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Judicial Watch • R Proctor David – 2003

R Proctor David – 2003

R Proctor David – 2003

Page 1: R Proctor David – 2003

Category:Federal Judges

Number of Pages:14

Date Created:February 3, 2005

Date Uploaded to the Library:December 06, 2014

Tags:R David Proctor, PROCTOR, ONeill, Building, Global, Lynch, Fidelity, Growth, 2003, dividend, disclosure, reporting, report, Federal Judge, income, Judge


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Shareholder; Vice President; Trustee Lehr Middlebrooks Price Proctor, P.C. Member ONeill Building, I.LC 
 
The Drew Battle Foundation Steering Committee Member Project Corporate Leadership AGREE.mNTS. (Reporting individual only; see pp. 14-16 filing instructions) NONE -(No reportable agreements.) 09/22/04 25% interest the ONeill Building, Birmingham, Alabama. (See Part Vil -Additional Information and Explanation for details.) 
 
 
III. 
NON-INVESTlIENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions) 
Filers Non-Investment Incom NONE (No reportable non-investment income.) 
 
AND TYPE Lehr Middlebrooks Price Proctor, P.C. -Atty Compensation 
 
Spouses Non-Investment Income(If you were married during any portion the reporting year, please complete this section. (dollar amount not 
except for honoraria) 
 NONE -(No reportable non-investment income.) 
 
IV. REIMBURSEMENTS transportation, lodging, rood, entertainment 
(Includes those spouse and dependent clu1dren. See pp. 25-27 instructions.) GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE -(No such reportable gifts.) 
 
 
 
VI. UABII.JTIES. (Includes those spouse and dependent cluldren. See pp. 32-34 instructions.) 
 NONE (No reportable liabilities.) 
 
 
Name Person Reporting Page of2 
vn. JNVESTMENTS and TRUSTS -income,. alue, 
transcutions (includes those ofthe -pouse and dependent children See pp. 34-57 filing instructions.) Income during Gross value end Transactions during reporting period reporting period 
reporting period 
Description AssdS 
(including trust assets) not exempt from disclosure 
(1) 
(2) (4) (S)(1) (2) 
Place (X} after each asset exempt Amount from prior disclosure Code 
Type (e.g. Date: buy, sell, Month- 
Value Value 
Value Identity 
Codc2 
Type (e.g. 
div. rent 
Code I(A-H) 
Method 
buyerfscller 
(ifprivate 
Codc2 (J-P) Code3 merger. Day 
redemption) 
(Q-W) 
int.) (J-P)(A-H) 
tnmsaction) 
PROCTOR, David 	 
 
DNONE (No reportable income, assets, transactions) Fidelity Advisor Div. Growth Fidelity Advisor Div. Growth Oppenheimer Quest Class Evergreen Select Adj. Evergreen Select Adj. Salomon Capital Fund Fidelity Advisor Small Cap Delaware Corporate Bond MeniJI Lynch Global Allocation 10. Ener Plus Res. Trust Dividend Dividend Dividend Dividend Dividend Dividend None Div/STCG Dividend Dividend Sell Sell SeJI Sell SeJI SeJI 08104 11/0S 11/0S 08/04 11/0S 11/0S 
11. Fidelity Advisor 12. Delaware Select Growth 13. Merrill Lynch Global Growth (LB) None None None 
14. United Technologies Corp. IS. CMA Money Fund 16. ONeill Building llC 17. Oppenheimer Quest Class 18. Merrill Lynch Global Allocation Class Dividend Dividend/lnt Dividend None Dividend Se1l Buy Buy 08104 llfl4 11114 
 
 
;.. 
 
 
 
 :iK 
.;,:SI,-(J{JO 
 
 
:...:ssoo,001.SUXJQ.ooo 
 
:!. Va1ueCodei;: (See C:oiumns and D3) =szso,ooo..oci;ooo  _;o 1.l =.s.ooo.ooi,.;..sso.ooo;oo0 
i$M11re-ll:lll $50i00Q.0Qf) alUt Method Codes 
Aprraisal 
(Sec :Column C2) Bool:Value .Other -o:;..Allscssment 
Date ofReport Jlfa 
Name Person Reporting Pagel ofl 
PROCTOR, David Ga): s11212004 VIL INVESTMENTS and TRUSTS -income. value, trnscations (includes those ofthe spouse and dependent childrLlL See pp. 34-57 6JiJJg insbuctions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosun: Income during reporting period (1) (2) Amount Type (e.g.Codel div. rent or(A-H) int.) Gross value end reporting period (1) Value Value(.ode Method (J-P) Code3 (Q-W) Transactions during reporting period (1) Ifnot exempt liom disclosure (2)Type (e.g. Date: Valuebuy, sell, MondiCode2 Codel merger, Day (J-P) (A-H)red.emption) (S) Identity buyer/seller(If private transaction) 
19. Federal Home Loan None Buy 08104 
20. One Market Group STCG/Div Buy 05123 
21. Northwestern Mutual Life Ins...,. Distribution Cash Out 11/04 
22. Calamos Market Neutral Dividend 
 
 
 
 
 
 
. ilOOO.arles 
i.;ss;oo1,iSl;i$;iloo 
1.111ccmr1GamCodcs: .,c 
 
 
if C.= $5o,001 SlOO;ooti: J -,,:_;$I!il0orlc 
SS,OOO;OOlS25,oOO;noo .. 
:.!.a1ueCodcs: (See Columns.CJ llnd,D3J $2..i0.000-$500,000  ;Sl;OOcO(J1cs5,ooo,ooo 
:p:; szs;ooo,oo 1-$so,(l00;000 -- ... - --. 
 
 Value Method Codes Appraisal .,, Cost(Rclll Estau---Oilly) =;AsscsSmerit  
= Cash.Marht 
(Sl;e Cobum C2) D0o.l Valut =Other v,r C . 
 
VIll. ADDITIONAL INFORMATION OREXPIANATIONS (Indicate part Report.) 
Explanation Part -Agreements: The other members ONeill Building LLC and agreed the sale 25% interest the ONeill Building, located Binningham, Alabama. also agreed the purchase price would detennined having professional valuation the building, subtracting the mortgage balance the time sale, and paying 25% that amount. 
 
AMENDMENT ORIGINAL REPORT FILED 05/10/04: 
 
 
 
 
 
 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief: and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TiilS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
Fll.ING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosme Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544 
 
;AO-lO Government Act 978 
Rev.1/2004 
Calendar Year 2003 U.S.C. apJl.  101-lJJ) Person Reporting (l.ast name, First name, Middle initial) Court Organization PROCTOR, David U.S. District Court, ND/AL 	Title (Article IJI Judges indicate ;u.-tive senior status; Reporqype (check appropriate type) magistrdte judges indicate full part-time) Nomination, Date 
U.S. District Judge -Active Initial @Annual Final Date Report 5/10/2004 Reporting Period 
1/1/2003 1213112003 	Chambers Office Address the basis the infolTilalion contained this Report and any modifications pertaining thereto, is, OJlinion, compliance 
730 Hugo Black U.S. Crthse with applicable laws and regulations. 
1729 5th Avenue North Birmingham, 35203 
IMPORT ANT NOTES: The instructions ac:c:ompanying this fonn must followed. Complete all parts, checking the NONE box for each part where you have reportable infonnation. Sign Jut page. POSIDONS. (Reporting individual-Only; see pp. 9-13 offiling insbUctions)  ;    . NONE -(No reportable positions.) Shareholder; Vice President; Trustee 	Lehr Middlebrooks Price Proctor, P.C. Member 	ONeill Building, LLC 
Board Member 	The Drew Battle Foundation Steering Committee Member 	Project Corporate Leadership 
 
II. 
AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) NONE -(No reportable agreements.) 
09122/04 25% interest the ONeill Building. Birmingham, Alabama. (See Part VIII -Additional Information and 
 
 
 
Explanation for details.) 
 
(::l 
r-- 
),.: Spouses Noe-Investment Income(lfyou were manied during any portion the reporting year, please complete this section. (dollar amount not required except for boooraria) 
 NONE 
 
 
IV. 	REl1.1BURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE GIFIS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) btJ NONE -(No such reportable gifts.) .$lOQoo1S2so.ooo 
Date Report 
Name Person Reporting 
PROCTOR, David 1012004 vn. INVESTMENTS and TRUSTS -income, lllue, transcations (includes those the spouse and dependent cluJdrun. See pp. 34-S7 filing instmctions.) 
Description Assets (including trust assets) Plai:e (X) aftc:r each asset cxent from prior disclosUR: Income during reporting period (1) (2) AmolDlt Type (e.g.Code div. rem. (AH) inL) Gross value end reporting period (2) V1lue Value Code2 Melhod (J-P) Codc3 (Q-W) Transactions during reporting period (1) Ifoot exempt from disclosure (2) (3) (4) (5) Type (e.g. Date: Value Gain Identity buy, sell, MonthCode2 Code buyer/sellermerger. Day (J-P) (A-H) (if private redemption) transaction) NONE (No reponable income, assets, tnmsactions) Fidelity Advisor Div. Growth Dividend Sell 08/04 Fidelity Advisor Div. Growth Dividend Sell 11/05 Oppenheimer Quest Class Dividend Sell 11/05 Evergreen Select Adj. Dividend Sell 08104 
Evcrgrccn Select Adj. Dividend Sell 11/0S Salomon Capital Fund Dividend Fidelity Advisor Small Cap None Delaware Corporate Bond Div/STCG Merrill Lynch Global Allocation Dividend Sell 11/05 
10. Ener Plus Res. Trust Dividend 
11. Fidelity Advisor None 
12. Delaware Select Growth None 
13. Merrill Lynch Global Growth (LB) None 
14. United Technologies Corp. Dividend Sell 08/04 
IS. CMA Money Fund Dividend/Int 
16. ONeill Building LLC Dividend 
17. Oppenheimer Quest Class Buy 11/14 
18. Merrill Lynch Global Allocation Class Dividend Buy 11/14 
 
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