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Judicial Watch • Ralph R. Erickson – 2003

Ralph R. Erickson – 2003

Ralph R. Erickson – 2003

Page 1: Ralph R. Erickson – 2003

Category:Federal Judges

Number of Pages:7

Date Created:February 3, 2005

Date Uploaded to the Library:October 15, 2014

Tags:alerus, Erickson, Dakota, Ralph R Erickson, Ralph, Growth, trust, stock, district, 2003, dividend, reportable, reporting, report, Federal Judge, financial, income, Judge


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Report Required: the Ethics Government Act.ofl978 
Calendar Year 2003 U.S.C. app.  101-111) 	Person Reporting (Last name, First name, Middle initial) Court Organization Erickson, Ralph District North Dakota 	Title (Artic:le Judges indicate active senior status; ReportType (check appropriate type) magistrate judges. indicate full-or p!llrt-time) Nomination, Date District Judge-Active Initial @Annual Final Date ofR1port 
5/14/2004 Reporting Period 
ll/1/2003 12/31/2003 	Chambe:rs Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
Quentin Burdick Courthouse 
with applicable laws and regulations. 655 Ave. N., Ste. 410 
Date 
Fargo, 58102-4952 
IMPORTANT NOTES: The illstructions accompanying this fonn must followed. Complete all parts, checking the NONE box for each part wllien yon have reportable iinfonnation. Sign last page. POSITJ[ ONS. (Reporting individual .only; see,pp. 913 tjling instructions) NOl..:fE -(No reportable positions.) 
POSmON 	NAME Personal Representative: 	Estate#! Trustee 	Trust#2 
.II. AGREEMENTS. (Repiorting individual only; see pp. 14-16 offiling instructions) NONE. (No reportable agruements.) 
PARTIES AND TERMS 1115188 	401K Ohnstad Twichell, P.C. 2/15/93 	NDPERS County Retirement Plan Ii:=- 
.:0 
1/02/05 NDPERS Stare Judicial Retirement Plan 	r-- 12131/96 457(b) Plan State North Dakota 	A:J:z 
 
Name Person Reporting 
11.NANCIAL DISCLOSURE REPORT 
Date 
Erickson, Ralph 
III. NON-INVES1MENT Ilf COME. (Reporting individual and spouse; see pp. 17-24 offiling instructions) Fileirs Non-Investment Income NON] -(No reportable norn-invesbnent income.) 
SOURCE TYPE GROSS 
(yours, not spouses) 3115/03 20528.31 
Salary, District Judge, East Cental Judicial District ofNorth Dakota, 11011033/15/03 Spouses Non-Investme:n1t J[ncome -(lfyouwere married during any portion the reporting year, please complete this section. (dollar amount not requimd except for honoraria) NOlfE -(No reportable non-investment income.) 
SOURCE TYPE 12/31/03 Optometrist-Self Employed 
IV. REIMBURSEMENTS -transportation, lodging. food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) N01fE -(No such repo1tab!I reimbursements.) Exempt 
 
 
VI. LIJlilllLITIES. {Includes those ofspouse and dependent children. pp. 32-34 instructions.) 
 
 
 
 
_.FlNAlCIAJL DISCLOSURE REPORT 
Name Person Reporting VII. 1NVEST1v1ENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 offilinginstnictions.) 
Description Assets Income during reporting period Gross value end reporting period Transactions during reporting p-r:iml 
 
(ii:icluding trust assets) 
(2) 
(2) 
(l) 
(1) 
(2) 
(3) (4) (5) 
Pb1ce (X) after each asset empt Amount 
Value Type 
Value 
Type (e.g. 
from prior disclosure 
div. 
Value 
Gain 
(e.g. Date: ldentify 
buyer/seller 
Code buy, sell, Month- 
Codel 
Code2 
Method 
Code2 
rent. 
merger, 
(J-P) 
Code3 Day 
int.) 
(A-H) 
(if private (J-P) 
redemption) 
(Q-W) 
lra!Jsaction) NONE (No reportable income,assi :ts, orlillnsactions) AWSHX Dividend AGR B(X) None 
 
None Jnc., common stock 
Dividend Con:onunity Fitst Bankss, In1:. COllllDOD stock 
Dividend 
Intel, In1c., common stock Lucent Technologies, Inc., stock Oa1anark Select. mutual fund Proc1:or Gamble, common sto 1ck Wells Fargo Co., common stock 
10. FedeIated Institutional Fund (SEP IRA) Alerus Financial 
11. 12. PIMC:0 High Yield Fund #108 (SEP IRA) Federated Max Cap Fund, #39, (SEP IRA) Alenis Fmancial Alerus Financial 
13. 14. 15. 16. 17. Feder:atee! Mid Cap Fund #151 (SEP IRA) AJ1mis Fmancial -Feder.!ted International Equity Fund, #06 Alerus (SEP:IRA) SEJS Alerus Financial mall Cap Growth Fund {SEP:[RA) North atinn, Alerus (X) In11t. Fllllds Prime Oblig SEP -Alerus, Financial Common Stoo Fund (401K) 
18. Alerus International Stock Fun cl1[401K) 
Codes: ;:. 2,}laloe1CQdll$: -  A_;,.;(li)Ol:iies_,s< .- -tJP1lOOO:; 
 
None 
Div., Dist., 
Dividend 
Dividend 
Interest 
Interest 
Div. Int. 
Div.Jnt 
Div.Jnt 
Div. Jnt. 
Interest 
Div.Dist 
Dividend 
- 
dS.ee:.Coiuinns andD:3).-Nif=s251l,oiiiJ;,$ioo,bQD --. _;ty;; ,Ofio()1>.; J>F;.;.t;Q6;tioJ;:$ : -. _t;- 
sell 8127 
buy 8/27 
sell 9/22 
sell 9/22 us;,(l{)i,,sso-,cioo .... s;ooo;ooi.s:zs.ooo;ooo 
-Ps:ioqo14sa;ooo;ooo --, ---. P4 ..;sMoret1i$$i;9ooPQ 
 
vaiue Method Ccides =AP..Pnils:L -}l :.:::c0Sieon1:r>: .,,_JSsessmi:Dt 
 
 
(See ColUlllll C2)  BoOk Value ;.;Otiier =-Esmnated 
 
 
Erickson, Ralph 
Date 
.VII. 	INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. seePP- 
Income during 
Gross value end 
Transactions during reporting period 
Desenption Assets (including trust assels) 
reporting period reporting period 
not exempt from disclosure (2) 
(2) (1)(1) 
(4)(2) 
Typediv. rent orint.) 
Value Value Type (e.g. 
Place (X) after each asset eiempt Amoimtfrmn prior disclosure 
Date: Value Gainbuy, sell, 
Jdentiti1 buyer/seller 
(if private 
tral!Sction) 
Code 
Month 
Code2 Method 
Code 1Code2 
(J-P) 
Day 
(AH) 
Code3 merger,redemption) 
(J-P) 
(Q-W) 
19. Alems Financial Aggressive Fund (401K) Dividend sell 9/22 
20. Fed1mited (X) 40JK Capital ReserveFund, State BankTrust Dividend open 9/22 
21. Nor11hwestern Mutual Life, cash value insurance Dividend 
22. 23. Pilot Life Insuranc1:, c:a:ih value Jeffl:rson insuran1:e INGAema 457(b) Aetna Grc1wltltIncome, VP-35 Dividend Div.Jnt. terminated 
24. 25. ING Ae:tn Cap. ING Aelln 457(b) ING (Aetrta) Index Plus Large 457(b) Fidelity VIP Growth Portfolio 109 Div.Jnt. Div.Jnt. 
26. INGAe1n Port. 11! 457(b) Janus Aspen Aggressive Growth Div.Int 
27. INGAe1n Port 123 457(b) Janus Aspm Worldwide Growth Dividend 
28. Gate Ciy Savings-Savings .Acc01mt Interest 
 
29. 
Unite:d Presidential Life Insurance (cash value) Dividend 
 
30. 
Geneiral Life Jnsuranc1e (cash value) Dividend 
 
31. 	 
Digital E:roadcast Corporation None 
 
32. 	 
First State Bank ofFargo, Estate None 
33. 	 
Coin Collection-Estate 
 
34. 	 
Phoen1ix ifome Mutual life In.su11111ce Policy-Trust 
 
 
 
Distnl>ution 
35. 	Genei:al unerican Life JnsuraJ1ce 
 
 
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 )._. 	,,-1b -: ;::. 
- 4i5,ocicr;nii.$o;o()o;Qo:: ::_  :fr4 lliaO;sso;ooo,omf   
,i;.Viil!e..;Metl;od Codes App. :;  - A:sci;!ll;;;ni. -=Cet 
 
c2) =Book:Vil!1 - =eel 
 
 
Sev. IV. Line Travel Expenses reimbursed for official travel while serving State District Judge, East Central Judicial District ofNorth Dakota. 
Sec. VII. Line. Alerus financial ci::ased offering Federated lnstitutiOnal Fund #IO. Proceeds rolled over into Northern Institutional Funds Prime 
Obligation. 
Sec. VII. Lines 17-19. Ohnstad Twic.htIl. 401K plan transferred from Alerus Financial State Bank Trust Company ofFargo, 9122103. 
 
Sec. VIl. Line 23. Merger ING funds with Aetna funds fund manager rolled funds ING Aetna Growth Income Fund VP-035 into ING Index Plus Large: Cap fund. The exact date the tennination and rollover unknown but occurred prior 3130103. 
 
Sec. VII. [jne 35. General American Life Insurance ceased operations mutual company and became stock company which resulted distnbution accumulated capital value the: plicyholders. further certify that earne:d income from outside employment and honoraria and the acceptance gifts which have been reporte1i are compliance with the provisions U.S.C.  501 seq., U.S.C.  7353, and Judicial Conference regulations.