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Judicial Watch • Pierre N Leval Financial Disclosure Report for 2010

Pierre N Leval Financial Disclosure Report for 2010

Pierre N Leval Financial Disclosure Report for 2010

Page 1: Pierre N Leval Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:14

Date Created:November 10, 2013

Date Uploaded to the Library:November 13, 2013

Tags:leval, pierre, Pierre N Leval, 2010, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978FOR CALENDAR YEAR 2010 U.S.C. app..~~q 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Leval, Pierre U.S. Court Appeals, 2nd Cir 

5/15/2011 Title (Article Ill judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 Senior Circuit Judge Initial Annual Final 12/31/2010 5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance Foley Square 1901 with applicable laws and regulations. 
New York, 10007 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followe~L Complete ali parls, checking the NONE box for each part where you have reportable informatior~ Sign last page. POSITI ONS. me~,oning indivi,taal only; se, ~,~,. 9-~ filing instructions.) NONE (No reportablepositions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
Council member Emeritus 	The American Law Institute 
T~stee, Executor 
Member Photography Committee 	Museum Modem Art 

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 filing instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Leval, Pierre 
III. NON-INVESTMENT COME. meportl.g individualandspouse; seepp. ~-24 filing instructions.) Filers Non-lnvestment Income NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -if you were married during anyportion the reportingyear, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
Jan-Dec. 	State St. Cultural Inst. Pension Plan -pension
 Jan.-Dec. 	Pollock-Krasner Foundation advisory
 Jan. 	Columbia University lecture 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offifing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	
University Southern 3/20 3/28 Los Angeles, Califomia Teach Travel and lodging 
California 	
University Houston 6/03 6/06 Santa Fe, New Mexico Lecture and attend Travel and lodging 
conference 	
European Universily Institute 10/15 10/I Florence, Italy Lecture and attend Travel and lodging 
conference 

o ~Jlr lifo (Includes those spouse and dependent children; see pp. 28-31 filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. (inc/u~, ,ho~e oZ~po,~e,-~ ~e~en~.t children; see pp. 32-33 ofjqling instr.ctions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  MONY  Loan life insurance policy  

Name Person Reporting 	Date Report

5/15/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
---] NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (l) (2) (1) (2) (3) (4) (5) Place ,(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	Abbot Labs (common stock~ ~;:,;;-* Dividend Sold 10/15/10 (part) 	
Exxon Mobil (common)  Dividend 	
Life Technologies Common None 	
Applera Celera Gen (CRA) (formerly None Celera Genomics(com) 	
MRO Dividend 	
Daimler Chrysler (common) Dividend 	FMC Money Mkt~"~~/~/z~ (Dreyfus) Interest 	FMC Select Fund (common)~ ~,~:.o Dividend
~i,.;~ 	
FMC Select Fund self(See Part VIII) None Sold 01/28/10 (pan) 

10. 	
None Sold 02/25/10 (pan) 

11. 	
"-self None Sold 03/30/10 (part) 

12. self None Buy 04/01/10 (addl) 

13. 	
"-self None Sold 04/28/10 (pan) 

14. 	
"-self None Sold 05/28/10 (part) 

15. 	
"-self None Buy 06/11/10 (addl) 

16. 	
"-self None Sold 06/28/10 (pan) 

17. 	
"-self None Buy 07/01/10 (addl)
 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) 50,001 $100,000 100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000
 ValueCodes $15,000 lcss K=$15,001.$50,000 $50,001-$100,000 M=$100,001-$250,000 

(See Columns and D3) $250,001-$500,000 O=$500,001-$1,000,000 1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 -More than $50,000,000
 Value Mcthod Codes =Appraisal -Cost (Real Estate Only) =Assessment =Cash Market 
(See Cotumn C2) Othcr =Book Value =Estimated 

VII. INVESTMENTS and TRUSTS -i.come, va~.e, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. 

19. 

20. 

21. 

22. 

23. 

24. 

25. 

26. 

27. 

28. 

29. 
33. 

34. 

"-self "-self "-self "-self self "-self "-self "-self "-self "-self "-self 
Lincoln St. Realty (limited partnership) None None None None None None None None None None None None None None None None None 
Sold (part) 
Sold (part) 
Sold 
(part) 
Sold 
(part) 
Buy (addl) 
Sold 
(part) 
Sold 
(part) 
Sold 
(part) 
Sold 
(part) 
Buy (addl) 
Sold 
(part) 
Buy (addl) 
Buy (addl) 
Buy (addl) 
Buy (addl) 
Buy (addl) 
07/28/10 08/30/10 09/09/10 09/28/10 10/01/10 10/15/10 10/28/10 11/29/10 12/28/10 12/31/10 12/23/10 04/01/10 05/20/10 07/01/10 10/01/10 12/31/10 Income Gain Codcs: =$1,000 Icss =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000  
(See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes $15.000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000  
(Sce Columns and D3) $250,001-$500,000  O=$500,001-$1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 $25,000,001-$50,000,000 More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 of.filing instructions.)  NONE (No reportable income, assets, transactions.) Description Assets Income during (including trust assets) reporting period (1) (2) Place "(X)" after each asset Amount Type (e.g., exempt from prior disclosure Code div., rent, (A-H) int.) Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W)  (l) Type (e.g., buy, sell, redemption)  Transactions during reporting period (2) (3) Date Value mm/dd/yy Code (J-P) (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  
35. Hershey (common~S,~  Dividend  
36. Smith Barney Liquid Res Fund (common)  Dividend  
37. Gen. American Inv. (common) (GAM)~  Dividend  
38. Chase Bank (acccount)~  Interest  
39. Chase Bank account~  None  
40. Citibank account  None  
41. Art Works  None  
42. Chase bank account (trust)  None  
43. Vanguard GNMA Fixed Income Fund (trust~  Interest  
44. FHKCX  Dividend  
45. FEMKX  Dividend  
46. FUSVX (formerly FSMAX)  Dividend  
47. FLGEX  Dividend  
48. HGOCX  None  
49.  IHSAX  None  
50.  HNSCX  Dividend  
51.  HIOCX  Dividend ncome Codes: (See Column and D4) Value Codes (See Columns and D3) =$1,000 less 50,001 $100,000 =$15,000 less =$250,001 $500,000 =$1,001 $2,500 100,001 $1,000,000 =$15,001 $50,000 =$500,001 $1,000,000 =$2,501 $5,000 -$1,000,001 $5,000,000 =$50,001 100,000 =$1,000,001 $5,000,000 =$5,001 $15,000 =More than $5,000,000 =$100,001 $250,000 =$5,000,001 $25,000,000 =$15,001 $50,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value -Other =Estimated  

Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -inco,,e, value, transactions (lncludes those spouse and dependent children; see pp. 34-60of filing instructions.) 
---] NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(l) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
52. 
HCACX 	None 

53. 
IGNCX 

None 

54. 
TILFX 	None 

55. 
VTRIX Dividend 
FNYXX
56. Interest 

57. 	
Alabama 5.25 bond 11/1/15 Interest Buy 08/26/10 (addl) 

58. 
Califomia4.90 bond Interest 	Sold 12/30/10 

59. 
Elizabethton 7.00 7/1/20 Interest 	Buy 01/l 1/10 

60. 
Jacksonville 5.375 8/15/23 Interest 	Buy 01/15/10 

61. (See Part VIII) None Buy 05/28/10 (addl) 

62. 
Bd. Man. Guadalupe* 5.375 8/15/27 Interest 	Buy 07/15/10 

63. (See Part VIII) None Buy 08/03/10 (addl) 
(addl) 

64. 
None 	Buy 10/25/10 

65. Rochester 5.375 bond Interest 

66. Rochester 5.00 8/15/27 Interest 

67. 
Farmington 5.7 bond Interest 	Sold 06/09/10 

68. 	
Kentucky 6.0 bond 10/1/19 Interest Sold 10/01/10 (part)
 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Colunms and 134) 50,001 100,000 =$100,001 $1,000,000 =$1,000,001 5,000,000 =More than $5,000,000
 Value Codes $15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 

(See Columns and D3) =$250.001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,!)00,001 $25,000,000 $25,000,001-$50,000,000 More than $50,000,000
 Value Method Codes =Appraisal -Cost (Real Estale Only) =Assessment =Cash Market 
(See Column C2) -Other =Book Value =Estimated 

VII. INVESTMENTS and TRUSTS --income, value, transactions ancludes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset exempt from prior disclosure  Amount Code  Type (e.g., div., rent,  Value Code  Value Method  Type (e.g., buy, sell,  Date mm/dd/yy  Value Code  Gain Code  Identity buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. 
Louisiana 5.250 7/1/24 Interest 	Buy 10/12/10 

70. 
Mahoning 5.5 bond Interest 

71. 
MTA 5.25 4/1/14 bond Interest 

72. 
MTA 5.0 7/1/15 bond Interest 

73. 
MTA 5.625 7/1/16 bond Interest 

74. 	
Michigan Hosp. bond Interest Buy 10/12/10 (addl) 

75. 
Mission Viejo bond Interest 	Sold 01/11/I 

76. 
Mississippi Hosp. bond Interest 

77. 
Muskingum 5.4 bond Interest 

78. 
NYC 5.375 6/I/23 bond Interest 

79. 
NYS Bridge 5.125 1/1/12 bond Interest 

80. Dorm 5.1 2/15/26 bond Interest 

81. Dorm 6.45 8/15/24 bond Interest 

82. Dorm 5.25 8/I/25 bond Interest 

83. Dorm 5.25 8/I/19 bond Interest Sold 02/01/10 (part) 

84. 	
"(See Part VIII) None Sold 08/02/I (part) 

85. Dorm 5.45 8/I/29 bond Interest Income Gain Codes: =$1,000 less  B=$1.001 $2,500 =$2.501 $5,000 =$5,001 $15,000 =$15,001 $50.000  
(See Colurans and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes -$15,000 less -$15,001 $50,000 $50,001 $100,000 100,001 $250,000  
(See Columns and D3) =$250,001 $500,000  O=$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 $25,000,001 $50,000,000 -More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment -Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 o:filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reporting period  
(1)  (2)  (l)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" alter each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H) private  
(Q-W)  transaction)  

86. Dorm 5.5 8/1/38 bond Interest 

87. 	
N Dorm 5.4 2/1/31 bond Interest 

88. Dorm 5.625 8/1/22 bond Interest 	Sold 01/07/10 

89. Dorm 6.25 2/1/36 bond Interest Sold 02/01/10 (part) 

90. 	
None Sold 08/02/10 (part) 

91. 
None 	Sold 10/07/I 

92. Dorm 5.75 8/1/24 bond Interest 

93. Dorm 5.375 2/1/17 bond Interest 	Sold 09/08/10 

94. Dorm 5.0 bond 4/1/12 Interest 	Sold 12/23/10 

95. Dorm 5.45 8/1/35 bond Interest 

96. Dorm 5.45 8/1/27 bond 5.0 2/1/12 Interest $3513 

97. Dorm 5.0 2/I/12 bond Interest 	Sold 12/27/10 

98. Dorm 5.0 2/I/18 bond Interest 

99. Dora 5.0 2/I/28 bond Interest 

100. 	
NYS Energy 5.5 bond 1/1/21 Interest 

101. 	
NYS Envir. 5.125 bond 6/15/19 Interest 

102. 
NYS Mtg. Ag. 5.0 4/I/25 None 	Buy 12/29/10
 Income Gain Codes: =$1,000 less =$1,001 $2,500 $2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 (See Columns and IM) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 More than $5,000,000
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 100,000 =$100,001 $250,000 

(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 $1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcnt =Cash Market (See Column C2) =Book Value =Other =Estimaled 
Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  
(l)  (2)  (I)  (2)  (1)  
Place "(X)" after each asset exempt from prior disclosure  Amount Code  Type (e.g., div., rent,  Value Code  Value Method  Type (e.g., buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  
(Q-W)  

103.
 NYS Urban 5.5 bond 7/1/16 Interest Sold (part) 

104. (See Part VIII) 	None Sold (part) 

105.
 Norfolk 5.75 bond 11/1/13 Interest 

106. Med 5.5 bond 10/1/24 Interest 	Sold 

107. East Mun 5.5 bond I/1/21 Interest Sold (part) 

108.
 Peninsula 8.7 bond 8/1/23 Interest 	Sold 

109.
 Pima 5.0 12/15/36 Interest Buy 

110. Dep 6.0 bond 8/1/17 Interest 11. RIS Health 5.5 bond 5/15/16 Interest 
112.
 Sacramento 5.0 bond 12/1/16 Interest 

113.
 St. Paul 5.5 bond 11/1/23 Interest Buy (addl) 14. Triborough 5.25 1/1/13 bond Interest 
115.
 Triborough 5.25 1/I/14 bond Interest 

116.
 Washington 5.25 8/1/23 bond Interest 

117.
 Washington 6.25 8/1/28 Interest Buy 

118.." (See Part VIII) None Buy (addl) 19. Bd. Man. Guadalupe bond 5.375 8/15/27 Interest Buy
 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 (See Column and D4) =$50,001 $100,000 =$100.001 1,000.000 1,000,001 5,000,000
 ValuCodes $15,000 less $15,001-$50,000 L=$50,001-$100,000 

(See Colunms and D3) =$250.001 $500,000 -$500,001 $1,000,000 -$1,000,001 $5,000,000 $25,000,001-$50,000,000 =More thzn $50,000,000
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment (See Column C2) =Book Value =Other =Estimated 

Transactions during reporting period 
(2)  (3)  (4)  (5)  
Date  Value  Gain  Identity  
mm/dd/yy  Code  Code  buyer/seller  
(.l-P)  (A-H)  (if private  
transaction)  

01/04/10 03/22110 
01/14/10 10/21/10 09/01/10 09/08/10 
03/25/10 
01/12/10 02/02/10 07/15/10 =$5,001 $15,000 =$15,001 $50,000 More than $5,000,000 M=$100,001-$250,000 =$5,000,001 $25,000,000 =Cash Market 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions,) 
--] NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(1)  (2)  (1)  (2)  (l)  (2)  (3)  (4)  (5)  
Place "(X)" aRer each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code (A-H)  div., rent, int.)  Code (J-P)  Method Code  buy, sell, redemption)  mm/dd/yy  Code (J-P)  Code (A-H)  bayer/seller (if private  
(Q-W)  transaction)  

120. (See Part VII1) 	None Buy 10/25/10 (addl) 

121.
 Califor. 4.9 10/1/13~!~ Interest 

122. MTA 5.25 4/1/14 bond -~,~ Interest 

123.
 Michigan 5.75 8/15/26ili ~~=o~::: Interest 

124.
 Muskingum 5.35 bond ~[~i~ Interest 	Sold 02/16/10 (part) 

125. 
NYC Mun 5.75 bond~ ~.~ 6/15/13 Interest 

126. 
NYC Ind. 5.375 6/1/23 ~~ ond Interest 

127. Dorm 5.1 2/15/26 bond Interest 

128. Dorm 6.45 8/15/24 bond~ Interest 

129. Dorm 5.25 8/1/25 bond -~,!~ Interest 

130. Dorm 5.5 8/1/38 Interest 

131. Dorm 5.375 2/I/17 bond~i~ Interest 	Sold 09/09/10 

132. Dorm 5.0 2/I/12 bond~!ii~ Interest 

133. Dorm 5.0 2/1/28 bond "~~!i~.it Interest 

134. 
Norfolk 5.75 bond -~o~i~ Interest 

135. 	
North Car. 5.5 I/I/21 bondi~ ili Interest Sold 10/21/10 (part) 

136. Health 5.5 bond Interest
 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Column 50,001 $100,000 =$100,001 1,000,000 =$1,000,001 5,000,000 =More than $5,000,000
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 $100,001-$250,000 (See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Mcthod Codes =Appraisal =Cost (Real Estale Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other ~Estimatcd  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting peri  
(including trust assets)  reporting period reporting period  
(1)  (2)  (1)  (2)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int,)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

137.
 Waco bond 5.0 8/1/31 Interest Buy 09/09/10 

138.
 New Providence Assoc. fund~ None 

139.
 JPMorgan Tax Free Bond VANTX~ Interest nconte Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 See Colunms and D4) =$50,001 00,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less -$15,001 50,000 =$50,001 100,000 =$100,001 $250,000  
(See Columns and D3) =$250,001 $500,000 $500,001 $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Name Person Reporting Date Report

5/15/2011 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate port report.) The first line relating this security reports the years end holdings and the dividends and interest received during the year from this security. Subsequent lines for the same security report purchases, sales and gains from such sales. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/Pierre Leval 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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