacfons Da~ C~e  buyer/~ller I~ans~fion)  
t03. NYS ~vir. 5.1~ bond ff15/19  lnte~st  
t~. NYS 5.5 7/1116 105. Noffo~ 5,75 bond 11/1/13  lnmmst ln~st  Sold (~)  ~01~9  
106. Med 5.5 bond 10/1/24  Interest  
107. East Mun 5.5 bond 1/1/21 108. Peninsula 8.7 bond 8!1/23  Interest Interest  Buy (addl)  03103109  
109. R.I Dcp 6.0 bond 8/1/17  Interest  
110, RIS Health 5.5 bond 5!I 5/16  Interest Sacramento 5.0 bond 12/1116  Interest  
112, St. Paul 5.S bond 11/1/23  Interest  
113. Tfiborough 5.25 1/1/I bond  Interest  
14. Triborough 5.25 1t1114 bond  Interest  
15. Washington 5.25 8/I/23 bond  Interest  Buy  03/04/09  
116, Dorm 5.375 2/1117 bond  Interest  Buy  01/07/09  
117,  None  Sold  11112/09  
118. Califor. 4,9 10!1113~  Interest  Buy  02/03/09  
119. MTA 5.25 4/1/14 bond-~  Interest Co~ and D3) =$~.~1 ~.~1 -$1.~,~ I,~,~1 Sg~.~ =$5,~1 -$25,~.~ ~,~1 150.~,~ =M~e $~.~,~ =A~ ~og ~tat ~ly) ~nt Mark~  

Name Person Reporting Date Report 
VH. INVESTMENTS and TRUSTS i.oo~. ~.e. ~an..



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